13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2019-06-30, filed 2019-08-14, with 7,316 holding rows worth $660,739,605,000.
- Accession
- 0001567619-19-016888
- Filer
- CIK 70858
- Filed
- 2019-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2019
A holdings report, 25,283 entries on the cover page, a total value of $660,739,605,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $660,739,605,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerBOFA SECURITIES, INC.
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerU.S. TRUST Co OF DELAWARE028-10270
- included managerMANAGED ACCOUNT ADVISORS LLC028-12631
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 32,273 | $543,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E708 | DIVIDEND STRNGTH | 15,938 | $542,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 42,076 | $541,000 | thousands by filing date | |
| NUVEEN CALIF MUNICPAL VALU F | 6706EB106 | COM | 33,442 | $541,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 32,534 | $540,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 64,504 | $539,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 51,620 | $538,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 7,600 | $537,000 | thousands by filing date | put |
| SYSCOCORP | 871829107 | COM | 7,600 | $537,000 | thousands by filing date | call |
| MILLICOM INTL CELLULAR S A | L6388F110 | COM STK | 9,662 | $537,000 | thousands by filing date | |
| ORIGIN BANCORP INC | 68621T102 | COMMON STOCK | 16,255 | $537,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 36,135 | $537,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 2,399,268 | $536,000 | thousands by filing date | principal |
| SPDR SER TR | 78468R119 | S&P TECH H | 7,095 | $535,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 50,000 | $534,000 | thousands by filing date | put |
| FIDELITY COVINGTON TRUST | 316092782 | VLU FACTOR ETF | 15,757 | $534,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 103,639 | $533,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 28,059 | $533,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 18,922 | $533,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 37,246 | $531,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 183,078 | $531,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 45,381 | $529,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 139,674 | $529,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 18,859 | $528,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 32,368 | $528,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 46,932 | $527,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 195,675 | $527,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 50,598 | $527,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 75,012 | $527,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 78,732 | $527,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 330,124 | $526,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 83,059 | $525,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 10,000 | $524,000 | thousands by filing date | put |
| EVOGENE LTD | M4119S104 | SHS | 325,104 | $523,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 17,674 | $523,000 | thousands by filing date | |
| ISHARES TR | 46435G219 | INVESTMENT GRADE | 10,083 | $521,000 | thousands by filing date | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 19,543 | $521,000 | thousands by filing date | |
| ALLAKOS INC | 01671P100 | COM | 12,032 | $521,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 22,015 | $520,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y541 | MSCI CHINA HC | 33,557 | $519,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 16,355 | $518,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L852 | COM | 11,787 | $518,000 | thousands by filing date | |
| ISHARES TR | 46434V712 | MIN VOL JAPN ETF | 7,972 | $517,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 21,600 | $516,000 | thousands by filing date | put |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 44,136 | $516,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y400 | Cmn | 20,600 | $516,000 | thousands by filing date | |
| RITE AID CORP | 767754872 | COM | 64,223 | $515,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 173,950 | $515,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 7,785 | $514,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P868 | FRANKLIN DYN MUN | 20,243 | $513,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 15,399 | $513,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 16,582 | $512,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 77,387 | $511,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V290 | S&P500 EQL REL | 17,038 | $510,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 2,500 | $509,000 | thousands by filing date | call |
| VanEck Rare Earth/Strat Mtls ETF | 92189F742 | Exchange Traded Fund | 33,426 | $508,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 393,965 | $505,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 36,374 | $503,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD ARIZ FD | 09254K109 | COM | 36,794 | $503,000 | thousands by filing date | |
| BLACKROCK MASS TAX-EXEMPT TR | 09258E109 | SH BEN INT | 38,258 | $503,000 | thousands by filing date | |
| FIRST SVGS FINL GROUP INC | 33621E109 | COM | 8,375 | $502,000 | thousands by filing date | |
| RIVERNORTH OPPOR MUNI INCM FD | 76883F108 | COM | 23,485 | $501,000 | thousands by filing date | |
| MAXAR TECHNOLOGIES INC | 57778K105 | COM | 63,981 | $500,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 172,100 | $499,000 | thousands by filing date | put |
| TPI Composites Inc | 87266J104 | Common Stock | 20,157 | $499,000 | thousands by filing date | |
| GLOBAL CORD BLOOD CORP | G39342103 | COM | 85,976 | $497,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 30,506 | $496,000 | thousands by filing date | |
| VILLAGE BK & TR FINL CORP | 92705T200 | COM | 15,048 | $496,000 | thousands by filing date | |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 11,300 | $495,000 | thousands by filing date | put |
| JERNIGAN CAP INC | 476405105 | COM | 24,152 | $495,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 36,971 | $494,000 | thousands by filing date | |
| AVANTOR INC COM | 05352A100 | Stock | 25,800 | $493,000 | thousands by filing date | put |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 62,172 | $492,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 53,015 | $491,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 10,171 | $491,000 | thousands by filing date | |
| SI BONE INC | 825704109 | COM | 24,009 | $490,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 55,206 | $490,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 68,008 | $490,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 29,162 | $489,000 | thousands by filing date | |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 29,912 | $489,000 | thousands by filing date | |
| NUVEEN CR OPPORTUNITIES 2022 | 67075U102 | COM | 51,212 | $489,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741LAC1 | NOTE 6.375%10/0 | 472,000 | $487,000 | thousands by filing date | principal |
| ISHARES TR | 46434V720 | MIN VOL EUROPE | 19,055 | $487,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 28,039 | $486,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 25,000 | $486,000 | thousands by filing date | put |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 36,589 | $486,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 179,595 | $485,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 8,658 | $483,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 17,359 | $483,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 24,733 | $482,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 7,500 | $481,000 | thousands by filing date | put |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 7,500 | $481,000 | thousands by filing date | call |
| CONNS INC | 208242107 | COM | 27,000 | $481,000 | thousands by filing date | call |
| TWIST BIOSCIENCE CORP | 90184D100 | COM | 16,518 | $480,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E259 | GB MSCI AR ETF | 14,906 | $480,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 20,545 | $480,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 40,115 | $477,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 16,607 | $475,000 | thousands by filing date | |
| INVESCO INTERNATIONAL CORPORAT | 46138E636 | INTL CORP BD | 17,852 | $475,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 166,694 | $475,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 13,739 | $474,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 87,393 | $473,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 6,100 | $472,000 | thousands by filing date | call |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 21,460 | $472,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R648 | SP KENSHO NEWEC | 14,180 | $472,000 | thousands by filing date | |
| INVESCO FUNDAMENTAL INVESTMENT GRADE CORPORATE BOND ETF | 46138E693 | ETF | 18,150 | $471,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 1,800 | $470,000 | thousands by filing date | call |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 13,493 | $470,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y857 | US MULTIFACTOR | 15,617 | $470,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 52,900 | $469,000 | thousands by filing date | call |
| JOHN HANCOCK EXCHANGE TRADED | 47804J701 | MLTFACTOR ENRG | 18,806 | $469,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 6,800 | $468,000 | thousands by filing date | put |
| INDEXIQ ETF TR | 45409B537 | HDGD FTSE JAPN | 23,786 | $468,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 10,391 | $467,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 99,419 | $467,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 40,340 | $465,000 | thousands by filing date | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 9,044 | $465,000 | thousands by filing date | |
| MENLO THERAPEUTICS INC | 586858102 | COM | 77,467 | $464,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R671 | STATE STREET SPD | 12,356 | $463,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 42,172 | $463,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 51,995 | $461,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G847 | GBL CLEAN ENRG | 36,690 | $461,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 111,182 | $461,000 | thousands by filing date | |
| RESTORBIO INC | 76133L103 | COM | 45,214 | $461,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 9,600 | $460,000 | thousands by filing date | put |
| SPDR SER TR | 78468R820 | S&P 500 BUYBCK | 6,834 | $459,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 78,846 | $458,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 15,298 | $457,000 | thousands by filing date | |
| CLIMB GLOBAL SOLUTIONS INC | 946760105 | COMMON STOCK | 40,479 | $457,000 | thousands by filing date | |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 319,403 | $457,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 349,854 | $455,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 55,740 | $454,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730509 | COMMON STOCK | 7,701 | $452,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 40,596 | $451,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X475 | ST STR MSCI GLB | 5,630 | $450,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 36,738 | $450,000 | thousands by filing date | |
| BLACKROCK STRATEGIC MUN TR | 09248T109 | COM | 31,433 | $449,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 30,033 | $447,000 | thousands by filing date | |
| FIRST TR VALUE LINE 100 ETF | 33735G107 | COM SHS | 20,020 | $446,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 7,297 | $445,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 11,500 | $444,000 | thousands by filing date | put |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 50,044 | $444,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 53,309 | $443,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H534 | INSPIRE 100 ETF | 15,956 | $443,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 26,268 | $443,000 | thousands by filing date | |
| ABERDEEN INCOME CR STRATEGIE | 003057106 | COM | 35,774 | $442,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X853 | INTL EQUITY OPP | 12,180 | $442,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 5,500 | $441,000 | thousands by filing date | call |
| LCNB CORP | 50181P100 | COM | 23,195 | $441,000 | thousands by filing date | |
| Y-mAbs Therapeutics Inc | 984241109 | Common Stock | 19,258 | $441,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 22,625 | $441,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 675,130 | $441,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 17,716 | $440,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 7,000 | $440,000 | thousands by filing date | put |
| HIBBETT INC | 428567101 | COM | 24,156 | $440,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 29,247 | $440,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F129 | 6% PFD CNV SR A | 19,522 | $439,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 36,816 | $438,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 62,396 | $434,000 | thousands by filing date | |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 58,211 | $433,000 | thousands by filing date | |
| SPDR SER TR | 78468R713 | DORSEY WRGT FI | 18,444 | $432,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 125,372 | $431,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 20,933 | $430,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 5,600 | $430,000 | thousands by filing date | |
| PROSHARES TR | 74347B169 | CMN | 11,302 | $430,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 8,200 | $429,000 | thousands by filing date | put |
| Waste Management, Inc. | 94106L109 | COM | 3,700 | $427,000 | thousands by filing date | call |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 72,251 | $427,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 209,368 | $427,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 39,969 | $426,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 82,788 | $426,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 13,711 | $425,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 37,685 | $424,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 29,788 | $424,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 7,115 | $424,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 24,627 | $422,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 114,163 | $422,000 | thousands by filing date | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 86,130 | $421,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 114,770 | $419,000 | thousands by filing date | |
| AVEDRO INC | 05355N109 | COM | 21,252 | $418,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 9,580 | $416,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F304 | ENVIRONMENTAL SR | 4,058 | $416,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 9,400 | $415,000 | thousands by filing date | put |
| J P MORGAN EXCHANGE-TRADED F | 46641Q100 | DIV RTN GLB EQ | 6,976 | $415,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 1,117 | $414,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y830 | GLOBAL X COPPER | 19,876 | $414,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L607 | MULTI SEC MUNI | 19,276 | $414,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J867 | MLTFACTR UTILS | 12,939 | $414,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 45,805 | $413,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 12,394 | $413,000 | thousands by filing date | |
| GOSSAMER BIO INC COM | 38341P102 | Stock | 18,535 | $412,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 57,661 | $412,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 35,707 | $412,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V522 | BLOO AN RATI ETF | 9,139 | $411,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 51,397 | $411,000 | thousands by filing date | |
| VANECK VECTORS ETF TRUST | 92189F288 | ENERGY INCOME | 20,744 | $410,000 | thousands by filing date | |
| Fluent Co | 34380C102 | COM | 76,142 | $410,000 | thousands by filing date | |
| STEALTH BIOTHERAPEUTICS CORP SPONSORED ADS | 85789A105 | Stock | 32,794 | $410,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 38,462 | $409,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 73,694 | $409,000 | thousands by filing date | |
| PRINCIPIA BIOPHARMA INC | 74257L108 | COM | 12,265 | $408,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 2,200 | $406,000 | thousands by filing date | put |
| AMERICAN PUB ED INC | 02913V103 | COM | 13,671 | $404,000 | thousands by filing date | |
| INDEXIQ ETF TR HDG MACTRK | 45409B206 | ETF | 15,393 | $404,000 | thousands by filing date | |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 17,373 | $403,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 7,200 | $402,000 | thousands by filing date | put |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 44,938 | $402,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 12,898 | $401,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W364 | BRCLYS NEGTV DUR | 9,644 | $401,000 | thousands by filing date | |
| iShares Future AI & Tech ETF | 46435U556 | SHS | 16,065 | $400,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 1,500 | $398,000 | thousands by filing date | call |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 27,725 | $398,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 37,676 | $398,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 31,235 | $398,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 120,944 | $398,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 27,045 | $398,000 | thousands by filing date | |
| ACM RESH INC COM CL A | 00108J109 | Stock | 25,461 | $397,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 14,708 | $397,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 24,901 | $397,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 11,372 | $397,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 29,364 | $396,000 | thousands by filing date | |
| VANECK EMERGING MARKETS HIGH Y | 92189F353 | EMERGING MRKT HI | 16,544 | $395,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 8,211 | $395,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 23,128 | $394,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 22,492 | $393,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 24,030 | $392,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 581,732 | $391,000 | thousands by filing date | |
| PALOMAR HLDGS INC COM | 69753M105 | Stock | 16,177 | $389,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 30,724 | $389,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 208,539 | $389,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 100,188 | $388,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 27,523 | $388,000 | thousands by filing date | |
| NABRIVA THERAPEUTICS PLC | G63637105 | SHS | 159,787 | $388,000 | thousands by filing date | |
| BARINGS PARTN INVS | 06761A103 | SH BEN INT | 23,750 | $387,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 34,458 | $387,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E560 | LADERITE 0-5YR | 15,489 | $386,000 | thousands by filing date | |
| iShares High Yield Systematic Bond ETF | 46435G250 | SHS | 7,705 | $385,000 | thousands by filing date | |
| OPTIMIZERX CORP | 68401U204 | COM NEW | 23,731 | $385,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 2,224 | $385,000 | thousands by filing date | |
| FRONT YD RESIDENTIAL CORP | 35904G107 | COM | 31,508 | $385,000 | thousands by filing date | |
| QUANTERIX CORP | 74766Q101 | COMMON STOCK | 11,357 | $384,000 | thousands by filing date | |
| SPDR SER TR | 78468R689 | S&P KENSHO SMART | 13,703 | $384,000 | thousands by filing date | |
| RBB BANCORP | 74930B105 | COMMON STOCK | 19,814 | $383,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 67,957 | $383,000 | thousands by filing date | |
| OI SA-ADR | 670851500 | ADR | 190,677 | $383,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 6,400 | $382,000 | thousands by filing date | put |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 109,492 | $382,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 29,218 | $380,000 | thousands by filing date | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 94,520 | $379,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 36,198 | $378,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 13,506 | $378,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J141 | CHINA ALPHADEX | 14,376 | $377,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 19,242 | $377,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 27,840 | $377,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 1,800 | $376,000 | thousands by filing date | call |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 57,505 | $376,000 | thousands by filing date | |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 9,710 | $376,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 5,391 | $375,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 34,657 | $373,000 | thousands by filing date | |
| ALJ REGIONAL HOLDINGS INC | 001627108 | COM | 240,883 | $373,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 5,631 | $372,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 7,011 | $372,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J109 | ASIA EX JAPAN | 12,517 | $372,000 | thousands by filing date | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 12,281 | $372,000 | thousands by filing date | |
| CYCLERION THERAPEUTICS INC | 23255M105 | COM | 32,516 | $372,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 39,911 | $371,000 | thousands by filing date | |
| OTELCO INC | 688823301 | CL A NEW | 23,057 | $371,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 44,952 | $370,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 59,613 | $369,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430396 | JUST US LRG CP | 8,751 | $368,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 2,100 | $367,000 | thousands by filing date | put |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 20,060 | $367,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G830 | VIRTUS GLOVIST | 15,972 | $367,000 | thousands by filing date | |
| ARCUS BIOSCIENCES INC | 03969F109 | COM | 46,055 | $366,000 | thousands by filing date | |
| COLUMBIA INDIA CONSUMER ETF | 19762B707 | ETF | 8,889 | $366,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P801 | US LRG CP MLTFCT | 11,353 | $366,000 | thousands by filing date | |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 26,569 | $366,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 9,001 | $365,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 62,188 | $365,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 58,529 | $365,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 135,841 | $364,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 15,279 | $364,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 43,387 | $362,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 25,796 | $362,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 20,153 | $361,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 40,060 | $361,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 24,656 | $360,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 28,474 | $360,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 9,031 | $359,000 | thousands by filing date | |
| McCormick & Company Inc | 579780107 | COM | 2,315 | $358,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 90,828 | $358,000 | thousands by filing date | |
| LAZARD WORLD DIVID & INCOME | 521076109 | COM | 35,967 | $358,000 | thousands by filing date | |
| PROSHARES TR | 74347B813 | mc | 9,590 | $358,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 19,189 | $357,000 | thousands by filing date | |
| CannTrust Holdings Inc | 137800207 | Common / Ordinary Stock | 70,785 | $356,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 26,951 | $355,000 | thousands by filing date | |
| FIRST TR EXCHANGE ETF TRADED FD VI NASDAQ OIL & GAS | 33738R845 | ETF | 20,333 | $354,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 10,930 | $354,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 27,971 | $353,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 60,479 | $352,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 41,342 | $351,000 | thousands by filing date | |
| RUBIUS THERAPEUTICS INC | 78116T103 | COM | 22,343 | $351,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 26,527 | $350,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 28,906 | $350,000 | thousands by filing date | |
| PROSHARES TR | 74347B540 | MSCI EUR DIV | 8,633 | $349,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 28,972 | $348,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 23,361 | $348,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 198,876 | $348,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 207,432 | $348,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 28,863 | $347,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 140,602 | $347,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 24,705 | $347,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 22,280 | $345,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 199,721 | $344,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 20,582 | $342,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L201 | SUSTNBLE INTL | 13,572 | $342,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 16,663 | $341,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 41,354 | $341,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F668 | UNCVTL OIL GAS | 28,394 | $340,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 32,765 | $339,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 36,095 | $339,000 | thousands by filing date | |
| HIGHPOINT RES CORP | 43114K108 | COM | 185,706 | $338,000 | thousands by filing date | |
| iShares ESG Aware MSCI USA Small-Cap ETF | 46435U663 | SHS | 12,469 | $337,000 | thousands by filing date | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 22,177 | $337,000 | thousands by filing date | |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 391,850 | $337,000 | thousands by filing date | |
| iShares U.S. Infrastructure ETF | 46435U713 | SHS | 12,298 | $336,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 8,816 | $336,000 | thousands by filing date | |
| ONESPAN INC | 68287N100 | COM | 23,704 | $336,000 | thousands by filing date | |
| ISHARES TR | 46435G839 | MSCI EAFE SMCP | 11,688 | $336,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 149,002 | $335,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 9,386 | $335,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430404 | ACTIVEBETA JAP | 10,876 | $335,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 45,800 | $335,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P884 | US MID CP MLTFCT | 10,704 | $334,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 35,174 | $333,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 32,902 | $332,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 44,628 | $332,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 24,025 | $332,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044AD7 | NOTE 1.250% 9/0 | 280,000 | $332,000 | thousands by filing date | principal |
| PROSHARES TR | 74348A566 | MERGER ETF | 8,815 | $331,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 79,259 | $331,000 | thousands by filing date | |
| ISHARES TR | 46434V779 | MSCI QATAR ETF | 18,463 | $330,000 | thousands by filing date | |
| MASTERCRAFT BOAT HOLDINGS IN | 57637H103 | COMMON STOCK | 16,796 | $329,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 12,549 | $329,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y509 | Cmn | 12,440 | $329,000 | thousands by filing date | |
| SOUNDTHINKING INC | 82536T107 | COM | 7,419 | $328,000 | thousands by filing date | |
| ECLIPSE RESOURCES CORP | 61179L100 | EQUITY | 53,775 | $328,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 85,424 | $327,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 24,848 | $327,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 54,428 | $326,000 | thousands by filing date | |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 8,503 | $326,000 | thousands by filing date | |
| Carter Bank and Trust | 146102108 | Ordinary Shares | 16,498 | $326,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 2,300 | $325,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V829 | DWA NASDAQ MNT | 2,752 | $325,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 14,066 | $324,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y731 | CONSCIOUS COS | 14,845 | $324,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E119 | MSCI SUPR EM ETF | 23,759 | $323,000 | thousands by filing date | |
| COGENT BIOSCIENCES INC COM | 903214104 | COM | 122,684 | $322,000 | thousands by filing date | |
| KEY TRONIC CORP | 493144109 | COM | 64,497 | $321,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V472 | S&P MDCP QUALITY | 6,428 | $321,000 | thousands by filing date | |
| DBX ETF TR | 233051408 | FUND | 12,123 | $321,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 613,132 | $321,000 | thousands by filing date | |
| HCI GROUP INC | 40416EAD5 | NOTE 4.250% 3/0 | 327,000 | $321,000 | thousands by filing date | principal |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 204,273 | $320,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 39,447 | $320,000 | thousands by filing date | |
| POPE RES DEL LTD PARTNERSHIP | 732857107 | DEPOSITRY RCPT | 4,690 | $320,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 99,785 | $319,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 29,925 | $319,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 11,479 | $319,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 6,103,265 | $319,000 | thousands by filing date | principal |
| VERITIV CORP | 923454102 | COM | 16,332 | $318,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 51,445 | $317,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 42,772 | $317,000 | thousands by filing date | |
| CRINETICS PHARMACEUTICALS INC COM | 22663K107 | Stock | 12,613 | $316,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 64,640 | $315,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E552 | MSCI EMRNG MKT | 9,835 | $315,000 | thousands by filing date | |
| ISHARES INC | 464286343 | US PWR INFRA ETF | 15,540 | $314,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 31,275 | $313,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 63,232 | $313,000 | thousands by filing date | |
| PROSHARES TR | 74347X294 | HD REPLICATION | 6,873 | $312,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 31,630 | $312,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 14,458 | $311,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y103 | SCIEN BETA | 9,474 | $311,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 10,000 | $310,000 | thousands by filing date | put |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 253,488 | $310,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J602 | mc | 6,293 | $310,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 29,666 | $309,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 23,390 | $309,000 | thousands by filing date | |
| INTERNATIONAL MONEY EXPRESS | 46005L101 | COM | 21,869 | $308,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 212,288 | $308,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 6,529 | $307,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 147,493 | $306,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 71,800 | $306,000 | thousands by filing date | |
| CONSOL COAL RESOURCES LP | 20855T100 | COM UNIT | 18,369 | $306,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 77,227 | $305,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 37,949 | $305,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E606 | CHINA FINL ETF | 18,578 | $305,000 | thousands by filing date | |
| MFS SPECIAL VALUE TRUST | 55274E102 | CMN | 53,123 | $305,000 | thousands by filing date | |
| MONGODB INC CL A | 60937P106 | Stock | 2,000 | $304,000 | thousands by filing date | call |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 13,193 | $304,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 124,999 | $304,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 50,000 | $303,000 | thousands by filing date | call |
| AMERESCO INC | 02361E108 | CL A | 20,573 | $303,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 15,387 | $303,000 | thousands by filing date | |
| RETAIL VALUE INC | 76133Q102 | COM | 8,711 | $303,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 19,715 | $301,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 626,250 | $301,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q643 | SPROTT GL MINE | 13,626 | $300,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 22,256 | $299,000 | thousands by filing date | |
| HOVNANIAN ENTERPRISES INC | 442487401 | CL A NEW | 39,338 | $299,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 34,118 | $299,000 | thousands by filing date | |
| NUVEEN EMERGING MKTS DEBT 20 | 67077P101 | COM | 33,692 | $299,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 13,457 | $299,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875TAA9 | NOTE | 301,000 | $298,000 | thousands by filing date | principal |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 25,119 | $296,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 1,000 | $295,000 | thousands by filing date | put |
| MITEK SYS INC | 606710200 | COM NEW | 29,631 | $295,000 | thousands by filing date | |
| SPIRIT MTA REIT | 84861U105 | COM SHS BEN IN | 35,549 | $295,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 43,213 | $295,000 | thousands by filing date | |
| SEADRILL LTD | G7998G106 | COM | 71,071 | $295,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 22,235 | $294,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W203 | COM | 47,227 | $294,000 | thousands by filing date | |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 78,248 | $293,000 | thousands by filing date | |
| ISHARES MSCI AGRICULTUREPRODUCERS ETF | 464286350 | ETF | 10,306 | $293,000 | thousands by filing date | |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 56,748 | $293,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 10,371 | $292,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 24,456 | $291,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 80,849 | $291,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 13,472 | $290,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT BASIC MATERIALS MOMENTUMETF | 46137V704 | ETF | 4,818 | $290,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 34,320 | $290,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 7,417 | $289,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 31,220 | $288,000 | thousands by filing date | |
| PROSHARES TR | 74348A145 | PET CARE ETF | 6,730 | $287,000 | thousands by filing date | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 44,468 | $286,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 26,942 | $286,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F635 | ISRAEL ETF | 8,769 | $285,000 | thousands by filing date | |
| FEDNAT HOLDING COMPANY | 31431B109 | Common Stock | 19,880 | $284,000 | thousands by filing date | |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 55,151 | $284,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 46,888 | $283,000 | thousands by filing date | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 14,385 | $283,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 24,000 | $282,000 | thousands by filing date | call |
| ALICO INC | 016230104 | COM | 9,271 | $281,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 38,543 | $281,000 | thousands by filing date | |
| INVESCO | 46090C305 | EXCHANGE TRADED | 7,037 | $281,000 | thousands by filing date | |
| EVENTBRITE INC | 29975E109 | COM CL A | 17,304 | $281,000 | thousands by filing date | |
| BBX CAP CORP NEW | 05491N104 | CL A | 57,014 | $280,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 7,549 | $277,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 19,744 | $277,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 17,332 | $277,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 48,204 | $276,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 19,135 | $275,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 44,583 | $275,000 | thousands by filing date | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 14,806 | $274,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 10,230 | $274,000 | thousands by filing date | |
| SURFACE ONCOLOGY INC | 86877M209 | COM | 97,121 | $273,000 | thousands by filing date | |
| SPIRIT OF TEX BANCSHARES INC | 84861D103 | COM | 12,162 | $273,000 | thousands by filing date | |
| BANK OF THE JAMES FINL GP IN | 470299108 | COM | 18,432 | $272,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 25,366 | $271,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 20,900 | $271,000 | thousands by filing date | call |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 7,000 | $270,000 | thousands by filing date | call |
| SENECA FOODS CORP NEW | 817070501 | CL A | 9,633 | $269,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 86,338 | $269,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 57,308 | $269,000 | thousands by filing date | |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 28,546 | $268,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 196,486 | $268,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 20,829 | $267,000 | thousands by filing date | |
| LEAF GROUP LTD | 52177G102 | COM | 36,017 | $267,000 | thousands by filing date | |
| GLOBAL X FDS GLB X | 37950E499 | FERTIL | 28,601 | $266,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 38,000 | $265,000 | thousands by filing date | call |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 30,823 | $265,000 | thousands by filing date | |
| TUFIN SOFTWARE TECHNOLOGIS L | M8893U102 | SHS | 10,232 | $265,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P409 | NUVEEN ESG MIDCP | 7,833 | $264,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 28,222 | $264,000 | thousands by filing date | |
| JPMorgan BetaBuilders Dev Asia | 46641Q688 | ETF | 9,991 | $263,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 48,742 | $262,000 | thousands by filing date | |
| ODONATE THERAPEUTICS INC | 676079106 | COM | 7,126 | $262,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 3,751 | $261,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 16,051 | $261,000 | thousands by filing date | |
| ISHARES TR | 46435G847 | MSCI ACWI EXUS | 9,591 | $260,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 109,500 | $260,000 | thousands by filing date | put |
| DOVA PHARMACEUTICALS INC | 25985T102 | COM | 18,440 | $260,000 | thousands by filing date | |
| STERLING BANCORP INC | 85917W102 | COM | 25,956 | $259,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 31,106 | $259,000 | thousands by filing date | |
| COCRYSTAL PHARMA INC | 19188J300 | CMN | 110,644 | $259,000 | thousands by filing date | |
| RLJ LODGING TR | 74965L200 | CUM CONV PFD A | 9,867 | $258,000 | thousands by filing date | |
| SPDR Portfolio Corporate Bond ETF | 78464A144 | SHS | 7,743 | $257,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 28,530 | $257,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 35,699 | $257,000 | thousands by filing date | |
| BLACKROCK MD MUNICIPAL BOND | 09249L105 | COM | 17,490 | $257,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 3,200 | $256,000 | thousands by filing date | put |
| GLOBAL INDEMNITY GROUP LLC COM CL A | G3933F105 | Stock | 8,252 | $256,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 9,508 | $256,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 28,096 | $256,000 | thousands by filing date | |
| NORTH AMERN CONSTR GROUP LTD | 656811106 | COM | 23,687 | $255,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680RAD9 | NOTE 3/1 | 170,000 | $255,000 | thousands by filing date | principal |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 4,267 | $255,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 4,300 | $254,000 | thousands by filing date | put |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 4,300 | $254,000 | thousands by filing date | call |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 8,297 | $254,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-19-016888 | this filing | 2019-08-14 | acceptance time not in the bulk data set |