13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-11-14, with 7,423 holding rows worth $672,914,636,000.
- Accession
- 0001567619-19-021416
- Filer
- CIK 70858
- Filed
- 2019-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 25,402 entries on the cover page, a total value of $672,914,636,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $672,914,636,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerBOFA SECURITIES, INC.028-19575
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerU.S. TRUST Co OF DELAWARE028-10270
- included managerMANAGED ACCOUNT ADVISORS LLC028-12631
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BANK OZK LITTLE ROCK ARK COM | 06417N103 | Stock | 225,141 | $6,139,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 146,600 | $6,131,000 | thousands by filing date | call |
| Anglogold Ashanti Plc | 035128206 | Common | 335,288 | $6,125,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 305,000 | $6,121,000 | thousands by filing date | call |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 206,318 | $6,121,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E149 | S&P SMLCP HELT | 53,928 | $6,119,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 327,350 | $6,118,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X214 | EMERG MKTS ESG | 203,461 | $6,098,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 178,972 | $6,085,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 167,600 | $6,077,000 | thousands by filing date | put |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 338,774 | $6,067,000 | thousands by filing date | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 177,554 | $6,049,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 446,218 | $6,046,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 299,743 | $6,045,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06746P621 | IPTH SR B S&P | 254,100 | $6,032,000 | thousands by filing date | put |
| NV5 HOLDINGS, INC | 62945V109 | COM | 88,283 | $6,026,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 304,600 | $6,025,000 | thousands by filing date | call |
| CHEFS WHSE INC | 163086101 | COM | 149,392 | $6,024,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 173,230 | $6,020,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 155,915 | $6,016,000 | thousands by filing date | |
| FIRST TR SR FLOATING RATE 20 | 33740K101 | COM SHS | 679,517 | $6,014,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 127,418 | $6,011,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 1,070,777 | $6,006,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 279,360 | $6,005,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 79,665 | $6,001,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 981,243 | $5,975,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 6,948,000 | $5,975,000 | thousands by filing date | principal |
| iShares MSCI Frontier 100 | 464286145 | cs | 212,188 | $5,971,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 157,173 | $5,955,000 | thousands by filing date | |
| OASIS PETE INC NEW | 674215AJ7 | NOTE | 8,041,000 | $5,953,000 | thousands by filing date | principal |
| ZILLOW GROUP INC | 98954MAB7 | NOTE 2.000%12/0 | 6,000,000 | $5,948,000 | thousands by filing date | principal |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 178,160 | $5,945,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 159,647 | $5,945,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 138,822 | $5,938,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 100,000 | $5,919,000 | thousands by filing date | put |
| FIRST TR EXCHANGE TRADED FD | 33738R811 | NASDQ SEMCNDTR | 170,500 | $5,916,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 324,541 | $5,911,000 | thousands by filing date | |
| LINDE PLC | G5494J103 | SHS | 30,500 | $5,908,000 | thousands by filing date | call |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 420,622 | $5,906,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 400,000 | $5,900,000 | thousands by filing date | call |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 500,000 | $5,875,000 | thousands by filing date | call |
| VERMILION ENERGY INC COM | 923725105 | Stock | 351,337 | $5,871,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 393,080 | $5,857,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 143,885 | $5,855,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 288,379 | $5,854,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 149,297 | $5,850,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 162,200 | $5,838,000 | thousands by filing date | call |
| KADANT INC | 48282T104 | COM | 66,400 | $5,829,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 445,798 | $5,826,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 535,471 | $5,810,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 138,900 | $5,809,000 | thousands by filing date | put |
| STRATEGIC ED INC COM | 86272C103 | Stock | 42,726 | $5,805,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 511,600 | $5,802,000 | thousands by filing date | put |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 44,739 | $5,800,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 207,286 | $5,793,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 126,071 | $5,792,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 34,200 | $5,787,000 | thousands by filing date | put |
| TRITON INTL LTD | G9078F107 | CL A | 170,796 | $5,779,000 | thousands by filing date | |
| Invesco KBW Premium Yield | 46138E594 | KBW PREM YIELD | 185,023 | $5,778,000 | thousands by filing date | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 369,659 | $5,777,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 2,170,620 | $5,774,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N808 | VICOTRYSHS EMG | 256,397 | $5,767,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 48,100 | $5,763,000 | thousands by filing date | put |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 48,016 | $5,756,000 | thousands by filing date | |
| INSMED INC | 457669AA7 | NOTE 1.750% 1/1 | 6,900,000 | $5,751,000 | thousands by filing date | principal |
| QIAGEN NV | N72482123 | SHS NEW | 174,100 | $5,740,000 | thousands by filing date | call |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 153,463 | $5,732,000 | thousands by filing date | |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 1,338,801 | $5,731,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 219,173 | $5,725,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 66,472 | $5,713,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 388,066 | $5,712,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 341,169 | $5,708,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 35,900 | $5,706,000 | thousands by filing date | call |
| ARQULE INC | 04269E107 | COM | 795,889 | $5,706,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 438,909 | $5,705,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 1,274,697 | $5,698,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 156,950 | $5,697,000 | thousands by filing date | |
| TRONOX HOLDINGS PLC SHS | G9087Q102 | Stock | 685,700 | $5,691,000 | thousands by filing date | call |
| TRINET GROUP INC COM | 896288107 | Stock | 91,459 | $5,687,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 123,639 | $5,680,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 459,129 | $5,679,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 202,008 | $5,678,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 247,772 | $5,669,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 55,076 | $5,662,000 | thousands by filing date | |
| KONTOOR BRANDS INC | 50050N103 | COM | 160,545 | $5,635,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 430,134 | $5,634,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 398,052 | $5,633,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 310,011 | $5,626,000 | thousands by filing date | |
| SONOS INC | 83570H108 | COM | 418,850 | $5,617,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 73,744 | $5,613,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V639 | AI AND NEXT GEN | 60,233 | $5,607,000 | thousands by filing date | |
| NUTANIX INC | 67059NAB4 | NOTE 1/1 | 6,002,000 | $5,601,000 | thousands by filing date | principal |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 426,341 | $5,597,000 | thousands by filing date | |
| VECTOIQ ACQUISITION CORP | 92243N103 | COM | 548,051 | $5,596,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 9,700 | $5,595,000 | thousands by filing date | put |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 388,692 | $5,585,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 73,988 | $5,584,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 109,104 | $5,574,000 | thousands by filing date | |
| INVESCO MSCI SUSTAINABLEFUTURE ETF | 46137V407 | ETF | 124,714 | $5,563,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 1,231,481 | $5,560,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 1,243,700 | $5,559,000 | thousands by filing date | call |
| NEUROCRINE BIOSCIENCES INC | 64125CAD1 | NOTE 2.250% 5/1 | 4,056,000 | $5,554,000 | thousands by filing date | principal |
| RAPID7 INC COM | 753422104 | Stock | 122,121 | $5,542,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 196,468 | $5,539,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188408 | LOW DURTIN ETF | 109,177 | $5,537,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 105,513 | $5,526,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 60,457 | $5,523,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 125,840 | $5,516,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 8,485 | $5,511,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 320,650 | $5,502,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V811 | S&P500 EQL HIG | 79,862 | $5,478,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 5,330,000 | $5,477,000 | thousands by filing date | principal |
| INVESCO BULLETSHARES 2026 CORPORATE BOND ETF | 46138J791 | ETF | 267,782 | $5,475,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 278,471 | $5,461,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAT0 | NOTE 3.750% 2/0 | 5,283,000 | $5,460,000 | thousands by filing date | principal |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 59,082 | $5,453,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 305,926 | $5,452,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 634,973 | $5,452,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 887,182 | $5,447,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 348,138 | $5,441,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC | 854502887 | UNIT 05/15/2020 | 54,141 | $5,440,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 230,093 | $5,437,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 336,151 | $5,432,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 30,000 | $5,428,000 | thousands by filing date | put |
| HUTCHMED CHINA LTD SPONSORED ADS | 44842L103 | ADR | 303,828 | $5,420,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 326,649 | $5,416,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 277,151 | $5,411,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 195,175 | $5,411,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 59,255 | $5,405,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 80,503 | $5,405,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 106,115 | $5,402,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 99,672 | $5,390,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 100,000 | $5,379,000 | thousands by filing date | call |
| ENPRO INC | 29355X107 | COM | 78,309 | $5,376,000 | thousands by filing date | |
| KKR & CO INC | 48251W104 | COM | 200,000 | $5,370,000 | thousands by filing date | call |
| CENOVUS ENERGY INC | 15135U109 | COM | 571,278 | $5,358,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 464,483 | $5,346,000 | thousands by filing date | |
| GUARDANT HEALTH INC COM | 40131M109 | Stock | 83,500 | $5,330,000 | thousands by filing date | put |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 306,003 | $5,330,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 1,095,186 | $5,323,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 382,919 | $5,319,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 182,022 | $5,317,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 53,400 | $5,313,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 56,761 | $5,304,000 | thousands by filing date | |
| R1 RCM INC | 749397105 | COM | 593,630 | $5,301,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 85,890 | $5,299,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 471,073 | $5,295,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 35,000 | $5,293,000 | thousands by filing date | call |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 169,719 | $5,292,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 648,372 | $5,285,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E420 | CMN | 164,186 | $5,265,000 | thousands by filing date | |
| SOUTH JERSEY INDS INC | 838518116 | UNIT 99/99/9999 | 101,900 | $5,265,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 207,977 | $5,264,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 331,500 | $5,261,000 | thousands by filing date | put |
| DROPBOX INC CL A | 26210C104 | Stock | 260,100 | $5,246,000 | thousands by filing date | put |
| TIVITY HEALTH INC | 88870R102 | COM | 314,986 | $5,238,000 | thousands by filing date | |
| EVO PMTS INC | 26927E104 | CL A COM | 186,131 | $5,234,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 173,751 | $5,229,000 | thousands by filing date | |
| PACIRA BIOSCIENCES | 695127AD2 | NOTE 2.375% 4/0 | 5,311,000 | $5,223,000 | thousands by filing date | principal |
| COLFAX CORP | 194014205 | UNIT 01/15/2022T | 40,000 | $5,222,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 73,197 | $5,205,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 1,081,211 | $5,200,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 148,498 | $5,198,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 364,543 | $5,198,000 | thousands by filing date | |
| DANAHER CORPORATION | 235851300 | 4.75 MND CV PFD | 4,550 | $5,188,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 273,982 | $5,186,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 245,216 | $5,178,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 315,418 | $5,176,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 204,802 | $5,176,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 74,862 | $5,175,000 | thousands by filing date | |
| INSULET CORP | 45784PAH4 | NOTE 1.375%11/1 | 2,816,000 | $5,174,000 | thousands by filing date | principal |
| BLACKROCK INC CL A COM | 09247X101 | COM | 11,600 | $5,169,000 | thousands by filing date | call |
| BIOTELEMETRY INC | 090672106 | COM | 126,895 | $5,168,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 448,492 | $5,166,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 71,703 | $5,165,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 356,894 | $5,143,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 159,183 | $5,140,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 64,332 | $5,138,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 231,097 | $5,136,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 565,424 | $5,134,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 2,260,800 | $5,132,000 | thousands by filing date | call |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 90,000 | $5,117,000 | thousands by filing date | call |
| AVANTOR INC | 05352A209 | 6.25 PFD CNV SR | 95,275 | $5,115,000 | thousands by filing date | |
| UBIQUITI INC | 90353W103 | COM | 43,236 | $5,113,000 | thousands by filing date | |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 168,460 | $5,109,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 125,537 | $5,099,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 152,853 | $5,095,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 53,627 | $5,083,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 668,431 | $5,080,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AF9 | NOTE 3.000% 7/0 | 5,005,000 | $5,080,000 | thousands by filing date | principal |
| STRATEGY INC CL A NEW | 594972408 | Stock | 34,205 | $5,075,000 | thousands by filing date | |
| SCULPTOR CAP MGMT | 811246107 | COM CL A | 260,478 | $5,075,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 60,813 | $5,067,000 | thousands by filing date | |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 1,515,000 | $5,067,000 | thousands by filing date | principal |
| ALLEGRO MERGER CORP | 01749N103 | COM | 500,000 | $5,060,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 36,425 | $5,051,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 221,400 | $5,048,000 | thousands by filing date | call |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 180,100 | $5,043,000 | thousands by filing date | call |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 156,770 | $5,043,000 | thousands by filing date | |
| CHEWYINCCLASSCLASSA | 16679L109 | STOK | 204,775 | $5,034,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 1,665,387 | $5,030,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 45,000 | $5,028,000 | thousands by filing date | put |
| INVESCO EXCH TRADED FD TR II | 46138E875 | DORSEY WRGT DVLP | 190,525 | $5,026,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 125,291 | $5,013,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R648 | SP KENSHO NEWEC | 151,013 | $5,007,000 | thousands by filing date | |
| INVESCO EXCHNG TRAD SLF INDE | 46139W700 | MLT FTR CR FXD | 190,000 | $5,004,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 125,112 | $4,998,000 | thousands by filing date | |
| INVESCO RAFI DEVELOPED MARKETS EX-U.S. SMALL-MID ETF | 46138E735 | ETF | 169,495 | $4,995,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 34,100 | $4,989,000 | thousands by filing date | put |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 136,943 | $4,989,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 236,291 | $4,987,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 144,878 | $4,979,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 87,100 | $4,963,000 | thousands by filing date | call |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 244,391 | $4,961,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 159,207 | $4,959,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P805 | NUVEEN ESG INTL | 191,795 | $4,955,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 194,772 | $4,952,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 169,383 | $4,951,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N774 | VCSHS US DISCVRY | 136,071 | $4,937,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 395,777 | $4,935,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 4,313,000 | $4,919,000 | thousands by filing date | principal |
| VIRTU FINL INC | 928254101 | CL A | 300,440 | $4,915,000 | thousands by filing date | |
| ISHARES FALLEN ANGELS USD BOND ETF | 46435G474 | ETF | 183,579 | $4,914,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 392,824 | $4,914,000 | thousands by filing date | |
| BEYOND MEAT INC | 08862E109 | COM | 32,981 | $4,902,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 238,986 | $4,901,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 20,000 | $4,900,000 | thousands by filing date | call |
| HERON THERAPEUTICS INC | 427746102 | COM | 264,343 | $4,891,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 128,958 | $4,880,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AS5 | NOTE 0.350% 6/1 | 3,263,000 | $4,877,000 | thousands by filing date | principal |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 52,229 | $4,876,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 324,108 | $4,875,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 283,748 | $4,874,000 | thousands by filing date | |
| ISHARES TR | 46432FAZ0 | IBONDS MAR23 ETF | 181,446 | $4,873,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 200,000 | $4,872,000 | thousands by filing date | call |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 354,706 | $4,870,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 103,122 | $4,870,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 81,375 | $4,866,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 142,642 | $4,865,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F460 | CEF MUNI INCOME | 176,212 | $4,864,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 136,755 | $4,852,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 891,465 | $4,841,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 1,082,207 | $4,838,000 | thousands by filing date | |
| ISHARES ESG AWARE USD CORPORATE BOND ETF | 46435G193 | ETF | 183,968 | $4,837,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 158,249 | $4,836,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAB0 | NOTE 3.750%12/1 | 4,776,000 | $4,835,000 | thousands by filing date | principal |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 86,422 | $4,832,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 134,548 | $4,829,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 222,830 | $4,827,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 737,033 | $4,820,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 33,100 | $4,818,000 | thousands by filing date | call |
| J P MORGAN EXCHANGE TRADED F | 46641Q886 | DIVERSFED RTRN | 72,108 | $4,817,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 132,418 | $4,813,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 200,000 | $4,812,000 | thousands by filing date | call |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 172,386 | $4,809,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 64,800 | $4,809,000 | thousands by filing date | put |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 503,857 | $4,807,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 27,000 | $4,803,000 | thousands by filing date | call |
| Elevance Health, Inc. | 036752103 | COM | 20,000 | $4,802,000 | thousands by filing date | call |
| World Gold TR | 98149E204 | SPRD GLD Minis | 326,011 | $4,793,000 | thousands by filing date | |
| INVESCO EXCHNG TRAD SLF INDE | 46139W106 | EMMKT DB DEFSV | 185,000 | $4,791,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 203,081 | $4,771,000 | thousands by filing date | |
| DYCOM INDS INC | 267475AB7 | NOTE 0.750% 9/1 | 4,970,000 | $4,769,000 | thousands by filing date | principal |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 116,172 | $4,767,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 31,234 | $4,763,000 | thousands by filing date | |
| INVESCO TR II ETF S&P 500 EMERGING MKTS LOW VOLATILITY | 46138E297 | ETF | 209,419 | $4,762,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 1,756,500 | $4,760,000 | thousands by filing date | call |
| FIRST TR EXCHANGE TRADED FD | 33738R696 | CMN | 182,306 | $4,756,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 124,806 | $4,752,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 132,100 | $4,751,000 | thousands by filing date | call |
| SSGA ACTIVE ETF TR | 78467V707 | ST STR UL BD ETF | 117,332 | $4,744,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 488,655 | $4,736,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 187,158 | $4,731,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 961,434 | $4,730,000 | thousands by filing date | |
| LINX S A | 53619W101 | SPONSORED ADS | 610,050 | $4,715,000 | thousands by filing date | |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 102,853 | $4,706,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 400,000 | $4,700,000 | thousands by filing date | put |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 93,385 | $4,698,000 | thousands by filing date | |
| PARSONS CORP DEL COM | 70202L102 | Stock | 142,330 | $4,694,000 | thousands by filing date | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 300,000 | $4,689,000 | thousands by filing date | put |
| DILLARDS INC CL A | 254067101 | Stock | 70,897 | $4,686,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 229,165 | $4,686,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 1,373,911 | $4,685,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 192,983 | $4,682,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 72,963 | $4,673,000 | thousands by filing date | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 80,092 | $4,670,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J859 | MULTI INTL ETF | 167,777 | $4,668,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 171,189 | $4,665,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 143,928 | $4,663,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 114,595 | $4,661,000 | thousands by filing date | |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 343,128 | $4,651,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 48,152 | $4,648,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 347,465 | $4,638,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 354,838 | $4,627,000 | thousands by filing date | |
| INPHI CORP | 45772FAC1 | NOTE 0.750% 9/0 | 3,723,000 | $4,620,000 | thousands by filing date | principal |
| MCKESSON CORP COM | 58155Q103 | Stock | 33,800 | $4,619,000 | thousands by filing date | put |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 141,559 | $4,617,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 88,079 | $4,611,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 47,698 | $4,607,000 | thousands by filing date | |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 158,733 | $4,604,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 296,208 | $4,586,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAH4 | NOTE 0.599% 8/0 | 4,665,000 | $4,586,000 | thousands by filing date | principal |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 259,954 | $4,584,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N816 | VCSHS DEV ENH VL | 146,195 | $4,580,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V779 | BLDG CONSTR ETF | 140,171 | $4,575,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 207,583 | $4,573,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 273,299 | $4,567,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 464,882 | $4,561,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 126,379 | $4,553,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 20,000 | $4,551,000 | thousands by filing date | call |
| Invesco S&P 500 Momentum ETF | 46138E339 | SHS | 112,074 | $4,549,000 | thousands by filing date | |
| HEXO CORP | 428304109 | COM | 1,146,612 | $4,541,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 314,135 | $4,540,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 780,433 | $4,527,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 381,330 | $4,522,000 | thousands by filing date | |
| ALLIANZGI DIVERSIFIED INCOME | 01883J108 | COM | 198,544 | $4,521,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 180,902 | $4,511,000 | thousands by filing date | |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 69,814 | $4,506,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 319,047 | $4,505,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 86,946 | $4,495,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V886 | S&P500 EX-RATE | 62,313 | $4,493,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 350,390 | $4,484,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 2,991 | $4,484,000 | thousands by filing date | |
| APPIAN CORP | 03782L101 | CL A | 94,383 | $4,483,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 50,000 | $4,474,000 | thousands by filing date | put |
| SCHOLASTIC CORP COM | 807066105 | Stock | 118,261 | $4,465,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 83,622 | $4,465,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 58,446 | $4,457,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J858 | BULSHS 2023 HY | 170,406 | $4,442,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y401 | CMN | 60,964 | $4,440,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 82,209 | $4,438,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 23,094 | $4,435,000 | thousands by filing date | |
| NVENT ELEC PLC SHS | G6700G107 | Stock | 201,000 | $4,430,000 | thousands by filing date | call |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 76,100 | $4,429,000 | thousands by filing date | call |
| VANECK LONG/FLAT TREND ETF | 92189F148 | LONG/FLAT TREND | 157,957 | $4,428,000 | thousands by filing date | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 88,538 | $4,427,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 243,576 | $4,415,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H102 | DURABLE HGH DIV | 156,239 | $4,413,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 167,888 | $4,409,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 232,500 | $4,399,000 | thousands by filing date | put |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 202,718 | $4,393,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E388 | S&P 500 EX RAT | 111,323 | $4,388,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 589,956 | $4,383,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 80,000 | $4,380,000 | thousands by filing date | put |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 51,300 | $4,373,000 | thousands by filing date | put |
| CRONOS GROUP INC | 22717L101 | COM | 482,852 | $4,370,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 204,735 | $4,363,000 | thousands by filing date | |
| TAPESTRY INC COM | 876030107 | Stock | 167,000 | $4,350,000 | thousands by filing date | call |
| TENNANT CO | 880345103 | COM | 61,513 | $4,349,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 56,276 | $4,345,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 48,856 | $4,344,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 61,646 | $4,342,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 39,500 | $4,329,000 | thousands by filing date | put |
| AEGION CORP | 00770F104 | COMMON STOCK | 202,381 | $4,327,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 100,000 | $4,326,000 | thousands by filing date | put |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 84,770 | $4,323,000 | thousands by filing date | |
| CHANGE HEALTHCARE INC | 15912K209 | UNIT 99/99/9999 | 90,585 | $4,323,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E842 | DORSEY WRGT SMLC | 86,192 | $4,313,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 57,931 | $4,285,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 321,374 | $4,274,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 298,813 | $4,273,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 65,800 | $4,270,000 | thousands by filing date | call |
| CAMBREX CORP | 132011107 | COM | 71,476 | $4,254,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H106 | AGRICULTURE FD | 267,880 | $4,249,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 97,450 | $4,247,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 54,200 | $4,246,000 | thousands by filing date | put |
| GENERAC HLDGS INC | 368736104 | COM | 54,200 | $4,246,000 | thousands by filing date | call |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 200,934 | $4,240,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 150,000 | $4,227,000 | thousands by filing date | put |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 126,806 | $4,223,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 272,620 | $4,220,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 197,989 | $4,217,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 462,767 | $4,212,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 581,270 | $4,208,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 2,983,477 | $4,207,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 68,147 | $4,202,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E644 | INTL BUYBACK | 135,350 | $4,195,000 | thousands by filing date | |
| CREE INC | 225447AB7 | NOTE 0.875% 9/0 | 3,825,000 | $4,189,000 | thousands by filing date | principal |
| NABORS INDS INC | 62957HAB1 | BOND | 6,569,000 | $4,189,000 | thousands by filing date | principal |
| Invesco S&P MidCap Momentum ETF | 46137V464 | SHS | 71,833 | $4,185,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167CY1 | NOTE 5.500% 9/1 | 7,000,000 | $4,183,000 | thousands by filing date | principal |
| INVESCO EXCHANGE-TRADED FUND TRUST INVESCO DORSEY WRIGHT UTILITIES MOMENTUM ETF | 46137V795 | ETF | 119,261 | $4,177,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 436,812 | $4,176,000 | thousands by filing date | |
| NLIGHT INC | 65487K100 | COM | 265,827 | $4,162,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 77,326 | $4,160,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 303,996 | $4,156,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 75,100 | $4,153,000 | thousands by filing date | put |
| NUVEEN MTG OPPTY TERM FD 2 | 67074R100 | COM | 186,984 | $4,145,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 47,200 | $4,129,000 | thousands by filing date | call |
| CLEARWAY ENERGY INC-CLASS A NE | 18539C105 | CL A | 237,497 | $4,119,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 285,967 | $4,115,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 30,760 | $4,114,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 129,210 | $4,114,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 211,799 | $4,081,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 192,314 | $4,073,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 224,842 | $4,072,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 34,503 | $4,071,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 245,146 | $4,062,000 | thousands by filing date | |
| SPARTAN ENERGY ACQUISITION C | 846784106 | CL A COM STK | 402,000 | $4,060,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 1,275,719 | $4,057,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 45,000 | $4,055,000 | thousands by filing date | put |
| Applied Materials,Inc. | 038222105 | COM | 81,100 | $4,047,000 | thousands by filing date | call |
| ENCORE CAP GROUP INC | 292554AK8 | NOTE 3.250% 3/1 | 4,000,000 | $4,045,000 | thousands by filing date | principal |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 329,038 | $4,044,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 195,744 | $4,044,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 40,600 | $4,042,000 | thousands by filing date | put |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 806,536 | $4,040,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 86,742 | $4,039,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 123,600 | $4,038,000 | thousands by filing date | put |
| CBS CORP NEW | 124857202 | CL B | 100,000 | $4,037,000 | thousands by filing date | put |
| VIOMI TECHNOLOGY CO LTD | 92762J103 | SPONSORED ADS | 495,223 | $4,036,000 | thousands by filing date | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 483,555 | $4,033,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 269,821 | $4,030,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 111,559 | $4,030,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 49,349 | $4,030,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430545 | HEDGE IND ETF | 72,345 | $4,027,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 203,400 | $4,024,000 | thousands by filing date | put |
| RAVEN INDS INC COM | 754212108 | Stock | 120,047 | $4,017,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 89,958 | $4,009,000 | thousands by filing date | |
| HESS MIDSTREAM PARTNERS LP | 428104103 | UNIT LTD PR INT | 208,047 | $4,007,000 | thousands by filing date | |
| PACER FDS TR | 69374H691 | mc | 138,258 | $4,005,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 152,284 | $3,999,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 262,506 | $3,998,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 439,145 | $3,997,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 91,541 | $3,996,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 80,000 | $3,992,000 | thousands by filing date | put |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 65,000 | $3,992,000 | thousands by filing date | call |
| DBX ETF TR | 233051481 | XTRA RU 1000 ETF | 115,472 | $3,983,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 181,523 | $3,983,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 51,900 | $3,977,000 | thousands by filing date | put |
| INNOVIVA INC | 45781MAB7 | NOTE 2.500% 8/1 | 4,128,000 | $3,965,000 | thousands by filing date | principal |
| CLOVIS ONCOLOGY INC | 189464AC4 | NOTE 1.250% 5/0 | 9,477,000 | $3,961,000 | thousands by filing date | principal |
| INVESCO EXCH TRADED FD TR II | 46138E107 | EQUAL WEGT 0-30 | 111,219 | $3,956,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q308 | DIV RTN EM EQT | 75,385 | $3,954,000 | thousands by filing date | |
| NUVEEN HIGH INCOME DECMBR 20 | 67076E107 | COM | 400,191 | $3,946,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 260,801 | $3,935,000 | thousands by filing date | |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 64,322 | $3,931,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 138,385 | $3,931,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 762,237 | $3,930,000 | thousands by filing date | |
| CSW INDUSTRIALS INC | 126402106 | COM | 56,930 | $3,930,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 607,551 | $3,922,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 152,000 | $3,919,000 | thousands by filing date | put |
| MESA LABS INC COM | 59064R109 | Stock | 16,449 | $3,911,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 127,251 | $3,904,000 | thousands by filing date | |
| VERITEX HLDGS INC | 923451108 | COM | 160,711 | $3,900,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 131,856 | $3,895,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 913,999 | $3,893,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 277,713 | $3,888,000 | thousands by filing date | |
| BRP INC COM SUN VTG | 05577W200 | Stock | 99,817 | $3,887,000 | thousands by filing date | |
| Blackrock 2022 Global In | 09258P104 | ETF | 404,098 | $3,883,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 297,148 | $3,878,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 66,034 | $3,871,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 187,800 | $3,870,000 | thousands by filing date | call |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 41,900 | $3,866,000 | thousands by filing date | call |
| PIMCO ENRGY TACTICAL CR OPP FD | 69346N107 | COM SHS BEN INT | 219,445 | $3,842,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 62,199 | $3,833,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 241,991 | $3,833,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092816 | MOMENTUM FACTR | 109,496 | $3,832,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 243,304 | $3,830,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 97,337 | $3,830,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAB1 | NOTE 2.000%10/0 | 4,193,000 | $3,826,000 | thousands by filing date | principal |
| JAMES RIV GROUP LTD | G5005R107 | COM | 74,601 | $3,823,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R860 | NASDAQ BK ETF | 149,238 | $3,818,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 866,912 | $3,815,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V217 | S&P MDCP400 PR | 26,966 | $3,812,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 37,200 | $3,809,000 | thousands by filing date | call |
| AVANOS MED INC | 05350V106 | COM | 101,432 | $3,799,000 | thousands by filing date | |
| Eaton Vance Floating Rate | 27831H100 | ETF | 414,949 | $3,797,000 | thousands by filing date | |
| ASSURANT INC | 04621X207 | 6.50% CONV PFD D | 30,371 | $3,797,000 | thousands by filing date | |
| COMMUNITY USD0.01 | 20369C106 | COM | 85,147 | $3,794,000 | thousands by filing date | |
| II VI INC | 902104AB4 | NOTE 0.250% 9/0 | 3,670,000 | $3,788,000 | thousands by filing date | principal |
| MEREDITH CORP | 589433101 | COM | 103,287 | $3,785,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 14,800 | $3,784,000 | thousands by filing date | put |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 24,300 | $3,783,000 | thousands by filing date | call |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 89,039 | $3,783,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F888 | TCW UNCONSTRAI | 146,667 | $3,780,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 65,920 | $3,779,000 | thousands by filing date | |
| ISHARES TR | 46432FBC0 | IBONDS MAR20 ETF | 144,359 | $3,774,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 253,532 | $3,772,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G888 | SHORT TERM ETF | 35,702 | $3,769,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 195,719 | $3,768,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRA | 459506309 | UNIT 09/15/2021 | 80,100 | $3,768,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 181,319 | $3,767,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 384,578 | $3,764,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 29,900 | $3,748,000 | thousands by filing date | call |
| AG MTG INVT TR INC | 001228105 | COM | 246,860 | $3,739,000 | thousands by filing date | |
| ANGI INC CLASS A | 00183L102 | CL A | 527,623 | $3,738,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 1,378,900 | $3,737,000 | thousands by filing date | put |
| HP INC COM | 40434L105 | Stock | 197,200 | $3,731,000 | thousands by filing date | call |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 479,781 | $3,729,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 347,097 | $3,728,000 | thousands by filing date | |
| AXONENTERPRISEINC | 05464C101 | STOK | 65,520 | $3,720,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 429,770 | $3,718,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E396 | S&P 500 CONC ETF | 105,862 | $3,716,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 139,695 | $3,710,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 154,001 | $3,708,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 72,366 | $3,706,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 136,457 | $3,705,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 118,262 | $3,700,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 146,071 | $3,688,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-19-021416 | this filing | 2019-11-14 | acceptance time not in the bulk data set |