13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-14, with 6,974 holding rows worth $277,340,957,000.
- Accession
- 0001567619-20-003889
- Filer
- CIK 1000275
- Filed
- 2020-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A holdings report, 26,743 entries on the cover page, a total value of $277,340,957,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $277,340,957,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC CMA LLC028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerLMCG INVESTMENTS, LLC028-13608
- included managerMID CONTINENT CAPITAL LLC/IL028-05684
- included managerSymphonic Financial Advisors LLC028-12672
- included managerSEI INVESTMENTS MANAGEMENT CORP028-16475
- included managerAston Asset Management, LLC028-12347
- included managerUBS ASSET MANAGEMENT AMERICAS INC028-02682
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerJACKSON NATIONAL ASSET MANAGEMENT LLC028-06761
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CAREER EDUCATION CORP | 141665109 | COM | 2,507 | $46,000 | thousands by filing date | |
| DIREXION SHS EXCH TRD FD DAILY 30 YR TREAS BEAR | 25459Y678 | ETF | 3,889 | $46,000 | thousands by filing date | |
| VANECK EGYPT INDEX ETF | 92189F775 | FUND | 1,603 | $46,000 | thousands by filing date | |
| ECOVYST INC. | 73943T103 | Common Stock | 2,673 | $46,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 2,307 | $45,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 18,720 | $45,000 | thousands by filing date | |
| DIRTT ENVIRONMENTAL SOLUT LT | 25490H106 | COM | 13,641 | $45,000 | thousands by filing date | |
| INNOVATOR ETFS TR II | 45783G102 | LADRD FD US EQT | 1,175 | $45,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E271 | S&P GLOBL DIVI | 3,699 | $45,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 6,976 | $44,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 1,884 | $44,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 4,318 | $44,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 12,299 | $44,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 1,378 | $44,000 | thousands by filing date | |
| FGL HLDGS | G3402M102 | ORD SHS | 4,177 | $44,000 | thousands by filing date | |
| BRIDGEBIO PHARMA INC | 10806X102 | COM | 1,238 | $43,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 1,043 | $43,000 | thousands by filing date | |
| VANECK INTERNATIONAL HIGH YIEL | 92189F445 | INTERNATIONAL HI | 1,716 | $43,000 | thousands by filing date | |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 6,131 | $43,000 | thousands by filing date | |
| BLUE CAP REINS HLDGS LTD COM COM | G1190F107 | COM | 6,329 | $43,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V654 | DYNMC RETAIL | 1,030 | $43,000 | thousands by filing date | |
| AVITA MEDICAL LTD | 053792107 | SPONSORED ADS | 4,690 | $43,000 | thousands by filing date | |
| LF Capital Acquisition Corp | 50200K108 | LF CAPITAL ACQUISITION COR-A | 4,131 | $43,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 2,163 | $42,000 | thousands by filing date | |
| INVESCO HIG INCM 2023 TARG T | 46135X108 | COM | 4,000 | $42,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 9,796 | $42,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 1,802 | $42,000 | thousands by filing date | |
| JOHN HANCOCK MULTIFACTOR HEALTHCARE ETF | 47804J503 | ETF | 1,128 | $42,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 600 | $41,000 | thousands by filing date | put |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 1,176 | $41,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 473 | $41,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 2,994 | $41,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 17,703 | $41,000 | thousands by filing date | |
| INVESCO DB MULTI ETF SECTOR COMMODITY TRUST BASE METALS FUND | 46140H700 | ETF | 2,747 | $41,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES BRITISH | 46138m109 | INDX FD | 323 | $41,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V183 | S&P SML 600 EQ | 713 | $41,000 | thousands by filing date | |
| SOLARWINDS CORP | 83417Q105 | COM | 2,230 | $41,000 | thousands by filing date | |
| WATFORD HOLDINGS LTD | G94787101 | SHS | 1,606 | $41,000 | thousands by filing date | |
| EMERALD EXPOSITIONS EVENTS I | 29103B100 | COM | 3,951 | $41,000 | thousands by filing date | |
| NOVAVAX INC | 670002401 | COM NEW | 10,074 | $40,000 | thousands by filing date | |
| RHYTHM PHARMACEUTICALS INC | 76243J105 | COM | 1,752 | $40,000 | thousands by filing date | |
| PROFOUND MED CORP | 74319B502 | COM NEW | 3,700 | $40,000 | thousands by filing date | |
| Amplify Energy Corp | 03212B103 | COM | 6,187 | $40,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F460 | CEF MUNI INCOME | 1,453 | $40,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 3,194 | $40,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 5,578 | $40,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 12,000 | $40,000 | thousands by filing date | |
| BIOSIG TECHNOLOGIES INC | 09073N201 | COM NEW | 6,652 | $40,000 | thousands by filing date | |
| REALITY SHS ETF TR DIVS ETF | 75605A108 | CEF | 1,498 | $40,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 3,308 | $39,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 1,094 | $39,000 | thousands by filing date | |
| HIGH INCOME SECS FD | 42968F108 | SHS BEN INT | 4,398 | $39,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 1,351 | $39,000 | thousands by filing date | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 1,630 | $39,000 | thousands by filing date | |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 7,385 | $39,000 | thousands by filing date | |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 3,514 | $39,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 2,063 | $39,000 | thousands by filing date | |
| AVID BIOSERVICES INC | 05368M106 | COM | 5,221 | $39,000 | thousands by filing date | |
| SELECT BANCORP INC NEW COM | 81617L108 | Stock | 3,128 | $39,000 | thousands by filing date | |
| FANG HLDGS LTD | 30711Y201 | ADR NEW | 13,636 | $39,000 | thousands by filing date | |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 8,924 | $39,000 | thousands by filing date | |
| GLOBAL X FDS GLB X | 37950E499 | FERTIL | 4,485 | $39,000 | thousands by filing date | |
| TWIN RIV WORLDWIDE HLDGS INC | 90171V204 | COM | 1,531 | $39,000 | thousands by filing date | |
| XENETIC BIOSCIENCES INC | 984015503 | COM | 26,991 | $39,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H583 | ETF | 766 | $39,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 7,257 | $38,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 12,333 | $38,000 | thousands by filing date | |
| ORIGIN BANCORP INC | 68621T102 | COMMON STOCK | 1,007 | $38,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 8,111 | $38,000 | thousands by filing date | |
| ASSETMARK FINL HLDGS INC | 04546L106 | COM | 1,296 | $38,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 2,672 | $38,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 9,718 | $38,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 1,134 | $38,000 | thousands by filing date | |
| NUVEEN GA DIVID | 67072B107 | COM | 3,043 | $38,000 | thousands by filing date | |
| NATIONAL SEC GROUP INC | 637546102 | COM | 2,500 | $38,000 | thousands by filing date | |
| MOGO INC | 60800C109 | COM | 14,954 | $38,000 | thousands by filing date | |
| PROSHARES TR | 74347B318 | S&P 500 BD ETF | 429 | $38,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06742W430 | LKD PERF BCLY | 510 | $38,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B479 | IQ ENCH COR PL | 1,907 | $38,000 | thousands by filing date | |
| CAROLINA TR BANCSHARES INC | 14422P105 | COM | 2,931 | $38,000 | thousands by filing date | |
| MEDLEY MANAGEMENT INC | 58503T106 | EQUITY | 13,003 | $38,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 748 | $37,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 1,454 | $37,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 19,238 | $37,000 | thousands by filing date | |
| REPLIMUNE GROUP INC | 76029N106 | COMMON STOCK | 2,625 | $37,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y863 | GLOBAL X GOLD EX | 1,369 | $37,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J406 | EX US SML CP | 955 | $37,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 3,120 | $37,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 3,390 | $37,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 5,058 | $37,000 | thousands by filing date | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 4,055 | $37,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 2,532 | $37,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 4,160 | $37,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 5,081 | $37,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 90274D218 | FI ENHANCD ETN | 177 | $37,000 | thousands by filing date | |
| FORTY SEVEN INC | 34983P104 | COM | 941 | $37,000 | thousands by filing date | |
| LISTED FD TR | 53656F607 | COM | 1,300 | $36,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 800 | $36,000 | thousands by filing date | call |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 7,100 | $36,000 | thousands by filing date | |
| PEABODY ENGR CORP | 704551100 | COM | 3,878 | $36,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 4,035 | $36,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 3,126 | $36,000 | thousands by filing date | |
| Hartford Schroders Tax-Aware Bond ETF | 41653L404 | ETF | 1,700 | $36,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 6,436 | $36,000 | thousands by filing date | |
| G1 THERAPEUTICS INC | 3621LQ109 | COM | 1,381 | $36,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 7,245 | $36,000 | thousands by filing date | |
| EXFO INC | 302046107 | SUB VTG SHS | 7,976 | $36,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 7,574 | $36,000 | thousands by filing date | |
| MAGAL SECURITY SYS LTD | M6786D104 | ORD | 9,364 | $36,000 | thousands by filing date | |
| INVESCO HIGH INCOME 2024 TAR | 46136K105 | COM | 3,468 | $36,000 | thousands by filing date | |
| KEMPHARM INC COM NEW | 488445107 | Stock | 95,940 | $36,000 | thousands by filing date | |
| SPDR SER TR | 78468R820 | S&P 500 BUYBCK | 481 | $36,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 400 | $35,000 | thousands by filing date | put |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 7,185 | $35,000 | thousands by filing date | |
| OBSIDIAN ENERGY LTD | 674482203 | COM | 47,843 | $35,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R753 | SMID CAP STR ETF | 1,494 | $35,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W380 | INTRST RATE HDGE | 735 | $35,000 | thousands by filing date | |
| NUVEEN N Y SELECT TAX FREE I | 67063V104 | SH BEN INT | 2,500 | $35,000 | thousands by filing date | |
| TREMONT MTG TR | 894789106 | COM | 7,005 | $35,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 2,917 | $34,000 | thousands by filing date | |
| High Yield ETF | 30151E814 | HIGH YIELD ETF | 1,000 | $34,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F841 | NATURAL RESOURC | 909 | $34,000 | thousands by filing date | |
| ALECTOR INC | 014442107 | COMMON STOCK | 2,009 | $34,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 7,238 | $34,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 1,655 | $34,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 3,817 | $34,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P306 | US CORE DIV TILT | 1,101 | $34,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 1,016 | $34,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 2,999 | $34,000 | thousands by filing date | |
| INVESCO | 46090C305 | EXCHANGE TRADED | 771 | $34,000 | thousands by filing date | |
| BNY MELLON MUN INCOME INC | 05589T104 | COM | 3,877 | $34,000 | thousands by filing date | |
| VERRICA PHARMACEUTICALS INC | 92511W108 | COM | 2,161 | $34,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W540 | FUND | 1,325 | $34,000 | thousands by filing date | |
| NUVEEN CALIF MUNICPAL VALU F | 6706EB106 | COM | 2,175 | $34,000 | thousands by filing date | |
| PEDEVCO CORP C | 70532Y303 | OM PAR | 20,528 | $34,000 | thousands by filing date | |
| DBX ETF TR | 233051598 | XTRACK MSCI ALL | 1,318 | $34,000 | thousands by filing date | |
| BG STAFFING INC | 05544A109 | COM | 1,559 | $34,000 | thousands by filing date | |
| GREENLANE HLDGS INC | 395330103 | CL A | 10,452 | $34,000 | thousands by filing date | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 355 | $33,000 | thousands by filing date | |
| TWIST BIOSCIENCE CORP | 90184D100 | COM | 1,583 | $33,000 | thousands by filing date | |
| ARCUS BIOSCIENCES INC | 03969F109 | COM | 3,322 | $33,000 | thousands by filing date | |
| OPTIMIZERX CORP | 68401U204 | COM NEW | 3,225 | $33,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 400 | $33,000 | thousands by filing date | put |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 515 | $33,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES | 46138W107 | JAPANESE YEN | 374 | $33,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H591 | CMN | 1,082 | $33,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 13,929 | $33,000 | thousands by filing date | |
| SCULPTOR CAP MGMT | 811246107 | COM CL A | 1,517 | $33,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075AC9 | BOND | 32,000 | $33,000 | thousands by filing date | principal |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 6,559 | $33,000 | thousands by filing date | |
| INDEXIQ ETF TR HDG MACTRK | 45409B206 | ETF | 1,253 | $33,000 | thousands by filing date | |
| RUBIUS THERAPEUTICS INC | 78116T103 | COM | 3,430 | $33,000 | thousands by filing date | |
| SPDR SER TR | 78468R119 | S&P TECH H | 400 | $33,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 34,460 | $32,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 2,149 | $32,000 | thousands by filing date | |
| ANAPTYSBIO INC | 032724106 | COM | 1,928 | $32,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 5,409 | $32,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 9,836 | $32,000 | thousands by filing date | |
| SUMMIT ST BK SANTA ROSA CALI | 866264203 | COM | 2,500 | $32,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 2,305 | $32,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 2,825 | $32,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 1,620 | $32,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 35,017 | $32,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 1,623 | $32,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 1,766 | $32,000 | thousands by filing date | |
| PROSHARES TR II | 74347W247 | ULTA BLMBG 2017 | 1,582 | $32,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 7,839 | $31,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 1,856 | $31,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 2,848 | $31,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 1,703 | $31,000 | thousands by filing date | |
| AMERICAN CENTY ETF TR | 025072505 | DIVERSIFIED MU | 581 | $31,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 3,360 | $31,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 1,783 | $31,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 2,044 | $31,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 11,130 | $31,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 1,805 | $31,000 | thousands by filing date | |
| NATIXIS ETF TR | 63873X109 | SEEYOND INTL ETF | 700 | $31,000 | thousands by filing date | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 914 | $30,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 4,323 | $30,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 4,150 | $30,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 1,502 | $30,000 | thousands by filing date | |
| VANECK VECTORS ETF TRUST | 92189F288 | ENERGY INCOME | 1,636 | $30,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 1,177 | $30,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 2,672 | $30,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 1,910 | $30,000 | thousands by filing date | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 5,357 | $30,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 3,659 | $30,000 | thousands by filing date | |
| BRAEMAR HOTELS & RESORTS INC | 10482B200 | 5.5 CUM CV PFD B | 1,567 | $30,000 | thousands by filing date | principal |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 767 | $30,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 1,497 | $30,000 | thousands by filing date | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 856 | $29,000 | thousands by filing date | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 2,143 | $29,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 71,919 | $29,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 12,010 | $29,000 | thousands by filing date | |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 451 | $29,000 | thousands by filing date | |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 883 | $29,000 | thousands by filing date | |
| THE REALREAL INC | 88339P101 | COM | 1,560 | $29,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 8,846 | $29,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 825 | $29,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R648 | SP KENSHO NEWEC | 800 | $29,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767876 | EMRNG MKT CONS | 1,200 | $29,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 4,000 | $29,000 | thousands by filing date | |
| PLAYAGS INC | 72814N104 | COM | 2,358 | $29,000 | thousands by filing date | |
| SCIPLAY CORPORATION | 809087109 | CL A | 2,290 | $29,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 2,581 | $29,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 1,135 | $29,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W671 | CONSUMER STPLS | 1,025 | $29,000 | thousands by filing date | |
| VAPOTHERM INC | 922107107 | COM | 2,478 | $29,000 | thousands by filing date | |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 10,202 | $29,000 | thousands by filing date | |
| LISTED FD TR EVENTSHS US LEGI | 53656F102 | CEF | 1,200 | $29,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 1,204 | $28,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G707 | VIRTUS NEWFLEET | 1,131 | $28,000 | thousands by filing date | |
| SI BONE INC | 825704109 | COM | 1,294 | $28,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 2,492 | $28,000 | thousands by filing date | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 1,700 | $28,000 | thousands by filing date | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 6,670 | $28,000 | thousands by filing date | |
| PROSHARES TR | 74347R172 | ULTRA 20YR TRE | 300 | $28,000 | thousands by filing date | |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 2,297 | $28,000 | thousands by filing date | |
| TECTONIC THERAPEUTIC INC COM | 05455M100 | Stock | 1,381 | $28,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 481 | $28,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 2,402 | $28,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y665 | GBL X MSCI NIGER | 2,100 | $28,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W622 | INOVATIV HLTCR | 1,000 | $28,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 300 | $27,000 | thousands by filing date | put |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 1,486 | $27,000 | thousands by filing date | |
| DBX ETF TR ETF X TRACKERS SHORT DUR HIGH YIELD BOND ETF | 233051283 | ETF | 550 | $27,000 | thousands by filing date | |
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| ISHARES TR | 464288265 | MSCI KOKUSAI ETF | 369 | $27,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 1,800 | $27,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y764 | MILLE CONSU ETF | 1,039 | $27,000 | thousands by filing date | |
| MAVERIX METALS INC | 57776F405 | COMMON STOCK-FO | 5,267 | $27,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 1,425 | $27,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746P563 | FUND | 630 | $27,000 | thousands by filing date | |
| NOVELLUS SYS INC | 670008AD3 | NOTE 2.625% 5/1 | 3,000 | $27,000 | thousands by filing date | principal |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 2,333 | $27,000 | thousands by filing date | |
| REDFIN CORP | 75737FAA6 | NOTE 1.750% 7/1 | 27,000 | $27,000 | thousands by filing date | principal |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 957 | $26,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 100 | $26,000 | thousands by filing date | put |
| INSPIRE CORPORATE BOND ETF | 66538H633 | ETF | 1,000 | $26,000 | thousands by filing date | |
| BILIBILI INC SPONS ADS REP Z | 090040106 | ADR | 1,424 | $26,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y790 | US EFFIC CORE FD | 880 | $26,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 4,148 | $26,000 | thousands by filing date | |
| ROCKET PHARMACEUTICALS INC | 77313F106 | COM | 1,124 | $26,000 | thousands by filing date | |
| RED RIVER BANCSHARES INC | 75686R202 | COMMON STOCK | 467 | $26,000 | thousands by filing date | |
| AMERANT BANCORP INC | 023576101 | COMMON STOCK | 1,190 | $26,000 | thousands by filing date | |
| PROCURE SPACE ETF | 74280R205 | ETF | 1,000 | $26,000 | thousands by filing date | |
| CUE BIOPHARMA INC | 22978P106 | COM | 1,637 | $26,000 | thousands by filing date | |
| ISHARES TR | 46432FAN7 | 2023 INVTGR BD | 1,060 | $26,000 | thousands by filing date | |
| ARROW INVTS TR | 042765792 | DWA TACTICAL MAC | 2,322 | $26,000 | thousands by filing date | |
| ALKALINE WTR CO INC | 01643A207 | COM NEW | 20,704 | $26,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L201 | SUSTNBLE INTL | 1,000 | $26,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 3,016 | $26,000 | thousands by filing date | |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 388 | $25,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 6,484 | $25,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 9,520 | $25,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 398 | $25,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 6,184 | $25,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C821 | US EQTY ULTRA B | 1,000 | $25,000 | thousands by filing date | |
| INNOVATOR TR ETF S&P 500 ULTRA BUFFER JULY | 45782C839 | ETF | 1,000 | $25,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 23,928 | $25,000 | thousands by filing date | |
| AZURE POWER GLOBAL LTD | V0393H103 | COM | 2,000 | $25,000 | thousands by filing date | |
| BROADMARK RLTY CAP INC | 11135B100 | COM | 2,017 | $25,000 | thousands by filing date | |
| SOLITON INC | 834251100 | COM | 2,289 | $25,000 | thousands by filing date | |
| CHINA AUTOMOTIVE SYS INC | 16936R105 | COM | 8,000 | $25,000 | thousands by filing date | |
| GREENSKY INC | 39572G100 | CL A | 2,878 | $25,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 4,554 | $25,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 3,355 | $25,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 97,526 | $25,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 1,785 | $25,000 | thousands by filing date | |
| NUVEEN TEXAS QUAL MUN IN | 670983105 | COM | 1,718 | $25,000 | thousands by filing date | |
| CHINA BIOLOGIC PRODS HLDGS I | G21515104 | COM | 219 | $25,000 | thousands by filing date | |
| RADA ELECTR INDS LTD | M81863124 | CMN | 4,750 | $25,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F759 | CHINA GROWTH LDR | 600 | $25,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738R787 | DEVELOPED INTL | 477 | $25,000 | thousands by filing date | |
| ACADIAN ASSET MANAGEMENT INC COM | 10948W103 | Stock | 2,328 | $24,000 | thousands by filing date | |
| STOKE THERAPEUTICS INC | 86150R107 | COM | 848 | $24,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 2,981 | $24,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 1,268 | $24,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 653 | $24,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 608 | $24,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2029 CORPORATE BOND ETF | 46138J577 | ETF | 1,202 | $24,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 4,102 | $24,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 4,500 | $24,000 | thousands by filing date | |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 1,300 | $24,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 2,766 | $24,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 10,344 | $24,000 | thousands by filing date | |
| GRITSTONE BIO INC | 39868T105 | COM | 2,750 | $24,000 | thousands by filing date | |
| BELLUS HEALTH INC NEW | 07987C204 | COM | 3,183 | $24,000 | thousands by filing date | |
| Kelso Technologies Inc | 48826D201 | COM | 34,255 | $24,000 | thousands by filing date | |
| VENUS CONCEPT INC | 92332W105 | COM | 5,014 | $24,000 | thousands by filing date | |
| CHIASMA INC | 16706W102 | COM | 4,700 | $24,000 | thousands by filing date | |
| PEOPLES UTAH BANCORP | 712706209 | COM | 786 | $24,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 5,851 | $24,000 | thousands by filing date | |
| NUVEEN ALL CAP ENE MLP OP JMLP | 67075E108 | COMMON | 4,550 | $24,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 100 | $23,000 | thousands by filing date | put |
| OOMA INC | 683416101 | COM | 1,768 | $23,000 | thousands by filing date | |
| iShares iBonds Dec. 2029 Corporate Bond ETF | 46436E205 | ETF | 896 | $23,000 | thousands by filing date | |
| FARMERS MERCHANTS BANCO OH | 30779N105 | COMMON STOCK | 774 | $23,000 | thousands by filing date | |
| EPSILON ENERGY LTD | 294375209 | COMMON STOCK | 7,019 | $23,000 | thousands by filing date | |
| MAINSTREET BANCSHARES INC | 56064Y100 | COMMON STOCK | 1,015 | $23,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 1,500 | $23,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 2,799 | $23,000 | thousands by filing date | |
| PIMCO EQUITY SER | 72202L363 | CMN | 750 | $23,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416508 | HARTFORD MLT SML | 757 | $23,000 | thousands by filing date | |
| DATA I O CORP | 237690102 | COM | 5,500 | $23,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 2,094 | $23,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 2,870 | $23,000 | thousands by filing date | |
| TUFIN SOFTWARE TECHNOLOGIS L | M8893U102 | SHS | 1,324 | $23,000 | thousands by filing date | |
| ISHARES TR | 46432FAK3 | 2020 INVTGR BD | 926 | $23,000 | thousands by filing date | |
| CAESARS ENTMT CORP | 127686AA1 | NOTE | 11,728 | $23,000 | thousands by filing date | principal |
| GREAT ELM CAP CORP | 390320109 | COM | 3,000 | $23,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 4,178 | $23,000 | thousands by filing date | |
| PREVAIL THERAPEUTICS INC | 74140Y101 | COM | 1,489 | $23,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F478 | EMERGING MKTS AG | 1,075 | $23,000 | thousands by filing date | |
| VICTORY CAP HLDGS INC DEL COM CL A | 92645B103 | Stock | 1,050 | $22,000 | thousands by filing date | |
| PHATHOM PHARMACEUTICALS INC | 71722W107 | COMMON STOCK | 693 | $22,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 5,830 | $22,000 | thousands by filing date | |
| KALVISTA PHARMACEUTICALS INC | 483497103 | COM | 1,263 | $22,000 | thousands by filing date | |
| IVERIC BIO INC | 46583P102 | COM | 2,555 | $22,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 1,452 | $22,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E844 | DLY GOLD INDX 3X | 635 | $22,000 | thousands by filing date | |
| UNITY BIOTECHNOLOGY INC | 91381U101 | COM | 3,008 | $22,000 | thousands by filing date | |
| PROSHARES TR | 74347B813 | mc | 572 | $22,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081507 | Stock | 947 | $22,000 | thousands by filing date | |
| Melinta Therapeutics Inc | 58549G209 | Common / Ordinary Stock | 41,221 | $22,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 1,450 | $21,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES EURO | 46138K103 | EURO SHS | 197 | $21,000 | thousands by filing date | |
| METROCITY BANKSHARES INC | 59165J105 | COMMON STOCK | 1,209 | $21,000 | thousands by filing date | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 784 | $21,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 2,919 | $21,000 | thousands by filing date | |
| ANTERIX INC | 03676C100 | COMMON STOCK | 511 | $21,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E708 | DIVIDEND STRNGTH | 570 | $21,000 | thousands by filing date | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 811 | $21,000 | thousands by filing date | |
| APYX MEDICAL CORPORATION | 03837C106 | COM | 2,515 | $21,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 3,142 | $21,000 | thousands by filing date | |
| ESSA PHARMA INC | 29668H708 | COM NEW | 3,675 | $21,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 3,860 | $21,000 | thousands by filing date | |
| VOLT INFORMATION SCIEN COM | 928703107 | COM | 8,656 | $21,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 5,166 | $21,000 | thousands by filing date | |
| Cigna Corporation | 125523100 | COM | 100 | $20,000 | thousands by filing date | put |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 5,724 | $20,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092782 | VLU FACTOR ETF | 532 | $20,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 1,783 | $20,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 1,419 | $20,000 | thousands by filing date | |
| STATE STREET SPDR RUSSELL MOMENTU | 78468R762 | ETF | 255 | $20,000 | thousands by filing date | |
| NAVIOS MARITIME PARTNERS L.P. | Y62267409 | COM UNIT LPI | 1,032 | $20,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X271 | DYNAMIC INTL SML | 602 | $20,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F684 | RETAIL ETF | 165 | $20,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y574 | ADAPTIVE US | 764 | $20,000 | thousands by filing date | |
| US VEGAN CLIMATE ETF | 26922A297 | ETF | 725 | $20,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 1,676 | $20,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y772 | AGING POPUL ETF | 860 | $20,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 2,096 | $20,000 | thousands by filing date | |
| AMALGAMATED BANK | 022663108 | COMMON STOCK | 1,036 | $20,000 | thousands by filing date | |
| CURIS INC | 231269200 | COM | 11,518 | $20,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 6,344 | $20,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 8,500 | $20,000 | thousands by filing date | |
| UNICO AMERN CORP | 904607108 | COM | 3,201 | $20,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 4,501 | $20,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 1,814 | $20,000 | thousands by filing date | |
| PRINCIPIA BIOPHARMA INC | 74257L108 | COM | 363 | $20,000 | thousands by filing date | |
| PROSIGHT GLOBAL INC | 74349J103 | COM | 1,255 | $20,000 | thousands by filing date | |
| INPHI CORP | 45772FAB3 | NOTE 1.125%12/0 | 11,000 | $20,000 | thousands by filing date | principal |
| ALLEGRO MERGER CORP | 01749N103 | COM | 2,000 | $20,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 13,692 | $19,000 | thousands by filing date | |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 560 | $19,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 200 | $19,000 | thousands by filing date | call |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 950 | $19,000 | thousands by filing date | |
| TRANSMEDICS GROUP INC | 89377M109 | COM | 1,015 | $19,000 | thousands by filing date | |
| SCHOLAR ROCK HLDG CORP | 80706P103 | COM | 1,480 | $19,000 | thousands by filing date | |
| PHREESIA INC | 71944F106 | COM | 707 | $19,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 7,129 | $19,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 568 | $19,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 2,441 | $19,000 | thousands by filing date | |
| CELLECTIS ADS | 15117K103 | COM | 1,100 | $19,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 1,138 | $19,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 4,902 | $19,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F866 | AFRICA INDEX ETF | 920 | $19,000 | thousands by filing date | |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 3,282 | $19,000 | thousands by filing date | |
| Y-mAbs Therapeutics Inc | 984241109 | Common Stock | 619 | $19,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 11,052 | $19,000 | thousands by filing date | |
| INTERNAP CORPORATION | 45885A409 | COMMON STOCK | 17,318 | $19,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 4,868 | $19,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 469 | $19,000 | thousands by filing date | |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 1,364 | $19,000 | thousands by filing date | |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 5,000 | $19,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUIS CORP | Y62159143 | SHS | 2,180 | $19,000 | thousands by filing date | |
| ODONATE THERAPEUTICS INC | 676079106 | COM | 599 | $19,000 | thousands by filing date | |
| INSPIREMD INC | 45779A853 | COM | 17,500 | $19,000 | thousands by filing date | |
| TRIBUNE PUBG CO NEW | 89609W107 | COM | 1,480 | $19,000 | thousands by filing date | |
| GROCERY OUTLET HLDG CORP COM | 39874R101 | Stock | 550 | $18,000 | thousands by filing date | |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 1,397 | $18,000 | thousands by filing date | |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 1,117 | $18,000 | thousands by filing date | |
| NORTHEAST BK PORTLAND ME | 66405S100 | COM | 832 | $18,000 | thousands by filing date | |
| AGNT INC | 30212W100 | COM | 1,569 | $18,000 | thousands by filing date | |
| THE BALDWIN INSURANCE GRP IN | 05589G102 | COM CL A | 1,106 | $18,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 1,330 | $18,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 1,397 | $18,000 | thousands by filing date | |
| BUSINESS FIRST BANCSHARES | 12326C105 | COMMON STOCK | 746 | $18,000 | thousands by filing date | |
| RICHMOND MUTUAL BANCORPORATI | 76525P100 | COMMON STOCK | 1,108 | $18,000 | thousands by filing date | |
| AIRGAIN INC | 00938A104 | COM | 1,670 | $18,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 1,350 | $18,000 | thousands by filing date | |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 2,483 | $18,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430305 | ACTIVEBETA EUR | 563 | $18,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 4,549 | $18,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P706 | CMN | 602 | $18,000 | thousands by filing date | |
| PROSHARES TR | 74347B169 | CMN | 500 | $18,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y808 | YIELD ENHANCED | 357 | $18,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A784 | APTUS DRAWDOWN | 600 | $18,000 | thousands by filing date | |
| Veru Inc | 92536C103 | Common Stock | 5,444 | $18,000 | thousands by filing date | |
| ALBIREO PHARMA INC | 01345P106 | COMMON STOCK | 672 | $18,000 | thousands by filing date | |
| PROSHARES TR | 74347B276 | PSHS ULDOW30 NEW | 800 | $18,000 | thousands by filing date | |
| PHASEBIO PHARMACEUTICALS INC | 717224109 | COM | 2,921 | $18,000 | thousands by filing date | |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 3,013 | $18,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 2,277 | $18,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 1,635 | $18,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 1,027 | $18,000 | thousands by filing date | |
| PROSHARES TR | 74347B748 | ULTSHT FINLS NEW | 1,338 | $18,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092790 | QLTY FCTOR ETF | 440 | $17,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 1,743 | $17,000 | thousands by filing date | |
| NEUBERGER BERMAN CALIFORNIA IN | 64123C101 | COM | 1,200 | $17,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 300 | $17,000 | thousands by filing date | put |
| CNX MIDSTREAM PARTNERS LP | 12654A101 | COM UNIT REPST | 1,011 | $17,000 | thousands by filing date | |
| BNY MELLON HIGH YIELD STRATE | 09660L105 | SH BEN INT | 5,500 | $17,000 | thousands by filing date | |
| NUVEEN NEW JERSEY MUN VALUE | 670702109 | SHS | 1,218 | $17,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 1,317 | $17,000 | thousands by filing date | |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 2,500 | $17,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F825 | DEFENSE ETF | 637 | $17,000 | thousands by filing date | |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 1,746 | $17,000 | thousands by filing date | |
| AKERO THERAPEUTICS INC | 00973Y108 | COM | 744 | $17,000 | thousands by filing date | |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 994 | $17,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 2,000 | $17,000 | thousands by filing date | |
| CORECARD CORPORATION | 45816D100 | COM | 425 | $17,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 4,081 | $17,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 23,065 | $17,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 782 | $17,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 1,113 | $17,000 | thousands by filing date | |
| OPIANT PHARMACEUTICALS INC | 683750103 | COM | 1,200 | $17,000 | thousands by filing date | |
| BROADCOM INC | 11135F200 | 8% MCNV PFD SR A | 15 | $17,000 | thousands by filing date | principal |
| TRANSLATE BIO INC. | 89374L104 | Common Stock | 2,070 | $17,000 | thousands by filing date | |
| ELOXX PHARMACEUTICALS INC | 29014R103 | COM | 2,375 | $17,000 | thousands by filing date | |
| RELIANT BANCORP INC | 75956B101 | COM | 778 | $17,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | 362409104 | COM | 2,873 | $17,000 | thousands by filing date | |
| APEX GLOBAL BRANDS INC | 03755M201 | COM NEW | 21,400 | $17,000 | thousands by filing date | |
| EYEGATE PHARMACEUTICALS INC | 30233M503 | COM NEW | 1,690 | $17,000 | thousands by filing date | |
| iShares High Yield Systematic Bond ETF | 46435G250 | SHS | 310 | $16,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 1,404 | $16,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 1,922 | $16,000 | thousands by filing date | |
| ELEMENT SOLUTIONS INC COM | 28618M106 | Stock | 1,398 | $16,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 174 | $16,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430479 | ACCESS INVT GR | 300 | $16,000 | thousands by filing date | |
| WESTERN ASSET CORPORATE LN F | 95790J102 | COM | 1,605 | $16,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 1,102 | $16,000 | thousands by filing date | |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 5,800 | $16,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 543 | $16,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 353 | $16,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F304 | ENVIRONMENTAL SR | 150 | $16,000 | thousands by filing date | |
| ISHARES MSCI AGRICULTUREPRODUCERS ETF | 464286350 | ETF | 543 | $16,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 3,413 | $16,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 514 | $16,000 | thousands by filing date | |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 3,600 | $16,000 | thousands by filing date | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 2,500 | $16,000 | thousands by filing date | |
| BIRKS GROUP INC | 09088U109 | CL A COM | 17,500 | $16,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 1,700 | $16,000 | thousands by filing date | put |
| TELENAV INC | 879455103 | COMMON STOCK | 3,221 | $16,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 11,309 | $16,000 | thousands by filing date | |
| OYSTER POINT PHARMA INC | 69242L106 | COMMON STOCK | 645 | $16,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 3,121 | $16,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 11,118 | $16,000 | thousands by filing date | |
| TITAN MED INC | 88830X819 | COM | 30,389 | $16,000 | thousands by filing date | |
| LAKE SHORE BANCORP INC | 510700107 | COM | 1,051 | $16,000 | thousands by filing date | |
| ISHARES TR | 46432FAZ0 | IBONDS MAR23 ETF | 613 | $16,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 867 | $16,000 | thousands by filing date | |
| Emmis Communications Corp | 291525400 | COM | 3,961 | $16,000 | thousands by filing date | |
| PROSHARES TR ULTSHRT QQQ | 74347B243 | CEF | 700 | $16,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 1,056 | $15,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C870 | US EQT PWR BUF | 588 | $15,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C789 | US EQTY BUFR JUL | 557 | $15,000 | thousands by filing date | |
| TRANSCAT INC | 893529107 | COM | 456 | $15,000 | thousands by filing date | |
| CELCUITY INC | 15102K100 | COM | 1,387 | $15,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 651 | $15,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 3,553 | $15,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C797 | US EQTY PWR BUF | 614 | $15,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 1,655 | $15,000 | thousands by filing date | |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 866 | $15,000 | thousands by filing date | |
| IHEARTMEDIA INC CLASS A | 45174J509 | COMMON STOCK | 900 | $15,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N568 | USAA MSCI USA SM | 270 | $15,000 | thousands by filing date | |
| PROSHARES TR | 74347B235 | PSHS SHORT DOW30 | 300 | $15,000 | thousands by filing date | |
| NEURONETICS INC | 64131A105 | COM | 3,232 | $15,000 | thousands by filing date | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 525 | $15,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A128 | ST STR SP1500VT | 130 | $15,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R601 | WBI BBR VAL 3000 | 539 | $15,000 | thousands by filing date | |
| GLOBAL INDEMNITY GROUP LLC COM CL A | G3933F105 | Stock | 519 | $15,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 2,042 | $15,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 7,000 | $15,000 | thousands by filing date | |
| TCR2 THERAPEUTICS INC | 87808K106 | COM | 1,074 | $15,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 19,000 | $15,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 761 | $15,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 10,952 | $15,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 3,220 | $15,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-20-003889 | this filing | 2020-02-14 | acceptance time not in the bulk data set |