13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2019-06-30, filed 2019-08-14, with 7,316 holding rows worth $660,739,605,000.
- Accession
- 0001567619-19-016888
- Filer
- CIK 70858
- Filed
- 2019-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2019
A holdings report, 25,283 entries on the cover page, a total value of $660,739,605,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $660,739,605,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerBOFA SECURITIES, INC.
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerU.S. TRUST Co OF DELAWARE028-10270
- included managerMANAGED ACCOUNT ADVISORS LLC028-12631
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 54,900 | $6,347,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V431 | S&P 500 GARP ETF | 112,955 | $6,343,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 73,600 | $6,336,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 65,769 | $6,330,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 196,599 | $6,330,000 | thousands by filing date | |
| TATTOOED CHEF INC CL A | 34986F103 | Stock | 630,000 | $6,325,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 444,500 | $6,316,000 | thousands by filing date | call |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 85,082 | $6,316,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 576,924 | $6,311,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 380,316 | $6,294,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 363,187 | $6,293,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167CY1 | NOTE 5.500% 9/1 | 7,883,000 | $6,292,000 | thousands by filing date | principal |
| XPERI CORP | 98421B100 | COM | 305,355 | $6,288,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 5,065,374 | $6,280,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 239,933 | $6,279,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 471,095 | $6,275,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 356,333 | $6,275,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 574,128 | $6,258,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 29,800 | $6,243,000 | thousands by filing date | call |
| MARZETTI COMPANY | 513847103 | COM | 41,982 | $6,238,000 | thousands by filing date | |
| VERSO CORP | 92531L207 | CL A | 327,419 | $6,237,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 45,400 | $6,233,000 | thousands by filing date | call |
| GMS INC | 36251C103 | COM | 283,221 | $6,232,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 315,504 | $6,222,000 | thousands by filing date | |
| DBX ETF TR | 233051481 | XTRA RU 1000 ETF | 183,460 | $6,216,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 219,798 | $6,214,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 128,971 | $6,211,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 159,157 | $6,190,000 | thousands by filing date | |
| JAZZ INVESTMENTS I LTD | 472145AD3 | NOTE 1.500% 8/1 | 6,281,000 | $6,187,000 | thousands by filing date | principal |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 45,873 | $6,179,000 | thousands by filing date | |
| AVANOS MED INC | 05350V106 | COM | 141,341 | $6,164,000 | thousands by filing date | |
| INVESCO RAFI DEVELOPED MARKETS EX-U.S. SMALL-MID ETF | 46138E735 | ETF | 206,019 | $6,150,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V324 | S&P500 EQL IND | 48,680 | $6,135,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 154,769 | $6,134,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 846,011 | $6,133,000 | thousands by filing date | |
| LINDE PLC | G5494J103 | SHS | 30,500 | $6,124,000 | thousands by filing date | call |
| VIRTUSA CORP | 92827P102 | COM | 137,797 | $6,122,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 303,538 | $6,113,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 82,400 | $6,109,000 | thousands by filing date | put |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 204,419 | $6,094,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 477,318 | $6,094,000 | thousands by filing date | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 173,636 | $6,086,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 352,515 | $6,067,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 643,308 | $6,054,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 441,552 | $6,054,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 473,147 | $6,051,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 189,414 | $6,049,000 | thousands by filing date | |
| ALTERYX INC | 02156BAB9 | CONV BD US | 2,385,000 | $6,049,000 | thousands by filing date | principal |
| COPA HOLDINGS SA | P31076105 | CL A | 61,932 | $6,042,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 286,764 | $6,029,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 63,201 | $6,027,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 84,621 | $6,017,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 202,657 | $6,003,000 | thousands by filing date | |
| INNOVIVA INC | 45781MAB7 | NOTE 2.500% 8/1 | 5,438,000 | $5,992,000 | thousands by filing date | principal |
| RED ROCK RESORTS INC | 75700L108 | CL A | 278,533 | $5,983,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 378,144 | $5,975,000 | thousands by filing date | |
| REATA PHARMACEUTICALS INC | 75615P103 | CL A | 63,274 | $5,970,000 | thousands by filing date | |
| JOHN HANCOCK MULTIFACTOR HEALTHCARE ETF | 47804J503 | ETF | 174,637 | $5,969,000 | thousands by filing date | |
| Vanguard ESG U.S. Stock ETF | 921910733 | SHS | 116,539 | $5,963,000 | thousands by filing date | |
| COLONY STARWOOD HOMES | 19625XAB8 | NOTE 3.500% 1/1 | 4,878,000 | $5,948,000 | thousands by filing date | principal |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 393,071 | $5,947,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 167,425 | $5,942,000 | thousands by filing date | |
| CHANGE HEALTHCARE INC | 15912K209 | UNIT 99/99/9999 | 105,500 | $5,940,000 | thousands by filing date | |
| LENDINGTREE INC NEW | 52603BAA5 | NOTE | 2,843,000 | $5,929,000 | thousands by filing date | principal |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 64,722 | $5,927,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V274 | S&P500 EQL UTL | 59,991 | $5,926,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 500,000 | $5,925,000 | thousands by filing date | call |
| HUTCHMED CHINA LTD SPONSORED ADS | 44842L103 | ADR | 269,203 | $5,922,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 107,639 | $5,915,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 420,184 | $5,904,000 | thousands by filing date | |
| Invesco KBW Premium Yield | 46138E594 | KBW PREM YIELD | 196,226 | $5,897,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 337,889 | $5,896,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 132,559 | $5,891,000 | thousands by filing date | |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 606,648 | $5,860,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 167,600 | $5,859,000 | thousands by filing date | put |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 627,594 | $5,857,000 | thousands by filing date | |
| BAIN CAP SPECIALTY FIN INC | 05684B107 | COM STK | 314,431 | $5,855,000 | thousands by filing date | |
| MANDIANT INC | 31816QAD3 | NOTE 1.625% 6/0 | 6,228,000 | $5,854,000 | thousands by filing date | principal |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 912,600 | $5,850,000 | thousands by filing date | put |
| ANIXTER INTL INC | 035290105 | COM | 97,743 | $5,838,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V373 | S&P500 EQL STP | 43,619 | $5,837,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 367,467 | $5,806,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 540,222 | $5,802,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 133,364 | $5,800,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 365,020 | $5,793,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 106,716 | $5,789,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 200,000 | $5,788,000 | thousands by filing date | call |
| CHINA INDEX HLDGS LTD | 16954W101 | SPNSRD ADS A | 1,628,460 | $5,781,000 | thousands by filing date | |
| RH | 74967X103 | COM | 50,000 | $5,780,000 | thousands by filing date | put |
| WADDELL & REED FINL INC | 930059100 | CL A | 346,676 | $5,779,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 564,467 | $5,769,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 608,754 | $5,765,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 591,560 | $5,762,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC | 025537127 | UNIT 03/15/2022 | 107,630 | $5,759,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 48,587 | $5,758,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 163,159 | $5,755,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 147,986 | $5,749,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAB6 | NOTE 4.375% 5/0 | 5,516,000 | $5,749,000 | thousands by filing date | principal |
| DTE ENERGY CO | 233331883 | UNIT 99/99/9999 | 102,190 | $5,744,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 252,085 | $5,735,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 67,400 | $5,726,000 | thousands by filing date | call |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 437,268 | $5,723,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 302,935 | $5,716,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 376,691 | $5,711,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 104,400 | $5,708,000 | thousands by filing date | call |
| TESLA INC | 88160RAG6 | NOTE 2.000% 5/1 | 5,802,000 | $5,698,000 | thousands by filing date | principal |
| STANLEY BLACK & DECKER INC | 854502887 | UNIT 05/15/2020 | 56,294 | $5,693,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 583,388 | $5,688,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 185,112 | $5,673,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 202,318 | $5,672,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 139,773 | $5,664,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 116,800 | $5,660,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 110,454 | $5,659,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 1,096,224 | $5,657,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 1,456,206 | $5,651,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 20,000 | $5,644,000 | thousands by filing date | put |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 410,788 | $5,628,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 883,133 | $5,617,000 | thousands by filing date | |
| WORKDAY INC | 98138HAD3 | NOTE 1.500% 7/1 | 2,224,000 | $5,604,000 | thousands by filing date | principal |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 447,515 | $5,603,000 | thousands by filing date | |
| LINX S A | 53619W101 | SPONSORED ADS | 613,600 | $5,596,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 190,473 | $5,593,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 66,200 | $5,589,000 | thousands by filing date | put |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 335,181 | $5,587,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 111,064 | $5,574,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 171,168 | $5,573,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 435,596 | $5,571,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N808 | VICOTRYSHS EMG | 226,806 | $5,566,000 | thousands by filing date | |
| REGENXBIO INC | 75901B107 | COM | 108,317 | $5,565,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X214 | EMERG MKTS ESG | 176,298 | $5,565,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 1,645,807 | $5,564,000 | thousands by filing date | |
| OASIS PETE INC NEW | 674215AJ7 | NOTE | 6,071,000 | $5,554,000 | thousands by filing date | principal |
| VECTOIQ ACQUISITION CORP | 92243N103 | COM | 548,051 | $5,552,000 | thousands by filing date | |
| SEA LTD | 81141RAB6 | CONV BD US | 3,055,000 | $5,552,000 | thousands by filing date | principal |
| WILLSCOT CORP | 971375126 | COM | 368,864 | $5,548,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 322,325 | $5,528,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 86,259 | $5,526,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 446,070 | $5,517,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 119,684 | $5,513,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 60,663 | $5,509,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 392,316 | $5,508,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 173,971 | $5,489,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 200,158 | $5,480,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 357,201 | $5,465,000 | thousands by filing date | |
| MIMECAST LIMITED | G14838109 | ORD SHS | 116,933 | $5,462,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E875 | DORSEY WRGT DVLP | 201,240 | $5,444,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V779 | BLDG CONSTR ETF | 175,792 | $5,443,000 | thousands by filing date | |
| INVESCO MSCI SUSTAINABLEFUTURE ETF | 46137V407 | ETF | 119,246 | $5,437,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 155,008 | $5,436,000 | thousands by filing date | |
| STRATEGIC ED INC COM | 86272C103 | Stock | 30,517 | $5,432,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 298,955 | $5,426,000 | thousands by filing date | |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 380,391 | $5,420,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L810 | WESTN ASET TTL | 200,000 | $5,418,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 136,607 | $5,417,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G862 | FLOAT RATE ETF | 217,309 | $5,411,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 284,262 | $5,408,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 45,300 | $5,400,000 | thousands by filing date | put |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 42,039 | $5,395,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 251,331 | $5,381,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 169,024 | $5,370,000 | thousands by filing date | |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 1,374,000 | $5,362,000 | thousands by filing date | principal |
| Mallinckrodt Plc | G5785G107 | SHS | 583,825 | $5,358,000 | thousands by filing date | |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 356,938 | $5,349,000 | thousands by filing date | |
| CAREDX INC | 14167L103 | COM | 148,627 | $5,349,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 229,632 | $5,349,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 217,025 | $5,347,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 127,384 | $5,347,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 256,822 | $5,346,000 | thousands by filing date | |
| MILACRON HLDGS CORP | 59870L106 | COM | 387,277 | $5,344,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R860 | NASDAQ BK ETF | 210,449 | $5,334,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 95,728 | $5,331,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 243,318 | $5,328,000 | thousands by filing date | |
| SOUTH JERSEY INDS INC | 838518116 | UNIT 99/99/9999 | 100,006 | $5,325,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 415,390 | $5,313,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 184,568 | $5,306,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 196,390 | $5,297,000 | thousands by filing date | |
| FIRST TR SR FLOATING RATE 20 | 33740K101 | COM SHS | 595,214 | $5,297,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 5,259,000 | $5,287,000 | thousands by filing date | principal |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 230,674 | $5,283,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 170,000 | $5,277,000 | thousands by filing date | put |
| CHATHAM LODGING TR | 16208T102 | COM | 279,367 | $5,272,000 | thousands by filing date | |
| AVALARA INC | 05338G106 | COM | 73,012 | $5,272,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 205,906 | $5,271,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 212,328 | $5,268,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 227,096 | $5,266,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 2,221,600 | $5,265,000 | thousands by filing date | call |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 206,839 | $5,263,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 144,284 | $5,254,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 413,265 | $5,252,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 378,885 | $5,251,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 212,058 | $5,245,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 57,078 | $5,231,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 198,619 | $5,226,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAT0 | NOTE 3.750% 2/0 | 5,178,000 | $5,221,000 | thousands by filing date | principal |
| NOVOCURE LTD | G6674U108 | ORD SHS | 82,448 | $5,213,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 449,047 | $5,213,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 145,400 | $5,210,000 | thousands by filing date | put |
| FIRST TR EXCHANGE TRADED FD | 33738R811 | NASDQ SEMCNDTR | 160,333 | $5,205,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 422,044 | $5,191,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 703,197 | $5,189,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 130,233 | $5,188,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 149,959 | $5,187,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 297,889 | $5,186,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 43,900 | $5,177,000 | thousands by filing date | call |
| SPECTRUM BRANDS HLDGS INC NEW COM | 84790A105 | Stock | 96,034 | $5,162,000 | thousands by filing date | |
| ANGI INC CLASS A | 00183L102 | CL A | 396,436 | $5,158,000 | thousands by filing date | |
| ISHARES TR | 46435U697 | IBONDS DEC | 196,159 | $5,151,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 172,327 | $5,142,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 109,117 | $5,141,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 354,269 | $5,141,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 72,667 | $5,139,000 | thousands by filing date | |
| Luckin Coffee Inc | 54951L109 | Equity | 263,400 | $5,133,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 175,090 | $5,126,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 342,850 | $5,126,000 | thousands by filing date | |
| ARVINAS INC | 04335A105 | COM | 232,609 | $5,116,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 145,380 | $5,111,000 | thousands by filing date | |
| APELLIS PHARMACEUTICALS INC | 03753U106 | COM | 201,270 | $5,100,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 1,957,627 | $5,090,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 79,374 | $5,087,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J859 | MULTI INTL ETF | 179,947 | $5,084,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 354,701 | $5,079,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F460 | CEF MUNI INCOME | 188,394 | $5,079,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 66,554 | $5,075,000 | thousands by filing date | |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 4,735,000 | $5,074,000 | thousands by filing date | principal |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 252,005 | $5,068,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 191,794 | $5,065,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 101,793 | $5,065,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 327,294 | $5,064,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 152,217 | $5,060,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 227,879 | $5,060,000 | thousands by filing date | |
| FANG HOLDING-ADR | 30711Y102 | ADR | 8,141,303 | $5,057,000 | thousands by filing date | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 189,928 | $5,054,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT HEALTHCARE MOMENTUM ETF | 46137V852 | ETF | 57,324 | $5,053,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 375,587 | $5,044,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 281,586 | $5,038,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 689,224 | $5,032,000 | thousands by filing date | |
| ISHARES TR | 46432FAZ0 | IBONDS MAR23 ETF | 188,021 | $5,025,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V589 | GBL LISTED PVT | 420,276 | $5,018,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 369,981 | $5,013,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 67,491 | $5,012,000 | thousands by filing date | |
| ALLEGRO MERGER CORP | 01749N103 | COM | 500,000 | $5,010,000 | thousands by filing date | |
| ISHARES ESG AWARE USD CORPORATE BOND ETF | 46435G193 | ETF | 193,770 | $5,009,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AF9 | NOTE 3.000% 7/0 | 5,005,000 | $5,004,000 | thousands by filing date | principal |
| EBAY INC. COM | 278642103 | Stock | 126,500 | $4,997,000 | thousands by filing date | put |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 911,641 | $4,996,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 565,559 | $4,989,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 115,303 | $4,983,000 | thousands by filing date | |
| PACIRA BIOSCIENCES | 695127AD2 | NOTE 2.375% 4/0 | 4,866,000 | $4,982,000 | thousands by filing date | principal |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 239,493 | $4,981,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 152,806 | $4,978,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 38,200 | $4,973,000 | thousands by filing date | put |
| AVANTOR INC COM | 05352A100 | Stock | 259,650 | $4,956,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 150,157 | $4,956,000 | thousands by filing date | |
| INVESCO EXCHNG TRAD SLF INDE | 46139W700 | MLT FTR CR FXD | 190,000 | $4,945,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 447,877 | $4,927,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 130,916 | $4,925,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 276,574 | $4,923,000 | thousands by filing date | |
| ALLIANZGI DIVERSIFIED INCOME | 01883J108 | COM | 210,689 | $4,920,000 | thousands by filing date | |
| OKTA INC | 679295AB1 | NOTE 0.250% 2/1 | 1,898,000 | $4,918,000 | thousands by filing date | principal |
| CANADIAN SOLAR INC | 136635109 | COM | 225,022 | $4,912,000 | thousands by filing date | |
| Uber Technologies | 90353T100 | COM | 105,800 | $4,907,000 | thousands by filing date | call |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 90,000 | $4,892,000 | thousands by filing date | call |
| INVESCO EXCHNG TRAD SLF INDE | 46139W106 | EMMKT DB DEFSV | 190,000 | $4,888,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 74,198 | $4,885,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q845 | DIVERSFD EQT ETF | 158,274 | $4,884,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 66,587 | $4,867,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q787 | CMN | 167,146 | $4,862,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 240,000 | $4,850,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 37,599 | $4,849,000 | thousands by filing date | |
| PDC ENERGY INC | 69327RAD3 | NOTE 1.125% 9/1 | 5,173,000 | $4,845,000 | thousands by filing date | principal |
| HP INC COM | 40434L105 | Stock | 232,500 | $4,834,000 | thousands by filing date | put |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 102,060 | $4,822,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 198,315 | $4,817,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 221,487 | $4,815,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 113,795 | $4,810,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 145,124 | $4,809,000 | thousands by filing date | |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 73,177 | $4,807,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 35,000 | $4,806,000 | thousands by filing date | call |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 33,100 | $4,805,000 | thousands by filing date | call |
| INVESCO DB MULTI-SECTOR COMM | 46140H106 | AGRICULTURE FD | 289,481 | $4,796,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 172,516 | $4,793,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 10,200 | $4,787,000 | thousands by filing date | call |
| ISHARES U S ETF TR | 46431W705 | INT RT HDG C B | 50,844 | $4,780,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 192,196 | $4,776,000 | thousands by filing date | |
| BROOKFIELD PPTY REIT INC | 11282X103 | CL A | 252,221 | $4,764,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 100,000 | $4,762,000 | thousands by filing date | call |
| Cigna Corporation | 125523100 | COM | 30,200 | $4,758,000 | thousands by filing date | put |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 496,752 | $4,754,000 | thousands by filing date | |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 157,469 | $4,749,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 76,663 | $4,748,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 12,561 | $4,745,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 228,515 | $4,744,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430545 | HEDGE IND ETF | 81,493 | $4,743,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 355,093 | $4,741,000 | thousands by filing date | |
| PACER INDUSTRIAL REAL ESTATE ETF | 69374H766 | ETF | 151,897 | $4,740,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V662 | PHARMACEUTICALS | 78,666 | $4,733,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 41,900 | $4,729,000 | thousands by filing date | call |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y888 | SPECTRUM PFD | 48,534 | $4,728,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N774 | VCSHS US DISCVRY | 124,896 | $4,717,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 170,820 | $4,715,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 165,176 | $4,714,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAB0 | NOTE 3.750%12/1 | 4,684,000 | $4,713,000 | thousands by filing date | principal |
| ROKU INC COM CL A | 77543R102 | Stock | 52,000 | $4,710,000 | thousands by filing date | call |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 916,865 | $4,704,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V191 | S&P MDCP400 VL | 70,194 | $4,704,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 491,287 | $4,697,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 28,600 | $4,696,000 | thousands by filing date | put |
| ROSETTA STONE INC | 777780107 | COM | 204,756 | $4,685,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 217,720 | $4,682,000 | thousands by filing date | |
| FIRSTSERVICE CORP NEW COM | 33767E202 | Stock | 48,663 | $4,668,000 | thousands by filing date | |
| VICTORY CAP HLDGS INC DEL COM CL A | 92645B103 | Stock | 270,776 | $4,652,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 612,627 | $4,651,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 473,479 | $4,644,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 140,601 | $4,642,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 945,428 | $4,642,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 67,222 | $4,635,000 | thousands by filing date | |
| VISTRA ENERGY CORP | 92840M300 | UNIT 02/02/2024 | 50,000 | $4,629,000 | thousands by filing date | |
| REALPAGE INC | 75606NAB5 | NOTE | 3,085,000 | $4,622,000 | thousands by filing date | principal |
| VERITEX HLDGS INC | 923451108 | COM | 177,612 | $4,608,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 69,362 | $4,595,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 268,248 | $4,595,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 45,800 | $4,589,000 | thousands by filing date | put |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 706,569 | $4,587,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 207,665 | $4,582,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 230,914 | $4,567,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 548,595 | $4,555,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 274,954 | $4,547,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 302,680 | $4,546,000 | thousands by filing date | |
| TRIBUNE COMPANY | 896047503 | COMMON | 98,243 | $4,540,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 33,089 | $4,535,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E644 | INTL BUYBACK | 142,244 | $4,533,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 324,302 | $4,528,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 285,452 | $4,528,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 53,100 | $4,527,000 | thousands by filing date | call |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 256,106 | $4,525,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 535,897 | $4,523,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 125,683 | $4,509,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 300,250 | $4,504,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 491,951 | $4,482,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRA | 459506309 | UNIT 09/15/2021 | 83,119 | $4,474,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 156,316 | $4,466,000 | thousands by filing date | |
| CERIDIAN HCM HLDG INC | 15677J108 | COM | 88,860 | $4,460,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q886 | DIVERSFED RTRN | 67,096 | $4,459,000 | thousands by filing date | |
| QIAGEN NV | N72482AT4 | DEBT 1.000%11/1 | 4,000,000 | $4,438,000 | thousands by filing date | principal |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 292,066 | $4,419,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 32,800 | $4,408,000 | thousands by filing date | put |
| INVESCO CURRENCYSHARES SWISS | 46138R108 | SWISS FRANC | 46,439 | $4,408,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II VCSHS EMRG VOLTY | 92647N857 | CEF | 169,662 | $4,399,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N816 | VCSHS DEV ENH VL | 137,018 | $4,393,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 51,300 | $4,392,000 | thousands by filing date | put |
| MYR GROUP INC | 55405W104 | COM | 117,147 | $4,376,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 263,289 | $4,376,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 51,520 | $4,376,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 26,700 | $4,374,000 | thousands by filing date | call |
| STRATEGY INC CL A NEW | 594972408 | Stock | 30,485 | $4,370,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J858 | BULSHS 2023 HY | 167,569 | $4,365,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 112,893 | $4,364,000 | thousands by filing date | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 91,151 | $4,362,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 1,730,079 | $4,359,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 106,168 | $4,355,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E388 | S&P 500 EX RAT | 112,674 | $4,349,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 3,156 | $4,330,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 139,176 | $4,323,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 87,804 | $4,306,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 208,153 | $4,300,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 79,811 | $4,296,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 104,480 | $4,291,000 | thousands by filing date | |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 251,374 | $4,288,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 44,928 | $4,268,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 53,527 | $4,265,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 178,935 | $4,263,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 267,970 | $4,259,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 203,880 | $4,251,000 | thousands by filing date | |
| ISHARES TR | 46432FBC0 | IBONDS MAR20 ETF | 162,713 | $4,249,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 223,294 | $4,242,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H102 | DURABLE HGH DIV | 151,234 | $4,241,000 | thousands by filing date | |
| NUVEEN MTG OPPTY TERM FD 2 | 67074R100 | COM | 188,278 | $4,234,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 49,799 | $4,215,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 92,054 | $4,212,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 474,078 | $4,211,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 461,046 | $4,196,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 45,000 | $4,192,000 | thousands by filing date | put |
| AEROJET ROCKETDYNE HLDGS INC | 007800AB1 | NOTE 2.250%12/1 | 2,357,000 | $4,190,000 | thousands by filing date | principal |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 135,562 | $4,187,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2026 CORPORATE BOND ETF | 46138J791 | ETF | 207,506 | $4,185,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 104,100 | $4,184,000 | thousands by filing date | call |
| EOG RES INC COM | 26875P101 | Stock | 44,900 | $4,183,000 | thousands by filing date | call |
| ANAPLAN INC | 03272L108 | COM | 82,654 | $4,171,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 29,100 | $4,159,000 | thousands by filing date | call |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 556,351 | $4,151,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 4,077,000 | $4,150,000 | thousands by filing date | principal |
| WORLD KINECT CORPORATION | 981475106 | COM | 115,334 | $4,147,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 166,237 | $4,144,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 160,973 | $4,141,000 | thousands by filing date | |
| PLAYAGS INC | 72814N104 | COM | 212,742 | $4,140,000 | thousands by filing date | |
| PEABODY ENGR CORP | 704551100 | COM | 171,574 | $4,134,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 64,653 | $4,128,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 35,000 | $4,121,000 | thousands by filing date | put |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 105,107 | $4,119,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 80,480 | $4,113,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 189,312 | $4,112,000 | thousands by filing date | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 149,122 | $4,108,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 197,200 | $4,100,000 | thousands by filing date | call |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 33,400 | $4,098,000 | thousands by filing date | put |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 242,513 | $4,094,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 288,203 | $4,093,000 | thousands by filing date | |
| GARRETT MOTION INC | 366505105 | COM | 266,022 | $4,083,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 91,500 | $4,081,000 | thousands by filing date | call |
| VIACOM INC | 92553P201 | CL B | 136,200 | $4,068,000 | thousands by filing date | call |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 68,676 | $4,066,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 191,004 | $4,065,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 83,790 | $4,062,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 93,700 | $4,059,000 | thousands by filing date | call |
| VIOMI TECHNOLOGY CO LTD | 92762J103 | SPONSORED ADS | 500,000 | $4,055,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 235,441 | $4,049,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 186,374 | $4,043,000 | thousands by filing date | |
| DYCOM INDS INC | 267475AB7 | NOTE 0.750% 9/1 | 4,144,000 | $4,042,000 | thousands by filing date | principal |
| CENTENE CORP DEL COM | 15135B101 | Stock | 77,000 | $4,038,000 | thousands by filing date | call |
| BRF SA | 10552T107 | SPONSORED ADR | 531,288 | $4,038,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 1,654,717 | $4,038,000 | thousands by filing date | |
| HELIOS TECHNOLOGIES INC | 42328H109 | COM | 86,924 | $4,035,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 100,427 | $4,033,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 46,900 | $4,031,000 | thousands by filing date | call |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 117,031 | $4,025,000 | thousands by filing date | |
| SPARTAN ENERGY ACQUISITION C | 846784106 | CL A COM STK | 402,000 | $4,020,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 152,568 | $4,007,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 59,959 | $4,003,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 155,000 | $4,002,000 | thousands by filing date | put |
| PRICELINE GRP INC | 741503AS5 | NOTE 0.350% 6/1 | 2,780,000 | $4,001,000 | thousands by filing date | principal |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 183,235 | $4,000,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 40,200 | $3,997,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 356,951 | $3,994,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092816 | MOMENTUM FACTR | 112,576 | $3,990,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 295,546 | $3,987,000 | thousands by filing date | |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 68,071 | $3,983,000 | thousands by filing date | |
| THE STARS GROUP INC | 85570W100 | COMMON STOCK-FO | 233,174 | $3,980,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 150,000 | $3,975,000 | thousands by filing date | put |
| ISHARES TR | 46434V514 | MSCI CHINA A | 139,412 | $3,971,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 209,523 | $3,967,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V707 | ST STR UL BD ETF | 98,133 | $3,967,000 | thousands by filing date | |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 260,123 | $3,965,000 | thousands by filing date | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 57,899 | $3,964,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333XAD0 | DBCV 2.250% 6/1 | 3,718,000 | $3,964,000 | thousands by filing date | principal |
| INVESCO EXCHANGE TRADED FD T | 46137V696 | NEXT GEN MEDIA | 119,296 | $3,963,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 263,130 | $3,960,000 | thousands by filing date | |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 505,800 | $3,955,000 | thousands by filing date | put |
| NMI HLDGS INC | 629209305 | COM | 139,255 | $3,953,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 199,369 | $3,951,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 79,208 | $3,951,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 219,619 | $3,947,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 192,446 | $3,940,000 | thousands by filing date | |
| VANECK INTERNATIONAL HIGH YIEL | 92189F445 | INTERNATIONAL HI | 158,241 | $3,939,000 | thousands by filing date | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 150,128 | $3,930,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 79,120 | $3,926,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 294,635 | $3,922,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 62,935 | $3,920,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 286,278 | $3,908,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 63,808 | $3,906,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F759 | CHINA GROWTH LDR | 97,127 | $3,901,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06746P621 | IPTH SR B S&P | 150,000 | $3,900,000 | thousands by filing date | call |
| EXELIXIS INC COM | 30161Q104 | Stock | 182,400 | $3,898,000 | thousands by filing date | call |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 498,200 | $3,896,000 | thousands by filing date | call |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 244,857 | $3,885,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 159,471 | $3,885,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C573 | TOTAL CORP BND | 44,774 | $3,884,000 | thousands by filing date | |
| PIMCO ENRGY TACTICAL CR OPP FD | 69346N107 | COM SHS BEN INT | 197,537 | $3,877,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 51,900 | $3,875,000 | thousands by filing date | put |
| GOOSEHEAD INS INC | 38267D109 | COM CL A | 81,059 | $3,875,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 700,000 | $3,871,000 | thousands by filing date | call |
| ARTIVION INC | 228903100 | COM | 129,213 | $3,867,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 53,135 | $3,860,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V886 | S&P500 EX-RATE | 53,656 | $3,858,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 144,391 | $3,857,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 118,300 | $3,855,000 | thousands by filing date | put |
| EVERI HLDGS INC | 30034T103 | COM | 322,455 | $3,847,000 | thousands by filing date | |
| Blackrock 2022 Global In | 09258P104 | ETF | 407,119 | $3,847,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 62,764 | $3,842,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 270,000 | $3,837,000 | thousands by filing date | put |
| OMNICOM GROUP INC COM | 681919106 | Stock | 46,800 | $3,835,000 | thousands by filing date | put |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 86,660 | $3,834,000 | thousands by filing date | |
| KLX ENERGY SERVICS HOLDNGS I | 48253L106 | COM | 187,581 | $3,833,000 | thousands by filing date | |
| HERBALIFE NUTRITION LTD | 42703MAD5 | NOTE 2.625% 3/1 | 3,949,000 | $3,831,000 | thousands by filing date | principal |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 136,000 | $3,830,000 | thousands by filing date | put |
| American Express Company | 025816109 | COM | 31,000 | $3,827,000 | thousands by filing date | put |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 458,662 | $3,825,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 280,189 | $3,825,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 108,928 | $3,822,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 328,661 | $3,816,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 61,749 | $3,814,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 256,692 | $3,814,000 | thousands by filing date | |
| MODERNA INC | 60770K107 | COM | 260,444 | $3,813,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 15,590 | $3,809,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 70,273 | $3,804,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 223,896 | $3,802,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 185,324 | $3,795,000 | thousands by filing date | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 152,946 | $3,793,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 233,083 | $3,793,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 55,886 | $3,790,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 308,021 | $3,789,000 | thousands by filing date | |
| WEIBO CORP | 948596AC5 | NOTE 1.250%11/1 | 4,005,000 | $3,781,000 | thousands by filing date | principal |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-19-016888 | this filing | 2019-08-14 | acceptance time not in the bulk data set |