13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-11-14, with 7,423 holding rows worth $672,914,636,000.
- Accession
- 0001567619-19-021416
- Filer
- CIK 70858
- Filed
- 2019-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 25,402 entries on the cover page, a total value of $672,914,636,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $672,914,636,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerBOFA SECURITIES, INC.028-19575
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerU.S. TRUST Co OF DELAWARE028-10270
- included managerMANAGED ACCOUNT ADVISORS LLC028-12631
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 725,902 | $16,710,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 963,800 | $16,702,000 | thousands by filing date | call |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 748,654 | $16,688,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 947,800 | $16,681,000 | thousands by filing date | call |
| COLONY STARWOOD HOMES | 19625XAB8 | NOTE 3.500% 1/1 | 12,551,000 | $16,672,000 | thousands by filing date | principal |
| OLIN CORP | 680665205 | COM PAR $1 | 889,850 | $16,657,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33741L108 | CMN | 729,884 | $16,655,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 314,179 | $16,629,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 1,943,260 | $16,615,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 292,703 | $16,597,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 2,066,707 | $16,574,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 1,505,159 | $16,571,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 86,100 | $16,561,000 | thousands by filing date | put |
| DRIL-QUIP INC | 262037104 | COM | 329,789 | $16,549,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 182,978 | $16,547,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 242,500 | $16,531,000 | thousands by filing date | put |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 284,393 | $16,494,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 536,484 | $16,492,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 161,955 | $16,490,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 255,288 | $16,488,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 800,984 | $16,481,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 488,700 | $16,455,000 | thousands by filing date | put |
| Lowes Companies,Inc. | 548661107 | COM | 149,600 | $16,450,000 | thousands by filing date | put |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 513,498 | $16,432,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 200,000 | $16,432,000 | thousands by filing date | call |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 90,293 | $16,428,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 790,326 | $16,375,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 382,555 | $16,366,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 623,628 | $16,344,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 388,352 | $16,330,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 197,509 | $16,303,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 277,188 | $16,284,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 496,365 | $16,251,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 419,928 | $16,243,000 | thousands by filing date | |
| DOMINION ENERGY INC | 25746U133 | UNIT 99/99/9999 | 153,092 | $16,190,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G664 | S&P SMALLCAP 600 | 253,820 | $16,176,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 119,650 | $16,175,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940T109 | COM | 1,127,669 | $16,171,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 123,884 | $16,167,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 1,103,477 | $16,154,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 511,062 | $16,144,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 459,973 | $16,094,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 373,160 | $16,083,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 599,664 | $16,083,000 | thousands by filing date | |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 12,118,000 | $16,055,000 | thousands by filing date | principal |
| POWERSHARES GLOBAL EXCH TRD FD TR GLOBAL WATER PORT | 46138E651 | ETF | 575,548 | $16,046,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 580,757 | $16,012,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 676,546 | $15,981,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 396,565 | $15,958,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW NPV | 84860W300 | COM NEW | 333,101 | $15,941,000 | thousands by filing date | |
| ISHARES TR | 46435G433 | MSCI USA SMCP MN | 463,899 | $15,925,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 1,966,031 | $15,925,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 1,000,000 | $15,920,000 | thousands by filing date | call |
| EXELIXIS INC COM | 30161Q104 | Stock | 899,737 | $15,911,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 226,495 | $15,909,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 202,800 | $15,879,000 | thousands by filing date | put |
| NETSCOUT SYS INC | 64115T104 | COM | 688,082 | $15,867,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N865 | CMN | 329,559 | $15,827,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 277,600 | $15,818,000 | thousands by filing date | put |
| GARMIN LTD SHS | H2906T109 | Stock | 186,601 | $15,804,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E404 | CEF INM COMPSI | 695,800 | $15,733,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 174,000 | $15,724,000 | thousands by filing date | call |
| O'Shares FTSE U.S. Quality Divid | 67110P407 | COM | 452,369 | $15,721,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 358,107 | $15,711,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 335,995 | $15,704,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 315,458 | $15,700,000 | thousands by filing date | |
| TESLA INC | 88160RAD3 | NOTE 2.375% 3/1 | 15,466,000 | $15,685,000 | thousands by filing date | principal |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 275,980 | $15,676,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 71,200 | $15,658,000 | thousands by filing date | put |
| VERADIGM INC | 01988P108 | COMMON STOCK | 1,421,949 | $15,614,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 1,121,993 | $15,606,000 | thousands by filing date | |
| ENCOMPASS HEALTH CORP COM | 29261A100 | Stock | 246,113 | $15,574,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 4,068,826 | $15,544,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 218,888 | $15,533,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 59,882 | $15,519,000 | thousands by filing date | |
| APTIV PLC | G6095L109 | SHS | 177,500 | $15,517,000 | thousands by filing date | call |
| TOPBUILD COR COM | 89055F103 | Stock | 160,811 | $15,506,000 | thousands by filing date | |
| STONECO LTD | G85158106 | COM CL A | 445,711 | $15,503,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 445,951 | $15,469,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 1,111,219 | $15,467,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 32,792 | $15,464,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 535,839 | $15,464,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 204,216 | $15,458,000 | thousands by filing date | |
| JBG SMITH PPTYS COM | 46590V100 | REIT | 393,309 | $15,422,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 294,168 | $15,379,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 583,265 | $15,352,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 113,254 | $15,351,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 955,919 | $15,333,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 194,600 | $15,329,000 | thousands by filing date | call |
| MARATHON PETE CORP COM | 56585A102 | Stock | 252,300 | $15,328,000 | thousands by filing date | put |
| INNOVIVA INC | 45781M101 | COM | 1,453,283 | $15,318,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 280,196 | $15,313,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 90,700 | $15,299,000 | thousands by filing date | put |
| CMB.TECH NV SHS | B38564108 | Stock | 1,656,178 | $15,237,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 300,000 | $15,237,000 | thousands by filing date | put |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 381,026 | $15,195,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 365,544 | $15,195,000 | thousands by filing date | |
| REGALWOOD GLOBAL ENERGY LTD | G74760102 | COM CL A | 1,470,000 | $15,170,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 536,836 | $15,139,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 338,387 | $15,139,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 786,103 | $15,124,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 331,367 | $15,114,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 373,116 | $15,100,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 277,232 | $15,093,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 653,807 | $15,026,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 2,040,351 | $14,997,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 308,292 | $14,986,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J619 | RUSL 1000 DYNM | 482,326 | $14,967,000 | thousands by filing date | |
| AVALARA INC | 05338G106 | COM | 222,303 | $14,958,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 362,400 | $14,931,000 | thousands by filing date | call |
| FORMFACTOR INC COM | 346375108 | Stock | 800,752 | $14,929,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 408,742 | $14,854,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 294,106 | $14,844,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 174,862 | $14,835,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 170,406 | $14,784,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 134,200 | $14,756,000 | thousands by filing date | call |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 175,436 | $14,739,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 1,612,407 | $14,737,000 | thousands by filing date | |
| ESSENTIAL PPTYS RLTY TR INC COM | 29670E107 | REIT | 642,262 | $14,713,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 200,000 | $14,702,000 | thousands by filing date | call |
| Intuit Inc. | 461202103 | COM | 55,200 | $14,680,000 | thousands by filing date | call |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 55,665 | $14,669,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F437 | COM | 499,723 | $14,652,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V399 | S&P500 BUY WRT | 676,488 | $14,646,000 | thousands by filing date | |
| FORTIVE CORP | 34959J207 | PREFERRED | 16,235 | $14,646,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 827,367 | $14,641,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 187,711 | $14,633,000 | thousands by filing date | |
| ISHARES TR | 46435G755 | IBONDS DEC2022 | 559,328 | $14,620,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 151,400 | $14,613,000 | thousands by filing date | call |
| TEREX CORP NEW COM | 880779103 | Stock | 562,109 | $14,598,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 208,827 | $14,597,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 510,265 | $14,584,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 1,110,000 | $14,519,000 | thousands by filing date | call |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 583,050 | $14,517,000 | thousands by filing date | |
| OKTA INC | 679295AB1 | NOTE 0.250% 2/1 | 6,891,000 | $14,486,000 | thousands by filing date | principal |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 660,587 | $14,480,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2019 HIGH | 46138J403 | BULSHS 2019 HY | 605,240 | $14,477,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 123,713 | $14,463,000 | thousands by filing date | |
| ZENDESK INC | 98936JAB7 | NOTE 0.250% 3/1 | 10,952,000 | $14,462,000 | thousands by filing date | principal |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 1,409,123 | $14,444,000 | thousands by filing date | |
| ETFS GOLD TR | 00326A104 | PHYSCL GOLD SHS | 101,721 | $14,439,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 917,229 | $14,437,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 782,696 | $14,401,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 239,569 | $14,390,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 525,510 | $14,388,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918AAB1 | NOTE 3.000%12/1 | 8,442,000 | $14,385,000 | thousands by filing date | principal |
| TARGET CORP COM | 87612E106 | Stock | 134,400 | $14,369,000 | thousands by filing date | call |
| EVERBRIDGE INC | 29978AAA2 | NOTE 1.500%11/0 | 7,598,000 | $14,362,000 | thousands by filing date | principal |
| VALARIS PLC XXX SHS CL A | G9402V109 | COM | 2,981,100 | $14,339,000 | thousands by filing date | put |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 554,992 | $14,320,000 | thousands by filing date | |
| SERVICE PPTYS TR | 81761L102 | COM SH BEN INT | 555,278 | $14,320,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C573 | TOTAL CORP BND | 161,754 | $14,309,000 | thousands by filing date | |
| ISHARES TR | 46434V571 | ISHARES TR | 560,265 | $14,303,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 1,255,311 | $14,298,000 | thousands by filing date | |
| GREAT WESTN BANCORP INC | 391416104 | COM | 433,243 | $14,296,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 331,468 | $14,276,000 | thousands by filing date | |
| iShares iBonds Dec. 2027 Corporate Bond ETF | 46435UAA9 | ETF | 550,724 | $14,275,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 592,900 | $14,265,000 | thousands by filing date | call |
| MILLERKNOLL INC | 600544100 | COM | 309,441 | $14,262,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 1,008,303 | $14,238,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 709,314 | $14,237,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 471,217 | $14,207,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 241,509 | $14,162,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 135,145 | $14,126,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 210,755 | $14,113,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E115 | S&P SMLCP INFO | 164,428 | $14,108,000 | thousands by filing date | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 685,106 | $14,097,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 302,989 | $14,086,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 654,472 | $14,078,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 404,362 | $14,046,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 732,928 | $14,013,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 468,800 | $13,980,000 | thousands by filing date | put |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 263,045 | $13,965,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 330,944 | $13,943,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 219,600 | $13,918,000 | thousands by filing date | put |
| GLOBAL X FDS | 37950E226 | GLB X MLP ENRG I | 1,130,354 | $13,904,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 195,229 | $13,892,000 | thousands by filing date | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 253,484 | $13,885,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 1,219,167 | $13,874,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 787,179 | $13,854,000 | thousands by filing date | |
| LIVANOVA PLC | G5509L101 | SHS | 187,333 | $13,823,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 375,751 | $13,805,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 425,149 | $13,780,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 1,266,280 | $13,763,000 | thousands by filing date | |
| ISHARES TR | 46435G102 | CONV BD ETF | 236,466 | $13,748,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 603,393 | $13,737,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 29,765 | $13,731,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 269,100 | $13,700,000 | thousands by filing date | put |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 223,000 | $13,696,000 | thousands by filing date | put |
| INVESCO | 46138J825 | EXCHANGE TRADED | 640,185 | $13,681,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 459,347 | $13,678,000 | thousands by filing date | |
| TKK SYMPHONY ACQUISITION COR | G88950103 | ORD SHS | 1,350,000 | $13,676,000 | thousands by filing date | |
| PDD HOLDINGS INC SPONSORED ADS | 722304102 | ADR | 423,632 | $13,650,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 186,419 | $13,636,000 | thousands by filing date | |
| DERMIRA INC | 24983L104 | COM | 2,133,146 | $13,630,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 389,236 | $13,629,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 246,100 | $13,615,000 | thousands by filing date | call |
| GAP INC COM | 364760108 | Stock | 783,952 | $13,610,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 413,506 | $13,608,000 | thousands by filing date | |
| MEDPACE HLDGS INC COM | 58506Q109 | Stock | 161,649 | $13,585,000 | thousands by filing date | |
| MANDIANT INC | 31816QAF8 | NOTE 0.875% 6/0 | 14,492,000 | $13,579,000 | thousands by filing date | principal |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 268,678 | $13,570,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 317,319 | $13,563,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 158,227 | $13,495,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 169,601 | $13,494,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G672 | S&P MDCP 400 REV | 226,531 | $13,488,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 253,579 | $13,488,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 1,409,100 | $13,485,000 | thousands by filing date | call |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 3,060,514 | $13,436,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 1,156,359 | $13,402,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 1,378,687 | $13,401,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 712,114 | $13,384,000 | thousands by filing date | |
| BMC STK HLDGS INC | 05591B109 | COM | 510,106 | $13,354,000 | thousands by filing date | |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 289,438 | $13,340,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 594,290 | $13,330,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 93,800 | $13,324,000 | thousands by filing date | call |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 186,332 | $13,306,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351XAB7 | NOTE 2.250% 6/1 | 15,606,000 | $13,292,000 | thousands by filing date | principal |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 15,800 | $13,279,000 | thousands by filing date | call |
| CSG SYSTEMS | 126349109 | COM | 256,812 | $13,272,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 79,673 | $13,219,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E370 | S&P 500 HB ETF | 319,219 | $13,197,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 268,136 | $13,181,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 140,626 | $13,177,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 153,197 | $13,171,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 416,781 | $13,162,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 77,353 | $13,148,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 460,000 | $13,147,000 | thousands by filing date | call |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 2,598,505 | $13,123,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 274,623 | $13,118,000 | thousands by filing date | |
| HENNESSY CAP ACQUSTION CORP | 42589C104 | CL A COM | 1,308,608 | $13,086,000 | thousands by filing date | |
| NOBLE MIDSTREAM PARTNERS LP | 65506L105 | COM UNIT REPST | 541,783 | $13,067,000 | thousands by filing date | |
| HUBSPOT INC | 443573AB6 | NOTE 0.250% 6/0 | 7,807,000 | $13,062,000 | thousands by filing date | principal |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 164,292 | $13,056,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 388,343 | $13,043,000 | thousands by filing date | |
| GUARDANT HEALTH INC COM | 40131M109 | Stock | 204,195 | $13,034,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 526,949 | $13,026,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 291,214 | $13,019,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 122,689 | $13,004,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 168,639 | $12,994,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 325,781 | $12,988,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 249,191 | $12,977,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 148,319 | $12,965,000 | thousands by filing date | |
| HARTFORD MULTIFACTOR EMERGING MARKETS ETF | 518416201 | ETF | 587,847 | $12,957,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 801,982 | $12,952,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 244,300 | $12,928,000 | thousands by filing date | put |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 194,669 | $12,916,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 866,806 | $12,908,000 | thousands by filing date | |
| BANCORPSOUTH BK TUPELO MISS | 05971J102 | COM | 435,675 | $12,900,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B560 | FTSE INTL EQTY C | 634,098 | $12,897,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 227,575 | $12,885,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 58,200 | $12,870,000 | thousands by filing date | put |
| WD 40 CO COM | 929236107 | Stock | 70,042 | $12,855,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 343,972 | $12,855,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 455,811 | $12,845,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 903,094 | $12,833,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 130,600 | $12,791,000 | thousands by filing date | put |
| TIPTREE INC | 88822Q103 | COM | 1,756,264 | $12,786,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 109,542 | $12,766,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 85,236 | $12,756,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V340 | S&P500 EQL FIN | 291,598 | $12,729,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 326,664 | $12,724,000 | thousands by filing date | |
| ISHARES SHORT MATURITY MUNICIPAL BOND ACTIVE ETF | 46431W838 | ETF | 253,644 | $12,718,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 2,109,219 | $12,718,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 186,418 | $12,686,000 | thousands by filing date | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 883,852 | $12,684,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 321,056 | $12,672,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 41,600 | $12,656,000 | thousands by filing date | call |
| SPS COMM INC COM | 78463M107 | Stock | 268,639 | $12,647,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 352,684 | $12,630,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 274,391 | $12,606,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 202,551 | $12,595,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 1,086,752 | $12,595,000 | thousands by filing date | |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 255,372 | $12,593,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 78,861 | $12,586,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 533,942 | $12,586,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 544,638 | $12,559,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 186,200 | $12,550,000 | thousands by filing date | put |
| LIVERAMP HLDGS INC COM | 53815P108 | Stock | 290,847 | $12,495,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 292,700 | $12,490,000 | thousands by filing date | call |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 866,993 | $12,490,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 409,213 | $12,477,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 195,123 | $12,476,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 1,453,000 | $12,474,000 | thousands by filing date | call |
| TRINSEO S A | L9340P101 | SHS | 290,225 | $12,466,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 521,481 | $12,464,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F387 | SHRT HGH YLD MUN | 493,935 | $12,438,000 | thousands by filing date | |
| PINTEREST INC CL A | 72352L106 | Stock | 470,000 | $12,432,000 | thousands by filing date | put |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 876,304 | $12,417,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V530 | CMN | 95,464 | $12,416,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092832 | DIVID ETF RISI | 384,444 | $12,402,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 729,804 | $12,399,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 297,289 | $12,391,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 146,431 | $12,369,000 | thousands by filing date | |
| LYFT INC | 55087P104 | CL A COM | 302,700 | $12,362,000 | thousands by filing date | put |
| TRUSTMARK CORP | 898402102 | COM | 362,369 | $12,360,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 223,056 | $12,335,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 181,400 | $12,317,000 | thousands by filing date | put |
| EOG RES INC COM | 26875P101 | Stock | 165,700 | $12,298,000 | thousands by filing date | call |
| ISHARES IBONDS DEC 2021 TERM MUNI BD ETF | 46435G789 | ETF | 476,520 | $12,284,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 2,036,105 | $12,258,000 | thousands by filing date | |
| NEW FRONTIER CORP | G6485P108 | COM CL A | 1,205,084 | $12,256,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 117,354 | $12,233,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 542,882 | $12,228,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 496,640 | $12,208,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 400,492 | $12,200,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 180,561 | $12,195,000 | thousands by filing date | |
| ATLANTIC UN BANKSHARES CORP COM | 04911A107 | Stock | 327,259 | $12,189,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 304,055 | $12,184,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 641,038 | $12,154,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 591,500 | $12,126,000 | thousands by filing date | put |
| GLOBUS MED INC CL A | 379577208 | Stock | 236,949 | $12,113,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 88,700 | $12,109,000 | thousands by filing date | call |
| CTRIP COM INTL LTD | 22943FAF7 | NOTE 1.000% 7/0 | 12,391,000 | $12,072,000 | thousands by filing date | principal |
| BECTON DICKINSON & CO | 075887208 | PFD SHS CONV A | 194,576 | $12,046,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 2,361,562 | $12,044,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 590,233 | $12,005,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 311,116 | $12,003,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y888 | SPECTRUM PFD | 120,481 | $11,994,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 313,114 | $11,991,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E263 | S&P GBL WATER | 313,351 | $11,989,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 216,600 | $11,982,000 | thousands by filing date | put |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 148,635 | $11,980,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 87,700 | $11,973,000 | thousands by filing date | put |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 1,481,591 | $11,940,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 317,974 | $11,928,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 424,549 | $11,925,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 567,991 | $11,917,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 613,075 | $11,900,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 312,319 | $11,887,000 | thousands by filing date | |
| MONGODB INC | 60937PAB2 | NOTE | 6,325,000 | $11,882,000 | thousands by filing date | principal |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 921,848 | $11,855,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 567,743 | $11,854,000 | thousands by filing date | |
| FTAI AVIATION LTD | 34960P101 | COM | 780,371 | $11,823,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 209,817 | $11,798,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 1,119,669 | $11,767,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 1,024,246 | $11,748,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 923,352 | $11,736,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 204,322 | $11,731,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 177,500 | $11,711,000 | thousands by filing date | call |
| U S PHYSICAL THERAPY | 90337L108 | COM | 89,638 | $11,703,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 1,895,875 | $11,698,000 | thousands by filing date | |
| INVESCO | 46138J874 | EXCHANGE TRADED | 479,821 | $11,694,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 92,702 | $11,693,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416409 | HARTFORD US EQTY | 362,184 | $11,669,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 7,473,577 | $11,658,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 366,579 | $11,657,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y814 | FINTECH ETF | 405,191 | $11,657,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 895,165 | $11,592,000 | thousands by filing date | call |
| TENNECO INC | 880349105 | COM | 923,984 | $11,568,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 538,311 | $11,558,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 200,100 | $11,525,000 | thousands by filing date | call |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 564,405 | $11,523,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E800 | CHINA TECHNLGY | 251,793 | $11,522,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 1,670,699 | $11,496,000 | thousands by filing date | |
| ISHARES TR IBONDS DEC2023 | 46435G318 | IBONDS DEC2023 | 446,149 | $11,493,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V647 | SEMICONDUCTORS | 198,748 | $11,490,000 | thousands by filing date | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 195,843 | $11,484,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 302,976 | $11,472,000 | thousands by filing date | |
| iShares Treasury Floating Rate Bond ETF | 46434V860 | SHS | 227,997 | $11,462,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 450,000 | $11,453,000 | thousands by filing date | call |
| NETGEAR INC | 64111Q104 | COM | 355,282 | $11,447,000 | thousands by filing date | |
| NOVANTA INC | 67000B104 | COM | 139,799 | $11,424,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 521,124 | $11,387,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 465,147 | $11,384,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 350,369 | $11,384,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 205,254 | $11,381,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 333,435 | $11,380,000 | thousands by filing date | |
| NUVASIVE INC | 670704AG0 | NOTE 2.250% 3/1 | 9,634,000 | $11,380,000 | thousands by filing date | principal |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 239,535 | $11,367,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 3,516,515 | $11,360,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 84,500 | $11,358,000 | thousands by filing date | put |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 775,601 | $11,355,000 | thousands by filing date | |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 8,000,000 | $11,343,000 | thousands by filing date | principal |
| LEXINFINTECH HLDGS LTD ADR | 528877103 | ADR | 1,127,727 | $11,310,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 406,470 | $11,296,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 240,945 | $11,293,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 681,780 | $11,291,000 | thousands by filing date | |
| ABRDN PALLADIUM ETF TRUST | 003262102 | PHYSICAL PALLADM | 70,860 | $11,281,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 625,729 | $11,276,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q478 | DISRUPTIVE TECH | 387,758 | $11,270,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q507 | SSI STRG ETF | 360,950 | $11,262,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 2,680,450 | $11,258,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 693,598 | $11,250,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 650,198 | $11,242,000 | thousands by filing date | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 147,509 | $11,240,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 168,021 | $11,217,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 201,856 | $11,214,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 2,506,000 | $11,202,000 | thousands by filing date | put |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 124,517 | $11,185,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 187,386 | $11,168,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 570,000 | $11,166,000 | thousands by filing date | put |
| EXACT SCIENCES CORP | 30063PAB1 | NOTE 0.375% 3/1 | 10,350,000 | $11,166,000 | thousands by filing date | principal |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 657,632 | $11,161,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 271,484 | $11,154,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 213,447 | $11,152,000 | thousands by filing date | |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 543,756 | $11,147,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 399,919 | $11,097,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F409 | INCOME OPPRTNTES | 498,621 | $11,082,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 490,954 | $11,081,000 | thousands by filing date | |
| PENUMBRA INC COM | 70975L107 | Stock | 82,205 | $11,056,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 257,180 | $11,028,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 440,800 | $11,007,000 | thousands by filing date | call |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 3,176,645 | $10,991,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T503 | DEP RP PFD CV B | 210,255 | $10,988,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 1,196,707 | $10,986,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 75,958 | $10,985,000 | thousands by filing date | |
| CLEARWAY ENERGY INC CL C | 18539C204 | Stock | 601,357 | $10,976,000 | thousands by filing date | |
| CARDLYTICS INC | 14161W105 | COM | 327,382 | $10,973,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 3,464,273 | $10,947,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X434 | MSCI EAFE STRTGC | 173,279 | $10,925,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 761,754 | $10,924,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 125,056 | $10,914,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 294,803 | $10,901,000 | thousands by filing date | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 469,656 | $10,896,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 382,460 | $10,893,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430602 | ACTIVEBETA US | 248,592 | $10,886,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 832,530 | $10,873,000 | thousands by filing date | |
| TRANSLATIONAL ACQUISITION DVLNT ORD | 89615T106 | COM | 1,046,000 | $10,857,000 | thousands by filing date | |
| MONOCLE ACQUISITION CORP | 609754106 | COM | 1,090,000 | $10,856,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 1,193,812 | $10,853,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 265,181 | $10,842,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 834,361 | $10,837,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 550,382 | $10,832,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 642,469 | $10,795,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 71,242 | $10,780,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 151,907 | $10,775,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 457,080 | $10,774,000 | thousands by filing date | |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 1,454,568 | $10,764,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 115,787 | $10,758,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 200,000 | $10,758,000 | thousands by filing date | put |
| INVESCO EXCH TRADED FD TR II | 46138E545 | MSCI GBL TIMBR | 413,083 | $10,749,000 | thousands by filing date | |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 10,909,000 | $10,739,000 | thousands by filing date | principal |
| HEICO CORP NEW | 422806208 | CL A | 110,331 | $10,735,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 448,902 | $10,706,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 455,877 | $10,704,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 150,901 | $10,703,000 | thousands by filing date | |
| SEMPRA ENERGY | 816851406 | 6% PFD CONV A | 90,509 | $10,698,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 550,933 | $10,694,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 1,068,800 | $10,688,000 | thousands by filing date | call |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 264,042 | $10,684,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 234,712 | $10,665,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 107,134 | $10,651,000 | thousands by filing date | |
| RPT REALTY | 74971D101 | SH BEN INT | 786,003 | $10,651,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 1,418,000 | $10,635,000 | thousands by filing date | call |
| SIMPLY GOOD FOODS CO COM | 82900L102 | Stock | 366,786 | $10,633,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 564,000 | $10,631,000 | thousands by filing date | put |
| Schlumberger Limited | 806857108 | COM | 310,800 | $10,620,000 | thousands by filing date | call |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 144,300 | $10,602,000 | thousands by filing date | put |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 783,396 | $10,599,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 85,000 | $10,594,000 | thousands by filing date | put |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 735,000 | $10,588,000 | thousands by filing date | put |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 770,602 | $10,588,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 183,800 | $10,587,000 | thousands by filing date | put |
| HURON CONSULTING GROUP INC | 447462102 | COM | 172,463 | $10,579,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 650,000 | $10,543,000 | thousands by filing date | call |
| SL GREEN REALTY CORP | 78440X101 | COM | 128,818 | $10,532,000 | thousands by filing date | |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 385,523 | $10,522,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 400,393 | $10,518,000 | thousands by filing date | |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 720,878 | $10,490,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 88,600 | $10,480,000 | thousands by filing date | call |
| COLUMBIA BKG SYS INC | 197236102 | COM | 283,891 | $10,475,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 284,150 | $10,474,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 216,583 | $10,465,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 310,213 | $10,457,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 472,768 | $10,452,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y500 | ZACKS MULT AST | 468,434 | $10,436,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 677,947 | $10,434,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 236,195 | $10,431,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G862 | FLOAT RATE ETF | 418,652 | $10,427,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 193,849 | $10,418,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 465,269 | $10,412,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 230,051 | $10,403,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 755,782 | $10,399,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 339,283 | $10,395,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 1,127,628 | $10,374,000 | thousands by filing date | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 162,580 | $10,363,000 | thousands by filing date | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 336,567 | $10,360,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941AP4 | NOTE 2.000% 8/1 | 8,512,000 | $10,360,000 | thousands by filing date | principal |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 57,200 | $10,349,000 | thousands by filing date | call |
| INVESCO EXCHNG TRAD SLF INDE | 46139W809 | MLT FTR CR PLS | 390,000 | $10,327,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 42,100 | $10,314,000 | thousands by filing date | put |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 130,100 | $10,310,000 | thousands by filing date | call |
| NOVOCURE LTD | G6674U108 | ORD SHS | 137,823 | $10,306,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 183,459 | $10,305,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 250,847 | $10,305,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 103,500 | $10,298,000 | thousands by filing date | put |
| YUM BRANDS INC COM | 988498101 | Stock | 90,600 | $10,277,000 | thousands by filing date | put |
| TWELVE SEAS INVESTMENT COMPA | G9145A107 | SHS | 1,000,000 | $10,240,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 409,710 | $10,231,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 271,107 | $10,204,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 103,954 | $10,191,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 159,920 | $10,190,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V589 | GBL LISTED PVT | 860,982 | $10,177,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 40,600 | $10,176,000 | thousands by filing date | put |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 413,132 | $10,172,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 835,831 | $10,139,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 279,349 | $10,130,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 1,670,328 | $10,123,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 85,989 | $10,122,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-19-021416 | this filing | 2019-11-14 | acceptance time not in the bulk data set |