13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-11-14, with 7,423 holding rows worth $672,914,636,000.
- Accession
- 0001567619-19-021416
- Filer
- CIK 70858
- Filed
- 2019-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 25,402 entries on the cover page, a total value of $672,914,636,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $672,914,636,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerBOFA SECURITIES, INC.028-19575
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerU.S. TRUST Co OF DELAWARE028-10270
- included managerMANAGED ACCOUNT ADVISORS LLC028-12631
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 228,795 | $2,117,000 | thousands by filing date | |
| IVC 4 1/2 6/1/22 | 461203AH4 | CONVERTIBLE BOND | 2,550,000 | $2,117,000 | thousands by filing date | principal |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 196,675 | $2,114,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 12,800 | $2,110,000 | thousands by filing date | put |
| LYDALL INC | 550819106 | COMMON STOCK | 84,676 | $2,110,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y764 | MILLE CONSU ETF | 84,931 | $2,108,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 1,103,886 | $2,108,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 52,600 | $2,106,000 | thousands by filing date | put |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 186,024 | $2,104,000 | thousands by filing date | |
| ALLIANZGI CONVERTIBLE & INCOME 2024 TARGET TERM FUND | 01883H102 | COM | 224,424 | $2,103,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 159,686 | $2,102,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 29,587 | $2,097,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | 500688106 | COM | 335,847 | $2,096,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 43,688 | $2,093,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 326,951 | $2,092,000 | thousands by filing date | |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 50,000 | $2,086,000 | thousands by filing date | put |
| APOGEE ENTERPRISES INC | 037598109 | COM | 53,401 | $2,082,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 65,225 | $2,080,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 166,345 | $2,079,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P744 | FTSE JAPAN ETF | 83,317 | $2,078,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 38,054 | $2,078,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 146,200 | $2,078,000 | thousands by filing date | call |
| UNIQURE NV | N90064101 | SHS | 52,484 | $2,065,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 98,432 | $2,064,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 229,618 | $2,062,000 | thousands by filing date | |
| ANTERIX INC | 03676C100 | COMMON STOCK | 56,896 | $2,060,000 | thousands by filing date | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 74,911 | $2,058,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 195,366 | $2,057,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 46,496 | $2,055,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 120,188 | $2,055,000 | thousands by filing date | |
| AXOSFINLINC | 05465C100 | STOK | 74,268 | $2,054,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 41,546 | $2,053,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 44,099 | $2,052,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 106,465 | $2,051,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 11,200 | $2,047,000 | thousands by filing date | put |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 9,500 | $2,046,000 | thousands by filing date | put |
| ABIOMED INC | 003654100 | COM | 11,500 | $2,046,000 | thousands by filing date | put |
| Fidelity High Dividend ETF | 316092840 | SHS | 67,689 | $2,045,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 52,446 | $2,040,000 | thousands by filing date | |
| DBX ETF TR | 233051754 | XTRACK CSI 500 A | 80,200 | $2,031,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 148,147 | $2,030,000 | thousands by filing date | |
| NUVEEN PFD & INCOME 2022 TER | 67075T105 | COM | 83,221 | $2,024,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P300 | NUVEEN ESG LRGVL | 64,491 | $2,015,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 132,843 | $2,014,000 | thousands by filing date | |
| PACER FDS TR | 69374H857 | US SMALL CAP CAS | 81,654 | $2,013,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 138,425 | $2,009,000 | thousands by filing date | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 17,600 | $2,006,000 | thousands by filing date | call |
| Avantis US Small Cap Value ETF | 025072877 | SHS | 40,000 | $2,004,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 17,000 | $2,004,000 | thousands by filing date | put |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 28,583 | $2,002,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 35,537 | $1,999,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 16,159 | $1,999,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 131,446 | $1,998,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 7,200 | $1,997,000 | thousands by filing date | put |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 156,116 | $1,995,000 | thousands by filing date | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 142,842 | $1,995,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 120,963 | $1,995,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 36,000 | $1,991,000 | thousands by filing date | call |
| SCHULTZE SPL PURP ACQUSTN CO COM | 80821R109 | Stock | 200,000 | $1,990,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 88,637 | $1,989,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 45,857 | $1,988,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 17,500 | $1,987,000 | thousands by filing date | put |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 646,703 | $1,986,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 20,300 | $1,986,000 | thousands by filing date | put |
| WISDOMTREE INC | 97717P104 | COM | 379,999 | $1,986,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 29,077 | $1,986,000 | thousands by filing date | |
| HERBALIFE NUTRITION LTD | 42703MAD5 | NOTE 2.625% 3/1 | 2,124,000 | $1,981,000 | thousands by filing date | principal |
| ARBOR REALTY TRUST INC | 038923108 | COM | 150,869 | $1,978,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 24,361 | $1,977,000 | thousands by filing date | |
| TTEC HLDGS INC | 89854H102 | COM | 41,124 | $1,969,000 | thousands by filing date | |
| TORTOISE ACQUISITION CORP | 89154L100 | CL A | 200,000 | $1,968,000 | thousands by filing date | |
| CAREDX INC | 14167L103 | COM | 86,978 | $1,967,000 | thousands by filing date | |
| APTIV PLC | G6095L109 | SHS | 22,500 | $1,967,000 | thousands by filing date | put |
| CRESCENT ACQUISITION CORP | 22564L105 | COM CL A | 200,000 | $1,966,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 20,000 | $1,956,000 | thousands by filing date | call |
| INSPIRE SMALL/MID CAP ETF | 66538H641 | ETF | 74,138 | $1,952,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 125,609 | $1,951,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 51,620 | $1,949,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 210,562 | $1,946,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 137,535 | $1,944,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 91,013 | $1,937,000 | thousands by filing date | |
| ISHARES TR | 46434V266 | INTERNATIONAL SL | 67,722 | $1,936,000 | thousands by filing date | |
| FGL HLDGS | G3402M102 | ORD SHS | 241,972 | $1,931,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 3,500 | $1,929,000 | thousands by filing date | put |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 144,523 | $1,929,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 187,643 | $1,919,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 147,981 | $1,918,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L810 | WESTN ASET TTL | 70,000 | $1,916,000 | thousands by filing date | |
| TERRAFORM PWR INC | 88104R209 | COM CL A | 105,053 | $1,914,000 | thousands by filing date | |
| MERCADOLIBRE INC | 58733RAD4 | NOTE 2.000% 8/1 | 1,304,000 | $1,914,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE TRADED FD | 33741X201 | INDXX INOVTV ETF | 65,153 | $1,913,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 113,450 | $1,912,000 | thousands by filing date | |
| CHANGE HEALTHCARE INC | 15912K100 | COM | 157,990 | $1,909,000 | thousands by filing date | |
| TORTOISE ESSENTIAL ASSETS IN | 89148A103 | COM SH BEN INT | 114,473 | $1,909,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 190,018 | $1,901,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 34,193 | $1,900,000 | thousands by filing date | |
| PROSHARES TR | 74347B375 | LONG ONLINE SHRT | 40,274 | $1,899,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 57,239 | $1,897,000 | thousands by filing date | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 26,500 | $1,890,000 | thousands by filing date | call |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 77,451 | $1,887,000 | thousands by filing date | |
| INSPIRE MED SYS INC COM | 457730109 | Stock | 30,878 | $1,885,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 47,877 | $1,884,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 45,000 | $1,882,000 | thousands by filing date | call |
| CRA INTL INC | 12618T105 | COM | 44,819 | $1,881,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 165,000 | $1,879,000 | thousands by filing date | put |
| CAREER EDUCATION CORP | 141665109 | COM | 118,262 | $1,879,000 | thousands by filing date | |
| FIRST TR BICK INDEX FD | 33733H107 | COM SHS | 74,086 | $1,878,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 100,000 | $1,872,000 | thousands by filing date | put |
| GLOBAL X FDS | 37954Y673 | US INFR DEV ETF | 115,796 | $1,872,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 33,300 | $1,872,000 | thousands by filing date | call |
| GLOBAL X FDS | 37950E127 | REIT ETF | 124,429 | $1,872,000 | thousands by filing date | |
| VALARIS PLC XXX SHS CL A | G9402V109 | COM | 389,107 | $1,871,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 51,196 | $1,869,000 | thousands by filing date | |
| SAFEHOLD INC | 78645L100 | COM | 61,141 | $1,866,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 7,800 | $1,864,000 | thousands by filing date | put |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 130,982 | $1,864,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P603 | CMN | 72,795 | $1,864,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 54,822 | $1,858,000 | thousands by filing date | |
| SLEEP NUMBER CORP | 83125X103 | COM D | 44,967 | $1,858,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767876 | EMRNG MKT CONS | 85,925 | $1,857,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 81,859 | $1,853,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V753 | FOOD & BEVERAGE | 52,647 | $1,852,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 39,587 | $1,851,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 30,000 | $1,850,000 | thousands by filing date | put |
| TFS FINL CORP | 87240R107 | COM | 102,526 | $1,848,000 | thousands by filing date | |
| ISHARES TR | 464288216 | EMGR MKT INF ETF | 65,846 | $1,847,000 | thousands by filing date | |
| Uber Technologies | 90353T100 | COM | 60,600 | $1,846,000 | thousands by filing date | call |
| PALO ALTO NETWORKS INC | 697435AD7 | NOTE 0.750% 7/0 | 1,752,000 | $1,842,000 | thousands by filing date | principal |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 97,105 | $1,832,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 20,000 | $1,830,000 | thousands by filing date | put |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 129,245 | $1,825,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 120,773 | $1,824,000 | thousands by filing date | |
| KLX ENERGY SERVICS HOLDNGS I | 48253L106 | COM | 210,560 | $1,821,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 110,901 | $1,818,000 | thousands by filing date | |
| PGIM HIGH YIELD BOND FUND IN | 69346H100 | COM | 121,578 | $1,817,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 271,194 | $1,812,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 21,000 | $1,809,000 | thousands by filing date | put |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 312,490 | $1,806,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 76,142 | $1,805,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 56,653 | $1,802,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R705 | ST STR 1500MOM | 13,877 | $1,802,000 | thousands by filing date | |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 242,800 | $1,797,000 | thousands by filing date | call |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 79,303 | $1,797,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 38,881 | $1,796,000 | thousands by filing date | |
| ATHENEX INC | 04685N103 | COM | 147,465 | $1,793,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 213,513 | $1,792,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAH3 | DBCV 1.990% 7/0 | 1,771,000 | $1,788,000 | thousands by filing date | principal |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 887,312 | $1,784,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 52,254 | $1,783,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 130,472 | $1,778,000 | thousands by filing date | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 86,376 | $1,777,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J505 | EURO ALPHADEX | 46,994 | $1,777,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 35,400 | $1,770,000 | thousands by filing date | put |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 85,667 | $1,768,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 42,900 | $1,762,000 | thousands by filing date | put |
| FLEXSHARES TR | 33939L886 | ULTR SHO INC FD | 23,236 | $1,762,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 98,010 | $1,757,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 199,175 | $1,755,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 458,804 | $1,753,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUN BD | 09662E109 | COM | 208,271 | $1,752,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 117,200 | $1,746,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 25,999 | $1,745,000 | thousands by filing date | |
| KEANE GROUP INC | 48669A108 | COM | 287,752 | $1,744,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 31,925 | $1,740,000 | thousands by filing date | |
| BNY MELLON MUN BD INFRASTRUC | 09662W109 | COM SHS | 122,296 | $1,739,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 43,676 | $1,738,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 8,400 | $1,734,000 | thousands by filing date | call |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 19,548 | $1,734,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 25,304 | $1,732,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 61,096 | $1,727,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 80,445 | $1,723,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 211,169 | $1,721,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 258,849 | $1,718,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 6,300 | $1,711,000 | thousands by filing date | put |
| VICTORY PORTFOLIOS II | 92647N832 | VCSHS US SML CAP | 36,980 | $1,709,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 189,560 | $1,706,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 42,678 | $1,705,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 71,278 | $1,705,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 118,982 | $1,703,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 104,050 | $1,697,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V803 | DORSEY WRGT CSMR | 32,168 | $1,697,000 | thousands by filing date | |
| iShares MSCI Intl Momentum Factor ETF | 46434V449 | SHS | 57,707 | $1,696,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 144,379 | $1,692,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 92,430 | $1,691,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 158,600 | $1,688,000 | thousands by filing date | call |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 53,750 | $1,688,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 27,654 | $1,687,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC | 928298AP3 | NOTE 2.250% 6/1 | 1,804,000 | $1,686,000 | thousands by filing date | principal |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 109,031 | $1,685,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 46,800 | $1,684,000 | thousands by filing date | put |
| ORCHARD THERAPEUTICS PLC | 68570P101 | ADR | 141,525 | $1,682,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 147,008 | $1,681,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 34,690 | $1,676,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 445,701 | $1,671,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 76,690 | $1,670,000 | thousands by filing date | |
| RAPID7 INC | 753422AB0 | NOTE | 1,284,000 | $1,664,000 | thousands by filing date | principal |
| ISHARES INC ETF MSCI GLOBAL GOLD MINERS ETF NEW | 46434G855 | ETF | 77,114 | $1,660,000 | thousands by filing date | |
| DOUYU INTL HLDGS LTD | 25985W105 | SPONSORED ADS | 201,784 | $1,653,000 | thousands by filing date | |
| ORTHOPEDIATRICS CORP | 68752L100 | COMMON STOCK | 46,844 | $1,652,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 56,780 | $1,649,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 79,328 | $1,646,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 150,017 | $1,645,000 | thousands by filing date | |
| VERRICA PHARMACEUTICALS INC | 92511W108 | COM | 111,299 | $1,643,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 38,722 | $1,642,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 211,172 | $1,641,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 143,321 | $1,641,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 57,137 | $1,637,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 68,800 | $1,637,000 | thousands by filing date | call |
| NextEra Energy,Inc. | 65339F101 | COM | 7,000 | $1,631,000 | thousands by filing date | call |
| Eaton Corp. Plc | G29183103 | COM | 19,600 | $1,630,000 | thousands by filing date | call |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 120,095 | $1,630,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 93,851 | $1,628,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 59,548 | $1,627,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E610 | KBW HIG DV YLD | 77,776 | $1,624,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 23,700 | $1,616,000 | thousands by filing date | call |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 100,476 | $1,616,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 23,400 | $1,614,000 | thousands by filing date | put |
| PIMCO ETF TR | 72201R106 | 1-3YR USTREIDX | 31,681 | $1,613,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 88,207 | $1,612,000 | thousands by filing date | |
| PENNYMAC FINL SVCS INC NEW | 70932M107 | COM | 52,858 | $1,606,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 37,658 | $1,602,000 | thousands by filing date | |
| BRIGHAM MINERALS INC | 10918L103 | COMMON STOCK | 80,117 | $1,594,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V571 | GLOBAL DRGN CN | 44,736 | $1,593,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 29,695 | $1,590,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 35,000 | $1,590,000 | thousands by filing date | put |
| C&J ENERGY SVCS INC NEW | 12674R100 | COM | 148,170 | $1,589,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 51,667 | $1,584,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 101,498 | $1,579,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 115,524 | $1,574,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 166,593 | $1,574,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 151,439 | $1,573,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 132,726 | $1,569,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 90,000 | $1,562,000 | thousands by filing date | put |
| GAP INC COM | 364760108 | Stock | 90,000 | $1,562,000 | thousands by filing date | call |
| WW INTL INC | 98262P101 | COM | 41,274 | $1,561,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 22,600 | $1,559,000 | thousands by filing date | call |
| BLACKROCK FLA MUN 2020 TERM | 09250M109 | COM SHS | 108,156 | $1,559,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 11,100 | $1,557,000 | thousands by filing date | put |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 50,614 | $1,556,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 55,237 | $1,555,000 | thousands by filing date | |
| Berry Corp | 08579X101 | Common Stock | 166,152 | $1,555,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 493,212 | $1,554,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAJ0 | NOTE 0.125% 5/0 | 1,355,000 | $1,551,000 | thousands by filing date | principal |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 204,251 | $1,548,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X194 | SST SPDR MSCI | 16,794 | $1,548,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 89,723 | $1,545,000 | thousands by filing date | |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 764,398 | $1,544,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V688 | NEXT GEN CON ETF | 27,331 | $1,540,000 | thousands by filing date | |
| RANGER OIL CORPORATION CLASS A COM | 70788V102 | Stock | 52,884 | $1,538,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 41,200 | $1,538,000 | thousands by filing date | call |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 44,068 | $1,537,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V423 | S&P 500 VLU MOMN | 38,339 | $1,536,000 | thousands by filing date | |
| Y-mAbs Therapeutics Inc | 984241109 | Common Stock | 58,844 | $1,533,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 91,304 | $1,529,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 108,058 | $1,529,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 52,218 | $1,525,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 12,200 | $1,520,000 | thousands by filing date | put |
| CONNS INC | 208242107 | COM | 61,124 | $1,520,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 49,585 | $1,519,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 44,924 | $1,515,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 18,200 | $1,513,000 | thousands by filing date | put |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 50,109 | $1,512,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 69,367 | $1,510,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 144,423 | $1,510,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793400 | COM NEW | 67,481 | $1,510,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 807,091 | $1,509,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 20,670 | $1,507,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 210,000 | $1,506,000 | thousands by filing date | call |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 99,132 | $1,503,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 47,339 | $1,503,000 | thousands by filing date | |
| Vanguard ESG International Stock ETF | 921910725 | SHS | 30,391 | $1,498,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 26,500 | $1,497,000 | thousands by filing date | call |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 15,498 | $1,494,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 16,057 | $1,490,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 114,184 | $1,490,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P202 | EME MRK BD ETF | 39,014 | $1,484,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 60,000 | $1,484,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 41,713 | $1,484,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 93,275 | $1,483,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 36,683 | $1,483,000 | thousands by filing date | |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 19,715 | $1,481,000 | thousands by filing date | |
| MR COOPER GROUP INC | 62482R107 | COM | 139,126 | $1,478,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 258,812 | $1,477,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 49,214 | $1,475,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 93,110 | $1,474,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 90,173 | $1,472,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J404 | CMN | 38,247 | $1,471,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 102,301 | $1,469,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 209,574 | $1,464,000 | thousands by filing date | |
| MEDALLIA INC | 584021109 | COM | 53,302 | $1,461,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 152,468 | $1,461,000 | thousands by filing date | |
| ACUSHNET HLDGS CORP | 005098108 | COM | 55,278 | $1,459,000 | thousands by filing date | |
| TIVO CORP | 88870P106 | COM | 191,445 | $1,459,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 11,700 | $1,458,000 | thousands by filing date | call |
| AZZ INC COM | 002474104 | Stock | 33,443 | $1,457,000 | thousands by filing date | |
| DBX ETF TR | 233051697 | XTRACK MSCI EURO | 46,281 | $1,456,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 57,053 | $1,456,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 102,412 | $1,455,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 167,501 | $1,453,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 59,165 | $1,451,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 27,874 | $1,446,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 33,271 | $1,444,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 169,742 | $1,442,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 314,366 | $1,437,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F593 | CMN | 47,114 | $1,437,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 48,790 | $1,433,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 131,710 | $1,432,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 193,806 | $1,432,000 | thousands by filing date | |
| ORTHOFIX MED INC | 68752M108 | COM | 26,752 | $1,419,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J125 | LATIN AMER ALP | 69,239 | $1,414,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 25,300 | $1,413,000 | thousands by filing date | put |
| HAPPEN INC COM NEW | 52603A208 | Stock | 107,804 | $1,410,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374AB0 | Convertible Bond | 1,950,000 | $1,410,000 | thousands by filing date | principal |
| SEMGROUP CORP | 81663A105 | CL A | 86,160 | $1,408,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 72,850 | $1,405,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 21,551 | $1,400,000 | thousands by filing date | |
| AIR TRANS SVCS GROUP INC | 00922RAB1 | BOND | 1,501,000 | $1,398,000 | thousands by filing date | principal |
| MAIN STR CAP CORP | 56035L104 | COM | 32,334 | $1,397,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 33,092 | $1,394,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 39,248 | $1,393,000 | thousands by filing date | |
| ACADIAN ASSET MANAGEMENT INC COM | 10948W103 | Stock | 140,491 | $1,392,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N881 | VCSHS INTL HG DV | 43,774 | $1,390,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 30,339 | $1,387,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 69,160 | $1,384,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 17,435 | $1,383,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V175 | S&P SML600 GWT | 12,965 | $1,383,000 | thousands by filing date | |
| INVESCO EXCHNG TRAD SLF INDE | 46139W403 | CORRT INM VALU | 55,882 | $1,380,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 16,837 | $1,378,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 60,000 | $1,378,000 | thousands by filing date | put |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 21,472 | $1,378,000 | thousands by filing date | |
| FRANKLIN FTSE CHINA ETF | 35473P819 | ETF | 63,257 | $1,378,000 | thousands by filing date | |
| PDC ENERGY INC | 69327RAD3 | NOTE 1.125% 9/1 | 1,493,000 | $1,376,000 | thousands by filing date | principal |
| TEAM INC | 878155100 | COM | 76,104 | $1,373,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BJ4 | NOTE 1.875% 6/0 | 1,658,000 | $1,373,000 | thousands by filing date | principal |
| ISHARES | 46435U432 | EXCHANGE TRADED | 50,635 | $1,371,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 77,808 | $1,370,000 | thousands by filing date | |
| WESTERN DIGITAL CORP. | 958102AP0 | NOTE 1.500% 2/0 | 1,424,000 | $1,363,000 | thousands by filing date | principal |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 173,679 | $1,360,000 | thousands by filing date | |
| BARINGS CORPORATE INVS | 06759X107 | COM | 80,641 | $1,360,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 79,765 | $1,355,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 28,772 | $1,354,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 221,083 | $1,353,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 10,607 | $1,352,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 28,427 | $1,351,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 22,984 | $1,347,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 42,545 | $1,347,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 41,524 | $1,347,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 94,828 | $1,346,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 25,000 | $1,344,000 | thousands by filing date | call |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 1,571,640 | $1,344,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 81,614 | $1,341,000 | thousands by filing date | |
| COMSTOCK HLDG COS INC | 205684202 | CL A NEW | 725,129 | $1,338,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 45,230 | $1,337,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 27,433 | $1,335,000 | thousands by filing date | |
| ISHARES TR | 46435G532 | MSCI GBL SUS DEV | 22,840 | $1,333,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 53,806 | $1,331,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 341,959 | $1,327,000 | thousands by filing date | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 60,127 | $1,323,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 86,553 | $1,322,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 111,066 | $1,322,000 | thousands by filing date | |
| AVEDRO INC | 05355N109 | COM | 58,148 | $1,320,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163UAD8 | NOTE 3.250% 6/0 | 1,600,000 | $1,316,000 | thousands by filing date | principal |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 6,100 | $1,314,000 | thousands by filing date | call |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 68,780 | $1,313,000 | thousands by filing date | |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 128,645 | $1,307,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 81,362 | $1,306,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 86,295 | $1,305,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 162,223 | $1,304,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F684 | RETAIL ETF | 11,386 | $1,303,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 99,676 | $1,300,000 | thousands by filing date | |
| INSTRUCTURE INC | 45781U103 | COM | 33,544 | $1,300,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 76,247 | $1,295,000 | thousands by filing date | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 22,200 | $1,294,000 | thousands by filing date | put |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 22,200 | $1,294,000 | thousands by filing date | call |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 94,276 | $1,294,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 95,701 | $1,293,000 | thousands by filing date | |
| AMERANT BANCORP INC | 023576101 | COMMON STOCK | 61,638 | $1,292,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 80,530 | $1,291,000 | thousands by filing date | |
| CORNERSTONE BLDG BRANDS INC | 21925D109 | COM | 212,029 | $1,283,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 67,867 | $1,278,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 57,538 | $1,277,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 62,627 | $1,276,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 98,718 | $1,269,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 14,500 | $1,268,000 | thousands by filing date | put |
| CBTX INC | 12481V104 | COM | 45,355 | $1,265,000 | thousands by filing date | |
| ENERGIZER HLDGS INC NEW | 29272W208 | 7.5 MCNV PFD A | 13,366 | $1,265,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 61,600 | $1,263,000 | thousands by filing date | call |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 102,206 | $1,262,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 37,770 | $1,261,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R829 | S NETWRK E-COM | 53,976 | $1,261,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 221,463 | $1,256,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416508 | HARTFORD MLT SML | 44,010 | $1,254,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 48,705 | $1,253,000 | thousands by filing date | |
| ISHARES TR | 46435G268 | RUSEL 2500 ETF | 28,106 | $1,252,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D203 | BULLISH FD | 46,129 | $1,250,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 244,384 | $1,250,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 175,159 | $1,249,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 7,794 | $1,248,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 50,906 | $1,246,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 17,084 | $1,245,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 31,223 | $1,245,000 | thousands by filing date | |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 63,707 | $1,244,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 345,396 | $1,244,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 66,959 | $1,241,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 33,025 | $1,241,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUNS IN | 05588W108 | COM | 143,994 | $1,235,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 30,827 | $1,232,000 | thousands by filing date | |
| GLOBAL X INTERNET OF THINGS ETF | 37954Y780 | UIT EXCHANGE TRADED | 60,150 | $1,227,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 79,584 | $1,223,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 15,400 | $1,222,000 | thousands by filing date | put |
| STAMPS COM INC | 852857200 | COM NEW | 16,394 | $1,222,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 51,973 | $1,221,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 85,965 | $1,215,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 51,300 | $1,212,000 | thousands by filing date | call |
| Chubb Limited | H1467J104 | COM | 7,500 | $1,211,000 | thousands by filing date | call |
| ISHARES TR | 46429B135 | INT PFD STK FD | 80,308 | $1,211,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 59,705 | $1,210,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 23,302 | $1,206,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 12,100 | $1,205,000 | thousands by filing date | call |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 596,300 | $1,205,000 | thousands by filing date | put |
| W & T OFFSHORE INC | 92922P106 | COM | 274,456 | $1,199,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V498 | S&P SMLCP MOMENT | 32,155 | $1,198,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 8,100 | $1,196,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 55,905 | $1,196,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 474,393 | $1,195,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 236,280 | $1,195,000 | thousands by filing date | |
| ISHARES INC | 464286343 | US PWR INFRA ETF | 63,324 | $1,191,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 50,400 | $1,191,000 | thousands by filing date | put |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 20,410 | $1,191,000 | thousands by filing date | |
| CHEGG INC | 163092AB5 | NOTE 0.250% 5/1 | 931,000 | $1,191,000 | thousands by filing date | principal |
| TERNIUM SA | 880890108 | SPONSORED ADS | 61,873 | $1,187,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 31,972 | $1,187,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y806 | ALTERNATIVE INCM | 79,286 | $1,186,000 | thousands by filing date | |
| PIVOTAL SOFTWARE INC | 72582H107 | COM CL A | 79,335 | $1,184,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 22,541 | $1,183,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 17,754 | $1,182,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 51,548 | $1,178,000 | thousands by filing date | |
| ARBOR RLTY TR INC | 038923AF5 | NOTE 5.250% 7/0 | 1,000,000 | $1,175,000 | thousands by filing date | principal |
| EXPRESS INC | 30219E103 | COMMON STOCK | 340,651 | $1,172,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 93,561 | $1,171,000 | thousands by filing date | |
| LUTHER BURBANK CORP | 550550107 | COM | 103,281 | $1,171,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E586 | KBW PPTY CASUT | 15,826 | $1,170,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 28,400 | $1,166,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A128 | ST STR SP1500VT | 11,103 | $1,166,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333XAD0 | DBCV 2.250% 6/1 | 1,168,000 | $1,164,000 | thousands by filing date | principal |
| FORRESTER RESH INC | 346563109 | COM | 36,186 | $1,163,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 29,320 | $1,162,000 | thousands by filing date | |
| ARCH COAL INC | 039380407 | COMMON STOCK | 15,671 | $1,162,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 81,363 | $1,158,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V878 | DORSEY WRGT ENRG | 44,480 | $1,158,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 74,352 | $1,157,000 | thousands by filing date | |
| SmileDirectClub Inc | 83192H106 | COM | 83,250 | $1,156,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 27,423 | $1,154,000 | thousands by filing date | |
| KINIKSA PHARMACEUTICALS LTD | G5269C101 | COM CL A | 135,512 | $1,153,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 59,978 | $1,153,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 72,921 | $1,151,000 | thousands by filing date | |
| NRC GROUP HLDGS CORP | 629375106 | COM | 92,308 | $1,148,000 | thousands by filing date | |
| INVESCO S&P MIDCAP 400 GARP ETF | 46137V225 | ETF | 18,110 | $1,147,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 151,099 | $1,146,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 25,382 | $1,142,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 771,352 | $1,141,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 72,676 | $1,141,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 97,858 | $1,140,000 | thousands by filing date | |
| DBX ETF TR ETF X TRACKERS SHORT DUR HIGH YIELD BOND ETF | 233051283 | ETF | 23,305 | $1,139,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J635 | INVSCO BLSH 26 | 44,098 | $1,138,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V159 | CMN | 24,500 | $1,138,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 86,710 | $1,137,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 473,552 | $1,136,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 28,807 | $1,132,000 | thousands by filing date | |
| DIREXION DAILY S&P OIL & GAS EXP. & PROD. BEAR 2X SHARES | 25460E174 | ETF | 14,400 | $1,130,000 | thousands by filing date | call |
| INVESCO EXCH TRADED FD TR II | 46138E156 | S&P SMLCP FINL | 20,762 | $1,129,000 | thousands by filing date | |
| REGENXBIO INC | 75901B107 | COM | 31,672 | $1,128,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 82,371 | $1,128,000 | thousands by filing date | |
| HCI GROUP INC | 40416EAD5 | NOTE 4.250% 3/0 | 1,133,000 | $1,126,000 | thousands by filing date | principal |
| FASTLY INC | 31188V100 | CL A | 46,879 | $1,125,000 | thousands by filing date | |
| CAMBRIDGE BANCORP | 132152109 | COM | 14,985 | $1,125,000 | thousands by filing date | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 40,380 | $1,124,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 42,660 | $1,121,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 48,074 | $1,119,000 | thousands by filing date | |
| Direxion All Cap Insider Senti | 25459Y769 | ETF | 29,181 | $1,117,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 26,300 | $1,116,000 | thousands by filing date | put |
| SNAP INC | 83304A106 | CL A | 70,600 | $1,115,000 | thousands by filing date | put |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 87,347 | $1,115,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 217,631 | $1,115,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 51,868 | $1,112,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P888 | NUVEEN ESG EMRGN | 44,579 | $1,111,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138J650 | BULLETSHS 2027 | 41,779 | $1,109,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 98,558 | $1,103,000 | thousands by filing date | |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 52,050 | $1,101,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 98,261 | $1,101,000 | thousands by filing date | |
| AUDENTES THERAPEUTICS INC. | 05070R104 | Common Stock | 39,131 | $1,100,000 | thousands by filing date | |
| RATTLER MIDSTREAM LP | 75419T103 | CMN | 61,611 | $1,099,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 17,254 | $1,096,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q668 | EM SECT DIV DG | 53,559 | $1,096,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 25,258 | $1,094,000 | thousands by filing date | |
| BYLINE BANCORP INC | 124411109 | COM | 60,666 | $1,086,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 139,614 | $1,085,000 | thousands by filing date | |
| TRONOX HOLDINGS PLC SHS | G9087Q102 | Stock | 130,623 | $1,084,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 52,500 | $1,082,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W471 | BLMBG US BULL | 38,357 | $1,081,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-19-021416 | this filing | 2019-11-14 | acceptance time not in the bulk data set |