13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-11-14, with 7,423 holding rows worth $672,914,636,000.
- Accession
- 0001567619-19-021416
- Filer
- CIK 70858
- Filed
- 2019-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 25,402 entries on the cover page, a total value of $672,914,636,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $672,914,636,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerBOFA SECURITIES, INC.028-19575
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerU.S. TRUST Co OF DELAWARE028-10270
- included managerMANAGED ACCOUNT ADVISORS LLC028-12631
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PROASSURANCE CORP | 74267C106 | COM | 251,226 | $10,118,000 | thousands by filing date | |
| MORPHOSYS AG | 617760202 | ADR | 368,270 | $10,117,000 | thousands by filing date | |
| MANAGED PORTFOLIO SERIES | 56167N720 | TORTOISE NRAM PI | 432,356 | $10,116,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P301 | MUNI HI INCM ETF | 189,736 | $10,103,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 247,463 | $10,103,000 | thousands by filing date | |
| FOUNDATION BLDG MATLS INC | 350392106 | COM | 651,996 | $10,099,000 | thousands by filing date | |
| BAIN CAP SPECIALTY FIN INC | 05684B107 | COM STK | 531,886 | $10,090,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 356,585 | $10,085,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 308,756 | $10,063,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 480,209 | $10,060,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 454,051 | $10,043,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 1,777,295 | $10,024,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 65,000 | $10,016,000 | thousands by filing date | call |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 251,211 | $10,003,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 311,449 | $10,003,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 604,310 | $9,989,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 499,515 | $9,980,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 238,463 | $9,972,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 153,077 | $9,969,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 176,255 | $9,966,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 89,000 | $9,953,000 | thousands by filing date | call |
| AAR CORP | 000361105 | COM | 241,083 | $9,935,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 62,698 | $9,915,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 145,400 | $9,912,000 | thousands by filing date | call |
| PACER FDS TR | 69374H709 | GLOBL CASH ETF | 332,558 | $9,874,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 61,900 | $9,870,000 | thousands by filing date | put |
| HUB GROUP INC | 443320106 | CL A | 211,991 | $9,858,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 600,668 | $9,857,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 1,370,198 | $9,851,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 78,000 | $9,810,000 | thousands by filing date | put |
| LCI INDS | 50189K103 | COM | 106,699 | $9,801,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 200,000 | $9,792,000 | thousands by filing date | put |
| AMBARELLA INC | G037AX101 | SHS | 155,693 | $9,783,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 100,827 | $9,778,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 379,436 | $9,776,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 274,968 | $9,760,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 21,900 | $9,760,000 | thousands by filing date | put |
| AEROJET ROCKETDYNE HLDGS INC | 007800AB1 | NOTE 2.250%12/1 | 4,893,000 | $9,755,000 | thousands by filing date | principal |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 59,841 | $9,733,000 | thousands by filing date | |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 709,722 | $9,723,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 184,818 | $9,723,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 438,403 | $9,714,000 | thousands by filing date | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 323,394 | $9,708,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 127,479 | $9,671,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 392,717 | $9,664,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 308,588 | $9,635,000 | thousands by filing date | |
| WILLSCOT CORP | 971375126 | COM | 618,274 | $9,633,000 | thousands by filing date | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 172,350 | $9,616,000 | thousands by filing date | |
| THERAVANCE INC | 88338TAB0 | CORPORATE OBLIG | 10,238,000 | $9,611,000 | thousands by filing date | principal |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 921,891 | $9,597,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 768,618 | $9,592,000 | thousands by filing date | |
| CADENCE BANCORP | 12739A100 | COMMON EQUITY | 546,834 | $9,592,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 785,699 | $9,582,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 519,916 | $9,582,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 106,200 | $9,572,000 | thousands by filing date | call |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 102,098 | $9,570,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J834 | MULTFCTR EMRNG | 391,408 | $9,563,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 56,878 | $9,550,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 122,900 | $9,541,000 | thousands by filing date | put |
| MOELIS & CO | 60786M105 | CL A | 290,282 | $9,536,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 260,141 | $9,523,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 265,753 | $9,523,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 108,911 | $9,522,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 587,079 | $9,499,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 97,761 | $9,488,000 | thousands by filing date | |
| ATKORE INC | 047649108 | COMMON STOCK | 312,499 | $9,485,000 | thousands by filing date | |
| iShares iBonds Dec. 2028 Corporate Bond ETF | 46435U515 | ETF | 341,537 | $9,477,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 270,753 | $9,476,000 | thousands by filing date | |
| NOVELLUS SYS INC | 670008AD3 | NOTE 2.625% 5/1 | 1,325,000 | $9,469,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 496,921 | $9,457,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 144,463 | $9,448,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 202,788 | $9,442,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 741,058 | $9,441,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V134 | WILDERHIL CLAN | 323,535 | $9,437,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 130,103 | $9,436,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 556,899 | $9,434,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 344,571 | $9,427,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 2,169,045 | $9,414,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 145,000 | $9,412,000 | thousands by filing date | put |
| iShares International Dividend Growth ETF | 46435G524 | SHS | 169,838 | $9,403,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 834,156 | $9,377,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 124,758 | $9,376,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 256,757 | $9,375,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 169,677 | $9,374,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 100,000 | $9,354,000 | thousands by filing date | put |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 100,000 | $9,354,000 | thousands by filing date | call |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 1,498,274 | $9,319,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 68,700 | $9,316,000 | thousands by filing date | call |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 38,185 | $9,295,000 | thousands by filing date | |
| ALTERYX INC | 02156BAB9 | CONV BD US | 3,736,000 | $9,281,000 | thousands by filing date | principal |
| Apollo Global Management Inc | 03768E105 | COM CL A | 245,000 | $9,266,000 | thousands by filing date | put |
| KINSALECAPGROUPINC | 49714P108 | STOK | 89,613 | $9,257,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 67,704 | $9,255,000 | thousands by filing date | |
| ZSCALERINC | 98980G102 | STOK | 195,171 | $9,223,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 854,425 | $9,211,000 | thousands by filing date | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 46,532 | $9,202,000 | thousands by filing date | |
| FB FINL CORP | 30257X104 | COM | 244,966 | $9,199,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 350,000 | $9,184,000 | thousands by filing date | put |
| CHINA INDEX HLDGS LTD | 16954W101 | SPNSRD ADS A | 2,354,181 | $9,181,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 297,144 | $9,176,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 423,804 | $9,171,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 486,400 | $9,168,000 | thousands by filing date | call |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 225,177 | $9,156,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 100,000 | $9,116,000 | thousands by filing date | put |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 423,048 | $9,084,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 268,504 | $9,081,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 395,800 | $9,076,000 | thousands by filing date | put |
| INTERPARFUMS INC COM | 458334109 | Stock | 129,695 | $9,075,000 | thousands by filing date | |
| NATIONAL VISION HLDGS INC COM | 63845R107 | Stock | 376,379 | $9,060,000 | thousands by filing date | |
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 299,270 | $9,050,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 150,556 | $9,045,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 1,511,431 | $9,038,000 | thousands by filing date | |
| DESIGNER BRANDS INC | 250565108 | CL A | 527,256 | $9,028,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 848,414 | $9,027,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 60,800 | $9,025,000 | thousands by filing date | call |
| IMMUNOMEDICS INC | 452907108 | COM | 679,498 | $9,010,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 270,543 | $8,996,000 | thousands by filing date | |
| SCHNEIDER NATIONAL INC | 80689H102 | CL B | 413,668 | $8,985,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 100,663 | $8,974,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 520,290 | $8,951,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 128,553 | $8,946,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 218,643 | $8,910,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 282,900 | $8,909,000 | thousands by filing date | call |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 431,376 | $8,908,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 250,000 | $8,905,000 | thousands by filing date | call |
| DEXCOM INC | 252131AF4 | NOTE 0.750% 5/1 | 5,610,000 | $8,905,000 | thousands by filing date | principal |
| SPDR SERIES TRUST | 78468R747 | ST STR MSCI GEN | 120,928 | $8,884,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 138,100 | $8,882,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 1,930,240 | $8,880,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 112,539 | $8,878,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 260,500 | $8,875,000 | thousands by filing date | call |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 276,616 | $8,869,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAB6 | NOTE 4.375% 5/0 | 8,516,000 | $8,868,000 | thousands by filing date | principal |
| PINTEREST INC CL A | 72352L106 | Stock | 335,065 | $8,863,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 884,800 | $8,848,000 | thousands by filing date | put |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 434,542 | $8,843,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 305,773 | $8,842,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 426,625 | $8,836,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 347,551 | $8,827,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 115,080 | $8,826,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 249,375 | $8,816,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 344,000 | $8,806,000 | thousands by filing date | call |
| BEST INC | 08653C106 | SPONSORED ADS | 1,665,927 | $8,796,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 507,500 | $8,795,000 | thousands by filing date | put |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 1,866,287 | $8,790,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 110,176 | $8,787,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 301,387 | $8,784,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 117,474 | $8,768,000 | thousands by filing date | |
| ISHARES TR | 46435U697 | IBONDS DEC | 333,174 | $8,768,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 329,143 | $8,762,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 1,149,361 | $8,758,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 152,446 | $8,751,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 244,907 | $8,743,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 204,660 | $8,732,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 133,157 | $8,724,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 261,745 | $8,722,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 197,829 | $8,695,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 752,500 | $8,691,000 | thousands by filing date | call |
| MANDIANT INC | 31816QAD3 | NOTE 1.625% 6/0 | 9,193,000 | $8,689,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 193,887 | $8,677,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 531,609 | $8,676,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 475,831 | $8,675,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 182,636 | $8,661,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V332 | S&P500 EQL HLT | 44,176 | $8,658,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 82,100 | $8,652,000 | thousands by filing date | put |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 352,823 | $8,648,000 | thousands by filing date | |
| PROSHARES TR | 74347X708 | UL MSCI JP ETF | 250,000 | $8,643,000 | thousands by filing date | call |
| ERIE INDTY CO CL A | 29530P102 | Stock | 46,447 | $8,622,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 89,900 | $8,622,000 | thousands by filing date | put |
| ELEMENT SOLUTIONS INC COM | 28618M106 | Stock | 844,006 | $8,592,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 739,999 | $8,584,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 1,457,581 | $8,571,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 163,778 | $8,566,000 | thousands by filing date | |
| SOLARWINDS CORP | 83417Q105 | COM | 464,194 | $8,564,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 452,302 | $8,554,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 75,400 | $8,553,000 | thousands by filing date | call |
| CENTERSTATE BK CORP | 15201P109 | COM | 356,497 | $8,551,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 119,203 | $8,548,000 | thousands by filing date | |
| RH | 74967X103 | COM | 50,000 | $8,542,000 | thousands by filing date | put |
| SPLUNK INC | 848637AC8 | NOTE 0.500% 9/1 | 7,950,000 | $8,542,000 | thousands by filing date | principal |
| GMS INC | 36251C103 | COM | 297,334 | $8,539,000 | thousands by filing date | |
| FRANKLIN FTSE RUSSIA ETF | 35473P728 | OUTDATED | 320,387 | $8,524,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 366,400 | $8,500,000 | thousands by filing date | put |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 284,784 | $8,498,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 564,534 | $8,496,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 192,667 | $8,496,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 962,358 | $8,492,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V324 | S&P500 EQL IND | 67,111 | $8,487,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 490,683 | $8,474,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 304,771 | $8,474,000 | thousands by filing date | |
| USD PARTNERS LP LP | 903318103 | STOK | 808,982 | $8,454,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 150,000 | $8,451,000 | thousands by filing date | put |
| POLYONE CORP | 73179P106 | COM | 257,558 | $8,409,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 365,259 | $8,388,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 133,949 | $8,372,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 413,393 | $8,372,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 413,781 | $8,362,000 | thousands by filing date | |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 200,318 | $8,357,000 | thousands by filing date | |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 1,902,100 | $8,350,000 | thousands by filing date | put |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 90,383 | $8,339,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 320,084 | $8,331,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 154,000 | $8,318,000 | thousands by filing date | put |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 370,281 | $8,317,000 | thousands by filing date | |
| PERSPECTA INC | 715347100 | COM | 318,395 | $8,316,000 | thousands by filing date | |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 1,035,029 | $8,313,000 | thousands by filing date | |
| JELD-WEN HLDG INC | 47580P103 | COM | 430,565 | $8,306,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC NEW COM | 84790A105 | Stock | 157,278 | $8,292,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 60,764 | $8,266,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 165,300 | $8,265,000 | thousands by filing date | call |
| INCYTE CORP COM | 45337C102 | Stock | 111,200 | $8,255,000 | thousands by filing date | call |
| METLIFE INC COM | 59156R108 | Stock | 175,000 | $8,253,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 141,730 | $8,251,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 573,940 | $8,242,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 208,406 | $8,242,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 348,454 | $8,237,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 251,050 | $8,235,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 162,473 | $8,228,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 415,450 | $8,222,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 379,840 | $8,221,000 | thousands by filing date | |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 110,066 | $8,205,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 232,377 | $8,204,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 74,254 | $8,202,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 85,335 | $8,201,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 229,398 | $8,194,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 219,282 | $8,183,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762UAC9 | BOND | 8,000,000 | $8,181,000 | thousands by filing date | principal |
| SOTHEBYS | 835898107 | COM | 143,165 | $8,157,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 246,646 | $8,156,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 371,947 | $8,145,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 155,561 | $8,133,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L508 | DIVERSIFID FXD | 390,557 | $8,124,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 863,294 | $8,124,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 988,112 | $8,122,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 318,730 | $8,112,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 65,740 | $8,111,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 714,500 | $8,102,000 | thousands by filing date | call |
| CARETRUST REIT INC COM | 14174T107 | REIT | 344,630 | $8,100,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 47,700 | $8,081,000 | thousands by filing date | put |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 548,453 | $8,080,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 323,500 | $8,078,000 | thousands by filing date | put |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 12,174 | $8,076,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 222,700 | $8,075,000 | thousands by filing date | call |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 268,961 | $8,069,000 | thousands by filing date | |
| KAMAN CORP | 483548AF0 | BOND | 7,072,000 | $8,068,000 | thousands by filing date | principal |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 582,700 | $8,065,000 | thousands by filing date | call |
| TEGNA INC COM | 87901J105 | Stock | 518,103 | $8,046,000 | thousands by filing date | |
| INVESCO EXCHNG TRAD SLF INDE | 46139W205 | EMR MKT DB VLU | 300,000 | $8,031,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 289,645 | $8,022,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P751 | FTSE ITALY ETF | 346,323 | $8,010,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 65,000 | $8,009,000 | thousands by filing date | call |
| FEDEX CORP COM | 31428X106 | Stock | 54,900 | $7,992,000 | thousands by filing date | put |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 148,736 | $7,991,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 36,900 | $7,981,000 | thousands by filing date | call |
| AH RLTY TR INC | 04208T108 | COM | 440,930 | $7,977,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q718 | INTL SEC DV DOG | 307,855 | $7,976,000 | thousands by filing date | |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 479,990 | $7,955,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 717,852 | $7,954,000 | thousands by filing date | |
| ADT INC DEL COM | 00090Q103 | Stock | 1,266,598 | $7,941,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B396 | IQ U.S. SMALL CA | 315,911 | $7,939,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR FTSE TAIWAN | 35473P686 | FTSE TAIWAN | 306,944 | $7,937,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 108,858 | $7,920,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 119,205 | $7,911,000 | thousands by filing date | |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 266,376 | $7,895,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y609 | CMN | 316,900 | $7,888,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 71,500 | $7,829,000 | thousands by filing date | call |
| HUMANA INC COM | 444859102 | Stock | 30,600 | $7,824,000 | thousands by filing date | call |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 680,357 | $7,824,000 | thousands by filing date | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 346,090 | $7,818,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 623,834 | $7,798,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 655,059 | $7,795,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 132,743 | $7,792,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 373,269 | $7,791,000 | thousands by filing date | |
| HAMILTON LANE INC | 407497106 | CL A | 136,514 | $7,776,000 | thousands by filing date | |
| CACTUS INC | 127203107 | CL A | 267,916 | $7,754,000 | thousands by filing date | |
| BROOKFIELD PPTY REIT INC | 11282X103 | CL A | 379,610 | $7,741,000 | thousands by filing date | |
| NATERA INC COM | 632307104 | Stock | 235,407 | $7,721,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 494,862 | $7,720,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 97,400 | $7,719,000 | thousands by filing date | put |
| WARRIOR MET COAL INC | 93627C101 | COM | 395,078 | $7,713,000 | thousands by filing date | |
| SOUTHERN CO | 842587602 | UNIT 08/01/2022 | 144,102 | $7,711,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 174,944 | $7,703,000 | thousands by filing date | |
| BLOCK INC | 852234AD5 | NOTE 0.500% 5/1 | 6,924,000 | $7,699,000 | thousands by filing date | principal |
| CARNIVAL PLC ADS | 14365C103 | ADR | 182,967 | $7,698,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P863 | CALIF MUN INCM | 144,538 | $7,696,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 287,649 | $7,686,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E206 | CALIF AMT MUN | 280,966 | $7,685,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 457,754 | $7,672,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 55,379 | $7,667,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 25,200 | $7,667,000 | thousands by filing date | put |
| GENESCO INC | 371532102 | COM | 191,472 | $7,663,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 128,300 | $7,652,000 | thousands by filing date | put |
| SP PLUS CORP | 78469C103 | COM | 206,751 | $7,650,000 | thousands by filing date | |
| BEYOND MEAT INC | 08862E109 | COM | 51,400 | $7,639,000 | thousands by filing date | put |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 262,642 | $7,638,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 78,700 | $7,632,000 | thousands by filing date | call |
| Gilead Sciences,Inc. | 375558103 | COM | 120,200 | $7,618,000 | thousands by filing date | call |
| FRANKLIN TEMPLETON ETF TR | 35473P835 | FTSE BRAZIL | 291,534 | $7,615,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 335,000 | $7,605,000 | thousands by filing date | put |
| Schlumberger Limited | 806857108 | COM | 222,000 | $7,586,000 | thousands by filing date | put |
| SRC ENERGY INC | 78470V108 | COM | 1,627,553 | $7,584,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 121,948 | $7,573,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 524,350 | $7,571,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 383,915 | $7,566,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 737,161 | $7,556,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC | 025537127 | UNIT 03/15/2022 | 137,107 | $7,552,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 136,234 | $7,531,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 313,220 | $7,517,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P102 | NUVEEN ENHNC YLD | 301,260 | $7,498,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 102,760 | $7,487,000 | thousands by filing date | |
| CERIDIAN HCM HLDG INC | 15677J108 | COM | 151,666 | $7,487,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 110,092 | $7,484,000 | thousands by filing date | |
| PACER FDS TR | 69374H873 | DEVELOPED MRKT | 295,600 | $7,476,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 419,479 | $7,475,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 1,625,100 | $7,475,000 | thousands by filing date | call |
| AK STEEL HOLDING CORP | 001547108 | COM | 3,289,346 | $7,466,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 96,814 | $7,454,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y483 | NASDAQ 100 COVER | 329,495 | $7,447,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V431 | S&P 500 GARP ETF | 131,982 | $7,447,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 839,692 | $7,439,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 653,085 | $7,406,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 100,479 | $7,382,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 749,418 | $7,381,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P777 | FTSE HONG KONG | 311,117 | $7,366,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 111,205 | $7,352,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 80,146 | $7,349,000 | thousands by filing date | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 287,467 | $7,337,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 45,554 | $7,333,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 77,026 | $7,333,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 193,100 | $7,317,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 609,887 | $7,313,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 459,842 | $7,299,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 567,198 | $7,271,000 | thousands by filing date | |
| ISHARES SYSTEMATIC BOND ETF | 46435U796 | COM | 71,748 | $7,269,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 120,000 | $7,258,000 | thousands by filing date | put |
| QIAGEN NV | N72482AB3 | DEBT 0.875% 3/1 | 6,000,000 | $7,234,000 | thousands by filing date | principal |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 341,594 | $7,225,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 73,002 | $7,224,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 50,000 | $7,222,000 | thousands by filing date | call |
| OFFICE DEPOT INC | 676220106 | COM | 4,112,981 | $7,218,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 24,700 | $7,195,000 | thousands by filing date | call |
| BOSTON BEER INC CL A | 100557107 | Stock | 19,736 | $7,184,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V274 | S&P500 EQL UTL | 67,310 | $7,178,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 125,209 | $7,172,000 | thousands by filing date | |
| iShares MSCI Russia ETF Special | 46434G798 | Exchange Traded Fund | 184,220 | $7,166,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09260K101 | SHS BEN INT | 345,378 | $7,153,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 469,405 | $7,126,000 | thousands by filing date | |
| SITEONE LANDSCAPE SUPPLY INC | 82982L103 | COM | 96,249 | $7,124,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 986,330 | $7,122,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 420,197 | $7,115,000 | thousands by filing date | |
| REATA PHARMACEUTICALS INC | 75615P103 | CL A | 88,554 | $7,110,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 347,456 | $7,109,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 228,070 | $7,107,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X263 | CURRNCY INT EQ | 246,060 | $7,091,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 63,400 | $7,084,000 | thousands by filing date | call |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 499,568 | $7,084,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V480 | S&P SMCP VLU MNT | 231,983 | $7,082,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 32,000 | $7,076,000 | thousands by filing date | call |
| EVOQUA WATER TECHNOLOGIES CO | 30057T105 | COM | 415,285 | $7,068,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F796 | COM | 140,969 | $7,068,000 | thousands by filing date | |
| PROSHARES TR | 74347B839 | MSCI EAFE DIVD | 189,188 | $7,061,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 455,400 | $7,050,000 | thousands by filing date | put |
| FRANCO NEV CORP COM | 351858105 | Stock | 77,200 | $7,038,000 | thousands by filing date | call |
| ALBERTON ACQUISITION CORP | G35006108 | ORD SHS | 686,574 | $7,037,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 114,540 | $7,028,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 62,700 | $7,012,000 | thousands by filing date | put |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 149,243 | $7,012,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 247,876 | $7,000,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 241,653 | $7,000,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 215,982 | $6,996,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 252,300 | $6,994,000 | thousands by filing date | call |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 194,400 | $6,993,000 | thousands by filing date | put |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 803,547 | $6,991,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 94,029 | $6,986,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 250,000 | $6,984,000 | thousands by filing date | put |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 384,318 | $6,975,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 275,095 | $6,973,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 229,047 | $6,967,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 356,048 | $6,965,000 | thousands by filing date | |
| CAPRI HOLDINGS LIMITED | G1890L107 | SHS | 210,000 | $6,964,000 | thousands by filing date | put |
| INVESCO INDIA EXCHANGE-TRADE | 46137R109 | INDIA ETF | 287,107 | $6,955,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N840 | VCSHS INTL VOLTY | 186,487 | $6,955,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 104,100 | $6,953,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 125,951 | $6,940,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 128,200 | $6,924,000 | thousands by filing date | call |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 36,427 | $6,918,000 | thousands by filing date | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 333,209 | $6,918,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 159,025 | $6,913,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 136,293 | $6,910,000 | thousands by filing date | |
| VICTORY CAP HLDGS INC DEL COM CL A | 92645B103 | Stock | 449,162 | $6,908,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 88,346 | $6,882,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 192,319 | $6,864,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 280,661 | $6,862,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 157,777 | $6,856,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E214 | S&P INTL QULTY | 289,969 | $6,843,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 224,593 | $6,839,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 74,700 | $6,835,000 | thousands by filing date | call |
| BLUE OWL CAPITAL CORPORATION COM | 69121K104 | CEF | 433,275 | $6,833,000 | thousands by filing date | |
| COVETRUS INC | 22304C100 | COM | 574,481 | $6,831,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 326,214 | $6,831,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 259,394 | $6,824,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q787 | CMN | 226,002 | $6,823,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 120,369 | $6,811,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 257,869 | $6,808,000 | thousands by filing date | |
| ANDINA ACQUISITION CORP III | G04415108 | SHS | 680,000 | $6,793,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 660,714 | $6,785,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 106,390 | $6,784,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 227,761 | $6,779,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 29,000 | $6,757,000 | thousands by filing date | put |
| MEDIFAST INC | 58470H101 | COM | 65,199 | $6,756,000 | thousands by filing date | |
| ELASTIC N V ORD SHS | N14506104 | Stock | 82,000 | $6,752,000 | thousands by filing date | call |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 119,283 | $6,739,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 223,853 | $6,736,000 | thousands by filing date | |
| TENABLE HLDGS INC | 88025T102 | COM | 300,927 | $6,734,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 228,981 | $6,725,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 898,925 | $6,725,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 388,966 | $6,718,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 155,214 | $6,715,000 | thousands by filing date | |
| GOOSEHEAD INS INC | 38267D109 | COM CL A | 135,979 | $6,710,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 450,000 | $6,705,000 | thousands by filing date | call |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 185,589 | $6,691,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 668,365 | $6,683,000 | thousands by filing date | |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 113,271 | $6,681,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 6,530,000 | $6,679,000 | thousands by filing date | principal |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 654,569 | $6,676,000 | thousands by filing date | |
| NEWMARK GROUP INC | 65158N102 | CL A | 736,514 | $6,673,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 258,190 | $6,658,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 220,921 | $6,655,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 126,593 | $6,643,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 61,300 | $6,641,000 | thousands by filing date | call |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 225,000 | $6,638,000 | thousands by filing date | call |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 156,209 | $6,638,000 | thousands by filing date | |
| INTEGER HLDGS CORP | 45826H109 | COM | 87,629 | $6,622,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 65,000 | $6,618,000 | thousands by filing date | call |
| INVESCO EXCHANGE TRADED FD T | 46137V506 | DIVID ACHIEVEV | 223,806 | $6,616,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940TAB5 | NOTE 2.000% 5/1 | 7,160,000 | $6,614,000 | thousands by filing date | principal |
| OSI SYSTEMS INC | 671044105 | COM | 65,031 | $6,604,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 313,813 | $6,603,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 266,638 | $6,598,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 363,608 | $6,596,000 | thousands by filing date | |
| MIMECAST LIMITED | G14838109 | ORD SHS | 184,760 | $6,590,000 | thousands by filing date | |
| ZILLOW GROUP INC | 98954MAC5 | NOTE 1.500% 7/0 | 7,498,000 | $6,584,000 | thousands by filing date | principal |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 252,559 | $6,579,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 484,004 | $6,568,000 | thousands by filing date | |
| WOORI FINL GROUP INC SPONSORED ADS | 981064108 | ADR | 209,717 | $6,545,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 173,233 | $6,523,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 44,300 | $6,517,000 | thousands by filing date | put |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 206,350 | $6,512,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 160,000 | $6,511,000 | thousands by filing date | put |
| MERITOR INC | 59001K100 | COMMON STOCK | 351,637 | $6,506,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 55,000 | $6,505,000 | thousands by filing date | put |
| COVISTA INC | 00737L103 | COM | 170,274 | $6,487,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 65,635 | $6,481,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 146,469 | $6,480,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 331,126 | $6,461,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 125,657 | $6,448,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 343,240 | $6,436,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E123 | S&P SMLCP INDL | 95,771 | $6,432,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R878 | DORSEY WRIGHT | 243,022 | $6,424,000 | thousands by filing date | |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 107,543 | $6,414,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 520,348 | $6,412,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 223,452 | $6,408,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 227,991 | $6,407,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 465,364 | $6,399,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 218,040 | $6,388,000 | thousands by filing date | |
| FIRSTSERVICE CORP NEW COM | 33767E202 | Stock | 62,268 | $6,386,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 461,322 | $6,385,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 45,563 | $6,384,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 250,175 | $6,382,000 | thousands by filing date | |
| TATTOOED CHEF INC CL A | 34986F103 | Stock | 630,000 | $6,369,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 250,000 | $6,363,000 | thousands by filing date | put |
| BLACKSTONE INC | 09260D107 | COM | 130,100 | $6,354,000 | thousands by filing date | call |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 739,872 | $6,352,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 1,715,723 | $6,347,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 45,600 | $6,341,000 | thousands by filing date | call |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 256,115 | $6,313,000 | thousands by filing date | |
| XPERI CORP | 98421B100 | COM | 304,067 | $6,289,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 850,385 | $6,259,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 145,684 | $6,256,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 294,276 | $6,254,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 201,756 | $6,248,000 | thousands by filing date | |
| AVANTOR INC COM | 05352A100 | Stock | 424,815 | $6,245,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 69,442 | $6,240,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 117,493 | $6,234,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 736,536 | $6,232,000 | thousands by filing date | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 267,558 | $6,230,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B479 | IQ ENCH COR PL | 315,958 | $6,223,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 84,600 | $6,216,000 | thousands by filing date | call |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 100,000 | $6,208,000 | thousands by filing date | call |
| G1 THERAPEUTICS INC | 3621LQ109 | COM | 272,337 | $6,203,000 | thousands by filing date | |
| IRHYTHM HOLDINGS INC COM | 450056106 | Stock | 83,519 | $6,190,000 | thousands by filing date | |
| PACER INDUSTRIAL REAL ESTATE ETF | 69374H766 | ETF | 190,880 | $6,187,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 185,652 | $6,182,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 589,231 | $6,181,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 1,109,900 | $6,171,000 | thousands by filing date | put |
| SEASPAN CORP | Y75638109 | SHS | 579,865 | $6,164,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q845 | DIVERSFD EQT ETF | 203,218 | $6,158,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 160,997 | $6,158,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V373 | S&P500 EQL STP | 43,786 | $6,147,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 25,700 | $6,140,000 | thousands by filing date | call |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 243,392 | $6,140,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-19-021416 | this filing | 2019-11-14 | acceptance time not in the bulk data set |