13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2019-06-30, filed 2019-08-14, with 7,316 holding rows worth $660,739,605,000.
- Accession
- 0001567619-19-016888
- Filer
- CIK 70858
- Filed
- 2019-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2019
A holdings report, 25,283 entries on the cover page, a total value of $660,739,605,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $660,739,605,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerBOFA SECURITIES, INC.
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerU.S. TRUST Co OF DELAWARE028-10270
- included managerMANAGED ACCOUNT ADVISORS LLC028-12631
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 55,778 | $2,103,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P207 | EMER MKT COR DIV | 70,232 | $2,102,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 48,875 | $2,098,000 | thousands by filing date | |
| iShares MSCI Intl Momentum Factor ETF | 46434V449 | SHS | 70,605 | $2,097,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 12,800 | $2,097,000 | thousands by filing date | put |
| WISDOMTREE INC | 97717P104 | COM | 339,689 | $2,096,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 64,608 | $2,093,000 | thousands by filing date | |
| INSPIRE MED SYS INC COM | 457730109 | Stock | 34,424 | $2,089,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 195,311 | $2,078,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N691 | VICTORYSHS US | 67,052 | $2,075,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 50,607 | $2,072,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 89,851 | $2,071,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 18,700 | $2,070,000 | thousands by filing date | call |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 44,697 | $2,067,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 535,434 | $2,067,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 26,400 | $2,063,000 | thousands by filing date | call |
| VICTORY PORTFOLIOS II | 92647N881 | VCSHS INTL HG DV | 63,343 | $2,061,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 71,994 | $2,059,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E131 | S&P SMLCAP HIG | 86,453 | $2,051,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J505 | EURO ALPHADEX | 52,426 | $2,050,000 | thousands by filing date | |
| EIDOS THERAPEUTICS INC. | 28249H104 | Common Stock | 65,888 | $2,047,000 | thousands by filing date | |
| ISHARES TR | 46434V266 | INTERNATIONAL SL | 70,514 | $2,042,000 | thousands by filing date | |
| NUVEEN ESG LARGE-CAP GROWTH ETF | 67092P201 | ETF | 54,889 | $2,039,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N832 | VCSHS US SML CAP | 44,620 | $2,038,000 | thousands by filing date | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 70,310 | $2,037,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 315,925 | $2,028,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 7,800 | $2,025,000 | thousands by filing date | put |
| ARISTA NETWORKS INC | 040413106 | COM | 7,800 | $2,025,000 | thousands by filing date | call |
| ZUORA INC | 98983V106 | COMMON STOCK | 131,891 | $2,021,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 216,091 | $2,020,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 21,223 | $2,019,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 8,478 | $2,018,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 4,400 | $2,016,000 | thousands by filing date | put |
| SHERWIN WILLIAMS CO | 824348106 | COM | 4,400 | $2,016,000 | thousands by filing date | call |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 280,000 | $2,010,000 | thousands by filing date | put |
| RAMBUS INC DEL COM | 750917106 | Stock | 166,719 | $2,008,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 28,779 | $2,007,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 99,200 | $2,005,000 | thousands by filing date | call |
| ADVANSIX INC | 00773T101 | COM | 82,090 | $2,005,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 65,050 | $2,000,000 | thousands by filing date | |
| BRIGHTSPHERE INVESTMENT GROUP | G1644T109 | COMMON STOCK-FO | 175,069 | $1,997,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351X101 | COM | 167,498 | $1,995,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 406,076 | $1,994,000 | thousands by filing date | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 104,404 | $1,989,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 5,400 | $1,988,000 | thousands by filing date | put |
| GLOBAL X FDS | 37954Y673 | US INFR DEV ETF | 121,963 | $1,987,000 | thousands by filing date | |
| SCHULTZE SPL PURP ACQUSTN CO COM | 80821R109 | Stock | 200,000 | $1,980,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 63,919 | $1,979,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 184,712 | $1,975,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 121,992 | $1,971,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 190,918 | $1,970,000 | thousands by filing date | |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 371,648 | $1,965,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 26,797 | $1,960,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 14,700 | $1,959,000 | thousands by filing date | call |
| ASTRONICS CORP COM | 046433108 | Stock | 48,656 | $1,955,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J842 | MULTIFACTR SML | 74,033 | $1,952,000 | thousands by filing date | |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 113,506 | $1,950,000 | thousands by filing date | |
| CRESCENT ACQUISITION CORP | 22564L105 | COM CL A | 200,000 | $1,950,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 87,268 | $1,948,000 | thousands by filing date | |
| TORTOISE ACQUISITION CORP | 89154L100 | CL A | 200,000 | $1,944,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33741X201 | INDXX INOVTV ETF | 64,692 | $1,943,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 50,500 | $1,940,000 | thousands by filing date | call |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 37,002 | $1,931,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 101,084 | $1,931,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 9,500 | $1,930,000 | thousands by filing date | put |
| FIRST TR EXCH TRD ALPHA FD I | 33737J133 | BRAZIL ALPHA | 122,251 | $1,928,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 132,023 | $1,925,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y764 | MILLE CONSU ETF | 77,831 | $1,925,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 54,746 | $1,915,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 114,966 | $1,908,000 | thousands by filing date | |
| ALLOGENE THERAPEUTICS INC | 019770106 | COM | 70,988 | $1,907,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P805 | NUVEEN ESG INTL | 74,072 | $1,906,000 | thousands by filing date | |
| O'Shares FTSE U.S. Quality Divid | 67110P407 | COM | 55,881 | $1,905,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 99,060 | $1,901,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 141,911 | $1,895,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 126,494 | $1,894,000 | thousands by filing date | |
| IVC 4 1/2 6/1/22 | 461203AH4 | CONVERTIBLE BOND | 2,550,000 | $1,894,000 | thousands by filing date | principal |
| CTS CORP | 126501105 | COM | 68,659 | $1,893,000 | thousands by filing date | |
| RANGER OIL CORPORATION CLASS A COM | 70788V102 | Stock | 61,633 | $1,890,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 35,700 | $1,888,000 | thousands by filing date | put |
| CUSHMAN WAKEFIELD PLC | G2717B108 | SHS | 105,599 | $1,888,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R720 | NASDQ ARTFCIAL | 56,836 | $1,884,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V688 | NEXT GEN CON ETF | 32,103 | $1,881,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V498 | S&P SMLCP MOMENT | 49,980 | $1,874,000 | thousands by filing date | |
| INSPIRE SMALL/MID CAP ETF | 66538H641 | ETF | 70,092 | $1,871,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 68,961 | $1,870,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 103,291 | $1,868,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 125,286 | $1,868,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 54,486 | $1,867,000 | thousands by filing date | |
| TRANSOCEAN INC | 893830BJ7 | DEB 0.500% 1/3 | 1,878,000 | $1,858,000 | thousands by filing date | principal |
| IRON MTN INC DEL COM | 46284V101 | REIT | 59,300 | $1,856,000 | thousands by filing date | put |
| FRANKLIN TEMPLETON ETF TR | 35473P603 | CMN | 74,072 | $1,854,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657AK7 | NOTE 2.875% 2/0 | 1,926,000 | $1,851,000 | thousands by filing date | principal |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 132,725 | $1,850,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 148,167 | $1,848,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092790 | QLTY FCTOR ETF | 53,144 | $1,843,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 21,200 | $1,841,000 | thousands by filing date | put |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 129,392 | $1,841,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 48,970 | $1,838,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 35,000 | $1,838,000 | thousands by filing date | call |
| RE MAX HLDGS INC | 75524W108 | CL A | 59,613 | $1,835,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F767 | INDIA GROWTH LDR | 48,298 | $1,832,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 20,000 | $1,828,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189F593 | CMN | 58,973 | $1,825,000 | thousands by filing date | |
| EVERFORTH INC COM | 00191U102 | Stock | 30,000 | $1,818,000 | thousands by filing date | call |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 73,170 | $1,816,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R705 | ST STR 1500MOM | 14,201 | $1,815,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 2,592,655 | $1,815,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 142,292 | $1,814,000 | thousands by filing date | |
| TIVO CORP | 88870P106 | COM | 246,106 | $1,813,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 48,147 | $1,811,000 | thousands by filing date | |
| SLEEP NUMBER CORP | 83125X103 | COM D | 44,816 | $1,810,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V803 | DORSEY WRGT CSMR | 32,471 | $1,805,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 44,436 | $1,796,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 54,915 | $1,788,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 182,797 | $1,785,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 368,379 | $1,783,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 39,900 | $1,780,000 | thousands by filing date | put |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 36,055 | $1,777,000 | thousands by filing date | |
| BNY MELLON MUN BD INFRASTRUC | 09662W109 | COM SHS | 133,323 | $1,776,000 | thousands by filing date | |
| SUZANO S A SPON ADS | 86959K105 | ADR | 103,867 | $1,768,000 | thousands by filing date | |
| OIL STS INTL INC | 678026AH8 | NOTE 1.500% 2/1 | 1,988,000 | $1,768,000 | thousands by filing date | principal |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 93,486 | $1,766,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 54,654 | $1,764,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 89,296 | $1,763,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 245,328 | $1,761,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 64,674 | $1,761,000 | thousands by filing date | |
| Aussie $ ETF | 46090N103 | ETF | 25,089 | $1,761,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 56,200 | $1,759,000 | thousands by filing date | call |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 203,268 | $1,759,000 | thousands by filing date | |
| DMC GLOBAL INC | 23291C103 | COM | 27,741 | $1,758,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 38,788 | $1,757,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 23,565 | $1,757,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 92,901 | $1,756,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 279,128 | $1,755,000 | thousands by filing date | |
| SAFEHOLD INC | 78645L100 | COM | 58,066 | $1,753,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | 500688106 | COM | 279,342 | $1,752,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 135,000 | $1,751,000 | thousands by filing date | call |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 39,395 | $1,748,000 | thousands by filing date | |
| BRIDGEWATER BANCSHARES INC | 108621103 | COMMON STOCK | 151,160 | $1,744,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 40,000 | $1,740,000 | thousands by filing date | call |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 87,349 | $1,740,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 36,986 | $1,739,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416508 | HARTFORD MLT SML | 59,621 | $1,737,000 | thousands by filing date | |
| INVESCO S&P MIDCAP 400 GARP ETF | 46137V225 | ETF | 26,878 | $1,735,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 136,660 | $1,732,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 57,457 | $1,731,000 | thousands by filing date | |
| PROSHARES TR | 74347B847 | MSCI EMRG MKTS | 29,608 | $1,731,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 98,190 | $1,729,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 102,502 | $1,727,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 32,200 | $1,725,000 | thousands by filing date | call |
| PROTECTIVE INSURANCE CORP- B | 74368l203 | COM | 99,295 | $1,724,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 138,664 | $1,723,000 | thousands by filing date | |
| FRANKLIN FTSE CHINA ETF | 35473P819 | ETF | 74,713 | $1,723,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 161,068 | $1,722,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 3,400 | $1,715,000 | thousands by filing date | call |
| ISHARES TR | 46435G243 | COM | 67,553 | $1,712,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 35,300 | $1,711,000 | thousands by filing date | put |
| CMB.TECH NV SHS | B38564108 | Stock | 181,098 | $1,710,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X426 | ST STR MSCI EM | 28,768 | $1,707,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 80,169 | $1,703,000 | thousands by filing date | |
| ALLIANZGI CONVERTIBLE & INCOME 2024 TARGET TERM FUND | 01883H102 | COM | 184,379 | $1,702,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 20,827 | $1,699,000 | thousands by filing date | |
| ECOVYST INC. | 73943T103 | Common Stock | 106,964 | $1,695,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N667 | VICSHS DV AC ETF | 51,338 | $1,691,000 | thousands by filing date | |
| KEANE GROUP INC | 48669A108 | COM | 251,435 | $1,689,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 130,452 | $1,685,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 20,760 | $1,684,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 36,726 | $1,684,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 112,336 | $1,678,000 | thousands by filing date | |
| YETI HLDGS INC COM | 98585X104 | Stock | 57,900 | $1,676,000 | thousands by filing date | call |
| DENALI THERAPEUTICS INC COM | 24823R105 | Stock | 80,664 | $1,675,000 | thousands by filing date | |
| ISHARES TR | 46435G151 | 5 10 YR INVT | 32,560 | $1,668,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 52,079 | $1,666,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 267,443 | $1,666,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 134,012 | $1,666,000 | thousands by filing date | |
| FOUNDATION BLDG MATLS INC | 350392106 | COM | 93,657 | $1,666,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 66,500 | $1,665,000 | thousands by filing date | put |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 65,596 | $1,665,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E610 | KBW HIG DV YLD | 77,456 | $1,662,000 | thousands by filing date | |
| DBX ETF TR | 233051515 | XTRACKERS FTSE | 60,199 | $1,660,000 | thousands by filing date | |
| Direxion All Cap Insider Senti | 25459Y769 | ETF | 42,555 | $1,660,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 376,958 | $1,659,000 | thousands by filing date | |
| CARDTRONICS INC | 14161HAG3 | NOTE 1.000%12/0 | 1,711,000 | $1,659,000 | thousands by filing date | principal |
| BANDWIDTH INC | 05988J103 | COM CL A | 21,987 | $1,649,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 101,408 | $1,649,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 171,555 | $1,649,000 | thousands by filing date | |
| NUTANIX INC | 67059NAB4 | NOTE 1/1 | 1,766,000 | $1,649,000 | thousands by filing date | principal |
| NEW SR INVT GROUP INC | 648691103 | COM | 244,823 | $1,645,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 56,439 | $1,644,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 96,044 | $1,644,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 107,175 | $1,641,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 138,899 | $1,641,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 34,531 | $1,641,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 36,329 | $1,638,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 131,392 | $1,636,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 34,047 | $1,633,000 | thousands by filing date | |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 99,426 | $1,633,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 19,600 | $1,632,000 | thousands by filing date | call |
| CARMAX INC COM | 143130102 | Stock | 18,800 | $1,632,000 | thousands by filing date | call |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 147,785 | $1,632,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 227,748 | $1,630,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 125,805 | $1,630,000 | thousands by filing date | |
| PCM FD INC | 69323T101 | COM | 143,857 | $1,628,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E156 | S&P SMLCP FINL | 30,166 | $1,628,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 47,709 | $1,627,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 80,389 | $1,625,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 112,776 | $1,621,000 | thousands by filing date | |
| ATHENEX INC | 04685N103 | COM | 81,879 | $1,621,000 | thousands by filing date | |
| BLACKROCK FLA MUN 2020 TERM | 09250M109 | COM SHS | 112,184 | $1,619,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 110,820 | $1,617,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 35,000 | $1,617,000 | thousands by filing date | put |
| PGIM HIGH YIELD BOND FUND IN | 69346H100 | COM | 110,046 | $1,610,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 80,764 | $1,609,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 294,392 | $1,608,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 43,928 | $1,607,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 83,299 | $1,606,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 421,933 | $1,599,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 20,400 | $1,594,000 | thousands by filing date | put |
| ONESPAWORLD HOLDINGS LIMITED | P73684113 | COM | 102,756 | $1,594,000 | thousands by filing date | |
| Vanguard ESG International Stock ETF | 921910725 | SHS | 31,878 | $1,592,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 100,949 | $1,588,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 232,195 | $1,584,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 44,585 | $1,584,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 206,236 | $1,579,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 25,930 | $1,576,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 35,299 | $1,576,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 74,378 | $1,570,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 32,468 | $1,569,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 105,204 | $1,560,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 20,000 | $1,557,000 | thousands by filing date | put |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 538,784 | $1,552,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 81,266 | $1,551,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E127 | REIT ETF | 104,515 | $1,551,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 52,966 | $1,550,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 37,356 | $1,548,000 | thousands by filing date | |
| Fidelity Low Volatility Factor ETF | 316092824 | SHS | 43,321 | $1,546,000 | thousands by filing date | |
| HERBALIFE LTD | 42703MAB9 | NOTE 2.000% 8/1 | 1,502,000 | $1,545,000 | thousands by filing date | principal |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 99,966 | $1,543,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 61,600 | $1,542,000 | thousands by filing date | call |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 52,015 | $1,541,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 47,200 | $1,540,000 | thousands by filing date | put |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 55,147 | $1,539,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 92,401 | $1,536,000 | thousands by filing date | |
| BLACKROCK MUNI N Y INTER DUR | 09255F109 | COM | 107,286 | $1,536,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q668 | EM SECT DIV DG | 70,378 | $1,535,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 38,166 | $1,535,000 | thousands by filing date | |
| ENSCO ROWAN PLC | G3166L100 | SHS CLASS A | 180,000 | $1,535,000 | thousands by filing date | call |
| INVESCO EXCH TRADED FD TR II | 46138E842 | DORSEY WRGT SMLC | 28,335 | $1,529,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 123,580 | $1,528,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 66,716 | $1,527,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 490,747 | $1,526,000 | thousands by filing date | |
| SHUTTERFLY INC | 82568P304 | COM | 30,190 | $1,525,000 | thousands by filing date | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 77,654 | $1,523,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 54,189 | $1,523,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P300 | NUVEEN ESG LRGVL | 50,266 | $1,521,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 22,462 | $1,520,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 41,174 | $1,520,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 13,049 | $1,519,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 28,407 | $1,517,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 18,200 | $1,516,000 | thousands by filing date | put |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 522,902 | $1,516,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 91,620 | $1,515,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 244,248 | $1,515,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 461,358 | $1,514,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J404 | CMN | 40,060 | $1,514,000 | thousands by filing date | |
| INVESCO ENERGY EXPLORATION & PRODUCTION ETF | 46137V761 | ETF | 87,281 | $1,509,000 | thousands by filing date | |
| SYNAPTICS INC | 87157DAD1 | NOTE 0.500% 6/1 | 1,689,000 | $1,508,000 | thousands by filing date | principal |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 59,947 | $1,506,000 | thousands by filing date | |
| II VI INC | 902104AB4 | NOTE 0.250% 9/0 | 1,424,000 | $1,500,000 | thousands by filing date | principal |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 57,800 | $1,498,000 | thousands by filing date | put |
| RA PHARMACEUTICALS INC | 74933V108 | COM | 49,725 | $1,495,000 | thousands by filing date | |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 106,596 | $1,494,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 183,271 | $1,492,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 81,566 | $1,487,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 281,924 | $1,484,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 95,698 | $1,483,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 56,973 | $1,483,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 13,500 | $1,481,000 | thousands by filing date | put |
| EXTREME NETWORKS INC | 30226D106 | COM | 228,009 | $1,475,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V878 | DORSEY WRGT ENRG | 49,466 | $1,474,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAJ0 | NOTE 0.125% 5/0 | 1,378,000 | $1,472,000 | thousands by filing date | principal |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 129,879 | $1,471,000 | thousands by filing date | |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 33,600 | $1,471,000 | thousands by filing date | call |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 65,000 | $1,469,000 | thousands by filing date | put |
| GOLUB CAP BDC INC | 38173M102 | COM | 82,460 | $1,467,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 154,434 | $1,463,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 8,500 | $1,456,000 | thousands by filing date | call |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 447,908 | $1,456,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V175 | S&P SML600 GWT | 13,078 | $1,454,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 282,969 | $1,453,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 31,912 | $1,453,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767876 | EMRNG MKT CONS | 64,510 | $1,445,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 88,834 | $1,443,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F825 | DEFENSE ETF | 59,960 | $1,442,000 | thousands by filing date | |
| SCIPLAY CORPORATION | 809087109 | CL A | 105,145 | $1,441,000 | thousands by filing date | |
| DBX ETF TR | 233051697 | XTRACK MSCI EURO | 47,000 | $1,436,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 54,874 | $1,434,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 102,263 | $1,434,000 | thousands by filing date | |
| ARGENX SE SPONSORED ADR | 04016X101 | ADR | 10,104 | $1,430,000 | thousands by filing date | |
| Q2 HLDGS INC | 74736LAB5 | NOTE 0.750% 2/1 | 1,003,000 | $1,430,000 | thousands by filing date | principal |
| BRIGHAM MINERALS INC | 10918L103 | COMMON STOCK | 66,557 | $1,428,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 8,200 | $1,426,000 | thousands by filing date | put |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 259,902 | $1,424,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 73,409 | $1,419,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 48,805 | $1,418,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 112,777 | $1,414,000 | thousands by filing date | |
| COMMUNITY USD0.01 | 20369C106 | COM | 35,822 | $1,412,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 80,999 | $1,412,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 427,547 | $1,411,000 | thousands by filing date | |
| ACUSHNET HLDGS CORP | 005098108 | COM | 53,605 | $1,408,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430479 | ACCESS INVT GR | 27,343 | $1,406,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 102,188 | $1,406,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 18,000 | $1,404,000 | thousands by filing date | call |
| CONSOLIDATED EDISON INC | 209115104 | COM | 16,000 | $1,403,000 | thousands by filing date | call |
| J P MORGAN EXCHANGE TRADED F | 46641Q761 | US QUALTY FCTR | 48,428 | $1,398,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 43,690 | $1,398,000 | thousands by filing date | |
| ISHARES TR | 46435G532 | MSCI GBL SUS DEV | 24,184 | $1,395,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 27,208 | $1,395,000 | thousands by filing date | |
| NINE ENERGY SERVICE INC | 65441V101 | COM | 80,557 | $1,395,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 1,244,000 | $1,395,000 | thousands by filing date | principal |
| ROCKET PHARMACEUTICALS INC | 77313F106 | COM | 92,936 | $1,394,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 101,003 | $1,394,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 23,433 | $1,388,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 108,490 | $1,388,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 12,200 | $1,385,000 | thousands by filing date | put |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 146,610 | $1,385,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 173,032 | $1,385,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 110,195 | $1,382,000 | thousands by filing date | |
| ORTHOPEDIATRICS CORP | 68752L100 | COMMON STOCK | 35,316 | $1,377,000 | thousands by filing date | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 131,726 | $1,375,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V159 | CMN | 27,556 | $1,375,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 15,964 | $1,374,000 | thousands by filing date | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 46,227 | $1,374,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 47,118 | $1,373,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 235,500 | $1,371,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 839,675 | $1,370,000 | thousands by filing date | |
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 51,800 | $1,369,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 99,519 | $1,368,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 60,863 | $1,365,000 | thousands by filing date | |
| DIAMOND S SHIPPING INC COM | Y20676105 | COM | 106,853 | $1,365,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 189,121 | $1,364,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 35,191 | $1,363,000 | thousands by filing date | |
| ISHARES TR | 46435G425 | COM | 21,107 | $1,362,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P202 | EME MRK BD ETF | 35,058 | $1,358,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 57,310 | $1,358,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROUP SPONSORED ADS | 45857P806 | ADR | 20,278 | $1,356,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 23,814 | $1,351,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 273,770 | $1,350,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 32,789 | $1,348,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y609 | CMN | 52,760 | $1,346,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R106 | 1-3YR USTREIDX | 26,427 | $1,345,000 | thousands by filing date | |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 50,600 | $1,344,000 | thousands by filing date | call |
| CVR Partners, LP | 126633106 | LTD | 328,194 | $1,343,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X131 | INTL QULTY DIV | 46,004 | $1,342,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 39,106 | $1,342,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 85,426 | $1,341,000 | thousands by filing date | |
| PIVOTAL SOFTWARE INC | 72582H107 | COM CL A | 126,718 | $1,338,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 168,829 | $1,337,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 21,335 | $1,333,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 32,823 | $1,331,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 92,412 | $1,330,000 | thousands by filing date | |
| FRANKLIN ETF TR | 353506108 | SHRT DUR US GOVT | 14,034 | $1,329,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 11,700 | $1,328,000 | thousands by filing date | call |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 38,949 | $1,327,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 108,256 | $1,327,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 118,194 | $1,327,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 12,800 | $1,321,000 | thousands by filing date | put |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 93,006 | $1,316,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 15,000 | $1,315,000 | thousands by filing date | put |
| EVERFORTH INC COM | 00191U102 | Stock | 21,700 | $1,315,000 | thousands by filing date | put |
| GROCERY OUTLET HLDG CORP COM | 39874R101 | Stock | 39,955 | $1,314,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 100,000 | $1,314,000 | thousands by filing date | call |
| GENERAL MILLS INC COM | 370334104 | Stock | 25,000 | $1,313,000 | thousands by filing date | put |
| PARATEK PHARMACEUTICALS INC | 699374AB0 | Convertible Bond | 1,950,000 | $1,311,000 | thousands by filing date | principal |
| GRIFFON CORP | 398433102 | COM | 77,378 | $1,310,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 127,872 | $1,310,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X194 | SST SPDR MSCI | 14,266 | $1,308,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 8,744 | $1,307,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 305,027 | $1,305,000 | thousands by filing date | |
| SHOCKWAVE MED INC | 82489T104 | COM | 22,833 | $1,304,000 | thousands by filing date | |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 61,659 | $1,303,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 44,363 | $1,303,000 | thousands by filing date | |
| PEOPLES UTAH BANCORP | 712706209 | COM | 44,272 | $1,302,000 | thousands by filing date | |
| BARINGS CORPORATE INVS | 06759X107 | COM | 83,099 | $1,300,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N873 | VCSHS US SMCP HG | 29,272 | $1,297,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 68,390 | $1,294,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 269,623 | $1,294,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 22,100 | $1,293,000 | thousands by filing date | call |
| EXTRACTION OIL AND GAS INC | 30227M105 | COM | 297,307 | $1,287,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 61,090 | $1,284,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F684 | RETAIL ETF | 11,780 | $1,283,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 712,595 | $1,282,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 219,602 | $1,281,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163UAD8 | NOTE 3.250% 6/0 | 1,600,000 | $1,281,000 | thousands by filing date | principal |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 294,983 | $1,277,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 76,874 | $1,276,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793400 | COM NEW | 61,129 | $1,276,000 | thousands by filing date | |
| ISHARES GLOBAL EQUITY FACTOR ETF | 46434V316 | COM | 43,566 | $1,275,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 43,786 | $1,275,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 160,000 | $1,272,000 | thousands by filing date | call |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 13,638 | $1,271,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 16,927 | $1,269,000 | thousands by filing date | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 116,258 | $1,268,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 370,005 | $1,266,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 102,257 | $1,260,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 6,700 | $1,259,000 | thousands by filing date | call |
| INVESCO DB MULTI-SECTOR COMM | 46140H304 | ENERGY FD | 88,643 | $1,256,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 47,644 | $1,254,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 29,954 | $1,253,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 35,892 | $1,250,000 | thousands by filing date | |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 89,210 | $1,249,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 27,851 | $1,246,000 | thousands by filing date | |
| ISHARES TR | 46429B135 | INT PFD STK FD | 82,138 | $1,244,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R829 | S NETWRK E-COM | 55,864 | $1,240,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 6,100 | $1,239,000 | thousands by filing date | call |
| CANOPY GROWTH CORP | 138035100 | COM | 30,700 | $1,237,000 | thousands by filing date | call |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 68,521 | $1,236,000 | thousands by filing date | |
| INVESCO S&P SMALLCAP 600PURE VALUE ETF | 46137V167 | ETF | 19,735 | $1,233,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 103,216 | $1,231,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 87,660 | $1,228,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 54,377 | $1,222,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 148,397 | $1,220,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 80,107 | $1,219,000 | thousands by filing date | |
| CHESAPEAKE LODGING TR | 165240102 | SH BEN INT | 42,848 | $1,218,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 25,876 | $1,217,000 | thousands by filing date | |
| ISHARES TR | 46435G417 | CR 5 10 YR ETF | 24,184 | $1,217,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 20,539 | $1,216,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 17,400 | $1,213,000 | thousands by filing date | put |
| ORTHOFIX MED INC | 68752M108 | COM | 22,928 | $1,212,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 26,321 | $1,208,000 | thousands by filing date | |
| OFFICE PPTYS INCOME TR | 67623C109 | COM SHS BEN INT | 45,828 | $1,204,000 | thousands by filing date | |
| CLEARWAY ENERGY INC-CLASS A NE | 18539C105 | CL A | 74,308 | $1,202,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 63,325 | $1,202,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 64,404 | $1,201,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 43,469 | $1,200,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 71,500 | $1,198,000 | thousands by filing date | call |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 23,432 | $1,195,000 | thousands by filing date | |
| BYLINE BANCORP INC | 124411109 | COM | 62,478 | $1,194,000 | thousands by filing date | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 39,303 | $1,191,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 25,000 | $1,189,000 | thousands by filing date | call |
| ISHARES INC ETF MSCI GLOBAL GOLD MINERS ETF NEW | 46434G855 | ETF | 58,144 | $1,188,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 89,167 | $1,184,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A128 | ST STR SP1500VT | 11,384 | $1,182,000 | thousands by filing date | |
| RATTLER MIDSTREAM LP | 75419T103 | CMN | 60,936 | $1,181,000 | thousands by filing date | |
| RELIANT BANCORP INC | 75956B101 | COM | 49,876 | $1,179,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 33,920 | $1,178,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 163,921 | $1,177,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y806 | ALTERNATIVE INCM | 78,548 | $1,176,000 | thousands by filing date | |
| VERRICA PHARMACEUTICALS INC | 92511W108 | COM | 101,242 | $1,176,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 38,090 | $1,175,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 21,342 | $1,173,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 82,074 | $1,170,000 | thousands by filing date | |
| TRONOX HOLDINGS PLC SHS | G9087Q102 | Stock | 90,889 | $1,162,000 | thousands by filing date | |
| COLONY CR REAL ESTATE INC | 19625T101 | COM CL A | 74,957 | $1,162,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 120,520 | $1,159,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 16,600 | $1,158,000 | thousands by filing date | call |
| OASIS MIDSTREAM PARTNERS LP | 67420T206 | COM UNITS REPS | 53,747 | $1,155,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 96,033 | $1,152,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 29,051 | $1,150,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P888 | NUVEEN ESG EMRGN | 43,781 | $1,149,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 54,393 | $1,148,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 55,696 | $1,148,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 25,558 | $1,148,000 | thousands by filing date | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 89,693 | $1,146,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 6,300 | $1,145,000 | thousands by filing date | put |
| CAMBRIDGE BANCORP | 132152109 | COM | 14,032 | $1,144,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 6,839 | $1,142,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 28,999 | $1,136,000 | thousands by filing date | |
| C&J ENERGY SVCS INC NEW | 12674R100 | COM | 96,327 | $1,135,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 24,500 | $1,134,000 | thousands by filing date | put |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 69,085 | $1,132,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 43,656 | $1,132,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 123,200 | $1,131,000 | thousands by filing date | call |
| ISHARES | 46435U432 | EXCHANGE TRADED | 42,046 | $1,131,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109AD0 | NOTE 2.875% 6/1 | 1,193,000 | $1,130,000 | thousands by filing date | principal |
| JOHN HANCOCK MULTIFACTOR INDUSTRIALS ETF | 47804J883 | ETF | 30,455 | $1,129,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 24,511 | $1,128,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J684 | BULLSHS 21 USD | 44,357 | $1,128,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 100,512 | $1,127,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 20,000 | $1,125,000 | thousands by filing date | put |
| HCI GROUP INC | 40416E103 | COM | 27,801 | $1,125,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 38,178 | $1,125,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 112,483 | $1,124,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 42,200 | $1,122,000 | thousands by filing date | call |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 148,223 | $1,122,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 100,000 | $1,121,000 | thousands by filing date | put |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 53,019 | $1,119,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 116,686 | $1,119,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 58,351 | $1,117,000 | thousands by filing date | |
| NVENT ELEC PLC SHS | G6700G107 | Stock | 45,000 | $1,116,000 | thousands by filing date | call |
| SYMANTEC CORP | 871503108 | COM | 51,300 | $1,116,000 | thousands by filing date | call |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 118,690 | $1,112,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 88,375 | $1,112,000 | thousands by filing date | |
| REV Group Inc | 749527107 | Common Stock | 77,106 | $1,111,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 79,326 | $1,108,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 7,500 | $1,105,000 | thousands by filing date | call |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 49,626 | $1,105,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 12,300 | $1,104,000 | thousands by filing date | call |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 37,301 | $1,103,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-19-016888 | this filing | 2019-08-14 | acceptance time not in the bulk data set |