13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2019-06-30, filed 2019-08-14, with 7,316 holding rows worth $660,739,605,000.
- Accession
- 0001567619-19-016888
- Filer
- CIK 70858
- Filed
- 2019-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2019
A holdings report, 25,283 entries on the cover page, a total value of $660,739,605,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $660,739,605,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerBOFA SECURITIES, INC.
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerU.S. TRUST Co OF DELAWARE028-10270
- included managerMANAGED ACCOUNT ADVISORS LLC028-12631
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 144,367 | $1,102,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 40,419 | $1,101,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 201,277 | $1,101,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 50,400 | $1,097,000 | thousands by filing date | put |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 92,211 | $1,095,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 347,638 | $1,092,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 70,695 | $1,083,000 | thousands by filing date | |
| NEXTGEN HEALTHCARE INC | 65343C102 | COMMON STOCK | 54,406 | $1,082,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 80,447 | $1,081,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 187,075 | $1,081,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 32,413 | $1,080,000 | thousands by filing date | |
| INSTRUCTURE INC | 45781U103 | COM | 25,392 | $1,079,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 8,400 | $1,077,000 | thousands by filing date | put |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 84,063 | $1,077,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 21,379 | $1,074,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 76,109 | $1,072,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 139,369 | $1,069,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 3,300 | $1,066,000 | thousands by filing date | put |
| CODEXIS INC | 192005106 | COM | 57,668 | $1,063,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 69,011 | $1,063,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 22,373 | $1,063,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 9,000 | $1,062,000 | thousands by filing date | call |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 5,369 | $1,062,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 40,645 | $1,060,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 57,726 | $1,058,000 | thousands by filing date | |
| DBX ETF TR ETF X TRACKERS SHORT DUR HIGH YIELD BOND ETF | 233051283 | ETF | 21,477 | $1,058,000 | thousands by filing date | |
| EMERALD EXPOSITIONS EVENTS I | 29103B100 | COM | 94,765 | $1,056,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 32,742 | $1,053,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 66,812 | $1,052,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 93,700 | $1,050,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W471 | BLMBG US BULL | 38,376 | $1,046,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 253,785 | $1,046,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 146,155 | $1,045,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES | 46138W107 | JAPANESE YEN | 11,817 | $1,044,000 | thousands by filing date | |
| DHT HOLDINGS INC | 23335SAB2 | DEBT 4.50010/0 | 1,000,000 | $1,044,000 | thousands by filing date | principal |
| NUSHARES ETF TR | 67092P870 | NUVEEN ESG US | 41,002 | $1,041,000 | thousands by filing date | |
| BANK SOUTH CAROLINA CORP | 065066102 | COM | 55,151 | $1,041,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 25,626 | $1,040,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 205,775 | $1,039,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 39,352 | $1,038,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 308,787 | $1,038,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 48,807 | $1,037,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 67,660 | $1,037,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 20,800 | $1,033,000 | thousands by filing date | call |
| UNITI GROUP INC | 91325V108 | COM | 108,700 | $1,033,000 | thousands by filing date | put |
| FLEX LNG LTD | G35947202 | SHS | 87,430 | $1,032,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E776 | FRONTIER MKTS | 70,989 | $1,030,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 33,641 | $1,028,000 | thousands by filing date | |
| HFF INC | 40418F108 | CL A | 22,591 | $1,027,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 6,200 | $1,025,000 | thousands by filing date | put |
| MR COOPER GROUP INC | 62482R107 | COM | 128,084 | $1,025,000 | thousands by filing date | |
| CBTX INC | 12481V104 | COM | 36,427 | $1,025,000 | thousands by filing date | |
| CISION LTD | G1992S109 | SHS | 87,218 | $1,023,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 4,500 | $1,019,000 | thousands by filing date | put |
| INVESCO EXCH TRADED FD TR II | 46138E586 | KBW PPTY CASUT | 14,603 | $1,019,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 14,800 | $1,018,000 | thousands by filing date | call |
| AXONICS INC | 05465P101 | COM | 24,768 | $1,015,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 22,000 | $1,014,000 | thousands by filing date | put |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 96,751 | $1,013,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUN BD | 09662E109 | COM | 127,250 | $1,009,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 141,106 | $1,008,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TRUST ACCESS | 381430453 | ACCESS HIG YLD | 20,392 | $1,006,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 74,629 | $1,004,000 | thousands by filing date | |
| PROSHARES TR | 74347X310 | CMN | 28,800 | $1,003,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 49,354 | $1,000,000 | thousands by filing date | |
| INVESCO DB G10 CURRENCY HRVS | 46139B102 | UNIT | 41,142 | $999,000 | thousands by filing date | |
| EVERQUOTE INC | 30041R108 | COM CL A | 76,665 | $997,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 46,571 | $997,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 67,711 | $996,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 60,667 | $994,000 | thousands by filing date | |
| COLUMBIA FINANCIAL INC | 197641103 | COMMON STOCK | 65,688 | $992,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 70,517 | $990,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 86,028 | $990,000 | thousands by filing date | |
| SONOS INC | 83570H108 | COM | 87,108 | $987,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 61,667 | $987,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 91,422 | $985,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 60,921 | $984,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 35,000 | $982,000 | thousands by filing date | call |
| CAREER EDUCATION CORP | 141665109 | COM | 51,518 | $982,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 98,174 | $980,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F171 | GREEN BOND ETF | 36,433 | $977,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 35,319 | $977,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 119,153 | $976,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 51,342 | $976,000 | thousands by filing date | |
| ISHARES TR | 46434V746 | MIN VOL ASIA JAP | 27,089 | $976,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 73,930 | $973,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 1,141 | $973,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A706 | ST STR GLB DOW | 11,452 | $971,000 | thousands by filing date | |
| CORNERSTONE BLDG BRANDS INC | 21925D109 | COM | 166,264 | $969,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 61,795 | $968,000 | thousands by filing date | |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 64,551 | $968,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 17,300 | $967,000 | thousands by filing date | put |
| CVS Health Corporation | 126650100 | COM | 17,700 | $964,000 | thousands by filing date | put |
| CHASE CORP | 16150R104 | COM | 8,957 | $964,000 | thousands by filing date | |
| VANECK LONG/FLAT TREND ETF | 92189F148 | LONG/FLAT TREND | 34,924 | $963,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 46,000 | $961,000 | thousands by filing date | put |
| ALTAIR ENGINEERING INC | 021369103 | COMMON STOCK | 23,797 | $961,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 103,977 | $960,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 41,035 | $958,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 20,492 | $955,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 58,022 | $951,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 25,090 | $949,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 31,188 | $949,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L787 | GLB QLT R/E IDX | 14,885 | $945,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 97,320 | $945,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 236,414 | $945,000 | thousands by filing date | |
| GLOBAL X INTERNET OF THINGS ETF | 37954Y780 | UIT EXCHANGE TRADED | 47,559 | $942,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 83,560 | $940,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J114 | RIGHT 07/12/2019 | 481,704 | $940,000 | thousands by filing date | |
| ASSURANT INC | 04621X207 | 6.50% CONV PFD D | 8,418 | $938,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 81,039 | $937,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 30,000 | $935,000 | thousands by filing date | put |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 80,516 | $934,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 26,146 | $932,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 22,398 | $932,000 | thousands by filing date | |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 860,146 | $929,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 34,831 | $927,000 | thousands by filing date | |
| ISHARES TR | 46435G144 | 10 YR INVT GRD | 17,846 | $927,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 99,304 | $923,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 65,379 | $923,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 60,302 | $922,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 52,419 | $922,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 75,643 | $919,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V720 | LEISU ENTMT ETF | 21,192 | $918,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 6,478 | $918,000 | thousands by filing date | |
| USAA ETF TR | 90291F105 | MSCI USA VL MT | 17,908 | $918,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 85,066 | $916,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 66,979 | $916,000 | thousands by filing date | |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 46,838 | $916,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 16,605 | $914,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138G607 | SHIPPING ETF | 100,661 | $913,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 198,507 | $907,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J635 | INVSCO BLSH 26 | 35,370 | $907,000 | thousands by filing date | |
| O'Shares Global Internet | 67110P704 | COM | 36,204 | $905,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y301 | Cmn | 37,276 | $904,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 80,531 | $898,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 63,322 | $898,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 58,616 | $896,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 64,250 | $896,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 14,429 | $895,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 15,910 | $893,000 | thousands by filing date | |
| CUSHING RENAISSANCE FD | 231647108 | COM | 63,299 | $893,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 40,800 | $891,000 | thousands by filing date | put |
| GENFIT S A | 372279109 | ADS | 45,000 | $889,000 | thousands by filing date | |
| TERRAFORM PWR INC | 88104R209 | COM CL A | 62,089 | $888,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 23,997 | $887,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 9,536 | $887,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 330,284 | $886,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 19,527 | $885,000 | thousands by filing date | |
| JPMorgan BetaBuilders Europe ETF | 46641Q720 | Exchange Traded Fund | 36,712 | $885,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 178,257 | $883,000 | thousands by filing date | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 68,730 | $883,000 | thousands by filing date | |
| MEIRAGTX HOLDINGS PLC | G59665102 | COMMON STOCK | 32,772 | $882,000 | thousands by filing date | |
| ISHARES US ETF TR | 46431W820 | INT RT HD EMRG | 35,251 | $882,000 | thousands by filing date | |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 217,600 | $881,000 | thousands by filing date | |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 40,594 | $880,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A110 | CMN | 8,337 | $880,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 93,335 | $879,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 191,519 | $879,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 7,600 | $877,000 | thousands by filing date | put |
| 1ST SOURCE CORP COM | 336901103 | Stock | 18,851 | $874,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 16,011 | $874,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D203 | BULLISH FD | 33,619 | $874,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE-TRA | 74255Y870 | USMC | 29,989 | $872,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 81,433 | $871,000 | thousands by filing date | |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 19,782 | $869,000 | thousands by filing date | |
| ISHARES TR | 46434V761 | MSCI UAE ETF | 64,140 | $868,000 | thousands by filing date | |
| FLEXSHARES DURATION MBS | 33939l779 | INDX FD | 36,998 | $868,000 | thousands by filing date | |
| JP Morgan Exchange Traded Fund | 46641Q712 | Betbuld Japan | 37,985 | $867,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 212,194 | $865,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 123,900 | $865,000 | thousands by filing date | put |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 55,267 | $865,000 | thousands by filing date | |
| NUVEEN CONNECTICUT PREM INC | 67060D107 | COM | 66,616 | $864,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 86,097 | $863,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 17,236 | $862,000 | thousands by filing date | |
| DIREXION DAILY S&P OIL & GAS EXP. & PROD. BEAR 2X SHARES | 25460E174 | ETF | 14,400 | $861,000 | thousands by filing date | call |
| FIRST LONG IS CORP | 320734106 | COM | 42,868 | $860,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 61,529 | $860,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 753,314 | $859,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 26,300 | $858,000 | thousands by filing date | call |
| ANGIODYNAMICS INC | 03475V101 | COM | 43,537 | $857,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 15,000 | $855,000 | thousands by filing date | put |
| ISHARES TR | 46435G268 | RUSEL 2500 ETF | 18,891 | $855,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 5,205 | $854,000 | thousands by filing date | |
| BRASILAGRO COMPANHIA BRASILE | 10554B104 | SPONSORED ADR | 205,169 | $854,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 140,897 | $853,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 21,342 | $853,000 | thousands by filing date | |
| LEVI STRAUSS & CO NEW CL A COM STK | 52736R102 | Stock | 40,727 | $850,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 72,409 | $850,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 7,200 | $849,000 | thousands by filing date | put |
| WILLDAN GROUP INC | 96924N100 | COM | 22,818 | $849,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 32,310 | $843,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 144,711 | $839,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138J650 | BULLETSHS 2027 | 31,912 | $839,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R712 | DORSEY WRIGHT | 41,177 | $839,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 341,122 | $839,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 20,000 | $838,000 | thousands by filing date | put |
| FOOT LOCKER INC | 344849104 | COM | 20,000 | $838,000 | thousands by filing date | call |
| SPOK HLDGS INC COM | 84863T106 | Stock | 55,483 | $836,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 81,381 | $835,000 | thousands by filing date | |
| NRG ENERGY INC | 629377CG5 | DBCV 2.750% 6/0 | 782,000 | $835,000 | thousands by filing date | principal |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 19,025 | $833,000 | thousands by filing date | |
| ISHARES FALLEN ANGELS USD BOND ETF | 46435G474 | ETF | 31,274 | $832,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 37,490 | $832,000 | thousands by filing date | |
| CONSTRUCTION PARTNERS INC | 21044C107 | COM CL A | 55,324 | $831,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 25,262 | $830,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 51,363 | $830,000 | thousands by filing date | |
| PENNYMAC FINL SVCS INC NEW | 70932M107 | COM | 37,441 | $830,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 256,688 | $829,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 73,606 | $828,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 87,000 | $827,000 | thousands by filing date | call |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 85,821 | $826,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 29,512 | $821,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 33,682 | $821,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E255 | S&P HIGH INCOM | 30,719 | $821,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 29,320 | $820,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 4,000 | $819,000 | thousands by filing date | call |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 205,505 | $819,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 18,168 | $817,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B305 | LNG SHT TRACK | 37,371 | $815,000 | thousands by filing date | |
| PACER FDS TR | 69374H782 | BNCHMRK RS ETF | 30,550 | $815,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 211,545 | $812,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 145,100 | $810,000 | thousands by filing date | call |
| VISTEON CORP | 92839U206 | COM NEW | 13,800 | $808,000 | thousands by filing date | call |
| GREENSKY INC | 39572G100 | CL A | 65,720 | $808,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 36,000 | $806,000 | thousands by filing date | call |
| TALEND S A | 874224207 | ADS | 20,913 | $806,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W828 | ASIA PAC EXJP FD | 11,783 | $804,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 52,084 | $802,000 | thousands by filing date | |
| APPIAN CORP | 03782L101 | CL A | 22,242 | $802,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 17,900 | $799,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 20,730 | $799,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 2,300 | $798,000 | thousands by filing date | call |
| RADIANT LOGISTICS INC | 75025X100 | COM | 129,682 | $796,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138G680 | S&P FINCIAL REVE | 11,729 | $796,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 38,693 | $795,000 | thousands by filing date | |
| El Paso Energy Capital Trust I | 283678209 | Preferred Shares | 14,928 | $791,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 37,329 | $787,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 16,683 | $786,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H658 | INSPIRE GBL HOPE | 27,896 | $786,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 25,491 | $785,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 42,001 | $784,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 131,861 | $782,000 | thousands by filing date | |
| TALOS ENERGY INC | 87484T108 | COM | 32,422 | $779,000 | thousands by filing date | |
| NEW RELIC INC | 64829BAB6 | NOTE 0.500% 5/0 | 729,000 | $778,000 | thousands by filing date | principal |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 28,504 | $777,000 | thousands by filing date | |
| NORBORD INC | 65548P403 | COM NEW | 31,315 | $776,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 200,000 | $776,000 | thousands by filing date | put |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 15,239 | $775,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 21,425 | $774,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 70,151 | $774,000 | thousands by filing date | |
| NEXA RES S A | L67359106 | COM | 80,565 | $773,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 9,887 | $772,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 18,281 | $772,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 17,539 | $770,000 | thousands by filing date | |
| THE CUSHING MLP INFASTCR TOT | 231631201 | COM NEW | 75,285 | $769,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 17,981 | $768,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 50,857 | $768,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E180 | S&P SMLCP DISC | 12,889 | $768,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 25,300 | $768,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 38,495 | $767,000 | thousands by filing date | |
| EXANTAS CAP CORP | 30068N105 | COM NEW | 67,619 | $765,000 | thousands by filing date | |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 11,754 | $763,000 | thousands by filing date | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 66,500 | $761,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 97,010 | $761,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 20,061 | $760,000 | thousands by filing date | |
| PDVWIRELESS INC | 69290R104 | COM | 16,183 | $760,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 116,768 | $759,000 | thousands by filing date | |
| FLEXSHARES INTERNATIONALQUALITY DIVIDEND DYNAMICINDEX FUND | 33939L829 | ETF | 30,860 | $758,000 | thousands by filing date | |
| CONTURA ENERGY INC | 21241B100 | COM | 14,598 | $758,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 52,328 | $757,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 13,800 | $755,000 | thousands by filing date | put |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 56,882 | $754,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 20,341 | $753,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 275,679 | $753,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 84,640 | $753,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L505 | FRANKLIN INTL LW | 28,514 | $750,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 75,660 | $749,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 107,124 | $749,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 25,823 | $748,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138J676 | BULLETSHS 2026 | 28,953 | $748,000 | thousands by filing date | |
| OPTINOSE INC | 68404V100 | COM | 105,689 | $748,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 27,340 | $747,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 58,700 | $746,000 | thousands by filing date | put |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 67,133 | $746,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 195,188 | $745,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 56,776 | $745,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806AM1 | NOTE 4.500% 1/1 | 444,000 | $745,000 | thousands by filing date | principal |
| DOMO INC | 257554105 | COM CL B | 27,213 | $744,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 79,201 | $743,000 | thousands by filing date | |
| JPMorgan BetaBuilders Canada E | 46641Q696 | COM | 29,750 | $740,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 14,225 | $738,000 | thousands by filing date | |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 17,600 | $737,000 | thousands by filing date | put |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 17,600 | $737,000 | thousands by filing date | call |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 28,623 | $737,000 | thousands by filing date | |
| SPDR S&P North American Natural Resources ETF | 78463X152 | SHS | 22,638 | $736,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 15,600 | $735,000 | thousands by filing date | call |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 69,604 | $734,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J668 | BULLSHS 23 USD | 28,192 | $733,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 8,419 | $732,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V381 | S&P500 EQL DIS | 6,986 | $732,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 22,466 | $732,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 17,900 | $730,000 | thousands by filing date | call |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 55,856 | $728,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 39,689 | $727,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 79,411 | $727,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 109,895 | $726,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 59,273 | $726,000 | thousands by filing date | |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 347,008 | $726,000 | thousands by filing date | |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 27,734 | $725,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 241,383 | $725,000 | thousands by filing date | |
| AZUL S A | 05501U106 | OPT | 21,584 | $722,000 | thousands by filing date | |
| O2MICRO INTERNATIONAL LTD | 67107W100 | SPONS ADR | 521,260 | $722,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 75,045 | $718,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 34,907 | $718,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 40,318 | $718,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 46,311 | $715,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 58,456 | $715,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 47,407 | $714,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 21,790 | $714,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 76,625 | $714,000 | thousands by filing date | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 42,053 | $712,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y632 | ARTIFICIAL ETF | 43,692 | $710,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 44,308 | $710,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 8,622 | $709,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 321,576 | $708,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 30,511 | $707,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 35,841 | $705,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 100,908 | $704,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 12,700 | $702,000 | thousands by filing date | call |
| CLEARWATER PAPER CORP | 18538R103 | COM | 37,962 | $702,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 118,642 | $702,000 | thousands by filing date | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 136,795 | $702,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 26,388 | $702,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 38,645 | $702,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 86,121 | $701,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 32,175 | $698,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 16,153 | $698,000 | thousands by filing date | |
| COREPOINT LODGING INC | 21872L104 | COM | 56,284 | $697,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 19,613 | $695,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUNS IN | 05588W108 | COM | 85,117 | $695,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 12,637 | $695,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 30,003 | $695,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 2,200 | $689,000 | thousands by filing date | call |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 56,479 | $689,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 32,897 | $687,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 13,023 | $685,000 | thousands by filing date | |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 39,560 | $684,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 131,482 | $682,000 | thousands by filing date | |
| FORTY SEVEN INC | 34983P104 | COM | 64,170 | $680,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 18,667 | $679,000 | thousands by filing date | |
| ISHARES TR | 46434V787 | YLD OPTIM BD | 26,824 | $679,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 359,050 | $679,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 123,956 | $678,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 9,900 | $676,000 | thousands by filing date | put |
| VEONEER INC | 92336X109 | COM | 39,022 | $676,000 | thousands by filing date | |
| UPWORK INC | 91688F104 | COM | 41,991 | $675,000 | thousands by filing date | |
| STATE STREET SPDR RUSSELL MOMENTU | 78468R762 | ETF | 9,238 | $674,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 3,853 | $673,000 | thousands by filing date | |
| AKCEA THERAPEUTICS INC | 00972L107 | COM | 28,718 | $673,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 11,648 | $670,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 40,201 | $670,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 36,719 | $670,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AH7 | NOTE 2.250% 2/1 | 567,000 | $668,000 | thousands by filing date | principal |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 101,506 | $666,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST | 85571BAH8 | Convertible Debt | 657,000 | $666,000 | thousands by filing date | principal |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 41,931 | $665,000 | thousands by filing date | |
| LUXFER HOLDINGS PLC | G5698W116 | COMMON STOCK | 26,930 | $660,000 | thousands by filing date | |
| GMS INC | 36251C103 | COM | 30,000 | $660,000 | thousands by filing date | call |
| DSP GROUP INC | 23332B106 | COM | 45,982 | $660,000 | thousands by filing date | |
| ABRDN PLATINUM ETF TRUST | 003260106 | PHYSCL PLATM SHS | 8,365 | $659,000 | thousands by filing date | |
| SSGA ACTIVE TR | 78470P309 | ST STR MARKE ETF | 12,867 | $659,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F734 | RUSSIA SMALL CAP | 19,202 | $659,000 | thousands by filing date | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 28,037 | $658,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 194,952 | $658,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 27,655 | $657,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 38,085 | $656,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 48,402 | $656,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 86,707 | $651,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 52,404 | $651,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 47,904 | $650,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 53,020 | $650,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 34,320 | $648,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 149,957 | $648,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 27,600 | $646,000 | thousands by filing date | put |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 49,800 | $646,000 | thousands by filing date | put |
| SEABOARD CORP DEL | 811543107 | COM | 156 | $645,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 84,303 | $643,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 40,653 | $642,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 17,261 | $642,000 | thousands by filing date | |
| BNY MELLON MUN INCOME INC | 05589T104 | COM | 75,231 | $641,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 90,020 | $641,000 | thousands by filing date | |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 36,104 | $640,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 10,000 | $639,000 | thousands by filing date | call |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 55,453 | $639,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 13,051 | $639,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 49,187 | $639,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 18,918 | $638,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 40,702 | $636,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 47,739 | $636,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 21,142 | $634,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 19,862 | $633,000 | thousands by filing date | |
| SMART GLOBAL HLDGS INC | G8232Y101 | COM | 27,419 | $631,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 508,835 | $630,000 | thousands by filing date | |
| LUTHER BURBANK CORP | 550550107 | COM | 57,891 | $630,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 30,138 | $627,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J125 | LATIN AMER ALP | 30,451 | $626,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 29,751 | $625,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 69,998 | $625,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 14,058 | $625,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 185,469 | $625,000 | thousands by filing date | |
| OOMA INC | 683416101 | COM | 59,455 | $624,000 | thousands by filing date | |
| PROVIDENCE SVC CORP | 743815102 | COM | 10,880 | $624,000 | thousands by filing date | |
| PRESIDIO INC | 74102M103 | COM | 45,611 | $624,000 | thousands by filing date | |
| TRICIDA INC | 89610F101 | COM | 15,794 | $623,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 62,600 | $622,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 106,797 | $622,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 237,829 | $621,000 | thousands by filing date | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 5,022 | $620,000 | thousands by filing date | |
| ISHARES INC | 46434G764 | MSCI EMRG CHN | 12,414 | $619,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 39,980 | $618,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 60,869 | $613,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 31,500 | $613,000 | thousands by filing date | call |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 24,376 | $612,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 58,961 | $612,000 | thousands by filing date | |
| INFINERA CORP | 45667GAC7 | BOND | 900,000 | $611,000 | thousands by filing date | principal |
| SPARTANNASH CO | 847215100 | COM | 52,192 | $609,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 8,900 | $608,000 | thousands by filing date | call |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 14,829 | $608,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 18,452 | $607,000 | thousands by filing date | |
| BP MIDSTREAM PARTNERS LP | 0556EL109 | UNIT LTD PTNR | 39,110 | $606,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 2,355 | $606,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 147,700 | $604,000 | thousands by filing date | call |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 48,835 | $602,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 57,165 | $600,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 109,786 | $598,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 174,391 | $598,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 9,958 | $596,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 97,907 | $596,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 125,439 | $595,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 7,193 | $594,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 14,576 | $592,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 3,200 | $591,000 | thousands by filing date | call |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 220,844 | $590,000 | thousands by filing date | |
| DECIPHERA PHARMACEUTICALS IN | 24344T101 | COM | 26,052 | $588,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 13,300 | $587,000 | thousands by filing date | call |
| GREENHILL & CO INC COM | 395259104 | Stock | 43,208 | $587,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 96,110 | $586,000 | thousands by filing date | |
| RHYTHM PHARMACEUTICALS INC | 76243J105 | COM | 26,633 | $586,000 | thousands by filing date | |
| METROPOLITAN BANK HOLDING CO | 591774104 | COMMON STOCK | 13,268 | $583,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 377,848 | $582,000 | thousands by filing date | |
| SSGA ACTIVE TR | 78470P200 | ST STR TOTAL ETF | 11,699 | $582,000 | thousands by filing date | |
| RIVERNORTH OPPORTUNITIES FD | 76881Y109 | COM | 34,073 | $581,000 | thousands by filing date | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 46,900 | $581,000 | thousands by filing date | put |
| ELLINGTON FINANCIAL INC | 28852N109 | COM | 32,307 | $580,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V712 | BLOO MVP MUL ETF | 5,898 | $578,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 52,715 | $578,000 | thousands by filing date | |
| TORM PLC SHS CL A | G89479102 | Stock | 71,076 | $577,000 | thousands by filing date | |
| DYADIC INTL INC DEL | 26745T101 | COM | 92,200 | $577,000 | thousands by filing date | |
| CASA SYS INC | 14713L102 | COM | 89,686 | $577,000 | thousands by filing date | |
| PRA GROUP INC | 69354NAB2 | Convertible Debt | 619,000 | $577,000 | thousands by filing date | principal |
| HARVEST CAP CR CORP | 41753F109 | COM | 54,556 | $576,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 27,594 | $575,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 87,592 | $575,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 41,244 | $574,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y772 | AGING POPUL ETF | 26,986 | $574,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 44,972 | $570,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 41,913 | $569,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 39,881 | $567,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 41,746 | $566,000 | thousands by filing date | |
| Cbs Corporation Cl A New | 124857103 | CLA | 11,295 | $565,000 | thousands by filing date | |
| PROSHRE U/S DJ-UBS CRUDE OIL | 74347W668 | CMN | 33,001 | $565,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 43,162 | $564,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 104,207 | $564,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 73,600 | $564,000 | thousands by filing date | put |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 54,829 | $563,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V456 | S&P MDCP VLU MNT | 17,114 | $563,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 14,380 | $563,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 7,709 | $562,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 87,943 | $561,000 | thousands by filing date | |
| JPMORGAN ULTRA-SHORT MUNICIPAL INCOME ETF | 46641Q654 | ETF | 11,080 | $559,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 80,945 | $559,000 | thousands by filing date | |
| DBX ETF TR | 233051242 | CMN | 20,685 | $559,000 | thousands by filing date | |
| Alexandria Real Estate E. | 015271505 | CONVERTIBLE PREFERRED STOCK | 14,645 | $558,000 | thousands by filing date | |
| SILVERBOW RES INC | 82836G102 | COM | 40,173 | $557,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 8,719 | $557,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 39,104 | $556,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 8,929 | $554,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 10,000 | $553,000 | thousands by filing date | put |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 42,595 | $553,000 | thousands by filing date | |
| MERCHANTS BANCORP IND | 58844R108 | COM | 32,328 | $551,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 18,364 | $550,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 571,243 | $549,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 46,991 | $547,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 38,720 | $546,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 25,987 | $545,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 71,204 | $545,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 15,157 | $545,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 232,370 | $544,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 42,752 | $543,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-19-016888 | this filing | 2019-08-14 | acceptance time not in the bulk data set |