13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-11-14, with 7,423 holding rows worth $672,914,636,000.
- Accession
- 0001567619-19-021416
- Filer
- CIK 70858
- Filed
- 2019-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 25,402 entries on the cover page, a total value of $672,914,636,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $672,914,636,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerBOFA SECURITIES, INC.028-19575
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerU.S. TRUST Co OF DELAWARE028-10270
- included managerMANAGED ACCOUNT ADVISORS LLC028-12631
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FIVE9 INC | 338307101 | COM | 20,000 | $1,075,000 | thousands by filing date | put |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 259,179 | $1,072,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 44,600 | $1,068,000 | thousands by filing date | call |
| GOLDMAN SACHS ETF TRUST ACCESS | 381430453 | ACCESS HIG YLD | 21,640 | $1,068,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 93,872 | $1,064,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 17,200 | $1,062,000 | thousands by filing date | put |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 33,159 | $1,059,000 | thousands by filing date | |
| COLONY CR REAL ESTATE INC | 19625T101 | COM CL A | 73,186 | $1,058,000 | thousands by filing date | |
| ALLAKOS INC | 01671P100 | COM | 13,421 | $1,056,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 74,134 | $1,053,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 25,800 | $1,050,000 | thousands by filing date | call |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 69,927 | $1,050,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X131 | INTL QULTY DIV | 36,300 | $1,045,000 | thousands by filing date | |
| INVESCO S&P 500 EQUAL WEIGHT ENERGY ETF | 46137V365 | ETF | 23,489 | $1,042,000 | thousands by filing date | |
| ECOVYST INC. | 73943T103 | Common Stock | 65,390 | $1,042,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 199,375 | $1,041,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 1,334 | $1,039,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 104,381 | $1,035,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 56,106 | $1,033,000 | thousands by filing date | |
| BANK SOUTH CAROLINA CORP | 065066102 | COM | 55,283 | $1,033,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 25,827 | $1,031,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 39,051 | $1,030,000 | thousands by filing date | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 76,500 | $1,028,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 69,333 | $1,025,000 | thousands by filing date | |
| ALLOGENE THERAPEUTICS INC | 019770106 | COM | 37,518 | $1,022,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 67,676 | $1,021,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 29,884 | $1,020,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V191 | S&P MDCP400 VL | 15,955 | $1,018,000 | thousands by filing date | |
| Luckin Coffee Inc | 54951L109 | Equity | 53,562 | $1,018,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 105,275 | $1,016,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L787 | GLB QLT R/E IDX | 15,576 | $1,015,000 | thousands by filing date | |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 65,904 | $1,015,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 9,280 | $1,014,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 109,477 | $1,013,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351X101 | COM | 99,091 | $1,013,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P870 | NUVEEN ESG US | 39,333 | $1,012,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 201,113 | $1,011,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 23,693 | $1,009,000 | thousands by filing date | |
| TRANSOCEAN INC | 893830BJ7 | DEB 0.500% 1/3 | 1,230,000 | $1,007,000 | thousands by filing date | principal |
| INVESCO DB G10 CURRENCY HRVS | 46139B102 | UNIT | 41,142 | $1,007,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 181,043 | $1,006,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 48,813 | $1,005,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 72,836 | $1,004,000 | thousands by filing date | |
| OIL STS INTL INC | 678026AH8 | NOTE 1.500% 2/1 | 1,200,000 | $1,003,000 | thousands by filing date | principal |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 58,899 | $1,002,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 27,953 | $1,002,000 | thousands by filing date | |
| EXTRACTION OIL AND GAS INC | 30227M105 | COM | 340,884 | $1,002,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 22,545 | $1,001,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 35,582 | $1,000,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 43,500 | $999,000 | thousands by filing date | call |
| INTREPID POTASH INC | 46121Y102 | COM | 304,546 | $997,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 70,000 | $995,000 | thousands by filing date | put |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 1,291,000 | $995,000 | thousands by filing date | principal |
| KBR INC COM | 48242W106 | Stock | 40,500 | $994,000 | thousands by filing date | put |
| TRUECAR INC | 89785L107 | COM | 290,566 | $988,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 91,104 | $986,000 | thousands by filing date | |
| JP Morgan Exchange Traded Fund | 46641Q712 | Betbuld Japan | 41,484 | $985,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V720 | LEISU ENTMT ETF | 23,119 | $983,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F171 | GREEN BOND ETF | 36,802 | $982,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 20,800 | $981,000 | thousands by filing date | call |
| DBX ETF TR | 233051515 | XTRACKERS FTSE | 36,187 | $978,000 | thousands by filing date | |
| ONESPAN INC | 68287N100 | COM | 67,295 | $977,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 30,390 | $976,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 23,394 | $976,000 | thousands by filing date | |
| OOMA INC | 683416101 | COM | 93,854 | $976,000 | thousands by filing date | |
| NEXTGEN HEALTHCARE INC | 65343C102 | COMMON STOCK | 62,290 | $976,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 36,390 | $972,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 89,460 | $962,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J133 | BRAZIL ALPHA | 60,688 | $961,000 | thousands by filing date | |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 218,400 | $959,000 | thousands by filing date | call |
| UNIFI INC | 904677200 | COM NEW | 43,635 | $957,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 54,535 | $956,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 90,322 | $956,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 30,509 | $955,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 24,466 | $951,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 66,686 | $950,000 | thousands by filing date | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 102,030 | $950,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 24,500 | $948,000 | thousands by filing date | put |
| Surmodics Inc | 868873100 | Common Stock | 20,732 | $948,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 215,470 | $948,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 30,000 | $947,000 | thousands by filing date | put |
| HELMERICH & PAYNE INC | 423452101 | COM | 23,600 | $946,000 | thousands by filing date | call |
| CODEXIS INC | 192005106 | COM | 68,827 | $944,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 31,539 | $942,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 31,437 | $939,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 164,229 | $939,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 16,800 | $938,000 | thousands by filing date | call |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 176,476 | $937,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 34,521 | $937,000 | thousands by filing date | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 35,026 | $933,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 26,516 | $930,000 | thousands by filing date | |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 61,071 | $929,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 48,977 | $928,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 41,348 | $927,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 52,510 | $927,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 88,904 | $926,000 | thousands by filing date | |
| ANAPLAN INC | 03272L108 | COM | 19,674 | $924,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 10,372 | $924,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 67,316 | $921,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 38,752 | $920,000 | thousands by filing date | |
| VanEck Rare Earth/Strat Mtls ETF | 92189F742 | Exchange Traded Fund | 72,800 | $920,000 | thousands by filing date | |
| GROCERY OUTLET HLDG CORP COM | 39874R101 | Stock | 26,417 | $917,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 4,837 | $914,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 191,886 | $914,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 150,858 | $914,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 28,425 | $912,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 239,100 | $911,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 6,400 | $909,000 | thousands by filing date | put |
| BAR HBR BANKSHARES | 066849100 | COM | 36,444 | $909,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 9,562 | $909,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 145,100 | $908,000 | thousands by filing date | call |
| O'Shares Global Internet | 67110P704 | COM | 38,768 | $908,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 282,843 | $907,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 80,694 | $906,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 92,578 | $906,000 | thousands by filing date | |
| Amplify Energy Corp | 03212B103 | COM | 146,840 | $905,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 20,376 | $904,000 | thousands by filing date | |
| ALTAIR ENGINEERING INC | 021369103 | COMMON STOCK | 26,072 | $903,000 | thousands by filing date | |
| NUVEEN CONNECTICUT PREM INC | 67060D107 | COM | 67,233 | $902,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 63,991 | $901,000 | thousands by filing date | |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 17,600 | $900,000 | thousands by filing date | put |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 17,600 | $900,000 | thousands by filing date | call |
| INTL FCSTONE INC | 46116V105 | COM | 21,911 | $899,000 | thousands by filing date | |
| VICTORYSHARES U S | 92647N576 | MF Closed and MF Open | 17,517 | $898,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 207,196 | $897,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 107,704 | $895,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 43,118 | $894,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 45,150 | $894,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H304 | ENERGY FD | 66,859 | $894,000 | thousands by filing date | |
| DOVA PHARMACEUTICALS INC | 25985T102 | COM | 31,971 | $894,000 | thousands by filing date | |
| EMERALD EXPOSITIONS EVENTS I | 29103B100 | COM | 91,894 | $894,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 63,026 | $892,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 24,563 | $892,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 21,183 | $890,000 | thousands by filing date | |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 18,364 | $890,000 | thousands by filing date | |
| DBX ETF TR | 233051242 | CMN | 32,246 | $888,000 | thousands by filing date | |
| ISHARES US ETF TR | 46431W820 | INT RT HD EMRG | 36,499 | $888,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y100 | COM | 92,216 | $887,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 43,435 | $886,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 16,117 | $884,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 20,800 | $883,000 | thousands by filing date | call |
| AVON PRODS INC | 054303102 | COM | 200,000 | $880,000 | thousands by filing date | put |
| BOOT BARN HLDGS INC | 099406100 | COM | 25,192 | $878,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 44,610 | $878,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J684 | BULLSHS 21 USD | 34,403 | $878,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 27,064 | $877,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 22,000 | $877,000 | thousands by filing date | put |
| FLEXSHARES DURATION MBS | 33939l779 | INDX FD | 37,185 | $876,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 7,600 | $874,000 | thousands by filing date | put |
| FIDELITY COVINGTON TRUST | 316092782 | VLU FACTOR ETF | 25,457 | $874,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 764,650 | $871,000 | thousands by filing date | |
| EVERQUOTE INC | 30041R108 | COM CL A | 40,814 | $870,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 200,000 | $868,000 | thousands by filing date | put |
| PARK AEROSPACE CORP | 70014A104 | COM | 49,329 | $867,000 | thousands by filing date | |
| ODONATE THERAPEUTICS INC | 676079106 | COM | 33,270 | $867,000 | thousands by filing date | |
| VALARIS PLC XXX SHS CL A | G9402V109 | COM | 180,000 | $866,000 | thousands by filing date | call |
| PACER FDS TR | 69374H782 | BNCHMRK RS ETF | 30,484 | $866,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 77,735 | $862,000 | thousands by filing date | |
| EXANTAS CAP CORP | 30068N105 | COM NEW | 75,744 | $861,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 12,500 | $860,000 | thousands by filing date | put |
| INVESCO EXCHNG TRADED FD TR | 46138E255 | S&P HIGH INCOM | 31,560 | $859,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 9,200 | $857,000 | thousands by filing date | call |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 217,920 | $857,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 30,797 | $855,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 119,200 | $855,000 | thousands by filing date | put |
| BLOOM ENERGY CORP | 093712107 | COM | 261,695 | $850,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 17,570 | $850,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 54,115 | $846,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 32,388 | $845,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 38,946 | $844,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P801 | US LRG CP MLTFCT | 25,540 | $844,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 71,841 | $844,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 25,316 | $841,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138J676 | BULLETSHS 2026 | 32,351 | $840,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 60,979 | $839,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 41,349 | $838,000 | thousands by filing date | |
| CISION LTD | G1992S109 | SHS | 108,383 | $834,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 195,969 | $833,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 40,517 | $832,000 | thousands by filing date | |
| El Paso Energy Capital Trust I | 283678209 | Preferred Shares | 15,858 | $832,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J668 | BULLSHS 23 USD | 31,725 | $832,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 36,545 | $831,000 | thousands by filing date | |
| BBVA BANCO FRANCES S A | 07329M100 | CMN | 191,920 | $831,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 16,301 | $828,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 83,296 | $827,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 18,228 | $826,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 59,746 | $826,000 | thousands by filing date | |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 270,486 | $825,000 | thousands by filing date | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 28,700 | $823,000 | thousands by filing date | call |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 88,181 | $823,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 37,440 | $822,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 94,131 | $822,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 35,818 | $821,000 | thousands by filing date | |
| COLUMBIA FINANCIAL INC | 197641103 | COMMON STOCK | 51,927 | $820,000 | thousands by filing date | |
| SUZANO S A SPON ADS | 86959K105 | ADR | 101,499 | $819,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 30,105 | $818,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 22,328 | $818,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 17,368 | $815,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 23,425 | $814,000 | thousands by filing date | |
| INVESCO ACTVELY MNGD ETC FD | 46090F100 | OPTIMUM YIELD | 52,145 | $814,000 | thousands by filing date | |
| KEY TRONIC CORP | 493144109 | COM | 128,255 | $814,000 | thousands by filing date | |
| ELLINGTON FINANCIAL INC | 28852N109 | COM | 44,990 | $813,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 40,234 | $812,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 55,362 | $811,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 21,843 | $808,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 49,477 | $808,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 56,279 | $806,000 | thousands by filing date | |
| ONESPAWORLD HOLDINGS LIMITED | P73684113 | COM | 51,897 | $805,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 24,203 | $805,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 20,400 | $803,000 | thousands by filing date | put |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 16,479 | $802,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 454,586 | $801,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 21,837 | $801,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 97,097 | $800,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 17,597 | $800,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 136,329 | $797,000 | thousands by filing date | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 9,220 | $796,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 80,770 | $796,000 | thousands by filing date | |
| REV Group Inc | 749527107 | Common Stock | 69,541 | $796,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 106,336 | $795,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138G680 | S&P FINCIAL REVE | 11,655 | $795,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 50,715 | $794,000 | thousands by filing date | |
| OPTINOSE INC | 68404V100 | COM | 113,456 | $794,000 | thousands by filing date | |
| PEOPLES UTAH BANCORP | 712706209 | COM | 28,071 | $794,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 42,213 | $792,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 16,309 | $792,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 51,110 | $792,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 50,313 | $791,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 2,267 | $790,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 88,440 | $787,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A706 | ST STR GLB DOW | 9,438 | $787,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 12,700 | $784,000 | thousands by filing date | call |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 64,508 | $781,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138G607 | SHIPPING ETF | 88,622 | $781,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W828 | ASIA PAC EXJP FD | 12,141 | $780,000 | thousands by filing date | |
| THE CUSHING MLP INFASTCR TOT | 231631201 | COM NEW | 77,920 | $780,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 6,000 | $779,000 | thousands by filing date | call |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 26,589 | $777,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A110 | CMN | 7,766 | $776,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 20,669 | $774,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 31,993 | $774,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806AM1 | NOTE 4.500% 1/1 | 444,000 | $774,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE TRADED FD | 33738R712 | DORSEY WRIGHT | 38,912 | $773,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H658 | INSPIRE GBL HOPE | 27,821 | $772,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 175,000 | $770,000 | thousands by filing date | call |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 126,654 | $769,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F767 | INDIA GROWTH LDR | 23,592 | $769,000 | thousands by filing date | |
| ISHARES TR | 46434V787 | YLD OPTIM BD | 30,011 | $768,000 | thousands by filing date | |
| OASIS MIDSTREAM PARTNERS LP | 67420T206 | COM UNITS REPS | 48,097 | $768,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X426 | ST STR MSCI EM | 13,363 | $767,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 64,830 | $767,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 22,028 | $765,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 23,342 | $765,000 | thousands by filing date | |
| RHYTHM PHARMACEUTICALS INC | 76243J105 | COM | 35,456 | $765,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 64,637 | $765,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES | 46138W107 | JAPANESE YEN | 8,701 | $765,000 | thousands by filing date | |
| NORBORD INC | 65548P403 | COM NEW | 31,917 | $764,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 18,659 | $764,000 | thousands by filing date | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 14,916 | $763,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J875 | MLTFCTR CONSMR | 26,190 | $763,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 103,088 | $762,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 81,814 | $762,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 15,902 | $762,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 27,638 | $761,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 102,520 | $761,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 22,490 | $759,000 | thousands by filing date | |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 11,851 | $758,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 25,079 | $758,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 44,337 | $757,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 44,763 | $757,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y301 | Cmn | 31,504 | $757,000 | thousands by filing date | |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 309,009 | $754,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 37,158 | $752,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 43,910 | $749,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 19,535 | $749,000 | thousands by filing date | |
| THL CR SR LN FD | 87244R103 | COM | 49,867 | $749,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 234,955 | $749,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 36,702 | $748,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 19,497 | $744,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 5,378 | $744,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730509 | COMMON STOCK | 9,962 | $744,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 78,423 | $744,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 132,240 | $743,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 35,158 | $742,000 | thousands by filing date | |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 28,308 | $741,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 128,378 | $741,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 67,109 | $739,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 121,326 | $737,000 | thousands by filing date | |
| ADAPTIVE BIOTECHNOLOGIES CORP COM | 00650F109 | Stock | 23,849 | $736,000 | thousands by filing date | |
| AXONICS INC | 05465P101 | COM | 27,338 | $736,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 24,512 | $735,000 | thousands by filing date | |
| SI BONE INC | 825704109 | COM | 41,458 | $733,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 82,199 | $733,000 | thousands by filing date | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 137,580 | $732,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 38,333 | $732,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 181,279 | $732,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 97,623 | $732,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 60,280 | $731,000 | thousands by filing date | |
| DELPHI TECHNOLOGIES PLC | G2709G107 | SHS | 54,517 | $731,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 30,181 | $728,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V381 | S&P500 EQL DIS | 6,960 | $727,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 185,263 | $727,000 | thousands by filing date | |
| ASSETMARK FINL HLDGS INC | 04546L106 | COM | 27,892 | $727,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 124,214 | $724,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 22,598 | $724,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B305 | LNG SHT TRACK | 32,764 | $724,000 | thousands by filing date | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 41,993 | $723,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 64,452 | $722,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 198,517 | $721,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 43,463 | $715,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 111,645 | $715,000 | thousands by filing date | |
| BNY MELLON MUN INCOME INC | 05589T104 | COM | 76,357 | $714,000 | thousands by filing date | |
| METROPOLITAN BANK HOLDING CO | 591774104 | COMMON STOCK | 18,110 | $713,000 | thousands by filing date | |
| ARGENX SE SPONSORED ADR | 04016X101 | ADR | 6,219 | $708,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 18,060 | $706,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 36,211 | $705,000 | thousands by filing date | |
| COUPA SOFTWARE INC | 22266LAB2 | NOTE 0.375% 1/1 | 242,000 | $705,000 | thousands by filing date | principal |
| MARATHON OIL CORP | 565849106 | COM | 57,300 | $704,000 | thousands by filing date | call |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 11,696 | $704,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 793,011 | $704,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 15,340 | $702,000 | thousands by filing date | |
| DENBURY RES INC DEL | U2481AAK4 | DEBT 6.375%12/3 | 1,207,000 | $702,000 | thousands by filing date | principal |
| FORTY SEVEN INC | 34983P104 | COM | 109,258 | $702,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 55,923 | $701,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 160 | $700,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 30,777 | $700,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 58,466 | $699,000 | thousands by filing date | |
| O2MICRO INTERNATIONAL LTD | 67107W100 | SPONS ADR | 521,260 | $698,000 | thousands by filing date | |
| TALEND S A | 874224207 | ADS | 20,518 | $697,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 32,497 | $692,000 | thousands by filing date | |
| RIVERNORTH OPPOR MUNI INCM FD | 76883F108 | COM | 31,091 | $691,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 206,548 | $691,000 | thousands by filing date | |
| DMC GLOBAL INC | 23291C103 | COM | 15,668 | $690,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 3,943 | $690,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 72,343 | $689,000 | thousands by filing date | |
| GATES INDL CORP PLC | G39108108 | ORD SHS | 68,424 | $688,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 46,872 | $687,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 284,383 | $687,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 188,035 | $686,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 5,000 | $686,000 | thousands by filing date | put |
| SSGA ACTIVE TR | 78470P309 | ST STR MARKE ETF | 13,527 | $686,000 | thousands by filing date | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 236,028 | $685,000 | thousands by filing date | |
| SPROTT ETF TRUST | 85210B102 | GOLD MINERS ETF | 29,872 | $685,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E776 | FRONTIER MKTS | 50,306 | $685,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 39,690 | $681,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 129,575 | $681,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 68,774 | $681,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 83,020 | $680,000 | thousands by filing date | |
| CASA SYS INC | 14713L102 | COM | 86,508 | $680,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 6,200 | $679,000 | thousands by filing date | call |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 2,529 | $679,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE-TRA | 74255Y870 | USMC | 23,079 | $678,000 | thousands by filing date | |
| ENSCO JERSEY FIN LTD | 29359WAB1 | NOTE 3.000% 1/3 | 1,000,000 | $675,000 | thousands by filing date | principal |
| VERICEL CORP | 92346J108 | COM | 44,401 | $672,000 | thousands by filing date | |
| KKR & CO INC | 48251W104 | COM | 25,000 | $671,000 | thousands by filing date | put |
| CONNS INC | 208242107 | COM | 27,000 | $671,000 | thousands by filing date | call |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 24,537 | $670,000 | thousands by filing date | |
| INVESCO ENERGY EXPLORATION & PRODUCTION ETF | 46137V761 | ETF | 44,282 | $670,000 | thousands by filing date | |
| DENALI THERAPEUTICS INC COM | 24823R105 | Stock | 43,624 | $668,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 123,752 | $668,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V555 | INSIDER SENMNT | 9,503 | $667,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 50,769 | $666,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 472,768 | $666,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROUP SPONSORED ADS | 45857P806 | ADR | 10,672 | $665,000 | thousands by filing date | |
| AZUL S A | 05501U106 | OPT | 18,471 | $662,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 48,250 | $661,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 32,330 | $661,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 63,248 | $661,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 62,266 | $660,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 127,848 | $660,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 29,025 | $658,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 9,000 | $657,000 | thousands by filing date | put |
| CONSTRUCTION PARTNERS INC | 21044C107 | COM CL A | 42,106 | $656,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 66,042 | $656,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 50,196 | $656,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 42,013 | $654,000 | thousands by filing date | |
| PRESIDIO INC | 74102M103 | COM | 38,685 | $654,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 71,885 | $653,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 152,317 | $653,000 | thousands by filing date | |
| Alexandria Real Estate E. | 015271505 | CONVERTIBLE PREFERRED STOCK | 16,835 | $653,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 33,897 | $652,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 18,607 | $652,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 11,262 | $651,000 | thousands by filing date | |
| SSGA ACTIVE TR | 78470P200 | ST STR TOTAL ETF | 13,086 | $651,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 10,300 | $650,000 | thousands by filing date | put |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 7,316 | $650,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F734 | RUSSIA SMALL CAP | 19,099 | $650,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 10,000 | $649,000 | thousands by filing date | call |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 5,000 | $649,000 | thousands by filing date | put |
| AGILYSYS INC | 00847J105 | COM | 25,272 | $648,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 52,504 | $647,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L505 | FRANKLIN INTL LW | 24,171 | $646,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 37,037 | $644,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 47,735 | $644,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 4,400 | $642,000 | thousands by filing date | call |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 14,953 | $642,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 270,702 | $642,000 | thousands by filing date | |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 36,264 | $642,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 41,634 | $641,000 | thousands by filing date | |
| ISHARES INC | 46434G764 | MSCI EMRG CHN | 13,401 | $639,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 49,828 | $639,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 23,019 | $639,000 | thousands by filing date | |
| MYOVANT SCIENCES LTD | G637AM102 | COMMON STOCK-FO | 122,381 | $636,000 | thousands by filing date | |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 41,132 | $636,000 | thousands by filing date | |
| ISHARES TR | 46435G417 | CR 5 10 YR ETF | 12,503 | $635,000 | thousands by filing date | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 184,686 | $635,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 42,437 | $634,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 90,016 | $634,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V290 | S&P500 EQL REL | 19,917 | $634,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 84,543 | $632,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 49,315 | $631,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 38,878 | $631,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 87,552 | $630,000 | thousands by filing date | |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 337,184 | $630,000 | thousands by filing date | |
| EVERFORTH INC COM | 00191U102 | Stock | 10,000 | $629,000 | thousands by filing date | call |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 36,106 | $629,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 5,500 | $628,000 | thousands by filing date | call |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 9,054 | $628,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 30,000 | $628,000 | thousands by filing date | call |
| ATLASSIAN CORP | G06242104 | CL A | 5,000 | $627,000 | thousands by filing date | call |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 57,092 | $627,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524722 | 1000 INDEX ETF | 21,454 | $626,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 105,981 | $626,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 53,859 | $625,000 | thousands by filing date | |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 60,426 | $624,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 58,183 | $623,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 33,522 | $623,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 15,700 | $622,000 | thousands by filing date | call |
| VICOR CORP | 925815102 | COM | 21,077 | $622,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H534 | INSPIRE 100 ETF | 22,296 | $622,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 100,000 | $617,000 | thousands by filing date | put |
| JOHN HANCOCK EXCHANGE TRADED | 47804J842 | MULTIFACTR SML | 23,555 | $616,000 | thousands by filing date | |
| SMART GLOBAL HLDGS INC | G8232Y101 | COM | 24,180 | $616,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 28,507 | $615,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 87,478 | $614,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 43,826 | $613,000 | thousands by filing date | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 22,819 | $611,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 194,498 | $611,000 | thousands by filing date | |
| PHREESIA INC | 71944F106 | COM | 25,177 | $609,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 53,596 | $609,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 18,801 | $608,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y772 | AGING POPUL ETF | 28,614 | $608,000 | thousands by filing date | |
| RELIANT BANCORP INC | 75956B101 | COM | 25,360 | $607,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L607 | MULTI SEC MUNI | 27,918 | $605,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 16,320 | $604,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E708 | DIVIDEND STRNGTH | 17,973 | $604,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 15,510 | $603,000 | thousands by filing date | |
| VEONEER INC | 92336X109 | COM | 40,225 | $603,000 | thousands by filing date | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 77,034 | $603,000 | thousands by filing date | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 103,098 | $602,000 | thousands by filing date | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 66,500 | $602,000 | thousands by filing date | |
| NAVIOS MARITIME PARTNERS L.P. | Y62267409 | COM UNIT LPI | 33,787 | $599,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J109 | ASIA EX JAPAN | 21,823 | $599,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 35,548 | $598,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 384,440 | $596,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 13,947 | $593,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 15,615 | $593,000 | thousands by filing date | |
| FLEXSHARES INTERNATIONALQUALITY DIVIDEND DYNAMICINDEX FUND | 33939L829 | ETF | 24,767 | $592,000 | thousands by filing date | |
| WISDOMTREE DYNAMIC LONG/SHORT | 97717x313 | INDX FD | 21,278 | $592,000 | thousands by filing date | |
| FRANKLIN ETF TR | 353506108 | SHRT DUR US GOVT | 6,254 | $591,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 47,714 | $589,000 | thousands by filing date | |
| STATE STREET SPDR RUSSELL MOMENTU | 78468R762 | ETF | 8,011 | $589,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430396 | JUST US LRG CP | 13,799 | $588,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 10,275 | $586,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 74,631 | $586,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 33,956 | $584,000 | thousands by filing date | |
| RESTORBIO INC | 76133L103 | COM | 65,995 | $584,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 77,454 | $582,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P868 | FRANKLIN DYN MUN | 22,714 | $581,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 50,387 | $581,000 | thousands by filing date | |
| GREENSKY INC | 39572G100 | CL A | 84,671 | $580,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 60,094 | $579,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 8,400 | $578,000 | thousands by filing date | call |
| PROVIDENCE SVC CORP | 743815102 | COM | 9,731 | $578,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 11,000 | $577,000 | thousands by filing date | put |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 18,393 | $577,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 2,300 | $576,000 | thousands by filing date | call |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 38,879 | $575,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 72,388 | $574,000 | thousands by filing date | |
| ORIGIN BANCORP INC | 68621T102 | COMMON STOCK | 16,970 | $573,000 | thousands by filing date | |
| Cbs Corporation Cl A New | 124857103 | CLA | 13,204 | $573,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 12,100 | $571,000 | thousands by filing date | put |
| JPMORGAN ULTRA-SHORT MUNICIPAL INCOME ETF | 46641Q654 | ETF | 11,316 | $570,000 | thousands by filing date | |
| ISHARES GLOBAL EQUITY FACTOR ETF | 46434V316 | COM | 19,660 | $570,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 69,070 | $566,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 123,143 | $565,000 | thousands by filing date | |
| INVESCO FUNDAMENTAL INVESTMENT GRADE CORPORATE BOND ETF | 46138E693 | ETF | 21,528 | $564,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 2,705,160 | $564,000 | thousands by filing date | principal |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 33,044 | $563,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 48,771 | $563,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 89,511 | $562,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 82,796 | $561,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 52,449 | $561,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 20,026 | $560,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 35,626 | $559,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 22,457 | $558,000 | thousands by filing date | |
| UPWORK INC | 91688F104 | COM | 41,953 | $558,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 9,366 | $558,000 | thousands by filing date | |
| VANECK EGYPT INDEX ETF | 92189F775 | FUND | 18,026 | $558,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 51,148 | $557,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-19-021416 | this filing | 2019-11-14 | acceptance time not in the bulk data set |