13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-11-14, with 7,423 holding rows worth $672,914,636,000.
- Accession
- 0001567619-19-021416
- Filer
- CIK 70858
- Filed
- 2019-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 25,402 entries on the cover page, a total value of $672,914,636,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $672,914,636,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerBOFA SECURITIES, INC.028-19575
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerU.S. TRUST Co OF DELAWARE028-10270
- included managerMANAGED ACCOUNT ADVISORS LLC028-12631
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CAI INTERNATIONAL INC | 12477X106 | COM | 25,608 | $557,000 | thousands by filing date | |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 115,482 | $557,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 320,068 | $557,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 18,712 | $556,000 | thousands by filing date | |
| ISHARES TR | 46435G219 | INVESTMENT GRADE | 10,495 | $554,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E180 | S&P SMLCP DISC | 9,191 | $554,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 39,961 | $554,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 142,700 | $554,000 | thousands by filing date | call |
| RYERSON HLDG CORP | 783754104 | COM | 64,900 | $553,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 7,283 | $552,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 48,003 | $552,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 10,000 | $551,000 | thousands by filing date | call |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 42,396 | $551,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J867 | MLTFACTR UTILS | 15,879 | $551,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 263,600 | $550,000 | thousands by filing date | |
| THE REALREAL INC | 88339P101 | COM | 24,596 | $550,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 8,379 | $549,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 13,275 | $549,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 11,050 | $548,000 | thousands by filing date | |
| RBB BANCORP | 74930B105 | COMMON STOCK | 27,883 | $548,000 | thousands by filing date | |
| LUXFER HOLDINGS PLC | G5698W116 | COMMON STOCK | 35,160 | $548,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 49,667 | $547,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 40,581 | $546,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 59,441 | $546,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 58,857 | $545,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 49,702 | $545,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 19,413 | $545,000 | thousands by filing date | |
| NEWMARK GROUP INC | 65158N102 | CL A | 60,000 | $544,000 | thousands by filing date | call |
| TITAN MACHY INC | 88830R101 | COM | 37,795 | $543,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 15,799 | $543,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 164,430 | $543,000 | thousands by filing date | |
| HARVEST CAP CR CORP | 41753F109 | COM | 54,556 | $543,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 81,236 | $542,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 180,100 | $542,000 | thousands by filing date | |
| ISHARES TR | 46434V761 | MSCI UAE ETF | 39,941 | $541,000 | thousands by filing date | |
| PCM FD INC | 69323T101 | COM | 48,201 | $536,000 | thousands by filing date | |
| PROSHRE U/S DJ-UBS CRUDE OIL | 74347W668 | CMN | 33,001 | $536,000 | thousands by filing date | |
| SPDR SER TR | 78468R119 | S&P TECH H | 7,095 | $535,000 | thousands by filing date | |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 32,133 | $534,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 46,900 | $534,000 | thousands by filing date | call |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 26,510 | $533,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 78,610 | $533,000 | thousands by filing date | |
| ANAPTYSBIO INC | 032724106 | COM | 15,234 | $532,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733A201 | DOW 30 EQL WGT | 21,694 | $531,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 226,838 | $531,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 390,665 | $531,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 10,100 | $530,000 | thousands by filing date | call |
| ON SEMICONDUCTOR CORP | 682189AP0 | NOTE 1.625%10/1 | 441,000 | $530,000 | thousands by filing date | principal |
| JPMorgan BetaBuilders Europe ETF | 46641Q720 | Exchange Traded Fund | 22,468 | $528,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 41,204 | $527,000 | thousands by filing date | |
| PAYSIGN INC | 70451A104 | COM | 52,042 | $526,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 27,055 | $526,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 84,593 | $524,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 43,876 | $524,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 60,917 | $524,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 36,359 | $523,000 | thousands by filing date | |
| JERNIGAN CAP INC | 476405105 | COM | 27,168 | $523,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 139,374 | $522,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 43,697 | $520,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V712 | BLOO MVP MUL ETF | 5,478 | $520,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B537 | HDGD FTSE JAPN | 25,273 | $519,000 | thousands by filing date | |
| SPDR SER TR | 78468R820 | S&P 500 BUYBCK | 7,716 | $519,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 2,500 | $518,000 | thousands by filing date | call |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 52,478 | $518,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 399,095 | $518,000 | thousands by filing date | |
| VILLAGE BK & TR FINL CORP | 92705T200 | COM | 15,000 | $516,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 30,774 | $515,000 | thousands by filing date | |
| EVOGENE LTD | M4119S104 | SHS | 325,104 | $514,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y541 | MSCI CHINA HC | 32,788 | $514,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 22,920 | $512,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 24,270 | $510,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 17,440 | $510,000 | thousands by filing date | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 23,099 | $509,000 | thousands by filing date | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 30,608 | $508,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 166,781 | $505,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD ARIZ FD | 09254K109 | COM | 36,225 | $505,000 | thousands by filing date | |
| ISHARES TR | 46434V712 | MIN VOL JAPN ETF | 7,415 | $505,000 | thousands by filing date | |
| RITE AID CORP | 767754872 | COM | 72,558 | $504,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 97,311 | $502,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V456 | S&P MDCP VLU MNT | 15,496 | $502,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 6,800 | $501,000 | thousands by filing date | put |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 38,234 | $501,000 | thousands by filing date | |
| BLACKROCK MASS TAX-EXEMPT TR | 09258E109 | SH BEN INT | 37,827 | $501,000 | thousands by filing date | |
| MILLICOM INTL CELLULAR S A | L6388F110 | COM STK | 10,284 | $500,000 | thousands by filing date | |
| HEALTH CATALYST INC | 42225T107 | COM | 15,773 | $500,000 | thousands by filing date | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 5,399 | $499,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 96,110 | $499,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 189,764 | $499,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 5,100 | $499,000 | thousands by filing date | call |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 20,000 | $499,000 | thousands by filing date | put |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 38,163 | $499,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 209,609 | $497,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 19,594 | $496,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 99,228 | $496,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 21,200 | $492,000 | thousands by filing date | call |
| CALIX INC | 13100M509 | COM | 76,807 | $492,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B404 | HDG EVE DRIV | 22,883 | $492,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 90,000 | $491,000 | thousands by filing date | call |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 32,211 | $488,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 6,390 | $487,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 47,291 | $487,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 5,900 | $486,000 | thousands by filing date | put |
| CENCORA INC COM | 03073E105 | Stock | 5,900 | $486,000 | thousands by filing date | call |
| POWELL INDS INC | 739128106 | COM | 12,421 | $486,000 | thousands by filing date | |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 35,373 | $486,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 9,074 | $485,000 | thousands by filing date | |
| MAXAR TECHNOLOGIES INC | 57778K105 | COM | 63,712 | $484,000 | thousands by filing date | |
| NEXA RES S A | L67359106 | COM | 51,444 | $484,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 53,391 | $483,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y475 | S&P 500 COVERED | 9,911 | $483,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 93,165 | $483,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62197119 | COM | 100,000 | $481,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 26,414 | $479,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 34,898 | $479,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 7,500 | $478,000 | thousands by filing date | put |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 7,500 | $478,000 | thousands by filing date | call |
| PROSHARES TR | 74347B318 | S&P 500 BD ETF | 5,451 | $478,000 | thousands by filing date | |
| iShares Future AI & Tech ETF | 46435U556 | SHS | 19,533 | $477,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 249,709 | $477,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 222,141 | $476,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 47,161 | $475,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 41,660 | $474,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 43,620 | $473,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 15,321 | $472,000 | thousands by filing date | |
| BP MIDSTREAM PARTNERS LP | 0556EL109 | UNIT LTD PTNR | 32,151 | $470,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 18,835 | $470,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 44,750 | $470,000 | thousands by filing date | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 14,539 | $470,000 | thousands by filing date | |
| JOHN HANCOCK MULTIFACTOR INDUSTRIALS ETF | 47804J883 | ETF | 12,499 | $470,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT IN | 538034AQ2 | NOTE 2.500% 3/1 | 400,000 | $469,000 | thousands by filing date | principal |
| SHOE STA GROUP INC | 824889109 | COM | 14,454 | $468,000 | thousands by filing date | |
| TALOS ENERGY INC | 87484T108 | COM | 22,926 | $467,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 74,310 | $466,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 38,177 | $466,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 9,600 | $464,000 | thousands by filing date | put |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 8,000 | $464,000 | thousands by filing date | put |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 22,880 | $463,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 32,838 | $463,000 | thousands by filing date | |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 15,665 | $462,000 | thousands by filing date | |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 28,893 | $461,000 | thousands by filing date | |
| EVENTBRITE INC | 29975E109 | COM CL A | 25,972 | $460,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 69,726 | $459,000 | thousands by filing date | |
| MEIRAGTX HOLDINGS PLC | G59665102 | COMMON STOCK | 28,835 | $459,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 59,195 | $458,000 | thousands by filing date | |
| FIRST TR VALUE LINE 100 ETF | 33735G107 | COM SHS | 20,478 | $457,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 69,152 | $456,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y632 | ARTIFICIAL ETF | 28,458 | $455,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 61,693 | $455,000 | thousands by filing date | |
| FRONT YD RESIDENTIAL CORP | 35904G107 | COM | 39,364 | $455,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 8,200 | $454,000 | thousands by filing date | put |
| OPORTUN FINANCIAL CORP | 68376D104 | COMMON STOCK | 27,907 | $453,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F304 | ENVIRONMENTAL SR | 4,334 | $453,000 | thousands by filing date | |
| EIDOS THERAPEUTICS INC. | 28249H104 | Common Stock | 12,580 | $453,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 44,500 | $452,000 | thousands by filing date | call |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 29,533 | $452,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 78,677 | $450,000 | thousands by filing date | |
| KRYSTAL BIOTECH INC COM | 501147102 | Stock | 12,946 | $449,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 30,956 | $449,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 60,000 | $448,000 | thousands by filing date | call |
| TECTONIC THERAPEUTIC INC COM | 05455M100 | Stock | 31,718 | $448,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 50,637 | $447,000 | thousands by filing date | |
| ABERDEEN INCOME CR STRATEGIE | 003057106 | COM | 35,774 | $446,000 | thousands by filing date | |
| TRICIDA INC | 89610F101 | COM | 14,449 | $446,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 32,598 | $444,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 2,522 | $444,000 | thousands by filing date | |
| FIRST SVGS FINL GROUP INC | 33621E109 | COM | 7,021 | $444,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 11,062 | $443,000 | thousands by filing date | |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 319,625 | $442,000 | thousands by filing date | |
| DECIPHERA PHARMACEUTICALS IN | 24344T101 | COM | 13,020 | $442,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 87,032 | $441,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 36,788 | $439,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 48,033 | $439,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 12,677 | $439,000 | thousands by filing date | |
| RETAIL VALUE INC | 76133Q102 | COM | 11,858 | $439,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 10,543 | $437,000 | thousands by filing date | |
| PROSHARES TR | 74347B169 | CMN | 12,948 | $437,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 114,964 | $437,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 28,488 | $436,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 45,864 | $436,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 6,554 | $435,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 15,793 | $435,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F129 | 6% PFD CNV SR A | 27,056 | $435,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 10,685 | $434,000 | thousands by filing date | |
| LIBERTY ENERGY INC | 53115L104 | COM CL A | 40,225 | $434,000 | thousands by filing date | |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 23,959 | $434,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 10,000 | $433,000 | thousands by filing date | call |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 141,789 | $433,000 | thousands by filing date | |
| CONTURA ENERGY INC | 21241B100 | COM | 15,430 | $433,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P409 | NUVEEN ESG MIDCP | 13,197 | $432,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 128,417 | $432,000 | thousands by filing date | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 8,618 | $431,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 30,223 | $431,000 | thousands by filing date | |
| BILIBILI INC SPONS ADS REP Z | 090040106 | ADR | 30,392 | $429,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 20,713 | $427,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 6,000 | $427,000 | thousands by filing date | call |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 34,113 | $427,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 3,700 | $426,000 | thousands by filing date | call |
| PAR TECHNOLOGY CORP | 698884103 | COM | 17,952 | $426,000 | thousands by filing date | |
| ISHARES TR | 46434V720 | MIN VOL EUROPE | 16,751 | $426,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 40,590 | $422,000 | thousands by filing date | |
| PAGERDUTY INC COM | 69553P100 | Stock | 14,913 | $421,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 23,354 | $421,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 16,884 | $418,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 76,886 | $418,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 7,686 | $416,000 | thousands by filing date | |
| GLOBAL CORD BLOOD CORP | G39342103 | COM | 85,821 | $416,000 | thousands by filing date | |
| SPDR SER TR | 78468R713 | DORSEY WRGT FI | 17,651 | $416,000 | thousands by filing date | |
| NUVEEN EMERGING MKTS DEBT 20 | 67077P101 | COM | 47,770 | $416,000 | thousands by filing date | |
| QUANTERIX CORP | 74766Q101 | COMMON STOCK | 18,876 | $415,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 47,705 | $414,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 8,619 | $413,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 114,967 | $412,000 | thousands by filing date | |
| Carter Bank and Trust | 146102108 | Ordinary Shares | 21,796 | $412,000 | thousands by filing date | |
| J P MORGAN EXCHANGE-TRADED F | 46641Q100 | DIV RTN GLB EQ | 6,946 | $412,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 10,363 | $411,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y400 | Cmn | 17,356 | $411,000 | thousands by filing date | |
| BARINGS PARTN INVS | 06761A103 | SH BEN INT | 23,535 | $410,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 28,448 | $410,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 1,500 | $409,000 | thousands by filing date | call |
| SHOCKWAVE MED INC | 82489T104 | COM | 13,657 | $409,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 30,432 | $407,000 | thousands by filing date | |
| VANECK VECTORS ETF TRUST | 92189F288 | ENERGY INCOME | 22,076 | $407,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 11,979 | $406,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 35,950 | $403,000 | thousands by filing date | |
| INDEXIQ ETF TR HDG MACTRK | 45409B206 | ETF | 15,403 | $403,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 106,809 | $402,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 65,928 | $401,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 50,000 | $401,000 | thousands by filing date | put |
| SPDR SER TR | 78468R689 | S&P KENSHO SMART | 15,173 | $401,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 34,882 | $401,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 37,940 | $400,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 15,025 | $400,000 | thousands by filing date | |
| Canadian $ ETF | 46138T104 | ETF | 5,355 | $399,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F759 | CHINA GROWTH LDR | 10,322 | $398,000 | thousands by filing date | |
| INVESCO INTERNATIONAL CORPORAT | 46138E636 | INTL CORP BD | 15,171 | $397,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 25,740 | $397,000 | thousands by filing date | |
| iShares High Yield Systematic Bond ETF | 46435G250 | SHS | 7,831 | $396,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X475 | ST STR MSCI GLB | 9,920 | $396,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 43,113 | $396,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 16,711 | $395,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P884 | US MID CP MLTFCT | 12,546 | $395,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 30,730 | $395,000 | thousands by filing date | |
| BG STAFFING INC | 05544A109 | COM | 20,608 | $394,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 28,174 | $393,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F635 | ISRAEL ETF | 11,924 | $392,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 14,753 | $392,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 21,545 | $390,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 9,300 | $389,000 | thousands by filing date | put |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 129,570 | $389,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 81,799 | $388,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 157,737 | $388,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J602 | mc | 7,762 | $388,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 24,873 | $387,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 33,597 | $386,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 26,584 | $385,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 20,000 | $384,000 | thousands by filing date | call |
| SENECA FOODS CORP NEW | 817070501 | CL A | 12,320 | $384,000 | thousands by filing date | |
| FEDNAT HOLDING COMPANY | 31431B109 | Common Stock | 27,419 | $384,000 | thousands by filing date | |
| ICPT 2 05 15 26 2 000000 | 45845PAB4 | CONV BD US | 427,000 | $384,000 | thousands by filing date | principal |
| GTT COMMUNICATIONS INC | 362393100 | COM | 40,653 | $383,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 27,257 | $382,000 | thousands by filing date | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 36,900 | $381,000 | thousands by filing date | put |
| INVESCO EXCHNG TRADED FD TR | 46138E560 | LADERITE 0-5YR | 15,046 | $381,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793400 | COM NEW | 17,000 | $381,000 | thousands by filing date | call |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 24,696 | $380,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X853 | INTL EQUITY OPP | 10,453 | $380,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 28,224 | $379,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 34,672 | $379,000 | thousands by filing date | |
| TPI Composites Inc | 87266J104 | Common Stock | 20,214 | $379,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 57,737 | $378,000 | thousands by filing date | |
| OPTIMIZERX CORP | 68401U204 | COM NEW | 26,016 | $377,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 60,204 | $376,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 30,216 | $376,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 14,255 | $375,000 | thousands by filing date | |
| NABRIVA THERAPEUTICS PLC | G63637105 | SHS | 187,473 | $375,000 | thousands by filing date | |
| COREPOINT LODGING INC | 21872L104 | COM | 37,046 | $374,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 22,274 | $373,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 32,110 | $373,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 27,741 | $371,000 | thousands by filing date | |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 17,843 | $371,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 65,684 | $371,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 59,085 | $371,000 | thousands by filing date | |
| VANECK EMERGING MARKETS HIGH Y | 92189F353 | EMERGING MRKT HI | 15,961 | $370,000 | thousands by filing date | |
| LINE CORP | 53567X101 | SPONSORED ADR | 10,285 | $370,000 | thousands by filing date | |
| GOSSAMER BIO INC COM | 38341P102 | Stock | 22,009 | $369,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 110,949 | $369,000 | thousands by filing date | |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 113,114 | $369,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J141 | CHINA ALPHADEX | 15,332 | $367,000 | thousands by filing date | |
| PROSHARES TR | 74347B813 | mc | 9,763 | $367,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 25,592 | $366,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 10,000 | $365,000 | thousands by filing date | put |
| WESTROCK CO | 96145D105 | COM | 10,000 | $365,000 | thousands by filing date | call |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 35,043 | $365,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 2,400 | $364,000 | thousands by filing date | put |
| VERSO CORP | 92531L207 | CL A | 29,417 | $364,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 24,414 | $362,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 46,190 | $361,000 | thousands by filing date | |
| McCormick & Company Inc | 579780107 | COM | 2,315 | $360,000 | thousands by filing date | |
| PROSHARES TR | 74348A566 | MERGER ETF | 9,571 | $360,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y830 | GLOBAL X COPPER | 20,980 | $359,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 47,704 | $359,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 2,900 | $357,000 | thousands by filing date | call |
| CUTERA INC | 232109108 | COM | 12,214 | $357,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 321,576 | $357,000 | thousands by filing date | |
| NUVEEN CALIF MUNICPAL VALU F | 6706EB106 | COM | 21,488 | $357,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 2,200 | $355,000 | thousands by filing date | put |
| BLUELINX HOLDINGS INC | 09624H208 | COMMON STOCK | 10,946 | $354,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 7,279 | $354,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 1,800 | $353,000 | thousands by filing date | put |
| NOBLE CORP PLC | G65431101 | SHS USD | 277,934 | $353,000 | thousands by filing date | |
| READY CAPITAL CORP | 75574U101 | COM | 22,102 | $352,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 28,566 | $352,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 138,019 | $352,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 12,774 | $351,000 | thousands by filing date | |
| iShares ESG Aware US Aggregate Bond ETF | 46435U549 | SHS | 6,457 | $350,000 | thousands by filing date | |
| SWITCH INC | 87105L104 | CL A | 22,334 | $350,000 | thousands by filing date | |
| NUVEEN ESG MID-CAP VALUE ETF | 67092P508 | ETF | 11,986 | $348,000 | thousands by filing date | |
| ISHARES TR | 46435G839 | MSCI EAFE SMCP | 11,950 | $348,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 121,820 | $347,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 159,518 | $345,000 | thousands by filing date | |
| INVESCO S&P SMALLCAP 600PURE VALUE ETF | 46137V167 | ETF | 5,381 | $345,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 144,617 | $345,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 21,416 | $344,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 43,667 | $344,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 58,648 | $343,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L852 | COM | 7,737 | $343,000 | thousands by filing date | |
| NORTH AMERN CONSTR GROUP LTD | 656811106 | COM | 29,596 | $342,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 11,658 | $342,000 | thousands by filing date | |
| ADESTO TECHNOLOGIES CORP | 00687D101 | COM | 39,960 | $342,000 | thousands by filing date | |
| VERITONE INC | 92347M100 | COM | 95,547 | $341,000 | thousands by filing date | |
| iShares U.S. Infrastructure ETF | 46435U713 | SHS | 12,291 | $340,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 1,800 | $340,000 | thousands by filing date | call |
| GENIE ENERGY LTD | 372284208 | CL B | 45,701 | $340,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 5,000 | $340,000 | thousands by filing date | call |
| EASTERN CO | 276317104 | COM | 13,691 | $340,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 272,113 | $340,000 | thousands by filing date | |
| TURNING PT THERAPEUTICS | 90041T108 | COM | 9,025 | $339,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 58,022 | $339,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 32,026 | $339,000 | thousands by filing date | |
| MENLO THERAPEUTICS INC | 586858102 | COM | 75,656 | $339,000 | thousands by filing date | |
| TORM PLC SHS CL A | G89479102 | Stock | 42,225 | $338,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 18,312 | $336,000 | thousands by filing date | |
| JPMorgan BetaBuilders Canada E | 46641Q696 | COM | 13,436 | $336,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E347 | S&P500 MIN VAR | 10,931 | $336,000 | thousands by filing date | |
| SPDR Portfolio Corporate Bond ETF | 78464A144 | SHS | 9,878 | $335,000 | thousands by filing date | |
| ALJ REGIONAL HOLDINGS INC | 001627108 | COM | 241,093 | $335,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 23,736 | $334,000 | thousands by filing date | |
| ABERDEEN GLOBAL DYNAMIC DIVIDE | 00302M106 | COM | 34,495 | $333,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 141,356 | $333,000 | thousands by filing date | |
| TELARIA INC | 879181105 | COM | 48,305 | $333,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 15,143 | $332,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 34,387 | $331,000 | thousands by filing date | |
| BLACKROCK STRATEGIC MUN TR | 09248T109 | COM | 23,045 | $331,000 | thousands by filing date | |
| POPE RES DEL LTD PARTNERSHIP | 732857107 | DEPOSITRY RCPT | 4,690 | $331,000 | thousands by filing date | |
| iShares ESG Aware MSCI USA Small-Cap ETF | 46435U663 | SHS | 12,344 | $330,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 32,016 | $330,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 37,645 | $329,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 14,283 | $329,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G847 | GBL CLEAN ENRG | 27,052 | $329,000 | thousands by filing date | |
| COLUMBIA INDIA CONSUMER ETF | 19762B707 | ETF | 7,966 | $329,000 | thousands by filing date | |
| LAZARD WORLD DIVID & INCOME | 521076109 | COM | 34,926 | $326,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 14,395 | $325,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F114 | VIDEO GMNG ESPRT | 9,624 | $325,000 | thousands by filing date | |
| MERCHANTS BANCORP IND | 58844R108 | COM | 19,635 | $325,000 | thousands by filing date | |
| NEXTCURE INC | 65343E108 | COM | 10,540 | $325,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 47,419 | $324,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 7,010 | $324,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 14,703 | $324,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 172,100 | $322,000 | thousands by filing date | put |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 45,234 | $322,000 | thousands by filing date | |
| ARCUS BIOSCIENCES INC | 03969F109 | COM | 35,175 | $321,000 | thousands by filing date | |
| DBX ETF TR | 233051408 | FUND | 12,029 | $321,000 | thousands by filing date | |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 19,562 | $320,000 | thousands by filing date | |
| RED VIOLET INC | 75704L104 | COMMON STOCK | 25,375 | $320,000 | thousands by filing date | |
| PROSHARES TR | 74347X294 | HD REPLICATION | 7,067 | $320,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 35,169 | $319,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 9,359 | $318,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 38,432 | $318,000 | thousands by filing date | |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 50,243 | $318,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 3,095 | $317,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 10,000 | $315,000 | thousands by filing date | put |
| LYFT INC | 55087P104 | CL A COM | 7,700 | $314,000 | thousands by filing date | call |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 25,554 | $314,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 111,031 | $314,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 33,948 | $314,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W203 | COM | 48,650 | $314,000 | thousands by filing date | |
| TWIST BIOSCIENCE CORP | 90184D100 | COM | 13,080 | $313,000 | thousands by filing date | |
| NUVEEN CR OPPORTUNITIES 2022 | 67075U102 | COM | 31,733 | $313,000 | thousands by filing date | |
| MYOKARDIA INC | 62857M105 | COM | 6,000 | $313,000 | thousands by filing date | call |
| OSI SYSTEMS INC | 671044AD7 | NOTE 1.250% 9/0 | 280,000 | $313,000 | thousands by filing date | principal |
| ALPS ETF TR | 00162Q676 | ALERIAN ENERGY | 15,066 | $312,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 30,436 | $312,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 15,128 | $311,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 14,480 | $311,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 4,221 | $310,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 9,659 | $309,000 | thousands by filing date | |
| WATFORD HOLDINGS LTD | G94787101 | SHS | 11,455 | $309,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 22,259 | $308,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92837G100 | COM | 27,356 | $308,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 47,450 | $308,000 | thousands by filing date | |
| PORTFOLIOPLUS S&P 500 ETF | 25490K109 | ETF | 7,635 | $308,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 8,842 | $307,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AF9 | NOTE 1.000% 1/3 | 244,000 | $306,000 | thousands by filing date | principal |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 1,100 | $305,000 | thousands by filing date | call |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 18,404 | $304,000 | thousands by filing date | |
| FARMERS MERCHANTS BANCO OH | 30779N105 | COMMON STOCK | 11,667 | $303,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 60,169 | $303,000 | thousands by filing date | |
| RLJ LODGING TR | 74965L200 | CUM CONV PFD A | 11,237 | $303,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 154,107 | $302,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 19,571 | $302,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 79,710 | $302,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 13,588 | $301,000 | thousands by filing date | |
| ISHARES TR | 46434V779 | MSCI QATAR ETF | 17,126 | $301,000 | thousands by filing date | |
| ASTRANA HEALTH INC | 03763A207 | COM NEW | 17,047 | $300,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 24,000 | $300,000 | thousands by filing date | call |
| ECHO GLOBAL LOGISTICS INC | 27875TAA9 | NOTE | 301,000 | $300,000 | thousands by filing date | principal |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 12,776 | $299,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 43,483 | $298,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 71,766 | $296,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 19,166 | $296,000 | thousands by filing date | |
| PRINCIPIA BIOPHARMA INC | 74257L108 | COM | 10,467 | $296,000 | thousands by filing date | |
| BLACKROCK MD MUNICIPAL BOND | 09249L105 | COM | 20,490 | $295,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 52,900 | $294,000 | thousands by filing date | call |
| ACCENDRA HEALTH INC | 690732102 | COM | 50,443 | $293,000 | thousands by filing date | |
| HOVNANIAN ENTERPRISES INC | 442487401 | CL A NEW | 15,129 | $292,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 28,029 | $292,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 48,848 | $291,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 19,577 | $291,000 | thousands by filing date | |
| Aussie $ ETF | 46090N103 | ETF | 4,323 | $291,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F668 | UNCVTL OIL GAS | 27,990 | $291,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 81,351 | $290,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 10,490 | $290,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 33,265 | $290,000 | thousands by filing date | |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 95,491 | $290,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 104,160 | $289,000 | thousands by filing date | |
| PROSHARES TR | 74347B540 | MSCI EUR DIV | 7,180 | $289,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 112,015 | $289,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 100,748 | $288,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 16,365 | $288,000 | thousands by filing date | |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 27,900 | $288,000 | thousands by filing date | put |
| KLA CORP | 482480100 | COM | 1,800 | $287,000 | thousands by filing date | call |
| GLOBAL X FDS | 37954Y509 | Cmn | 10,473 | $287,000 | thousands by filing date | |
| ARVINAS INC | 04335A105 | COM | 13,315 | $286,000 | thousands by filing date | |
| HIGHPOINT RES CORP | 43114K108 | COM | 180,023 | $286,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 26,949 | $284,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y857 | US MULTIFACTOR | 9,323 | $283,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 18,696 | $282,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430404 | ACTIVEBETA JAP | 8,805 | $282,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 57,634 | $282,000 | thousands by filing date | |
| GOODRICH PETE CORP COM PAR | 382410843 | Stock | 26,524 | $281,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 8,197 | $279,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 25,400 | $279,000 | thousands by filing date | put |
| SUNPOWER CORP | 867652406 | COM | 25,400 | $279,000 | thousands by filing date | call |
| DRIVE SHACK INC | 262077100 | COM | 64,834 | $279,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 31,234 | $278,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 22,047 | $278,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 27,234 | $277,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 5,453,589 | $277,000 | thousands by filing date | principal |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 1,047,795 | $277,000 | thousands by filing date | |
| ISHARES MSCI AGRICULTUREPRODUCERS ETF | 464286350 | ETF | 10,076 | $276,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 13,200 | $276,000 | thousands by filing date | put |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 10,415 | $275,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 23,887 | $275,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 7,044 | $275,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 10,748 | $275,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 19,157 | $275,000 | thousands by filing date | |
| NATIONAL ENERGY SERVICES REU | G6375R107 | SHS | 40,938 | $274,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 212,052 | $274,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y808 | YIELD ENHANCED | 5,440 | $274,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 27,024 | $273,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT BASIC MATERIALS MOMENTUMETF | 46137V704 | ETF | 4,690 | $273,000 | thousands by filing date | |
| AQUAVENTURE HLDGS LTD | G0443N107 | SHS | 14,008 | $273,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 16,434 | $272,000 | thousands by filing date | |
| CONSOL COAL RESOURCES LP | 20855T100 | COM UNIT | 20,180 | $272,000 | thousands by filing date | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 79,342 | $271,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 20,474 | $271,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q886 | COM | 18,182 | $270,000 | thousands by filing date | |
| BANCO SANTANDER MEXICO SA | 05969B103 | SPONSORED ADS B | 42,959 | $270,000 | thousands by filing date | |
| BNY MELLON HIGH YIELD STRATE | 09660L105 | SH BEN INT | 88,090 | $270,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 9,055 | $270,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 80,003 | $270,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 9,390 | $269,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 74,666 | $269,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 4,418 | $268,000 | thousands by filing date | |
| BANK OF THE JAMES FINL GP IN | 470299108 | COM | 18,728 | $268,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 41,319 | $268,000 | thousands by filing date | |
| INVESCO | 46090C305 | EXCHANGE TRADED | 6,933 | $266,000 | thousands by filing date | |
| SELECT BANCORP INC NEW COM | 81617L108 | Stock | 22,916 | $266,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 27,078 | $266,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 13,336 | $265,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 11,714 | $265,000 | thousands by filing date | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 28,879 | $265,000 | thousands by filing date | |
| SELECT INTERIOR CONCEPTS INC CLASS | 816120307 | CL A | 20,482 | $265,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 33,687 | $264,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 34,020 | $264,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 19,571 | $263,000 | thousands by filing date | |
| BRIGHT SCHOLAR ED HLDGS LTD | 109199109 | SPONSORED ADS | 27,232 | $263,000 | thousands by filing date | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 201,890 | $262,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 1,700 | $262,000 | thousands by filing date | put |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 22,267 | $262,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-19-021416 | this filing | 2019-11-14 | acceptance time not in the bulk data set |