13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-11-14, with 7,423 holding rows worth $672,914,636,000.
- Accession
- 0001567619-19-021416
- Filer
- CIK 70858
- Filed
- 2019-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 25,402 entries on the cover page, a total value of $672,914,636,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $672,914,636,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerBOFA SECURITIES, INC.028-19575
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerU.S. TRUST Co OF DELAWARE028-10270
- included managerMANAGED ACCOUNT ADVISORS LLC028-12631
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 701,276 | $3,688,000 | thousands by filing date | |
| NORTHWEST NAT HLDG CO COM | 66765N105 | Stock | 51,643 | $3,684,000 | thousands by filing date | |
| DROPBOX INC CL A | 26210C104 | Stock | 182,300 | $3,677,000 | thousands by filing date | call |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 172,649 | $3,670,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 241,677 | $3,664,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q705 | COM PAR NEW | 700,328 | $3,663,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 252,135 | $3,658,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 100,000 | $3,655,000 | thousands by filing date | call |
| PRIMO WTR CORP | 74165N105 | COM | 297,084 | $3,649,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 166,210 | $3,639,000 | thousands by filing date | |
| RA PHARMACEUTICALS INC | 74933V108 | COM | 153,433 | $3,629,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 67,953 | $3,628,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 165,117 | $3,625,000 | thousands by filing date | |
| HELIOS TECHNOLOGIES INC | 42328H109 | COM | 89,296 | $3,623,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 79,236 | $3,623,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 176,338 | $3,620,000 | thousands by filing date | |
| SCIENJOY HOLDING CORP SHS | G4887W110 | Common Stock | 360,000 | $3,618,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 1,334,684 | $3,617,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 601,730 | $3,611,000 | thousands by filing date | |
| FANG HLDGS LTD | 30711Y201 | ADR NEW | 1,621,406 | $3,601,000 | thousands by filing date | |
| APELLIS PHARMACEUTICALS INC | 03753U106 | COM | 149,191 | $3,594,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 3,557,737 | $3,593,000 | thousands by filing date | |
| MAGNOLIA OIL & GAS CORP | 559663109 | CL A | 323,653 | $3,593,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 181,228 | $3,581,000 | thousands by filing date | |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 3,560,000 | $3,579,000 | thousands by filing date | principal |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 21,700 | $3,576,000 | thousands by filing date | call |
| NICE SYS INC | 65366HAB9 | BOND | 2,000,000 | $3,567,000 | thousands by filing date | principal |
| PEABODY ENGR CORP | 704551100 | COM | 242,217 | $3,565,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES SWISS | 46138R108 | SWISS FRANC | 38,432 | $3,560,000 | thousands by filing date | |
| JOHN HANCOCK MULTIFACTOR HEALTHCARE ETF | 47804J503 | ETF | 107,948 | $3,560,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 23,197 | $3,559,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 319,430 | $3,555,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 35,397 | $3,552,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 243,552 | $3,551,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 405,202 | $3,542,000 | thousands by filing date | |
| DD3 ACQUISITION CORP | G2692M103 | SHS | 349,000 | $3,542,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 153,637 | $3,536,000 | thousands by filing date | |
| GANNETT CO INC | 36473HAB0 | NOTE 4.750% 4/1 | 3,275,000 | $3,531,000 | thousands by filing date | principal |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 810,911 | $3,527,000 | thousands by filing date | |
| VANECK INTERNATIONAL HIGH YIEL | 92189F445 | INTERNATIONAL HI | 143,932 | $3,521,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 6,400 | $3,519,000 | thousands by filing date | put |
| SHERWIN WILLIAMS CO | 824348106 | COM | 6,400 | $3,519,000 | thousands by filing date | call |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 246,341 | $3,518,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 163,884 | $3,514,000 | thousands by filing date | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 127,417 | $3,513,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 198,351 | $3,509,000 | thousands by filing date | |
| MODERNA INC | 60770K107 | COM | 219,800 | $3,499,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 226,094 | $3,497,000 | thousands by filing date | |
| MONGODB INC CL A | 60937P106 | Stock | 29,000 | $3,494,000 | thousands by filing date | call |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 153,684 | $3,487,000 | thousands by filing date | |
| TRINITY MERGER CORP | 89653L106 | COM CL A | 334,000 | $3,487,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 248,005 | $3,484,000 | thousands by filing date | |
| Q2 HLDGS INC | 74736LAB5 | NOTE 0.750% 2/1 | 2,378,000 | $3,482,000 | thousands by filing date | principal |
| EBAY INC. COM | 278642103 | Stock | 89,300 | $3,481,000 | thousands by filing date | call |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 333,646 | $3,480,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 289,214 | $3,480,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P110 | NUVEEN ESG 1-5 | 138,830 | $3,477,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 375,471 | $3,473,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 122,648 | $3,473,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 239,912 | $3,472,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 409,961 | $3,468,000 | thousands by filing date | |
| Fidelity Low Volatility Factor ETF | 316092824 | SHS | 94,422 | $3,467,000 | thousands by filing date | |
| SPDR SSgA Multi-Asset Real Return ETF | 78467V103 | SHS | 140,086 | $3,465,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 127,845 | $3,448,000 | thousands by filing date | |
| LEISURE ACQUISITION CORP | 52539T107 | COM | 337,000 | $3,444,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 202,352 | $3,442,000 | thousands by filing date | |
| LEVI STRAUSS & CO NEW CL A COM STK | 52736R102 | Stock | 180,740 | $3,441,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 159,069 | $3,434,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 71,700 | $3,428,000 | thousands by filing date | call |
| INVESCO EXCHANGE TRADED FD T | 46137V696 | NEXT GEN MEDIA | 109,210 | $3,428,000 | thousands by filing date | |
| REVIVA PHARMACEUTCLS HLDGS INC COM | G8708A116 | Stock | 331,000 | $3,426,000 | thousands by filing date | |
| RMG ACQUISITION CORP | 749641106 | CL A | 350,000 | $3,423,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 89,167 | $3,420,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT HEALTHCARE MOMENTUM ETF | 46137V852 | ETF | 43,655 | $3,414,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 23,100 | $3,398,000 | thousands by filing date | call |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 31,000 | $3,395,000 | thousands by filing date | put |
| BRANDYWINEGLOBAL GLOBAL INCOME | 10537L104 | COM | 280,161 | $3,390,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 141,807 | $3,388,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 194,602 | $3,386,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 20,800 | $3,384,000 | thousands by filing date | put |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 73,719 | $3,373,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 590,606 | $3,372,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 269,476 | $3,352,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 19,800 | $3,350,000 | thousands by filing date | call |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 500,238 | $3,342,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 179,628 | $3,340,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 337,211 | $3,339,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 82,744 | $3,335,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 133,973 | $3,316,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 3,318,000 | $3,313,000 | thousands by filing date | principal |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 52,737 | $3,308,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 40,800 | $3,306,000 | thousands by filing date | put |
| CHILDRENS PL INC NEW | 168905107 | COM | 42,900 | $3,303,000 | thousands by filing date | put |
| CARA THERAPEUTICS INC | 140755109 | COM | 180,310 | $3,296,000 | thousands by filing date | |
| REVOLVE GROUP INC CL A | 76156B107 | Stock | 140,755 | $3,290,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 211,515 | $3,281,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W202 | UNIT 04/30/2022 | 54,095 | $3,278,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 136,200 | $3,273,000 | thousands by filing date | call |
| WEYCO GROUP INC COM | 962149100 | Stock | 144,612 | $3,270,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 108,488 | $3,269,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 121,000 | $3,263,000 | thousands by filing date | put |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 11,200 | $3,262,000 | thousands by filing date | put |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 775,746 | $3,258,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 32,000 | $3,256,000 | thousands by filing date | call |
| ACCELERON PHARMA INC | 00434H108 | COM | 82,227 | $3,249,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B487 | IQ ENCH BD US | 167,513 | $3,245,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 52,800 | $3,241,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E529 | NY AMT FRE MUN | 127,260 | $3,238,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 93,419 | $3,235,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 120,108 | $3,234,000 | thousands by filing date | |
| SEMPRA ENERGY | 816851505 | PFD | 27,467 | $3,232,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 81,468 | $3,225,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 55,800 | $3,223,000 | thousands by filing date | put |
| INVESCO EXCH TRADED FD TR II | 46138E578 | BLOOM DATA ETF | 64,701 | $3,220,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 85,795 | $3,211,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 299,923 | $3,209,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J775 | BLOO PRI PWR ETF | 59,207 | $3,209,000 | thousands by filing date | |
| ENVESTNET INC | 29404KAB2 | BOND | 2,975,000 | $3,206,000 | thousands by filing date | principal |
| LAKELAND FINL CORP | 511656100 | COM | 72,826 | $3,204,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 90,496 | $3,203,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 14,800 | $3,201,000 | thousands by filing date | put |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 143,671 | $3,201,000 | thousands by filing date | |
| FIREEYE INC | 31816QAB7 | NOTE 1.000% 6/0 | 3,248,000 | $3,200,000 | thousands by filing date | principal |
| VICTORY PORTFOLIOS II VCSHS EMRG VOLTY | 92647N857 | CEF | 129,978 | $3,197,000 | thousands by filing date | |
| RED ROCK RESORTS INC | 75700L108 | CL A | 157,445 | $3,196,000 | thousands by filing date | |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 76,500 | $3,192,000 | thousands by filing date | call |
| RIVERVIEW BANCORP INC | 769397100 | COM | 432,226 | $3,190,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 77,576 | $3,180,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 184,132 | $3,180,000 | thousands by filing date | |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 220,746 | $3,179,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 22,794 | $3,178,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 230,318 | $3,174,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 35,000 | $3,165,000 | thousands by filing date | call |
| PRICELINE GRP INC | 741503AX4 | NOTE 0.900% 9/1 | 2,727,000 | $3,162,000 | thousands by filing date | principal |
| SVMK INC | 78489X103 | COM | 184,834 | $3,161,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 404,044 | $3,159,000 | thousands by filing date | |
| PROTECTIVE INSURANCE CORP- B | 74368l203 | COM | 180,588 | $3,152,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 249,161 | $3,142,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 555,471 | $3,132,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES EURO | 46138K103 | EURO SHS | 30,209 | $3,128,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 180,373 | $3,124,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT INDUSTRIALS MOMENTUM ETF | 46137V845 | ETF | 47,574 | $3,119,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 51,893 | $3,115,000 | thousands by filing date | |
| BRIGHTVIEW HLDGS INC | 10948C107 | COM | 181,544 | $3,114,000 | thousands by filing date | |
| ZUORA INC | 98983V106 | COMMON STOCK | 206,888 | $3,114,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 1,288,800 | $3,106,000 | thousands by filing date | put |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 204,506 | $3,106,000 | thousands by filing date | |
| DBX ETF TR | 233051705 | XTRACK MUN INFRA | 109,860 | $3,105,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 56,713 | $3,104,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 560,936 | $3,097,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 3,379,000 | $3,096,000 | thousands by filing date | principal |
| THIRD PT REINS LTD | G8827U100 | COM | 309,417 | $3,091,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 1,601,239 | $3,090,000 | thousands by filing date | |
| ABRDN SILVER ETF TRUST | 003264108 | PHYSCL SILVR SHS | 186,692 | $3,085,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 250,796 | $3,077,000 | thousands by filing date | |
| YEXT INC | 98585N106 | COM | 193,748 | $3,077,000 | thousands by filing date | |
| NUVEEN CORPORATE INCM NOVEME | 67077N106 | COM | 310,911 | $3,075,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 173,700 | $3,072,000 | thousands by filing date | put |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 135,000 | $3,065,000 | thousands by filing date | call |
| DIREXION SHS ETF TR | 25460E414 | MSCI CYCLI | 50,000 | $3,062,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 310,043 | $3,060,000 | thousands by filing date | |
| TUFIN SOFTWARE TECHNOLOGIS L | M8893U102 | SHS | 185,675 | $3,056,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 17,000 | $3,054,000 | thousands by filing date | call |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 14,800 | $3,054,000 | thousands by filing date | put |
| MACYS INC COM | 55616P104 | Stock | 196,300 | $3,051,000 | thousands by filing date | call |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 123,200 | $3,049,000 | thousands by filing date | call |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 27,000 | $3,048,000 | thousands by filing date | put |
| INVESCO ACTIVELY MANAGED EXC | 46090A804 | TOTAL RETURN | 56,114 | $3,045,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 279,640 | $3,045,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V787 | BIOTECHNOLOGY | 64,084 | $3,036,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 189,278 | $3,031,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 96,223 | $3,027,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 36,118 | $3,023,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 60,937 | $3,022,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W705 | INT RT HDG C B | 32,444 | $3,016,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 632,906 | $3,012,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 256,351 | $3,010,000 | thousands by filing date | |
| PURE STORAGE INC | 74624MAB8 | NOTE 0.125% 4/1 | 3,061,000 | $3,010,000 | thousands by filing date | principal |
| Avantis US Equity ETF | 025072885 | SHS | 60,000 | $3,009,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V605 | DJ INDL AVG DV | 80,793 | $3,008,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 209,054 | $3,003,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 226,009 | $3,001,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 75,185 | $2,997,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 115,598 | $2,977,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 188,300 | $2,975,000 | thousands by filing date | call |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 547,879 | $2,975,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E448 | RUSELL1000 GWT | 50,000 | $2,975,000 | thousands by filing date | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 170,659 | $2,970,000 | thousands by filing date | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 91,985 | $2,968,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 95,471 | $2,968,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E430 | RUSLL LRG OVER | 50,000 | $2,968,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 18,200 | $2,961,000 | thousands by filing date | call |
| Avantis International Small Cap Val ETF | 025072802 | SHS | 60,000 | $2,959,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E471 | FTSE US OVER | 50,000 | $2,957,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 48,953 | $2,953,000 | thousands by filing date | |
| PREVAIL THERAPEUTICS INC | 74140Y101 | COM | 240,460 | $2,953,000 | thousands by filing date | |
| GS ACQUISITION HLDGS CORP | 36255F102 | COM CL A | 289,000 | $2,948,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 410,802 | $2,946,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 251,792 | $2,941,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V449 | S&P 100 EQL WIGH | 51,430 | $2,939,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 75,698 | $2,937,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 196,439 | $2,933,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 82,203 | $2,931,000 | thousands by filing date | |
| SMARTSHEET INC. (CLASS A) | 83200N103 | COM CL A | 81,362 | $2,931,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 35,000 | $2,930,000 | thousands by filing date | call |
| 51JOB INC | 316827104 | SPONSORED ADS | 39,588 | $2,929,000 | thousands by filing date | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 150,172 | $2,928,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 159,551 | $2,926,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 156,851 | $2,926,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 1,546,731 | $2,924,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 53,256 | $2,919,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y731 | CONSCIOUS COS | 131,668 | $2,918,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 192,510 | $2,917,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 350,943 | $2,916,000 | thousands by filing date | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 202,946 | $2,916,000 | thousands by filing date | |
| ALLSCRIPTS HEALTHCARE SOLUTN | 01988PAD0 | NOTE 1.250% 7/0 | 2,942,000 | $2,916,000 | thousands by filing date | principal |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 314,819 | $2,914,000 | thousands by filing date | |
| BRIDGEWATER BANCSHARES INC | 108621103 | COMMON STOCK | 244,102 | $2,914,000 | thousands by filing date | |
| ISHARES TR | 464288125 | 3YRTB ETF | 37,478 | $2,912,000 | thousands by filing date | |
| PENNYMAC CORP | 70932AAB9 | NOTE 5.375% 5/0 | 2,892,000 | $2,910,000 | thousands by filing date | principal |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 1,199,240 | $2,903,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 466,215 | $2,901,000 | thousands by filing date | |
| THE STARS GROUP INC | 85570W100 | COMMON STOCK-FO | 193,479 | $2,897,000 | thousands by filing date | |
| GRAFTECH INTL LTD | 384313508 | COM | 226,284 | $2,896,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 32,800 | $2,886,000 | thousands by filing date | put |
| FOCUS FINANCIAL PARTNERS INC. | 34417P100 | COM CL A | 121,097 | $2,881,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 60,534 | $2,879,000 | thousands by filing date | |
| OSI ETF TR | 67110P100 | OSI ETF TR | 103,276 | $2,879,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 46,165 | $2,876,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 121,664 | $2,871,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 216,095 | $2,869,000 | thousands by filing date | |
| NEW RELIC INC | 64829BAB6 | NOTE 0.500% 5/0 | 3,029,000 | $2,867,000 | thousands by filing date | principal |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 49,099 | $2,866,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F508 | FLEXIBL MUN HIGH | 147,350 | $2,866,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 520,777 | $2,865,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 100,703 | $2,864,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 173,461 | $2,864,000 | thousands by filing date | |
| CAROLINA FINL CORP NEW | 143873107 | COM | 80,564 | $2,863,000 | thousands by filing date | |
| Invsc SP 500 Equal Weight Matrl ETF | 46137V316 | ETF | 26,262 | $2,861,000 | thousands by filing date | |
| INDEXIQ ETF TR IQ GLB | 45409B883 | RES ETF | 107,522 | $2,851,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 103,644 | $2,844,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 216,159 | $2,837,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 51,596 | $2,834,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 30,700 | $2,833,000 | thousands by filing date | put |
| KROGER CO COM | 501044101 | Stock | 109,900 | $2,833,000 | thousands by filing date | call |
| AMBARELLA INC | G037AX101 | SHS | 45,000 | $2,828,000 | thousands by filing date | put |
| AMBARELLA INC | G037AX101 | SHS | 45,000 | $2,828,000 | thousands by filing date | call |
| SPX FLOW INC COM | 78469X107 | Stock | 71,656 | $2,828,000 | thousands by filing date | |
| ARCOSA INC COM | 039653100 | Stock | 82,636 | $2,827,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 184,571 | $2,826,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 188,279 | $2,822,000 | thousands by filing date | |
| WORKDAY INC | 98138HAF8 | NOTE 0.250%10/0 | 2,153,000 | $2,822,000 | thousands by filing date | principal |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 171,920 | $2,817,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 208,497 | $2,807,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 47,899 | $2,795,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 103,500 | $2,791,000 | thousands by filing date | call |
| THOR INDS INC | 885160101 | COM | 49,204 | $2,788,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 110,071 | $2,788,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 265,263 | $2,788,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 50,000 | $2,785,000 | thousands by filing date | put |
| INVESCO BULLETSHARES 2028 CORPORATE BOND ETF | 46138J643 | ETF | 126,570 | $2,779,000 | thousands by filing date | |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 320,959 | $2,774,000 | thousands by filing date | |
| DIREXION SHS ETF TR ZACKS MLP | 25459y298 | INDX FD | 220,555 | $2,768,000 | thousands by filing date | |
| CUSHMAN WAKEFIELD PLC | G2717B108 | SHS | 149,276 | $2,766,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E372 | MSCI DEV OVER | 50,000 | $2,765,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 36,700 | $2,764,000 | thousands by filing date | call |
| NRG ENERGY INC | 629377CG5 | DBCV 2.750% 6/0 | 2,456,000 | $2,760,000 | thousands by filing date | principal |
| UNITIL CORP COM | 913259107 | Stock | 43,494 | $2,759,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E455 | CMN | 50,279 | $2,754,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P207 | EMER MKT COR DIV | 94,985 | $2,748,000 | thousands by filing date | |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 236,895 | $2,745,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 211,605 | $2,745,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 84,000 | $2,744,000 | thousands by filing date | call |
| MODINE MFG CO COM | 607828100 | Stock | 241,263 | $2,742,000 | thousands by filing date | |
| CHENIERE ENERGY INC | U16344AB6 | DEBT 4.875% 5/2 | 2,687,303 | $2,741,000 | thousands by filing date | principal |
| REPLIMUNE GROUP INC | 76029N106 | COMMON STOCK | 196,997 | $2,738,000 | thousands by filing date | |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 214,343 | $2,737,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 375,994 | $2,735,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 250,600 | $2,732,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 40,500 | $2,729,000 | thousands by filing date | call |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 19,512 | $2,728,000 | thousands by filing date | |
| NUVEEN MUN 2021 TARGET TERM | 670687102 | COM | 279,182 | $2,728,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 158,816 | $2,720,000 | thousands by filing date | |
| INVESCO HIG INCM 2023 TARG T | 46135X108 | COM | 261,663 | $2,719,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 936,406 | $2,716,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 80,676 | $2,714,000 | thousands by filing date | |
| SPDR S&P 500 Fossil Fuel Reserves Free ETF | 78468R796 | SHS | 37,289 | $2,709,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 48,881 | $2,709,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 121,694 | $2,706,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 83,342 | $2,697,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 126,484 | $2,697,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 134,300 | $2,695,000 | thousands by filing date | put |
| SAFETY INS GROUP INC | 78648T100 | COM | 26,594 | $2,695,000 | thousands by filing date | |
| QIAGEN NV | N72482AT4 | DEBT 1.000%11/1 | 2,600,000 | $2,692,000 | thousands by filing date | principal |
| FIDELITY COVINGTON TRUST | 316092790 | QLTY FCTOR ETF | 76,704 | $2,687,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 52,600 | $2,678,000 | thousands by filing date | call |
| WESTERN DIGITAL CORP | 958102105 | COM | 44,800 | $2,672,000 | thousands by filing date | call |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 142,401 | $2,669,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 34,800 | $2,667,000 | thousands by filing date | call |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 152,560 | $2,664,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 19,000 | $2,663,000 | thousands by filing date | call |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 77,781 | $2,659,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 174,673 | $2,647,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R704 | RBA INDL ETF | 98,447 | $2,644,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 286,316 | $2,644,000 | thousands by filing date | |
| PETIQ INC | 71639T106 | COMMON STOCK | 96,958 | $2,644,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 81,400 | $2,636,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 35,946 | $2,635,000 | thousands by filing date | |
| JANUS HENDERSON SMALL/MID CAP GROWTH ALPHA ETF | 47103U209 | ETF | 60,159 | $2,633,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 231,188 | $2,623,000 | thousands by filing date | |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 61,944 | $2,621,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 159,708 | $2,618,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 32,500 | $2,614,000 | thousands by filing date | put |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 315,009 | $2,613,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 180,378 | $2,612,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A143 | SHS NEW | 596,540 | $2,610,000 | thousands by filing date | |
| GORES HOLDINGS III INC | 38286G109 | CLASS A | 258,000 | $2,608,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 176,216 | $2,605,000 | thousands by filing date | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 59,200 | $2,603,000 | thousands by filing date | put |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 59,200 | $2,603,000 | thousands by filing date | call |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 81,213 | $2,603,000 | thousands by filing date | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 161,360 | $2,596,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 23,455 | $2,593,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 25,000 | $2,590,000 | thousands by filing date | put |
| FISERV INC | 337738108 | COM | 25,000 | $2,590,000 | thousands by filing date | call |
| B2GOLD CORP COM | 11777Q209 | Stock | 800,000 | $2,584,000 | thousands by filing date | call |
| VECTOR GROUP LTD | 92240M108 | COM | 216,790 | $2,583,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P706 | CMN | 83,815 | $2,578,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 57,743 | $2,575,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 70,233 | $2,570,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 370,380 | $2,570,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 255,673 | $2,569,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 196,507 | $2,568,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 165,609 | $2,564,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E463 | FTSE INTL OVER | 50,284 | $2,558,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W606 | IT RT HDG HGYL | 28,997 | $2,557,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2027 CORPORATE BOND ETF | 46138J783 | ETF | 122,541 | $2,557,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 189,530 | $2,544,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N691 | VICTORYSHS US | 79,458 | $2,538,000 | thousands by filing date | |
| Collier Creek Holdings | G22707106 | COM | 249,000 | $2,537,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E422 | RUSLL SML OVER | 50,000 | $2,536,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E398 | MSCI DEF OVER | 50,000 | $2,536,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 75,581 | $2,535,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 60,734 | $2,535,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 78,200 | $2,533,000 | thousands by filing date | call |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 91,566 | $2,533,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 137,539 | $2,524,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 26,458 | $2,522,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 243,788 | $2,519,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 142,400 | $2,518,000 | thousands by filing date | call |
| EATON VANCE HIGH INCOME 2021 | 27829W101 | COM SH BEN INT | 252,329 | $2,518,000 | thousands by filing date | |
| IHEARTMEDIA INC CLASS A | 45174J509 | COMMON STOCK | 167,531 | $2,513,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 45,325 | $2,511,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 127,823 | $2,507,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 96,067 | $2,500,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 320,495 | $2,497,000 | thousands by filing date | |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 78,035 | $2,496,000 | thousands by filing date | |
| JANUS DETROIT | 47103U100 | MF Closed and MF Open | 59,401 | $2,496,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 1,034,382 | $2,492,000 | thousands by filing date | |
| Avantis International Equity ETF | 025072703 | SHS | 50,000 | $2,489,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 43,600 | $2,488,000 | thousands by filing date | put |
| OCCIDENTAL PETE CORP | 674599105 | COM | 55,900 | $2,486,000 | thousands by filing date | put |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 129,840 | $2,485,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 73,000 | $2,482,000 | thousands by filing date | put |
| WIX COM LTD | 92940WAB5 | NOTE 7/0 | 2,237,000 | $2,478,000 | thousands by filing date | principal |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 190,422 | $2,477,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 100,000 | $2,475,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 44,994 | $2,463,000 | thousands by filing date | |
| Goldman Sachs Equal Weight U.S. Large Cap Equity ETF | 381430438 | SHS | 51,890 | $2,456,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 28,033 | $2,455,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 14,863 | $2,449,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 27,800 | $2,446,000 | thousands by filing date | call |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 99,672 | $2,445,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 94,805 | $2,445,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 53,013 | $2,438,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 64,872 | $2,436,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 111,964 | $2,434,000 | thousands by filing date | |
| ABRDN PLATINUM ETF TRUST | 003260106 | PHYSCL PLATM SHS | 29,135 | $2,432,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 45,208 | $2,429,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 125,257 | $2,422,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 501,674 | $2,418,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 40,453 | $2,416,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 188,905 | $2,416,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 187,590 | $2,416,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 576,780 | $2,416,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E867 | DORSEY WRGT EMRG | 137,891 | $2,413,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 32,800 | $2,411,000 | thousands by filing date | put |
| LIVENT CORP | 53814L108 | COM | 360,343 | $2,411,000 | thousands by filing date | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 124,776 | $2,403,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 42,934 | $2,401,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E380 | MSCI EMRG OVER | 50,000 | $2,401,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 7,882 | $2,396,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 93,256 | $2,389,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 136,229 | $2,385,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 159,116 | $2,384,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 150,914 | $2,381,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 166,075 | $2,380,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 70,799 | $2,379,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 2,077,000 | $2,378,000 | thousands by filing date | principal |
| DENBURY RES INC | 247916208 | COM NEW | 1,997,940 | $2,377,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 50,300 | $2,374,000 | thousands by filing date | call |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 174,585 | $2,373,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 114,665 | $2,369,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 42,307 | $2,365,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 187,262 | $2,363,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 80,014 | $2,363,000 | thousands by filing date | |
| iShares U.S. Small Cap Equity Factor ETF | 46434V290 | SHS | 59,166 | $2,360,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 95,878 | $2,358,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 12,082 | $2,352,000 | thousands by filing date | |
| MYOKARDIA INC | 62857M105 | COM | 45,066 | $2,350,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 34,756 | $2,347,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 137,884 | $2,345,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 43,618 | $2,342,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 176,250 | $2,340,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 71,743 | $2,340,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R720 | NASDQ ARTFCIAL | 73,996 | $2,339,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N667 | VICSHS DV AC ETF | 68,549 | $2,336,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 53,200 | $2,335,000 | thousands by filing date | call |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 157,474 | $2,335,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 60,360 | $2,330,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 104,956 | $2,330,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 32,500 | $2,326,000 | thousands by filing date | put |
| INVESCO EXCHNG TRADED FD TR | 46138E834 | DWA TACTCL MLT | 90,577 | $2,323,000 | thousands by filing date | |
| HUDSON LTD | G46408103 | COM CL A | 189,127 | $2,320,000 | thousands by filing date | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 133,451 | $2,316,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V860 | DORSEY WRGT FINL | 61,877 | $2,316,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430479 | ACCESS INVT GR | 44,030 | $2,308,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 33,300 | $2,307,000 | thousands by filing date | call |
| APPFOLIO INC | 03783C100 | COM CL A | 24,239 | $2,306,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 41,300 | $2,302,000 | thousands by filing date | put |
| OFFICE PPTYS INCOME TR | 67623C109 | COM SHS BEN INT | 75,024 | $2,299,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 442,926 | $2,299,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 97,987 | $2,294,000 | thousands by filing date | |
| DOCUSIGN INC COM | 256163106 | Stock | 36,900 | $2,285,000 | thousands by filing date | call |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 176,329 | $2,285,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 62,532 | $2,284,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 40,000 | $2,283,000 | thousands by filing date | call |
| PTC THERAPEUTICS INC | 69366JAB7 | NOTE | 2,200,000 | $2,277,000 | thousands by filing date | principal |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 251,361 | $2,275,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 146,300 | $2,274,000 | thousands by filing date | put |
| TRANSALTA CORP | 89346D107 | COM | 349,154 | $2,270,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E131 | S&P SMLCAP HIG | 94,305 | $2,266,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 200,000 | $2,262,000 | thousands by filing date | call |
| VANECK ETF TRUST | 92189F841 | NATURAL RESOURC | 64,245 | $2,262,000 | thousands by filing date | |
| CNX RES CORP COM | 12653C108 | Stock | 311,102 | $2,258,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 150,170 | $2,253,000 | thousands by filing date | |
| Vanguard ESG U.S. Stock ETF | 921910733 | SHS | 43,382 | $2,252,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 150,000 | $2,251,000 | thousands by filing date | put |
| JAGGED PEAK ENERGY INC | 47009K107 | COM | 310,148 | $2,251,000 | thousands by filing date | |
| GARRETT MOTION INC | 366505105 | COM | 225,356 | $2,244,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 40,794 | $2,236,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 98,055 | $2,235,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 418,190 | $2,229,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 144,375 | $2,227,000 | thousands by filing date | |
| BANDWIDTH INC | 05988J103 | COM CL A | 34,194 | $2,226,000 | thousands by filing date | |
| ROCKET PHARMACEUTICALS INC | 77313F106 | COM | 190,824 | $2,224,000 | thousands by filing date | |
| ISHARES TR | 46435G243 | COM | 87,328 | $2,223,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 122,213 | $2,210,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 161,995 | $2,205,000 | thousands by filing date | |
| BLACKROCK MUNI N Y INTER DUR | 09255F109 | COM | 149,835 | $2,204,000 | thousands by filing date | |
| NUVEEN ESG LARGE-CAP GROWTH ETF | 67092P201 | ETF | 57,788 | $2,201,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J833 | BULSHS 2024 HY | 87,092 | $2,197,000 | thousands by filing date | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 30,541 | $2,194,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 65,000 | $2,189,000 | thousands by filing date | call |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 67,334 | $2,189,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 61,625 | $2,187,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J817 | BULSHS 2025 HY | 88,937 | $2,181,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 353,588 | $2,175,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 57,141 | $2,175,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 53,863 | $2,175,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E669 | GLOBAL EX US HGH | 94,791 | $2,171,000 | thousands by filing date | |
| PALOMAR HLDGS INC COM | 69753M105 | Stock | 55,026 | $2,169,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 235,664 | $2,166,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 109,221 | $2,166,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 124,945 | $2,166,000 | thousands by filing date | |
| SILICON LABORATORIES INC | 826919AB8 | NOTE 1.375% 3/0 | 1,664,000 | $2,164,000 | thousands by filing date | principal |
| TRADEWEB MKTS INC CL A | 892672106 | Stock | 58,459 | $2,162,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 310,678 | $2,162,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 314,150 | $2,160,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 200,724 | $2,160,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 77,478 | $2,156,000 | thousands by filing date | |
| REDFIN CORP | 75737F108 | COM | 128,008 | $2,156,000 | thousands by filing date | |
| PLAYAGS INC | 72814N104 | COM | 209,663 | $2,155,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAK6 | DBCV 1.000%12/1 | 2,280,000 | $2,155,000 | thousands by filing date | principal |
| BENEFITFOCUS INC | 08180D106 | COM | 90,284 | $2,149,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N873 | VCSHS US SMCP HG | 48,220 | $2,143,000 | thousands by filing date | |
| PROSHARES TR | 74347B847 | MSCI EMRG MKTS | 38,414 | $2,141,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 166,315 | $2,140,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 285,719 | $2,137,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 241,072 | $2,136,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 88,112 | $2,135,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 197,156 | $2,135,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 8,618 | $2,134,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 43,400 | $2,127,000 | thousands by filing date | call |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 18,600 | $2,125,000 | thousands by filing date | put |
| CROCS INC COM | 227046109 | Stock | 76,516 | $2,125,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 223,500 | $2,123,000 | thousands by filing date | call |
| Cyber Security ETF | 26924G201 | Common | 56,781 | $2,123,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 122,801 | $2,122,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 11,800 | $2,120,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-19-021416 | this filing | 2019-11-14 | acceptance time not in the bulk data set |