13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-11-14, with 7,423 holding rows worth $672,914,636,000.
- Accession
- 0001567619-19-021416
- Filer
- CIK 70858
- Filed
- 2019-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 25,402 entries on the cover page, a total value of $672,914,636,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $672,914,636,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerBOFA SECURITIES, INC.028-19575
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerU.S. TRUST Co OF DELAWARE028-10270
- included managerMANAGED ACCOUNT ADVISORS LLC028-12631
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 15,100 | $261,000 | thousands by filing date | call |
| HENNESSY ADVISORS INC | 425885100 | COM | 24,139 | $261,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 3,775 | $260,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 62,493 | $260,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y103 | SCIEN BETA | 7,712 | $260,000 | thousands by filing date | |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 28,668 | $258,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 78,025 | $258,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P678 | FTSE UNTD KGDM | 10,954 | $257,000 | thousands by filing date | |
| LEAF GROUP LTD | 52177G102 | COM | 61,268 | $257,000 | thousands by filing date | |
| MRI INTERVENTIONS INC | 55347P209 | COM NEW | 50,750 | $257,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 2,500 | $256,000 | thousands by filing date | put |
| SEATTLE GENETICS INC | 812578102 | COM | 3,000 | $256,000 | thousands by filing date | call |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 30,293 | $255,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAN0 | NOTE 1.250% 4/0 | 260,000 | $255,000 | thousands by filing date | principal |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 33,715 | $255,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 200,093 | $254,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 5,558 | $252,000 | thousands by filing date | |
| FRANKLIN FINANCIAL SERVICES | 353525108 | COMMON STOCK | 7,095 | $252,000 | thousands by filing date | |
| Fluent Co | 34380C102 | COM | 92,262 | $252,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 43,235 | $251,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 188,678 | $251,000 | thousands by filing date | |
| PROSHARES TR II ULTRA VIX SHORT TERM FUTURES ETF | 74347W148 | ULTRA VIX SHORT | 9,652 | $251,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 4,789 | $250,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 6,400 | $249,000 | thousands by filing date | put |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 3,454 | $249,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 7,452 | $249,000 | thousands by filing date | |
| WEIBO CORP | 948596AC5 | NOTE 1.250%11/1 | 267,000 | $249,000 | thousands by filing date | principal |
| AK STEEL HOLDING CORP | 001547108 | COM | 109,500 | $249,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V654 | DYNMC RETAIL | 6,359 | $249,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 4,300 | $248,000 | thousands by filing date | call |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 82,014 | $248,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 49,500 | $248,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 17,240 | $248,000 | thousands by filing date | |
| DBX ETF TR XTRACK | 233051812 | MSCI SOUT | 9,600 | $248,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 26,804 | $247,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 18,472 | $247,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 20,121 | $246,000 | thousands by filing date | |
| ENTEGRA FINL CORP | 29363J108 | COM | 8,173 | $246,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W380 | INTRST RATE HDGE | 5,116 | $245,000 | thousands by filing date | |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 18,417 | $245,000 | thousands by filing date | |
| ISHARES TR | 46432FAK3 | 2020 INVTGR BD | 9,950 | $245,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 4,577 | $245,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 17,659 | $244,000 | thousands by filing date | |
| HOWARD BANCORP INC COM | 442496105 | COM | 14,679 | $244,000 | thousands by filing date | |
| MSB FINL CORP NEW | 55352L101 | COM | 15,111 | $244,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 52,490 | $243,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 10,923 | $242,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 60,628 | $242,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 33,400 | $241,000 | thousands by filing date | put |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 25,678 | $241,000 | thousands by filing date | |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 6,846 | $241,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E119 | MSCI SUPR EM ETF | 19,061 | $241,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 22,897 | $240,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 116,145 | $239,000 | thousands by filing date | |
| TWO RIV BANCORP | 90207C105 | COMMON | 11,512 | $239,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 19,947 | $238,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 15,472 | $238,000 | thousands by filing date | |
| BBX CAP CORP NEW | 05491N104 | CL A | 50,993 | $237,000 | thousands by filing date | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 7,486 | $236,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 31,655 | $236,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 26,720 | $236,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AF1 | NOTE 1.625% 2/1 | 183,000 | $236,000 | thousands by filing date | principal |
| SUNLANDS ONLINE ED GROUP | 86740P108 | ADS | 80,000 | $236,000 | thousands by filing date | |
| CYCLERION THERAPEUTICS INC | 23255M105 | COM | 19,476 | $236,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 45,252 | $235,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 24,674 | $235,000 | thousands by filing date | |
| MASTERCRAFT BOAT HOLDINGS IN | 57637H103 | COMMON STOCK | 15,745 | $235,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 128,201 | $235,000 | thousands by filing date | |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 17,723 | $235,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 22,002 | $234,000 | thousands by filing date | |
| ISHARES TR | 46435G847 | MSCI ACWI EXUS | 8,685 | $234,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 5,800 | $233,000 | thousands by filing date | put |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 15,835 | $233,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 563,755 | $233,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 16,152 | $233,000 | thousands by filing date | |
| FALCON MINERALS CORP | 30607B109 | CL A COM | 40,617 | $233,000 | thousands by filing date | |
| DNB Financial Corporation | 233237106 | Common Stock | 5,204 | $232,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 49,166 | $231,000 | thousands by filing date | |
| PCSB FINL CORP COM | 69324R104 | Stock | 11,539 | $231,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 12,052 | $230,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 19,116 | $230,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 58,739 | $230,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 106,630 | $230,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E552 | MSCI EMRNG MKT | 7,635 | $230,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 11,854 | $229,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 17,192 | $229,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 8,025 | $229,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 17,315 | $228,000 | thousands by filing date | |
| KIMBELL RTY PARTNERS LP | 49435R102 | UNIT | 15,500 | $228,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 10,419 | $227,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 8,163 | $227,000 | thousands by filing date | |
| GLOBAL X FDS GLB X | 37950E499 | FERTIL | 26,101 | $227,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V829 | DWA NASDAQ MNT | 2,107 | $227,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 35,119 | $226,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 6,197 | $226,000 | thousands by filing date | |
| GLOBAL INDEMNITY GROUP LLC COM CL A | G3933F105 | Stock | 9,022 | $226,000 | thousands by filing date | |
| SALISBURY BANCORP INC | 795226109 | COM | 5,648 | $226,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 332,130 | $225,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES BRITISH | 46138m109 | INDX FD | 1,876 | $225,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 33,421 | $225,000 | thousands by filing date | |
| COCRYSTAL PHARMA INC | 19188J300 | CMN | 109,714 | $225,000 | thousands by filing date | |
| NUVEEN NEW JERSEY MUN VALUE | 670702109 | SHS | 16,350 | $224,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L746 | US QUALITY CAP | 6,596 | $224,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 41,519 | $224,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 2,000 | $223,000 | thousands by filing date | put |
| UROGEN PHARMA LTD | M96088105 | COMMON STOCK | 9,399 | $223,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 6,577 | $223,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 21,616 | $222,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 20,447 | $222,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 10,697 | $222,000 | thousands by filing date | |
| AKAZOO SA COM NPV | L0164E108 | COMMON STOCK | 35,110 | $222,000 | thousands by filing date | |
| NUVEEN TEXAS QUAL MUN IN | 670983105 | COM | 15,897 | $221,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 14,083 | $221,000 | thousands by filing date | |
| PACER FDS TR | 69374H832 | MILTRY TIMS ETF | 7,438 | $221,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R671 | STATE STREET SPD | 5,899 | $220,000 | thousands by filing date | |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 326,443 | $219,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 14,464 | $218,000 | thousands by filing date | |
| ISHARES TR | 46429B465 | MSCI GERMNY ETF | 4,107 | $218,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 182,204 | $218,000 | thousands by filing date | |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 13,734 | $217,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 14,556 | $217,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 4,400 | $216,000 | thousands by filing date | call |
| CENTRAL SECURITIES CORP | 155123102 | COM | 6,880 | $216,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 3,390 | $216,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 7,066 | $216,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 18,861 | $215,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 20,000 | $215,000 | thousands by filing date | put |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 7,527 | $215,000 | thousands by filing date | |
| PROSHARES TR | 74347B508 | DJ BRKFLD GLB | 4,693 | $214,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 27,865 | $214,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q761 | US QUALTY FCTR | 7,261 | $213,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 28,789 | $213,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 18,976 | $213,000 | thousands by filing date | |
| FIDELITY DD BANCORP INC | 31609R100 | COMMON STOCK | 3,417 | $212,000 | thousands by filing date | |
| FLEX LNG LTD | G35947202 | SHS | 21,824 | $211,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 98,852 | $211,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P637 | FTSE JAPAN HDG | 8,866 | $211,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L201 | SUSTNBLE INTL | 8,552 | $211,000 | thousands by filing date | |
| FIVERR INTL LTD ORD SHS | M4R82T106 | Stock | 11,234 | $210,000 | thousands by filing date | |
| PIMCO EQUITY SER | 72202L363 | CMN | 6,999 | $210,000 | thousands by filing date | |
| OI SA-ADR | 670851500 | ADR | 190,677 | $210,000 | thousands by filing date | |
| HARBORONE BANCORP INC NEW | 41165Y100 | COM NEW | 20,847 | $210,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 7,465 | $209,000 | thousands by filing date | |
| RUBIUS THERAPEUTICS INC | 78116T103 | COM | 26,676 | $209,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 240,289 | $208,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 45,672 | $208,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 47,259 | $208,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 16,027 | $208,000 | thousands by filing date | |
| RIVERNORTH OPPORTUNITIES FD | 76881Y109 | COM | 11,993 | $207,000 | thousands by filing date | |
| SUTRO BIOPHARMA INC | 869367102 | COM | 22,839 | $207,000 | thousands by filing date | |
| ECLIPSE RESOURCES CORP | 61179L100 | EQUITY | 54,930 | $207,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 2,600 | $206,000 | thousands by filing date | call |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 12,300 | $206,000 | thousands by filing date | put |
| BRIGHTCOVE INC | 10921T101 | COM | 19,638 | $206,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 51,951 | $206,000 | thousands by filing date | |
| DESPEGAR COM CORP | G27358103 | ORD SHS | 18,178 | $206,000 | thousands by filing date | |
| CITIZENS HLDG CO MISS | 174715102 | COM | 10,088 | $206,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 109,406 | $206,000 | thousands by filing date | |
| SEADRILL LTD | G7998G106 | COM | 98,182 | $206,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 8,035 | $205,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G822 | VIRTUS INFRCAP | 7,775 | $205,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 20,978 | $205,000 | thousands by filing date | |
| ALECTOR INC | 014442107 | COMMON STOCK | 14,258 | $205,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y616 | CMN | 8,108 | $205,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 1,200 | $201,000 | thousands by filing date | put |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 16,397 | $201,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 42,617 | $201,000 | thousands by filing date | |
| PRIMEENERGY RESOURCES CORP | 74158E104 | COMMON STOCK | 1,728 | $200,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 74,027 | $200,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 10,965 | $200,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 21,459 | $200,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 11,663 | $200,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L803 | M STAR DEV MKT | 3,308 | $199,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 15,787 | $199,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 1,000 | $198,000 | thousands by filing date | put |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 7,871 | $198,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 21,511 | $198,000 | thousands by filing date | |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 2,258 | $197,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 105,552 | $197,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 24,076 | $197,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E701 | CHINA SMALL CP | 8,309 | $197,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 27,130 | $196,000 | thousands by filing date | |
| INVESCO EXCHANGETRADED FD T DWA TACTCL SCT | 46138E826 | CEF | 6,260 | $196,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 500 | $195,000 | thousands by filing date | call |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 93,591 | $195,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 31,662 | $195,000 | thousands by filing date | |
| GREENTREE HOSPITALITY GROUP | 39579V100 | SPONSORED ADS | 19,376 | $194,000 | thousands by filing date | |
| AMALGAMATED BANK | 022663108 | COMMON STOCK | 12,051 | $194,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W398 | NEGT DUR HIG YLD | 10,519 | $194,000 | thousands by filing date | |
| SPDR SER TR | 78468R812 | MSCI USA STRTGIC | 2,168 | $193,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 18,214 | $193,000 | thousands by filing date | |
| CATASYS INC | 149049504 | COM PAR | 12,172 | $192,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 36,476 | $192,000 | thousands by filing date | |
| AGNT INC | 30212W100 | COM | 22,816 | $191,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857FAB3 | NOTE 1.500% 5/1 | 183,000 | $191,000 | thousands by filing date | principal |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 12,047 | $190,000 | thousands by filing date | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 13,367 | $190,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 42,416 | $190,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 10,655 | $189,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 18,617 | $189,000 | thousands by filing date | |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 4,806 | $189,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 8,137 | $189,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 1,300 | $188,000 | thousands by filing date | put |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 6,249 | $188,000 | thousands by filing date | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 9,675 | $188,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E101 | MSCI NORWAY ETF | 9,225 | $188,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 13,306 | $188,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 4,864 | $188,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L300 | SUSTANABLE US | 6,640 | $187,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A122 | COM | 30,754 | $187,000 | thousands by filing date | |
| INPHI CORP | 45772FAB3 | NOTE 1.125%12/0 | 120,000 | $187,000 | thousands by filing date | principal |
| KODIAK SCIENCES INC | 50015M109 | COM | 12,991 | $186,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 4,785 | $185,000 | thousands by filing date | |
| INDUSTRIAS BACHOCO S A B DE | 456463108 | ADR | 3,461 | $185,000 | thousands by filing date | |
| WISDOMTREE INTERNATIONAL ESG FUND | 97717Y709 | ETF | 7,598 | $185,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 59,999 | $185,000 | thousands by filing date | |
| PERFORMANCE SHIPPING INC | Y67305105 | COM | 200,000 | $184,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F825 | DEFENSE ETF | 7,900 | $183,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST | 85571BAH8 | Convertible Debt | 177,000 | $183,000 | thousands by filing date | principal |
| ELEVATE CREDIT INC | 28621V101 | COM | 43,492 | $183,000 | thousands by filing date | |
| WISDOMTREE TR DYNAMIC US EQT | 97717X297 | CEF | 8,334 | $183,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 11,063 | $182,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 135,522 | $181,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 17,098 | $181,000 | thousands by filing date | |
| CAPITALA FIN CORP | 14054R106 | COM | 21,870 | $181,000 | thousands by filing date | |
| BUSINESS FIRST BANCSHARES | 12326C105 | COMMON STOCK | 7,412 | $181,000 | thousands by filing date | |
| JPMorgan BetaBuilders Dev Asia | 46641Q688 | ETF | 7,342 | $181,000 | thousands by filing date | |
| FNCB BANCORP INC | 302578109 | COM | 23,176 | $181,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 378,112 | $180,000 | thousands by filing date | |
| TRANSCAT INC | 893529107 | COM | 6,977 | $179,000 | thousands by filing date | |
| CNX MIDSTREAM PARTNERS LP | 12654A101 | COM UNIT REPST | 12,640 | $179,000 | thousands by filing date | |
| BARINGS BDC INC | 06759L103 | COM | 17,566 | $178,000 | thousands by filing date | |
| CORECARD CORPORATION | 45816D100 | COM | 4,287 | $178,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y699 | MSCI SUPDIV EA | 11,410 | $178,000 | thousands by filing date | |
| GUARANTY BANCSHARES INC | 400764106 | COMMON STOCK | 5,840 | $178,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 17,558 | $177,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 31,189 | $177,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 4,213 | $177,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G102 | PRIME JUNIR SLVR | 18,690 | $177,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767868 | MSCI ONE BELT | 7,830 | $176,000 | thousands by filing date | |
| TRIBUNE PUBG CO NEW | 89609W107 | COM | 20,511 | $176,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 15,918 | $175,000 | thousands by filing date | |
| DOMO INC | 257554105 | COM CL B | 10,968 | $175,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 8,490 | $175,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 40,202 | $175,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 4,500 | $174,000 | thousands by filing date | call |
| FREIGHTCAR AMER INC | 357023100 | COM | 35,938 | $174,000 | thousands by filing date | |
| I3 VERTICALS INC | 46571Y107 | COM CL A | 8,647 | $173,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 20,332 | $173,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 24,051 | $173,000 | thousands by filing date | |
| INVESCO HIGH INCOME 2024 TAR | 46136K105 | COM | 16,600 | $173,000 | thousands by filing date | |
| SPDR S&P North American Natural Resources ETF | 78463X152 | SHS | 5,465 | $172,000 | thousands by filing date | |
| NOVAVAX INC | 670002401 | COM NEW | 34,405 | $172,000 | thousands by filing date | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 7,400 | $172,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L811 | COM | 8,117 | $172,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 31,576 | $172,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109AD0 | NOTE 2.875% 6/1 | 181,000 | $172,000 | thousands by filing date | principal |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 1,331 | $171,000 | thousands by filing date | |
| BIOSIG TECHNOLOGIES INC | 09073N201 | COM NEW | 20,775 | $171,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 46,935 | $170,000 | thousands by filing date | |
| CRINETICS PHARMACEUTICALS INC COM | 22663K107 | Stock | 11,308 | $170,000 | thousands by filing date | |
| CLARUS CORP NEW | 18270P109 | COM | 14,523 | $170,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 6,032 | $170,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 16,477 | $170,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 31,081 | $170,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 19,053 | $170,000 | thousands by filing date | |
| MONGODB INC CL A | 60937P106 | Stock | 1,400 | $169,000 | thousands by filing date | put |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 23,837 | $169,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 16,255 | $168,000 | thousands by filing date | |
| SPIRIT MTA REIT | 84861U105 | COM SHS BEN IN | 19,807 | $168,000 | thousands by filing date | |
| STERLING BANCORP INC | 85917W102 | COM | 17,094 | $167,000 | thousands by filing date | |
| MYOKARDIA INC | 62857M105 | COM | 3,200 | $167,000 | thousands by filing date | put |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 13,280 | $166,000 | thousands by filing date | |
| HIGH INCOME SECS FD | 42968F108 | SHS BEN INT | 19,589 | $166,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 52,192 | $166,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 28,922 | $166,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 15,717 | $165,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 34,837 | $164,000 | thousands by filing date | |
| FIRST CAPITAL INC | 31942S104 | COMMON STOCK | 2,817 | $164,000 | thousands by filing date | |
| INVSC RAFI US 1500 SML MID ETF | 46137V209 | ETF | 4,689 | $164,000 | thousands by filing date | |
| UNITY BIOTECHNOLOGY INC | 91381U101 | COM | 26,851 | $164,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 5,700 | $163,000 | thousands by filing date | put |
| OP BANCORP | 67109R109 | COMMON STOCK | 16,772 | $163,000 | thousands by filing date | |
| PROSHARES TR II | 74347W130 | SHT VIX ST TRM | 3,054 | $163,000 | thousands by filing date | |
| DIANTHUS THERAPEUTICS INC COM | 55910K108 | Stock | 15,957 | $163,000 | thousands by filing date | |
| TRANSLATE BIO INC. | 89374L104 | Common Stock | 16,484 | $163,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 4,714 | $162,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R861 | STATE STRET SPDR | 8,279 | $162,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 14,639 | $161,000 | thousands by filing date | |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 6,265 | $160,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 6,166 | $160,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 28,145 | $160,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 7,919 | $160,000 | thousands by filing date | |
| CRH MEDICAL CORP | 12626F105 | COM | 52,044 | $160,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 3,982 | $159,000 | thousands by filing date | |
| SPERO THERAPEUTICS INC | 84833T103 | COM | 14,973 | $159,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 9,631 | $158,000 | thousands by filing date | |
| Rafael Holdings Inc Class B | 75062E106 | COM | 7,519 | $157,000 | thousands by filing date | |
| QUARTERHILL INC COM | 747713105 | COM | 120,600 | $157,000 | thousands by filing date | |
| MESA AIR GROUP INC | 590479135 | COM NEW | 23,124 | $157,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 32,987 | $157,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 35,529 | $157,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 11,256 | $157,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E218 | MSCI NXT EMRNG | 7,857 | $157,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J701 | MLTFACTOR ENRG | 6,815 | $157,000 | thousands by filing date | |
| BANK FIRST CORP | 06211J100 | COM | 2,360 | $156,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 10,487 | $156,000 | thousands by filing date | |
| EQUITY COMWLTH | 294628201 | 6.5% CNV PFD D | 5,551 | $156,000 | thousands by filing date | |
| ARK ETF TR | 00214Q609 | ISRAEL INOVATE | 7,500 | $155,000 | thousands by filing date | |
| SOUNDTHINKING INC | 82536T107 | COM | 6,746 | $155,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 13,613 | $155,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 24,088 | $155,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 20,079 | $154,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 100,000 | $154,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 99,376 | $154,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 100,458 | $153,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 2,100 | $153,000 | thousands by filing date | call |
| CADIZ INC | 127537207 | COM NEW | 12,224 | $153,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 1,300 | $153,000 | thousands by filing date | put |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 13,563 | $153,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 21,263 | $153,000 | thousands by filing date | |
| MAYVILLE ENGINEERING CO INC | 578605107 | COMMON STOCK | 11,602 | $153,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 11,508 | $153,000 | thousands by filing date | |
| MFS SPECIAL VALUE TRUST | 55274E102 | CMN | 25,457 | $153,000 | thousands by filing date | |
| AKCEA THERAPEUTICS INC | 00972L107 | COM | 9,927 | $153,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J627 | ESG REV ETF | 4,794 | $153,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 2,090 | $152,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 18,871 | $152,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 60,905 | $152,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 15,006 | $152,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 24,882 | $152,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 1,600 | $151,000 | thousands by filing date | put |
| CONSOLIDATED EDISON INC | 209115104 | COM | 1,600 | $151,000 | thousands by filing date | call |
| ASCENT INDUSTRIES CO | 871565107 | COM | 9,452 | $151,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F122 | MRNGSTR GBL WIDE | 5,211 | $151,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 74,137 | $151,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 7,398 | $151,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 29,206 | $150,000 | thousands by filing date | |
| SPIRIT OF TEX BANCSHARES INC | 84861D103 | COM | 6,965 | $150,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 4,387 | $149,000 | thousands by filing date | |
| ISHARES INC | 464286327 | MSCI GLB SLV&MTL | 15,473 | $149,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 4,184 | $149,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 128,711 | $149,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 5,191 | $148,000 | thousands by filing date | |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 7,190 | $148,000 | thousands by filing date | |
| CHEWYINCCLASSCLASSA | 16679L109 | STOK | 6,000 | $147,000 | thousands by filing date | call |
| PAPA JOHNS INTL INC | 698813102 | COM | 2,800 | $147,000 | thousands by filing date | call |
| ENERGY FUELS INC | 292671708 | COM NEW | 76,437 | $147,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 1,533 | $147,000 | thousands by filing date | |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 7,387 | $147,000 | thousands by filing date | |
| MUTUALFIRST FINANCIAL INC | 62845B104 | COM | 4,626 | $147,000 | thousands by filing date | |
| COGENT BIOSCIENCES INC COM | 903214104 | COM | 102,170 | $147,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188200 | LTD TRM BD ETF | 2,852 | $146,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 9,072 | $146,000 | thousands by filing date | |
| MMA Capital Management LLC | 55315D105 | COM | 4,877 | $146,000 | thousands by filing date | |
| FEDERAL AGRICULTURAL MORTGAGE CORP | 313148108 | Class A | 2,015 | $145,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 2,657 | $145,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 2,900 | $144,000 | thousands by filing date | put |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 51,031 | $144,000 | thousands by filing date | |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 47,427 | $143,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 3,683 | $143,000 | thousands by filing date | |
| INSPIRE CORPORATE BOND ETF | 66538H633 | ETF | 5,559 | $142,000 | thousands by filing date | |
| APYX MEDICAL CORPORATION | 03837C106 | COM | 21,108 | $142,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 18,248 | $142,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 27,459 | $142,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 13,715 | $142,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793203 | COM | 10,123 | $142,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y741 | YIELD ENHND FD | 5,131 | $142,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 1,841 | $141,000 | thousands by filing date | |
| NUVEEN MULTI-MKT INCOME FD | 67075J107 | COM | 19,207 | $141,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 21,905 | $141,000 | thousands by filing date | |
| Up Fintech Holding Ltd | 91531W106 | COM | 33,139 | $141,000 | thousands by filing date | |
| WIDEOPENWEST INC | 96758W101 | COM | 23,059 | $141,000 | thousands by filing date | |
| PRUDENTIAL BANCORP INC NEW | 74431A101 | COM | 8,346 | $141,000 | thousands by filing date | |
| JPMORGAN INT BOND OPPORTUNITIE | 46641Q852 | INTL BD OPP ETF | 2,744 | $140,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 27,117 | $140,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 17,589 | $140,000 | thousands by filing date | |
| COLONY BANKCORP | 19623P101 | COMMON STOCK | 9,002 | $139,000 | thousands by filing date | |
| SEVERN BANCORP ANNAPOLIS MD | 81811M100 | COM | 17,412 | $139,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 13,046 | $138,000 | thousands by filing date | |
| ESTABLISHMENT LABS HOLDINGS | G31249108 | COMMON STOCK | 7,309 | $138,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 14,656 | $138,000 | thousands by filing date | |
| DYADIC INTL INC DEL | 26745T101 | COM | 22,572 | $138,000 | thousands by filing date | |
| AVID BIOSERVICES INC | 05368M106 | COM | 26,107 | $138,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 13,089 | $138,000 | thousands by filing date | |
| Malvern Bancorp, Inc. | 561409103 | Common Stock | 6,307 | $138,000 | thousands by filing date | |
| LEGG MASON ETF INVT TR | 52468L703 | GLOBAL INFSTRU | 4,433 | $138,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 28,105 | $137,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 9,379 | $136,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 28,822 | $136,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 43,679 | $136,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 12,322 | $136,000 | thousands by filing date | |
| FIRST CHOICE BANCORP | 31948P104 | COM | 6,363 | $136,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 12,413 | $135,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 4,172 | $135,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 4,077 | $135,000 | thousands by filing date | |
| SILK ROAD MEDICAL INC | 82710M100 | COMMON STOCK | 4,154 | $135,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 31,114 | $135,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 3,000 | $134,000 | thousands by filing date | put |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 8,000 | $134,000 | thousands by filing date | call |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 6,453 | $134,000 | thousands by filing date | |
| IRHYTHM HOLDINGS INC COM | 450056106 | Stock | 1,800 | $133,000 | thousands by filing date | put |
| IRHYTHM HOLDINGS INC COM | 450056106 | Stock | 1,800 | $133,000 | thousands by filing date | call |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 17,149 | $133,000 | thousands by filing date | |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 3,100 | $133,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 136,607 | $132,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E172 | S&P SMLCP STAP | 1,768 | $132,000 | thousands by filing date | |
| GRITSTONE BIO INC | 39868T105 | COM | 15,275 | $132,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | 362409104 | COM | 21,126 | $132,000 | thousands by filing date | |
| CLIMB GLOBAL SOLUTIONS INC | 946760105 | COMMON STOCK | 8,772 | $131,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 12,310 | $131,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 7,500 | $130,000 | thousands by filing date | put |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 1,104 | $130,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 5,000 | $130,000 | thousands by filing date | put |
| ARCONIC INC | 03965L100 | COM | 5,000 | $130,000 | thousands by filing date | call |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 78,841 | $130,000 | thousands by filing date | |
| HF FOODS GROUP INC | 40417F109 | COM | 7,700 | $130,000 | thousands by filing date | |
| SB ONE BANCORP | 78413T103 | COM | 5,734 | $130,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 600 | $129,000 | thousands by filing date | put |
| ALLIENT INC | 019330109 | COM | 3,650 | $129,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 14,612 | $129,000 | thousands by filing date | |
| PLYMOUTH INDL REIT INC COM | 729640102 | REIT | 7,079 | $129,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 3,462 | $129,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 27,117 | $128,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 3,998 | $127,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 5,290 | $127,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 10,499 | $127,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 19,525 | $127,000 | thousands by filing date | |
| NUVEEN GA DIVID | 67072B107 | COM | 10,214 | $127,000 | thousands by filing date | |
| MAINSTREET BANCSHARES INC | 56064Y100 | COMMON STOCK | 6,024 | $126,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 25,887 | $126,000 | thousands by filing date | |
| PORTFOLIO RECOVERY ASSOCS IN | 73640QAB1 | NOTE 3.000% 8/0 | 128,000 | $126,000 | thousands by filing date | principal |
| UNITED RENTALS INC COM | 911363109 | Stock | 1,000 | $125,000 | thousands by filing date | call |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 40,453 | $125,000 | thousands by filing date | |
| ESQUIRE FINL HLDGS INC | 29667J101 | COM | 4,992 | $124,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 55,093 | $124,000 | thousands by filing date | |
| OPTION CARE HEALTH INC | 68404L102 | COM | 39,022 | $124,000 | thousands by filing date | |
| BAYCOM CORP | 07272M107 | COMMON STOCK | 5,452 | $123,000 | thousands by filing date | |
| LUMENTUM HLDGS INC | 55024UAB5 | NOTE 0.250% 3/1 | 106,000 | $123,000 | thousands by filing date | principal |
| SURFACE ONCOLOGY INC | 86877M209 | COM | 86,670 | $123,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 36,546 | $123,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 31,871 | $123,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 1,500 | $122,000 | thousands by filing date | put |
| DISCOVER FINL SVCS | 254709108 | COM | 1,500 | $122,000 | thousands by filing date | call |
| Rithm Property Trust Inc | 38983D300 | REIT | 7,886 | $122,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 9,432 | $122,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 22,200 | $122,000 | thousands by filing date | principal |
| ONESMART INTL ED GROUP LTD | 68276W103 | CMN | 16,532 | $122,000 | thousands by filing date | |
| SPDR SER TR | 78468R754 | RUSSELL LOW VOL | 1,483 | $121,000 | thousands by filing date | |
| PCB BANCORP | 69320M109 | COMMON STOCK | 7,290 | $121,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 15,542 | $121,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X376 | MSCI CDA STRTGIC | 2,009 | $121,000 | thousands by filing date | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 4,741 | $120,000 | thousands by filing date | |
| SCHOLAR ROCK HLDG CORP | 80706P103 | COM | 13,427 | $120,000 | thousands by filing date | |
| RANGER ENERGY SERVICES CL A | 75282U104 | COMMON STOCK | 18,616 | $120,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 4,700 | $120,000 | thousands by filing date | put |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 4,700 | $120,000 | thousands by filing date | call |
| NORTHEAST BK PORTLAND ME | 66405S100 | COM | 5,344 | $119,000 | thousands by filing date | |
| CENTRAL PUERTO S A | 155038201 | SPONSORED ADR | 40,413 | $119,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 5,407 | $119,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 43,098 | $119,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B412 | IQ S&P HGH YLD | 4,700 | $119,000 | thousands by filing date | |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 9,804 | $118,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 2,400 | $118,000 | thousands by filing date | put |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 12,400 | $118,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X610 | EURO QTLY DIV GR | 4,682 | $118,000 | thousands by filing date | |
| DIAMOND S SHIPPING INC COM | Y20676105 | COM | 10,723 | $118,000 | thousands by filing date | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 13,209 | $118,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 4,100 | $117,000 | thousands by filing date | call |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 4,923 | $117,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 73,805 | $117,000 | thousands by filing date | |
| ELMIRA SVGS BK ELMIRA N Y | 289660102 | COM | 8,324 | $117,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 14,485 | $116,000 | thousands by filing date | |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 23,036 | $116,000 | thousands by filing date | |
| WESTERN ASSET VAR RT STRG FD | 957667108 | COM | 7,142 | $116,000 | thousands by filing date | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 7,303 | $115,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 50,000 | $115,000 | thousands by filing date | |
| BNY MELLON ALCENTRA GLOBAL C | 05588N108 | COM | 12,387 | $115,000 | thousands by filing date | |
| ISHARES TR | 46435G706 | MSCI CDA ETF | 4,268 | $115,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 3,614 | $114,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 19,648 | $114,000 | thousands by filing date | |
| BELLUS HEALTH INC NEW | 07987C204 | COM | 17,772 | $114,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 39,907 | $113,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 16,960 | $113,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 3,575 | $113,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 8,829 | $113,000 | thousands by filing date | |
| FVCBANKCORP INC | 36120Q101 | COMMON STOCK | 6,441 | $113,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V522 | BLOO AN RATI ETF | 2,666 | $113,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 34,129 | $113,000 | thousands by filing date | |
| MACKINAC FINL CORP | 554571109 | COM | 7,327 | $113,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 6,943 | $112,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 2,121 | $112,000 | thousands by filing date | |
| ONCTERNAL THERAPEUTICS INC | 68236P107 | COM | 22,443 | $112,000 | thousands by filing date | |
| EIDOS THERAPEUTICS INC. | 28249H104 | Common Stock | 3,100 | $112,000 | thousands by filing date | call |
| BASIC ENERGY SVCS INC NEW | 06985P209 | COM NEW | 77,578 | $112,000 | thousands by filing date | |
| EAGLE GRWTH & INCOME OPPTY F | 26958J105 | COM SHS BEN IN | 7,023 | $112,000 | thousands by filing date | |
| VANGUARD WELLINGTON FD | 921935805 | US VALUE FACTR | 1,540 | $111,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 1,148 | $111,000 | thousands by filing date | |
| BIGLARI HOLDINGS INC B | 08986R309 | COMMON STOCK | 1,017 | $111,000 | thousands by filing date | |
| CUE BIOPHARMA INC | 22978P106 | COM | 13,103 | $111,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-19-021416 | this filing | 2019-11-14 | acceptance time not in the bulk data set |