13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-11-14, with 6,886 holding rows worth $252,891,319,000.
- Accession
- 0001567619-19-021473
- Filer
- CIK 1000275
- Filed
- 2019-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 25,498 entries on the cover page, a total value of $252,891,319,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $252,891,319,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC Capital Markets Arbitrage S.A.028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerLMCG INVESTMENTS, LLC028-13608
- included managerMID CONTINENT CAPITAL LLC/IL028-05684
- included managerSymphonic Financial Advisors LLC028-12672
- included managerSEI INVESTMENTS MANAGEMENT CORP028-16475
- included managerAston Asset Management, LLC028-12347
- included managerUBS ASSET MANAGEMENT AMERICAS INC028-02682
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerJACKSON NATIONAL ASSET MANAGEMENT LLC028-06761
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR | 46435G805 | MSCI MEXICO | 4,207 | $68,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 2,453 | $67,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 1,063 | $67,000 | thousands by filing date | |
| INTERNAP CORPORATION | 45885A409 | COMMON STOCK | 25,818 | $67,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 11,735 | $66,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 1,060 | $66,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 6,425 | $66,000 | thousands by filing date | |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 3,765 | $66,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L102 | SUSTANBLE GLBL | 2,495 | $66,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 1,200 | $65,000 | thousands by filing date | call |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 1,100 | $65,000 | thousands by filing date | call |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 1,539 | $65,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 1,302 | $65,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33741L207 | CMN | 3,542 | $65,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 4,923 | $65,000 | thousands by filing date | |
| RBB FD INC | 74933W601 | MOTLEY FOL ETF | 2,845 | $64,000 | thousands by filing date | |
| Vaneck Long Muni ETF | 92189F536 | ETF | 3,043 | $64,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 1,011 | $64,000 | thousands by filing date | |
| CHICAGO RIVET & MACH CO | 168088102 | COM | 2,400 | $64,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 11,933 | $64,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 3,466 | $63,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 12,226 | $63,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 3,026 | $63,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J109 | ASIA EX JAPAN | 2,287 | $63,000 | thousands by filing date | |
| SILVERBOW RES INC | 82836G102 | COM | 6,534 | $63,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 3,216 | $63,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 7,900 | $63,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 5,826 | $62,000 | thousands by filing date | |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 1,466 | $62,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 4,346 | $62,000 | thousands by filing date | |
| XPERI CORP | 98421B100 | COM | 2,992 | $62,000 | thousands by filing date | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 10,697 | $62,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 13,200 | $62,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 11,350 | $62,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 17,900 | $62,000 | thousands by filing date | |
| HARBORONE BANCORP INC NEW | 41165Y100 | COM NEW | 6,133 | $62,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 1,751 | $61,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092790 | QLTY FCTOR ETF | 1,746 | $61,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 31,056 | $61,000 | thousands by filing date | |
| PACER EMERGING MARKETS CASH COWS 100 ETF | 69374H865 | ETF | 2,540 | $61,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 19,490 | $61,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V183 | S&P SML 600 EQ | 1,140 | $61,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 8,115 | $61,000 | thousands by filing date | |
| BANCORP NEW JERSEY INC NEW | 059915108 | COM | 3,618 | $61,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 1,890 | $61,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N881 | VCSHS INTL HG DV | 1,916 | $61,000 | thousands by filing date | |
| CRH MEDICAL CORP | 12626F105 | COM | 20,108 | $61,000 | thousands by filing date | |
| BANK FIRST CORP | 06211J100 | COM | 900 | $60,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 5,108 | $60,000 | thousands by filing date | |
| HOWARD BANCORP INC COM | 442496105 | COM | 3,591 | $60,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A768 | PRMSE CP DIVRSFD | 1,939 | $60,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 600 | $59,000 | thousands by filing date | put |
| PETMED EXPRESS INC | 716382106 | COM | 3,300 | $59,000 | thousands by filing date | |
| MERCHANTS BANCORP IND | 58844R108 | COM | 3,550 | $59,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE-TRA | 74255Y870 | USMC | 2,000 | $59,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 3,400 | $59,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P504 | INCOME EQT FOCUS | 1,600 | $59,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 33,579 | $59,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 17,635 | $59,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A705 | S&P500 DOWNSID | 2,100 | $58,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 17,931 | $58,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 31,997 | $58,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 7,000 | $58,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 20,430 | $58,000 | thousands by filing date | |
| MOGO INC | 60800C109 | COM | 14,954 | $58,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 902677780 | NT LKD 24 | 210 | $58,000 | thousands by filing date | |
| JAGGED PEAK ENERGY INC | 47009K107 | COM | 8,000 | $58,000 | thousands by filing date | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 2,482 | $57,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 1,372 | $57,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 1,501 | $57,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 2,037 | $57,000 | thousands by filing date | |
| HUYA INC ADS EACH REP 1 ORD SHS CL A | 44852D108 | COM | 2,400 | $57,000 | thousands by filing date | call |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 9,357 | $57,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 20,998 | $57,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T807 | COM | 20,189 | $57,000 | thousands by filing date | |
| EXFO INC | 302046107 | SUB VTG SHS | 14,350 | $57,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 3,360 | $57,000 | thousands by filing date | |
| COUPA SOFTWARE INC | 22266LAB2 | NOTE 0.375% 1/1 | 20,000 | $57,000 | thousands by filing date | principal |
| KEMPHARM INC COM NEW | 488445107 | Stock | 83,161 | $57,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 11,426 | $56,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 2,631 | $56,000 | thousands by filing date | |
| FRIEDMAN INDUSTRIES | 358435105 | COMMON STOCK | 8,495 | $56,000 | thousands by filing date | |
| SOUNDTHINKING INC | 82536T107 | COM | 2,464 | $56,000 | thousands by filing date | |
| ISHARES MSCI UNITED KINGDOM SMALL-CAP ETF | 46429B416 | ETF | 1,500 | $56,000 | thousands by filing date | |
| MOUNTAIN PROV DIAMONDS INC COM NEW ISIN #CA62426E4022 SEDOL #2607948 | 62426E402 | Equities | 58,361 | $56,000 | thousands by filing date | |
| ProShares UltraPro Sht | 74347G408 | ETF | 1,715 | $56,000 | thousands by filing date | |
| BILIBILI INC SPONS ADS REP Z | 090040106 | ADR | 3,931 | $55,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188408 | LOW DURTIN ETF | 1,090 | $55,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 573 | $55,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 9,676 | $55,000 | thousands by filing date | |
| SOLARWINDS CORP | 83417Q105 | COM | 2,966 | $55,000 | thousands by filing date | |
| ARVINAS INC | 04335A105 | COM | 2,500 | $54,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 6,326 | $54,000 | thousands by filing date | |
| iShares iBonds Dec. 2028 Corporate Bond ETF | 46435U515 | ETF | 1,950 | $54,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G847 | GBL CLEAN ENRG | 4,384 | $54,000 | thousands by filing date | |
| AZUL S A | 05501U106 | OPT | 1,487 | $54,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L201 | SUSTNBLE INTL | 2,186 | $54,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 5,923 | $53,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 4,726 | $53,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 2,215 | $53,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 7,500 | $53,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A508 | WHEAT FD | 10,012 | $53,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 1,001 | $52,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 1,559 | $52,000 | thousands by filing date | |
| Amplify Energy Corp | 03212B103 | COM | 8,456 | $52,000 | thousands by filing date | |
| ISHARES TR | 46432FAK3 | 2020 INVTGR BD | 2,104 | $52,000 | thousands by filing date | |
| NUVECTRA CORP | 67075N108 | COM | 38,568 | $52,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 968 | $51,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 28,734 | $51,000 | thousands by filing date | |
| DOMO INC | 257554105 | COM CL B | 3,251 | $51,000 | thousands by filing date | |
| ISHARES INC | 464286343 | US PWR INFRA ETF | 2,723 | $51,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y857 | US MULTIFACTOR | 1,666 | $51,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES | 46138W107 | JAPANESE YEN | 581 | $51,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q460 | CMN | 1,655 | $51,000 | thousands by filing date | |
| EAGLE CAP GROWTH FD INC | 269451100 | CLSD FD | 6,428 | $51,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F460 | CEF MUNI INCOME | 1,831 | $51,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 9,000 | $51,000 | thousands by filing date | put |
| Viewra, Inc | 92672L107 | COM | 17,735 | $51,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 38,801 | $51,000 | thousands by filing date | |
| PROSHARES TR | 74347B318 | S&P 500 BD ETF | 584 | $51,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 787 | $50,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 1,532 | $50,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 7,210 | $50,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 3,000 | $50,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 6,728 | $50,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 5,206 | $50,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740L493 | 10 YR TREAS BULL | 571 | $50,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 4,558 | $50,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 81170YAB5 | NOTE 3.000%11/1 | 50,000 | $50,000 | thousands by filing date | principal |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 2,392 | $49,000 | thousands by filing date | |
| ISHARES TR | 46429B499 | MSCI NORWAY ETF | 2,078 | $49,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 1,408 | $49,000 | thousands by filing date | |
| DONEGAL GROUP INC | 257701300 | CL B | 3,946 | $49,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R858 | WBI PWR FACTOR | 2,000 | $49,000 | thousands by filing date | |
| SILK ROAD MEDICAL INC | 82710M100 | COMMON STOCK | 1,500 | $49,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 2,305 | $49,000 | thousands by filing date | |
| VEECO INSTRS INC DEL | 922417AD2 | NOTE 2.700% 1/1 | 55,000 | $49,000 | thousands by filing date | principal |
| QUOTIENT LTD | G73268107 | SHS | 6,336 | $49,000 | thousands by filing date | |
| ENERGIZER HLDGS INC NEW | 29272W208 | 7.5 MCNV PFD A | 523 | $49,000 | thousands by filing date | principal |
| PAR TECHNOLOGY CORP | 698884103 | COM | 2,000 | $48,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 817 | $48,000 | thousands by filing date | |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 13,433 | $48,000 | thousands by filing date | |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 15,814 | $48,000 | thousands by filing date | |
| TRADEWEB MKTS INC CL A | 892672106 | Stock | 1,277 | $47,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 1,635 | $47,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 2,931 | $47,000 | thousands by filing date | |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 3,078 | $47,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 14,250 | $47,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 14,721 | $47,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 1,050 | $46,000 | thousands by filing date | |
| GEOPARK LTD USD SHS | G38327105 | Stock | 2,512 | $46,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 17,595 | $46,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 3,000 | $46,000 | thousands by filing date | put |
| MOMO INC | 60879B107 | ADR | 1,500 | $46,000 | thousands by filing date | call |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 1,095 | $46,000 | thousands by filing date | |
| DBX ETF TR ETF X TRACKERS SHORT DUR HIGH YIELD BOND ETF | 233051283 | ETF | 950 | $46,000 | thousands by filing date | |
| AMREP CORP | 032159105 | COM | 8,149 | $46,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736M103 | ALERIAN US NXTGN | 985 | $46,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 26,472 | $46,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 52,010 | $46,000 | thousands by filing date | |
| BLUE CAP REINS HLDGS LTD COM COM | G1190F107 | COM | 6,350 | $46,000 | thousands by filing date | |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 5,500 | $45,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 1,400 | $45,000 | thousands by filing date | put |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 4,841 | $45,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 1,330 | $45,000 | thousands by filing date | |
| TENABLE HLDGS INC | 88025T102 | COM | 2,000 | $45,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416409 | HARTFORD US EQTY | 1,400 | $45,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 1,433 | $45,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 2,955 | $45,000 | thousands by filing date | |
| JPMorgan BetaBuilders Dev Asia | 46641Q688 | ETF | 1,852 | $45,000 | thousands by filing date | |
| PIVOTAL SOFTWARE INC | 72582H107 | COM CL A | 3,049 | $45,000 | thousands by filing date | |
| SUTTER ROCK CAP CORP | 86944Q100 | COM | 7,240 | $45,000 | thousands by filing date | |
| SPDR S&P North American Natural Resources ETF | 78463X152 | SHS | 1,386 | $44,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 300 | $44,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X475 | ST STR MSCI GLB | 1,114 | $44,000 | thousands by filing date | |
| INVESCO DB MULTI ETF SECTOR COMMODITY TRUST BASE METALS FUND | 46140H700 | ETF | 2,970 | $44,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R779 | EMERGING MKTS | 892 | $44,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 2,300 | $44,000 | thousands by filing date | |
| PINGTAN MARINE ENTERPRISE LT | G7114V102 | SHS | 20,738 | $44,000 | thousands by filing date | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 1,586 | $43,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 200 | $43,000 | thousands by filing date | call |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 2,238 | $43,000 | thousands by filing date | |
| HAMILTON LANE INC | 407497106 | CL A | 754 | $43,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 1,000 | $43,000 | thousands by filing date | put |
| TECHTARGET INC | 87874R100 | COM | 1,929 | $43,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 3,805 | $43,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 3,670 | $43,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E200 | FTSE COLOMBIA20 | 4,743 | $43,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 5,000 | $43,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 1,100 | $42,000 | thousands by filing date | put |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 1,645 | $42,000 | thousands by filing date | |
| NLIGHT INC | 65487K100 | COM | 2,708 | $42,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 1,518 | $42,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 1,888 | $42,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 2,542 | $42,000 | thousands by filing date | |
| INVESCO HIG INCM 2023 TARG T | 46135X108 | COM | 4,000 | $42,000 | thousands by filing date | |
| UNICO AMERN CORP | 904607108 | COM | 6,400 | $42,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 1,420 | $42,000 | thousands by filing date | |
| OSI ETF TR | 67110P506 | OSHARES FTSE EUR | 1,752 | $42,000 | thousands by filing date | |
| LF Capital Acquisition Corp | 50200K108 | LF CAPITAL ACQUISITION COR-A | 4,131 | $42,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H583 | ETF | 823 | $42,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 400 | $41,000 | thousands by filing date | put |
| ASTRANA HEALTH INC | 03763A207 | COM NEW | 2,330 | $41,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 1,250 | $41,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A388 | APTUS DEFINED | 1,500 | $41,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 4,100 | $41,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 6,040 | $41,000 | thousands by filing date | |
| PIONEER BANCORP INC/NY | 723561106 | COMMON STOCK | 3,281 | $41,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 23,187 | $41,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 4,300 | $41,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 7,999 | $41,000 | thousands by filing date | |
| NUVEEN NY | 670706100 | COM | 2,858 | $41,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X376 | MSCI CDA STRTGIC | 685 | $41,000 | thousands by filing date | |
| DD3 ACQUISITION CORP | G2692M103 | SHS | 4,000 | $41,000 | thousands by filing date | |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 2,000 | $40,000 | thousands by filing date | |
| BELLUS HEALTH INC NEW | 07987C204 | COM | 6,282 | $40,000 | thousands by filing date | |
| MAGAL SECURITY SYS LTD | M6786D104 | ORD | 9,364 | $40,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V654 | DYNMC RETAIL | 1,030 | $40,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 8,750 | $39,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 200 | $39,000 | thousands by filing date | call |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 10,143 | $39,000 | thousands by filing date | |
| ISRAMCO INC | 465141406 | COM | 315 | $39,000 | thousands by filing date | |
| VOLT INFORMATION SCIEN COM | 928703107 | COM | 12,177 | $39,000 | thousands by filing date | |
| ON TRACK INNOVATION LTD | M8791A109 | SHS | 121,000 | $39,000 | thousands by filing date | |
| GREENLANE HLDGS INC | 395330103 | CL A | 11,558 | $39,000 | thousands by filing date | |
| REALITY SHS ETF TR DIVS ETF | 75605A108 | CEF | 1,498 | $39,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 3,572 | $38,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 2,042 | $38,000 | thousands by filing date | |
| RANGER ENERGY SERVICES CL A | 75282U104 | COMMON STOCK | 5,922 | $38,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P603 | CMN | 1,500 | $38,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES BRITISH | 46138m109 | INDX FD | 320 | $38,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 39,329 | $38,000 | thousands by filing date | |
| 111 INC | 68247Q102 | ADR | 7,725 | $38,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 50,318 | $38,000 | thousands by filing date | |
| NUVEEN GA DIVID | 67072B107 | COM | 3,043 | $38,000 | thousands by filing date | |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 1,154 | $37,000 | thousands by filing date | |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 2,255 | $37,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 400 | $37,000 | thousands by filing date | put |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 6,797 | $37,000 | thousands by filing date | |
| ARK ETF TR | 00214Q609 | ISRAEL INOVATE | 1,800 | $37,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 2,241 | $37,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES EURO | 46138K103 | EURO SHS | 363 | $37,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 2,594 | $37,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 1,494 | $37,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 3,972 | $37,000 | thousands by filing date | |
| ARROW INVTS TR | 042765792 | DWA TACTICAL MAC | 3,322 | $37,000 | thousands by filing date | |
| CONSTELLATION PHARMACEUTICALS INC. | 210373106 | Common Stock | 5,750 | $37,000 | thousands by filing date | |
| JOHN HANCOCK MULTIFACTOR HEALTHCARE ETF | 47804J503 | ETF | 1,128 | $37,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 1,238 | $36,000 | thousands by filing date | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 1,630 | $36,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 6,289 | $36,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 26,500 | $36,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 1,046 | $36,000 | thousands by filing date | |
| BNY MELLON MUN INCOME INC | 05589T104 | COM | 3,850 | $36,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 40,737 | $36,000 | thousands by filing date | |
| NUVEEN CALIF MUNICPAL VALU F | 6706EB106 | COM | 2,175 | $36,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06742W430 | LKD PERF BCLY | 510 | $36,000 | thousands by filing date | |
| CAROLINA FINL CORP NEW | 143873107 | COM | 1,000 | $36,000 | thousands by filing date | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 1,425 | $35,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 1,340 | $35,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 2,191 | $35,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 3,981 | $35,000 | thousands by filing date | |
| SITE CENTERS CORP | 82981J109 | COM | 2,340 | $35,000 | thousands by filing date | |
| NEXA RES S A | L67359106 | COM | 3,733 | $35,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W380 | INTRST RATE HDGE | 735 | $35,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 1,524 | $35,000 | thousands by filing date | |
| NUVEEN N Y SELECT TAX FREE I | 67063V104 | SH BEN INT | 2,500 | $35,000 | thousands by filing date | |
| NUVEEN ESG MID-CAP VALUE ETF | 67092P508 | ETF | 1,162 | $34,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 888 | $34,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 34,460 | $34,000 | thousands by filing date | |
| NOVAVAX INC | 670002401 | COM NEW | 6,676 | $34,000 | thousands by filing date | |
| OPTIMIZERX CORP | 68401U204 | COM NEW | 2,334 | $34,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y830 | GLOBAL X COPPER | 2,000 | $34,000 | thousands by filing date | |
| High Yield ETF | 30151E814 | HIGH YIELD ETF | 1,000 | $34,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 1,700 | $34,000 | thousands by filing date | |
| ATKORE INC | 047649108 | COMMON STOCK | 1,110 | $34,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J141 | CHINA ALPHADEX | 1,440 | $34,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J406 | EX US SML CP | 956 | $34,000 | thousands by filing date | |
| ELECTRAMECCANICA VEHS | 284849205 | COM | 16,350 | $34,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 8,000 | $34,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 712 | $34,000 | thousands by filing date | |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 3,800 | $34,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y108 | 7-10YR TR BEAR | 1,292 | $34,000 | thousands by filing date | |
| NUVEEN ALL CAP ENE MLP OP JMLP | 67075E108 | COMMON | 5,900 | $34,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 444 | $33,000 | thousands by filing date | |
| REVOLVE GROUP INC CL A | 76156B107 | Stock | 1,436 | $33,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 1,125 | $33,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y806 | ALTERNATIVE INCM | 2,208 | $33,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 25,843 | $33,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R753 | SMID CAP STR ETF | 1,494 | $33,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 2,300 | $33,000 | thousands by filing date | |
| INDEXIQ ETF TR HDG MACTRK | 45409B206 | ETF | 1,256 | $33,000 | thousands by filing date | |
| BLACKROCK MASS TAX-EXEMPT TR | 09258E109 | SH BEN INT | 2,500 | $33,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 300 | $32,000 | thousands by filing date | put |
| J P MORGAN EXCHANGE TRADED F | 46641Q886 | DIVERSFED RTRN | 485 | $32,000 | thousands by filing date | |
| VANECK INTERNATIONAL HIGH YIEL | 92189F445 | INTERNATIONAL HI | 1,316 | $32,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F841 | NATURAL RESOURC | 909 | $32,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 1,244 | $32,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P306 | US CORE DIV TILT | 1,101 | $32,000 | thousands by filing date | |
| SUMMIT ST BK SANTA ROSA CALI | 866264203 | COM | 2,700 | $32,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 2,305 | $32,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 2,825 | $32,000 | thousands by filing date | |
| FANG HLDGS LTD | 30711Y201 | ADR NEW | 14,268 | $32,000 | thousands by filing date | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 1,000 | $32,000 | thousands by filing date | |
| XENETIC BIOSCIENCES INC | 984015503 | COM | 26,991 | $32,000 | thousands by filing date | |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 1,207 | $31,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 1,795 | $31,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 2,149 | $31,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y863 | GLOBAL X GOLD EX | 1,300 | $31,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 5,584 | $31,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 3,000 | $31,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 23,215 | $31,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 97,150 | $31,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 1,090 | $31,000 | thousands by filing date | |
| GLOBAL X FDS GLB X | 37950E499 | FERTIL | 3,485 | $31,000 | thousands by filing date | |
| ZILLOW GROUP INC | 98954MAC5 | NOTE 1.500% 7/0 | 35,000 | $31,000 | thousands by filing date | principal |
| NATIXIS ETF TR | 63873X109 | SEEYOND INTL ETF | 700 | $31,000 | thousands by filing date | |
| JOHN HANCOCK MULTIFACTOR INDUSTRIALS ETF | 47804J883 | ETF | 820 | $31,000 | thousands by filing date | |
| APEX GLOBAL BRANDS INC | 03755M201 | COM NEW | 21,400 | $31,000 | thousands by filing date | |
| CAROLINA TR BANCSHARES INC | 14422P105 | COM | 2,931 | $31,000 | thousands by filing date | |
| LOVESAC COMPANY | 54738L109 | COM | 1,600 | $30,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 1,000 | $30,000 | thousands by filing date | |
| BAIN CAP SPECIALTY FIN INC | 05684B107 | COM STK | 1,597 | $30,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 680 | $30,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 4,450 | $30,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 1,502 | $30,000 | thousands by filing date | |
| TIVO CORP | 88870P106 | COM | 3,898 | $30,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 659 | $30,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33740J104 | ULTRA SHT DUR MU | 1,500 | $30,000 | thousands by filing date | |
| AZURE POWER GLOBAL LTD | V0393H103 | COM | 2,500 | $30,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 8,650 | $30,000 | thousands by filing date | |
| VanEck Rare Earth/Strat Mtls ETF | 92189F742 | Exchange Traded Fund | 2,387 | $30,000 | thousands by filing date | |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 1,504 | $30,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 3,357 | $30,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 8,300 | $30,000 | thousands by filing date | |
| PEDEVCO CORP C | 70532Y303 | OM PAR | 20,532 | $30,000 | thousands by filing date | |
| INVESCO BLDRS INDEX FDS TR | 46090C107 | ASIA 50ADR IDX | 958 | $30,000 | thousands by filing date | |
| TELARIA INC | 879181105 | COM | 4,313 | $30,000 | thousands by filing date | |
| SPDR SER TR | 78468R119 | S&P TECH H | 400 | $30,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 3,886 | $29,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 64,571 | $29,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 3,431 | $29,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 1,143 | $29,000 | thousands by filing date | |
| HIGH INCOME SECS FD | 42968F108 | SHS BEN INT | 3,375 | $29,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 994 | $29,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 950 | $29,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 1,550 | $29,000 | thousands by filing date | |
| GSE SYS INC | 36227k106 | COM | 16,516 | $29,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W671 | CONSUMER STPLS | 1,025 | $29,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAB1 | NOTE 4.750% 8/2 | 29,000 | $29,000 | thousands by filing date | principal |
| SPDR SSgA Multi-Asset Real Return ETF | 78467V103 | SHS | 1,121 | $28,000 | thousands by filing date | |
| VERRA MOBILITY CORP CL A COM STK | 92511U102 | Stock | 1,961 | $28,000 | thousands by filing date | |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 451 | $28,000 | thousands by filing date | |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 913 | $28,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 500 | $28,000 | thousands by filing date | put |
| REPLIMUNE GROUP INC | 76029N106 | COMMON STOCK | 2,033 | $28,000 | thousands by filing date | |
| AMERICAN SHARED HOSPITAL SVC | 029595105 | COM | 11,000 | $28,000 | thousands by filing date | |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 1,496 | $28,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 11,923 | $28,000 | thousands by filing date | |
| CURIS INC | 231269200 | COM | 12,800 | $28,000 | thousands by filing date | |
| HOOKIPA PHARMA INC | 43906K100 | COM | 3,702 | $28,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 10,000 | $28,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 5,000 | $28,000 | thousands by filing date | principal |
| NATIONAL ENERGY SERVICES REU | G6375R115 | *W EXP 06/06/202 | 70,400 | $28,000 | thousands by filing date | |
| BIOSIG TECHNOLOGIES INC | 09073N201 | COM NEW | 3,400 | $28,000 | thousands by filing date | |
| BIOCEPT INC | 09072V402 | COM PAR | 35,053 | $28,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 833 | $27,000 | thousands by filing date | |
| INSPIRE MED SYS INC COM | 457730109 | Stock | 440 | $27,000 | thousands by filing date | |
| PAYSIGN INC | 70451A104 | COM | 2,660 | $27,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 5,090 | $27,000 | thousands by filing date | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 1,700 | $27,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 6,465 | $27,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 2,794 | $27,000 | thousands by filing date | |
| TITAN MED INC | 88830X819 | COM | 25,392 | $27,000 | thousands by filing date | |
| NATIONAL SEC GROUP INC | 637546102 | COM | 2,500 | $27,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 2,560 | $27,000 | thousands by filing date | |
| DHX MEDIA LTD | 252406152 | COM VAR VTG | 18,230 | $27,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 4,221 | $26,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 1,550 | $26,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 4,452 | $26,000 | thousands by filing date | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 1,517 | $26,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 7,113 | $26,000 | thousands by filing date | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 4,446 | $26,000 | thousands by filing date | |
| INNOVATOR TR ETF S&P 500 ULTRA BUFFER JULY | 45782C839 | ETF | 1,000 | $26,000 | thousands by filing date | |
| OBSIDIAN ENERGY LTD | 674482203 | COM | 30,651 | $26,000 | thousands by filing date | |
| DBX ETF TR | 233051705 | XTRACK MUN INFRA | 935 | $26,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767876 | EMRNG MKT CONS | 1,200 | $26,000 | thousands by filing date | |
| INVESCO QQQ TRUST SERIES 1 | 74347B268 | ULTRAPRO SHORT S | 1,000 | $26,000 | thousands by filing date | |
| MFA FINL INC | 55272XAA0 | BOND | 25,000 | $26,000 | thousands by filing date | principal |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 5,000 | $26,000 | thousands by filing date | |
| ISHARES TR | 46432FAN7 | 2023 INVTGR BD | 1,060 | $26,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 3,970 | $26,000 | thousands by filing date | |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 26,000 | $26,000 | thousands by filing date | principal |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 600 | $25,000 | thousands by filing date | call |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 7,185 | $25,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G707 | VIRTUS NEWFLEET | 1,001 | $25,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 1,389 | $25,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 2,542 | $25,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 2,424 | $25,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 677 | $25,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C821 | US EQTY ULTRA B | 1,000 | $25,000 | thousands by filing date | |
| FIRST TRUST ALTERNATIVE ABSOLUTE RETURN STRATEGYETF | 33740Y101 | UIT EXCHANGE TRADED | 957 | $25,000 | thousands by filing date | |
| SPIRIT MTA REIT | 84861U105 | COM SHS BEN IN | 2,926 | $25,000 | thousands by filing date | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 2,839 | $25,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 1,113 | $25,000 | thousands by filing date | |
| IDEANOMICS INC | 45166V106 | COM | 16,985 | $25,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 6,344 | $25,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 1,400 | $25,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 1,785 | $25,000 | thousands by filing date | |
| LAZARD WORLD DIVID & INCOME | 521076109 | COM | 2,631 | $25,000 | thousands by filing date | |
| CHINA BIOLOGIC PRODS HLDGS I | G21515104 | COM | 219 | $25,000 | thousands by filing date | |
| GREAT ELM CAP CORP | 390320109 | COM | 3,000 | $25,000 | thousands by filing date | |
| REDFIN CORP | 75737FAA6 | NOTE 1.750% 7/1 | 27,000 | $25,000 | thousands by filing date | principal |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 400 | $24,000 | thousands by filing date | call |
| FIRST TR EXCH TRD ALPHDX FD | 33737J802 | INDIA NFTY50 EQW | 700 | $24,000 | thousands by filing date | |
| DOW HLDGS INC COM | 260557103 | Stock | 500 | $24,000 | thousands by filing date | call |
| NUTANIX INC CL A | 67059N108 | Stock | 900 | $24,000 | thousands by filing date | put |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 6,184 | $24,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y495 | PURE CANNABIS | 1,640 | $24,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 800 | $24,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 4,600 | $24,000 | thousands by filing date | |
| ISHARES TR | 46429B515 | CMN | 664 | $24,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 2,120 | $24,000 | thousands by filing date | |
| SELECT BANCORP INC NEW COM | 81617L108 | Stock | 2,100 | $24,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 6,720 | $24,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 1,040 | $24,000 | thousands by filing date | |
| PRECISION BIOSCIENCES INC | 74019P108 | COM | 2,900 | $24,000 | thousands by filing date | |
| GREENSKY INC | 39572G100 | CL A | 3,513 | $24,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 2,706 | $24,000 | thousands by filing date | |
| Kelso Technologies Inc | 48826D201 | COM | 34,415 | $24,000 | thousands by filing date | |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 11,963 | $24,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 2,280 | $24,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W622 | INOVATIV HLTCR | 1,000 | $24,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738R787 | DEVELOPED INTL | 477 | $24,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 700 | $23,000 | thousands by filing date | call |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 231 | $23,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 1,310 | $23,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 1,750 | $23,000 | thousands by filing date | |
| ARCUS BIOSCIENCES INC | 03969F109 | COM | 2,489 | $23,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 1,868 | $23,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 236 | $23,000 | thousands by filing date | |
| FASTLY INC | 31188V100 | CL A | 956 | $23,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G400 | INFRACP REIT PFD | 900 | $23,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 700 | $23,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 900 | $23,000 | thousands by filing date | call |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 11,004 | $23,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 1,015 | $23,000 | thousands by filing date | |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 6,685 | $23,000 | thousands by filing date | |
| PIMCO EQUITY SER | 72202L363 | CMN | 750 | $23,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 6,076 | $23,000 | thousands by filing date | |
| ARCH COAL INC | 039380407 | COMMON STOCK | 309 | $23,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 6,349 | $23,000 | thousands by filing date | |
| NEXTGEN HEALTHCARE INC | 65343C102 | COMMON STOCK | 1,455 | $23,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 997 | $23,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 22,214 | $23,000 | thousands by filing date | |
| CISION LTD | G1992S109 | SHS | 3,006 | $23,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E125 | DAILY SM CP BEAR | 500 | $23,000 | thousands by filing date | |
| RADA ELECTR INDS LTD | M81863124 | CMN | 4,750 | $23,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F759 | CHINA GROWTH LDR | 600 | $23,000 | thousands by filing date | |
| EMERALD EXPOSITIONS EVENTS I | 29103B100 | COM | 2,387 | $23,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A122 | COM | 3,772 | $23,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E255 | S&P HIGH INCOM | 850 | $23,000 | thousands by filing date | |
| PROSHARES TR | 74347B813 | mc | 616 | $23,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F478 | EMERGING MKTS AG | 1,075 | $23,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 400 | $22,000 | thousands by filing date | put |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 4,500 | $22,000 | thousands by filing date | call |
| ADMA BIOLOGICS INC | 000899104 | COM | 5,000 | $22,000 | thousands by filing date | |
| PEABODY ENGR CORP | 704551100 | COM | 1,502 | $22,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 810 | $22,000 | thousands by filing date | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 1,100 | $22,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 513 | $22,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 25,667 | $22,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 2,048 | $22,000 | thousands by filing date | |
| PROSHARES TR | 74347R180 | ULTR 7-10 TREA | 333 | $22,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 4,738 | $22,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 2,125 | $22,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 12,000 | $22,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 80,564 | $22,000 | thousands by filing date | |
| RESTORATION ROBOTICS INC | 76133C103 | COM | 34,210 | $22,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 1,660 | $21,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 4,000 | $21,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 648 | $21,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 2,825 | $21,000 | thousands by filing date | |
| NEURONETICS INC | 64131A105 | COM | 2,505 | $21,000 | thousands by filing date | |
| ISHARES INC | 464286327 | MSCI GLB SLV&MTL | 2,127 | $21,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E545 | MSCI GBL TIMBR | 811 | $21,000 | thousands by filing date | |
| DATA I O CORP | 237690102 | COM | 5,618 | $21,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A784 | APTUS DRAWDOWN | 678 | $21,000 | thousands by filing date | |
| DIANTHUS THERAPEUTICS INC COM | 55910K108 | Stock | 2,000 | $21,000 | thousands by filing date | |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 3,013 | $21,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 7,586 | $21,000 | thousands by filing date | |
| EASTSIDE DISTILLING INC | 277802302 | COM | 4,214 | $21,000 | thousands by filing date | |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 6,338 | $21,000 | thousands by filing date | |
| HCI GROUP INC | 40416EAD5 | NOTE 4.250% 3/0 | 21,000 | $21,000 | thousands by filing date | principal |
| iShares International Dividend Growth ETF | 46435G524 | SHS | 362 | $20,000 | thousands by filing date | |
| LEXINFINTECH HLDGS LTD ADR | 528877103 | ADR | 2,033 | $20,000 | thousands by filing date | |
| VANGUARD WELLINGTON FD | 921935706 | US QUALITY | 246 | $20,000 | thousands by filing date | |
| GATES INDL CORP PLC | G39108108 | ORD SHS | 1,989 | $20,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 1,783 | $20,000 | thousands by filing date | |
| ENVISTA HOLDINGS CORPORATION | 29415F104 | COM | 719 | $20,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-19-021473 | this filing | 2019-11-14 | acceptance time not in the bulk data set |