13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2019-06-30, filed 2019-08-14, with 7,316 holding rows worth $660,739,605,000.
- Accession
- 0001567619-19-016888
- Filer
- CIK 70858
- Filed
- 2019-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2019
A holdings report, 25,283 entries on the cover page, a total value of $660,739,605,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $660,739,605,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerBOFA SECURITIES, INC.
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerU.S. TRUST Co OF DELAWARE028-10270
- included managerMANAGED ACCOUNT ADVISORS LLC028-12631
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INVESCO EXCH TRADED FD TR II | 46138E107 | EQUAL WEGT 0-30 | 110,893 | $3,779,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 168,392 | $3,773,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 122,497 | $3,772,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 396,483 | $3,768,000 | thousands by filing date | |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 141,609 | $3,768,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 182,524 | $3,755,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 80,014 | $3,752,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 124,882 | $3,742,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 389,552 | $3,736,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 138,534 | $3,734,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAB1 | NOTE 2.000%10/0 | 4,232,000 | $3,730,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 107,905 | $3,728,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 153,497 | $3,723,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAH4 | NOTE 0.599% 8/0 | 3,583,000 | $3,719,000 | thousands by filing date | principal |
| BLOOM ENERGY CORP | 093712107 | COM | 302,856 | $3,717,000 | thousands by filing date | |
| Eaton Vance Floating Rate | 27831H100 | ETF | 400,120 | $3,715,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V217 | S&P MDCP400 PR | 25,017 | $3,710,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 201,508 | $3,707,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 93,193 | $3,704,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 806,325 | $3,693,000 | thousands by filing date | |
| PACER FDS TR | 69374H857 | US SMALL CAP CAS | 155,259 | $3,687,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT INDUSTRIALS MOMENTUM ETF | 46137V845 | ETF | 55,506 | $3,684,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 155,588 | $3,681,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 35,219 | $3,674,000 | thousands by filing date | |
| PETIQ INC | 71639T106 | COMMON STOCK | 111,419 | $3,672,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 353,554 | $3,657,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 37,401 | $3,655,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 215,516 | $3,655,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 71,568 | $3,654,000 | thousands by filing date | |
| EVO PMTS INC | 26927E104 | CL A COM | 115,804 | $3,651,000 | thousands by filing date | |
| STONECO LTD | G85158106 | COM CL A | 123,300 | $3,647,000 | thousands by filing date | put |
| NLIGHT INC | 65487K100 | COM | 189,743 | $3,642,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 50,000 | $3,632,000 | thousands by filing date | call |
| CAPITAL CLEAN ENERGY CARRIERS COM | Y11082206 | Stock | 345,873 | $3,631,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 146,607 | $3,620,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 158,934 | $3,618,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 55,409 | $3,612,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G888 | SHORT TERM ETF | 34,106 | $3,601,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 463,802 | $3,600,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 80,000 | $3,593,000 | thousands by filing date | put |
| INVESCO EXCH TRADED FD TR II | 46138E420 | CMN | 109,903 | $3,586,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V787 | BIOTECHNOLOGY | 66,854 | $3,578,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 324,844 | $3,577,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 287,602 | $3,572,000 | thousands by filing date | |
| YEXT INC | 98585N106 | COM | 177,799 | $3,572,000 | thousands by filing date | |
| SCIENJOY HOLDING CORP SHS | G4887W110 | Common Stock | 360,000 | $3,564,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 123,140 | $3,563,000 | thousands by filing date | |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 310,500 | $3,558,000 | thousands by filing date | call |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 573,153 | $3,554,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 507,034 | $3,554,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FUND TRUST INVESCO DORSEY WRIGHT UTILITIES MOMENTUM ETF | 46137V795 | ETF | 108,935 | $3,540,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 64,798 | $3,538,000 | thousands by filing date | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 492,820 | $3,534,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 183,810 | $3,533,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 75,335 | $3,529,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 24,400 | $3,528,000 | thousands by filing date | put |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 41,785 | $3,525,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 327,905 | $3,518,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 147,930 | $3,513,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 100,813 | $3,513,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 79,191 | $3,511,000 | thousands by filing date | |
| MYOKARDIA INC | 62857M105 | COM | 69,966 | $3,509,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 87,581 | $3,499,000 | thousands by filing date | |
| World Gold TR | 98149E204 | SPRD GLD Minis | 248,065 | $3,495,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 152,414 | $3,489,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 124,108 | $3,481,000 | thousands by filing date | |
| SPDR SSgA Multi-Asset Real Return ETF | 78467V103 | SHS | 137,834 | $3,478,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 250,641 | $3,477,000 | thousands by filing date | |
| DD3 ACQUISITION CORP | G2692M103 | SHS | 349,000 | $3,476,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 76,842 | $3,474,000 | thousands by filing date | |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 945,970 | $3,472,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188408 | LOW DURTIN ETF | 68,677 | $3,471,000 | thousands by filing date | |
| Canadian $ ETF | 46138T104 | ETF | 46,032 | $3,467,000 | thousands by filing date | |
| NUVEEN HIGH INCOME DECMBR 20 | 67076E107 | COM | 350,676 | $3,461,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 213,123 | $3,455,000 | thousands by filing date | |
| BRIGHTVIEW HLDGS INC | 10948C107 | COM | 184,517 | $3,452,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 285,849 | $3,450,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 34,380 | $3,446,000 | thousands by filing date | |
| TRINITY MERGER CORP | 89653L106 | COM CL A | 334,000 | $3,440,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E578 | BLOOM DATA ETF | 68,293 | $3,439,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 250,079 | $3,436,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 133,442 | $3,429,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 1,082,978 | $3,422,000 | thousands by filing date | |
| RMG ACQUISITION CORP | 749641106 | CL A | 350,000 | $3,420,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 204,446 | $3,418,000 | thousands by filing date | |
| BEYOND MEAT INC | 08862E109 | COM | 21,251 | $3,415,000 | thousands by filing date | |
| LEISURE ACQUISITION CORP | 52539T107 | COM | 337,000 | $3,414,000 | thousands by filing date | |
| CAROLINA FINL CORP NEW | 143873107 | COM | 97,157 | $3,410,000 | thousands by filing date | |
| Invsc SP 500 Equal Weight Matrl ETF | 46137V316 | ETF | 31,067 | $3,406,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 226,040 | $3,405,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 47,635 | $3,403,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 222,000 | $3,387,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 75,224 | $3,384,000 | thousands by filing date | |
| REVIVA PHARMACEUTCLS HLDGS INC COM | G8708A116 | Stock | 331,000 | $3,383,000 | thousands by filing date | |
| SOCIAL CAP HEDOSOPHIA HLDGS | G8250R103 | CL A | 324,000 | $3,381,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W606 | IT RT HDG HGYL | 38,112 | $3,380,000 | thousands by filing date | |
| ISHARES TR | 464288125 | 3YRTB ETF | 42,224 | $3,375,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 276,141 | $3,374,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 180,793 | $3,366,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 62,050 | $3,362,000 | thousands by filing date | |
| CSW INDUSTRIALS INC | 126402106 | COM | 48,830 | $3,329,000 | thousands by filing date | |
| Goldman Sachs Equal Weight U.S. Large Cap Equity ETF | 381430438 | SHS | 70,751 | $3,320,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 60,893 | $3,317,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 1,182,634 | $3,312,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 61,596 | $3,311,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 373,077 | $3,309,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 192,438 | $3,308,000 | thousands by filing date | |
| GANNETT CO INC | 36473HAB0 | NOTE 4.750% 4/1 | 3,275,000 | $3,302,000 | thousands by filing date | principal |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 89,192 | $3,296,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 227,933 | $3,296,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 53,228 | $3,296,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 23,464 | $3,292,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 127,000 | $3,292,000 | thousands by filing date | call |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 25,511 | $3,290,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940TAB5 | NOTE 2.000% 5/1 | 3,600,000 | $3,288,000 | thousands by filing date | principal |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 191,888 | $3,283,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 401,040 | $3,274,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 446,839 | $3,274,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 104,579 | $3,272,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 34,900 | $3,264,000 | thousands by filing date | call |
| ISTAR INC | 45031U101 | COMMON STOCK | 262,481 | $3,259,000 | thousands by filing date | |
| BANK OZK LITTLE ROCK ARK COM | 06417N103 | Stock | 108,125 | $3,253,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 58,709 | $3,244,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 82,515 | $3,240,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 24,100 | $3,239,000 | thousands by filing date | call |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 409,462 | $3,238,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 92,883 | $3,236,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 195,752 | $3,235,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 70,733 | $3,234,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 16,200 | $3,229,000 | thousands by filing date | call |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 178,187 | $3,226,000 | thousands by filing date | |
| AUDENTES THERAPEUTICS INC. | 05070R104 | Common Stock | 85,182 | $3,226,000 | thousands by filing date | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 139,153 | $3,223,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 153,846 | $3,222,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 216,821 | $3,213,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 75,341 | $3,198,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 149,383 | $3,192,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 226,149 | $3,189,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 295,856 | $3,186,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 265,552 | $3,181,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 20,318 | $3,180,000 | thousands by filing date | |
| THERAVANCE INC | 88338TAB0 | CORPORATE OBLIG | 3,025,000 | $3,172,000 | thousands by filing date | principal |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 152,281 | $3,170,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V605 | DJ INDL AVG DV | 85,594 | $3,165,000 | thousands by filing date | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 218,825 | $3,162,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 30,500 | $3,159,000 | thousands by filing date | call |
| SVMK INC | 78489X103 | COM | 191,285 | $3,158,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AX4 | NOTE 0.900% 9/1 | 2,760,000 | $3,157,000 | thousands by filing date | principal |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 55,438 | $3,156,000 | thousands by filing date | |
| INDEXIQ ETF TR IQ GLB | 45409B883 | RES ETF | 115,591 | $3,156,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 40,800 | $3,155,000 | thousands by filing date | put |
| ASTEC INDS INC | 046224101 | COM | 96,862 | $3,154,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 67,724 | $3,150,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y401 | CMN | 44,000 | $3,148,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 847,422 | $3,144,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 78,972 | $3,143,000 | thousands by filing date | |
| AXOSFINLINC | 05465C100 | STOK | 115,326 | $3,141,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A143 | SHS NEW | 599,174 | $3,140,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 258,948 | $3,139,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V753 | FOOD & BEVERAGE | 93,772 | $3,135,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 15,200 | $3,125,000 | thousands by filing date | call |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 52,490 | $3,121,000 | thousands by filing date | |
| LIVENT CORP | 53814L108 | COM | 450,905 | $3,120,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 195,735 | $3,120,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 329,930 | $3,101,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 60,250 | $3,100,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R696 | CMN | 123,953 | $3,091,000 | thousands by filing date | |
| NUVEEN CORPORATE INCM NOVEME | 67077N106 | COM | 311,498 | $3,087,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366JAB7 | NOTE | 2,798,000 | $3,084,000 | thousands by filing date | principal |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 592,825 | $3,083,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 548,528 | $3,082,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 173,535 | $3,079,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 86,900 | $3,075,000 | thousands by filing date | |
| ENERGIZER HLDGS INC NEW | 29272W208 | 7.5 MCNV PFD A | 35,432 | $3,072,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 20,296 | $3,061,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 84,181 | $3,055,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 583,186 | $3,051,000 | thousands by filing date | |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 1,023,248 | $3,049,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 221,116 | $3,045,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 209,656 | $3,036,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 18,800 | $3,026,000 | thousands by filing date | put |
| PINTEREST INC CL A | 72352L106 | Stock | 111,100 | $3,024,000 | thousands by filing date | call |
| ANAPTYSBIO INC | 032724106 | COM | 53,593 | $3,024,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 59,664 | $3,017,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 266,360 | $3,010,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 349,100 | $3,007,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 241,818 | $3,003,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 131,036 | $3,003,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 203,458 | $3,001,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 567,455 | $2,996,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 181,811 | $2,989,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 50,990 | $2,987,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 142,098 | $2,986,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 164,392 | $2,984,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E414 | MSCI CYCLI | 50,000 | $2,980,000 | thousands by filing date | |
| SMARTSHEET INC. (CLASS A) | 83200N103 | COM CL A | 61,486 | $2,976,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 1,626,303 | $2,976,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 122,663 | $2,974,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R704 | RBA INDL ETF | 112,457 | $2,969,000 | thousands by filing date | |
| ORTHOFIX MED INC | 68752M108 | COM | 56,100 | $2,967,000 | thousands by filing date | call |
| CUMMINS INC COM | 231021106 | Stock | 17,300 | $2,964,000 | thousands by filing date | put |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 117,384 | $2,961,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 63,771 | $2,959,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V860 | DORSEY WRGT FINL | 79,728 | $2,958,000 | thousands by filing date | |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 262,337 | $2,957,000 | thousands by filing date | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 167,187 | $2,956,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 453,185 | $2,955,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 211,470 | $2,953,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F508 | FLEXIBL MUN HIGH | 155,766 | $2,952,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 117,000 | $2,951,000 | thousands by filing date | call |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 146,781 | $2,947,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 148,397 | $2,945,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E448 | RUSELL1000 GWT | 50,000 | $2,932,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 359,603 | $2,931,000 | thousands by filing date | |
| GS ACQUISITION HLDGS CORP | 36255F102 | COM CL A | 289,000 | $2,930,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 69,992 | $2,929,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 18,553 | $2,922,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 126,911 | $2,921,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 76,490 | $2,919,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 77,839 | $2,917,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 107,220 | $2,908,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 212,477 | $2,905,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 30,391 | $2,905,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 124,596 | $2,904,000 | thousands by filing date | |
| BRANDYWINEGLOBAL GLOBAL INCOME | 10537L104 | COM | 246,938 | $2,899,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 46,310 | $2,898,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 80,759 | $2,897,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 43,413 | $2,891,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A804 | TOTAL RETURN | 54,259 | $2,890,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 17,600 | $2,889,000 | thousands by filing date | call |
| INVESCO EXCH TRADED FD TR II | 46138E529 | NY AMT FRE MUN | 115,167 | $2,888,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 101,000 | $2,886,000 | thousands by filing date | call |
| COHU INC | 192576106 | COM | 186,918 | $2,884,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J775 | BLOO PRI PWR ETF | 54,386 | $2,876,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E471 | FTSE US OVER | 50,000 | $2,875,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 80,467 | $2,874,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E430 | RUSLL LRG OVER | 50,000 | $2,874,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 183,067 | $2,872,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 35,000 | $2,867,000 | thousands by filing date | put |
| BAXTER INTL INC | 071813109 | COM | 35,000 | $2,867,000 | thousands by filing date | call |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 156,591 | $2,867,000 | thousands by filing date | |
| Fidelity High Dividend ETF | 316092840 | SHS | 96,187 | $2,858,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 35,300 | $2,850,000 | thousands by filing date | call |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 217,634 | $2,849,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 230,906 | $2,844,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 50,100 | $2,843,000 | thousands by filing date | call |
| MODINE MFG CO COM | 607828100 | Stock | 198,166 | $2,836,000 | thousands by filing date | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 31,902 | $2,832,000 | thousands by filing date | |
| iShares U.S. Small Cap Equity Factor ETF | 46434V290 | SHS | 70,247 | $2,830,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 47,243 | $2,820,000 | thousands by filing date | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 178,333 | $2,817,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 141,259 | $2,813,000 | thousands by filing date | |
| NORTHWEST NAT HLDG CO COM | 66765N105 | Stock | 40,456 | $2,812,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 138,418 | $2,810,000 | thousands by filing date | |
| STONECO LTD | G85158106 | COM CL A | 95,000 | $2,810,000 | thousands by filing date | call |
| DIREXION SHS ETF TR ZACKS MLP | 25459y298 | INDX FD | 208,028 | $2,809,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 237,500 | $2,807,000 | thousands by filing date | call |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 78,300 | $2,806,000 | thousands by filing date | call |
| iShares iBonds Dec. 2028 Corporate Bond ETF | 46435U515 | ETF | 103,350 | $2,806,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 97,278 | $2,779,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 13,500 | $2,776,000 | thousands by filing date | put |
| JANUS HENDERSON SMALL/MID CAP GROWTH ALPHA ETF | 47103U209 | ETF | 61,245 | $2,772,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 235,249 | $2,769,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 94,145 | $2,766,000 | thousands by filing date | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 47,866 | $2,764,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 219,912 | $2,762,000 | thousands by filing date | |
| CHENIERE ENERGY INC | U16344AB6 | DEBT 4.875% 5/2 | 2,623,359 | $2,754,000 | thousands by filing date | principal |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 160,098 | $2,750,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 140,238 | $2,746,000 | thousands by filing date | |
| PACER FDS TR | 69374H691 | mc | 95,447 | $2,744,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 56,122 | $2,743,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 104,698 | $2,741,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 71,283 | $2,733,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 16,300 | $2,729,000 | thousands by filing date | call |
| NUSHARES ETF TR | 67092P110 | NUVEEN ESG 1-5 | 109,490 | $2,729,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E372 | MSCI DEV OVER | 50,000 | $2,729,000 | thousands by filing date | |
| INVESCO S&P 500 EQUAL WEIGHT ENERGY ETF | 46137V365 | ETF | 56,186 | $2,728,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E455 | CMN | 50,279 | $2,725,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 58,719 | $2,721,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 65,203 | $2,720,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 211,894 | $2,719,000 | thousands by filing date | |
| TTEC HLDGS INC | 89854H102 | COM | 58,321 | $2,717,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 49,300 | $2,716,000 | thousands by filing date | call |
| ZILLOW GROUP INC | 98954MAC5 | NOTE 1.500% 7/0 | 2,767,000 | $2,716,000 | thousands by filing date | principal |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 185,483 | $2,713,000 | thousands by filing date | |
| ARCH COAL INC | 039380407 | COMMON STOCK | 28,796 | $2,712,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 303,608 | $2,708,000 | thousands by filing date | |
| NUVEEN MUN 2021 TARGET TERM | 670687102 | COM | 280,342 | $2,705,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 415,327 | $2,704,000 | thousands by filing date | |
| SPDR S&P 500 Fossil Fuel Reserves Free ETF | 78468R796 | SHS | 37,754 | $2,701,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 53,200 | $2,701,000 | thousands by filing date | call |
| INVESCO BULLETSHARES 2027 CORPORATE BOND ETF | 46138J783 | ETF | 131,709 | $2,701,000 | thousands by filing date | |
| INVESCO HIG INCM 2023 TARG T | 46135X108 | COM | 258,385 | $2,698,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 188,300 | $2,693,000 | thousands by filing date | call |
| Boston Scientific Corporation | 101137107 | COM | 62,300 | $2,678,000 | thousands by filing date | call |
| PARSONS CORP DEL COM | 70202L102 | Stock | 72,660 | $2,678,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E867 | DORSEY WRGT EMRG | 150,838 | $2,675,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 50,000 | $2,664,000 | thousands by filing date | put |
| DOLLAR GEN CORP COM | 256677105 | Stock | 19,700 | $2,663,000 | thousands by filing date | call |
| JAGGED PEAK ENERGY INC | 47009K107 | COM | 321,683 | $2,661,000 | thousands by filing date | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 81,093 | $2,659,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 61,859 | $2,659,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 2,732,000 | $2,656,000 | thousands by filing date | principal |
| DIREXION SHS ETF TR | 25460E422 | RUSLL SML OVER | 50,000 | $2,656,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 562,514 | $2,655,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V423 | S&P 500 VLU MOMN | 66,256 | $2,654,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 106,559 | $2,648,000 | thousands by filing date | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 25,237 | $2,645,000 | thousands by filing date | |
| DBX ETF TR | 233051705 | XTRACK MUN INFRA | 95,462 | $2,645,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E463 | FTSE INTL OVER | 50,284 | $2,643,000 | thousands by filing date | |
| Berry Corp | 08579X101 | Common Stock | 248,930 | $2,639,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 30,700 | $2,638,000 | thousands by filing date | put |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 176,124 | $2,638,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 283,235 | $2,638,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BJ4 | NOTE 1.875% 6/0 | 2,570,000 | $2,638,000 | thousands by filing date | principal |
| BBVA BANCO FRANCES S A | 07329M100 | CMN | 232,535 | $2,633,000 | thousands by filing date | |
| REVOLVE GROUP INC CL A | 76156B107 | Stock | 76,181 | $2,629,000 | thousands by filing date | |
| ISHARES TR | 464288216 | EMGR MKT INF ETF | 90,175 | $2,614,000 | thousands by filing date | |
| ARCOSA INC COM | 039653100 | Stock | 69,448 | $2,613,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 46,946 | $2,612,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 105,322 | $2,606,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 51,877 | $2,605,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V571 | GLOBAL DRGN CN | 69,528 | $2,601,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 25,200 | $2,600,000 | thousands by filing date | call |
| THERAPEUTICSMD INC | 88338N107 | COM | 1,000,000 | $2,600,000 | thousands by filing date | put |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 34,800 | $2,599,000 | thousands by filing date | call |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 30,000 | $2,595,000 | thousands by filing date | call |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 108,268 | $2,594,000 | thousands by filing date | |
| GORES HOLDINGS III INC | 38286G109 | CLASS A | 258,000 | $2,593,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 29,456 | $2,589,000 | thousands by filing date | |
| PINTEREST INC CL A | 72352L106 | Stock | 95,000 | $2,586,000 | thousands by filing date | put |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 152,397 | $2,580,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 7,000 | $2,577,000 | thousands by filing date | call |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 91,205 | $2,577,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E380 | MSCI EMRG OVER | 50,000 | $2,575,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 446,057 | $2,570,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E398 | MSCI DEF OVER | 50,000 | $2,570,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 30,100 | $2,566,000 | thousands by filing date | put |
| EATON VANCE HIGH INCOME 2021 | 27829W101 | COM SH BEN INT | 254,737 | $2,565,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 315,373 | $2,564,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 354,122 | $2,564,000 | thousands by filing date | |
| KAMAN CORP | 483548AF0 | BOND | 2,187,000 | $2,564,000 | thousands by filing date | principal |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 323,274 | $2,560,000 | thousands by filing date | |
| HUDSON LTD | G46408103 | COM CL A | 185,659 | $2,560,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 130,972 | $2,558,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 241,218 | $2,549,000 | thousands by filing date | |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 22,135 | $2,549,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 254,495 | $2,548,000 | thousands by filing date | |
| CNX RES CORP COM | 12653C108 | Stock | 346,836 | $2,535,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 306,395 | $2,533,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 1,165,845 | $2,530,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 132,800 | $2,528,000 | thousands by filing date | put |
| KKR & CO INC | 48251W104 | COM | 100,000 | $2,527,000 | thousands by filing date | call |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 417,482 | $2,526,000 | thousands by filing date | |
| DBX ETF TR | 233051754 | XTRACK CSI 500 A | 96,200 | $2,523,000 | thousands by filing date | |
| JANUS DETROIT | 47103U100 | MF Closed and MF Open | 57,586 | $2,522,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 55,151 | $2,519,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 103,384 | $2,512,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 84,906 | $2,508,000 | thousands by filing date | |
| PINTEREST INC CL A | 72352L106 | Stock | 92,098 | $2,507,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 138,728 | $2,507,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 92,332 | $2,506,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V449 | S&P 100 EQL WIGH | 44,294 | $2,505,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F841 | NATURAL RESOURC | 68,199 | $2,500,000 | thousands by filing date | |
| GRAFTECH INTL LTD | 384313508 | COM | 217,142 | $2,498,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 200,547 | $2,495,000 | thousands by filing date | |
| Collier Creek Holdings | G22707106 | COM | 249,000 | $2,490,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 8,320 | $2,489,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 33,294 | $2,485,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 171,273 | $2,485,000 | thousands by filing date | |
| WISDOMTREE DYNAMIC LONG/SHORT | 97717x313 | INDX FD | 89,742 | $2,484,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 107,012 | $2,471,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 31,105 | $2,471,000 | thousands by filing date | |
| CORTEVA INC COM | 22052L104 | Stock | 83,300 | $2,463,000 | thousands by filing date | call |
| NUSHARES ETF TR | 67092P706 | CMN | 84,705 | $2,463,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 85,156 | $2,461,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 70,000 | $2,461,000 | thousands by filing date | put |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 105,734 | $2,460,000 | thousands by filing date | |
| ESSENTIAL PPTYS RLTY TR INC COM | 29670E107 | REIT | 122,538 | $2,456,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E396 | S&P 500 CONC ETF | 70,249 | $2,453,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 28,745 | $2,449,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 141,672 | $2,448,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 40,258 | $2,446,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 16,300 | $2,438,000 | thousands by filing date | put |
| DELPHI TECHNOLOGIES PLC | G2709G107 | SHS | 121,331 | $2,426,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 38,718 | $2,420,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 50,683 | $2,417,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B487 | IQ ENCH BD US | 125,859 | $2,414,000 | thousands by filing date | |
| HORIZON THERAPEUTICS PLC | G46188101 | SHS | 100,000 | $2,406,000 | thousands by filing date | put |
| FGL HLDGS | G3402M102 | ORD SHS | 285,776 | $2,401,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 170,121 | $2,398,000 | thousands by filing date | |
| FOCUS FINANCIAL PARTNERS INC. | 34417P100 | COM CL A | 87,637 | $2,393,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 43,089 | $2,390,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 45,256 | $2,389,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 94,063 | $2,389,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 58,983 | $2,388,000 | thousands by filing date | |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 45,800 | $2,386,000 | thousands by filing date | put |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 174,341 | $2,381,000 | thousands by filing date | |
| MAGNOLIA OIL & GAS CORP | 559663109 | CL A | 204,838 | $2,373,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 133,047 | $2,371,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 180,153 | $2,371,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 40,667 | $2,371,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 175,012 | $2,370,000 | thousands by filing date | |
| BRP INC COM SUN VTG | 05577W200 | Stock | 65,871 | $2,361,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 190,635 | $2,359,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 32,500 | $2,358,000 | thousands by filing date | put |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 83,715 | $2,358,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 39,342 | $2,357,000 | thousands by filing date | |
| NVENT ELEC PLC SHS | G6700G107 | Stock | 95,000 | $2,355,000 | thousands by filing date | put |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 138,179 | $2,354,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 11,800 | $2,352,000 | thousands by filing date | put |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 161,116 | $2,352,000 | thousands by filing date | |
| SEMPRA ENERGY | 816851505 | PFD | 21,185 | $2,352,000 | thousands by filing date | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 119,409 | $2,351,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 9,000 | $2,344,000 | thousands by filing date | put |
| ABIOMED INC | 003654100 | COM | 9,000 | $2,344,000 | thousands by filing date | call |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 107,335 | $2,339,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 67,748 | $2,337,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 56,853 | $2,336,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 201,427 | $2,333,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 21,400 | $2,328,000 | thousands by filing date | call |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 189,224 | $2,328,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 219,148 | $2,316,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J833 | BULSHS 2024 HY | 91,597 | $2,314,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 57,500 | $2,311,000 | thousands by filing date | put |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 293,631 | $2,311,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 101,996 | $2,311,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 374,505 | $2,310,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 65,527 | $2,307,000 | thousands by filing date | |
| TORTOISE ESSENTIAL ASSETS IN | 89148A103 | COM SH BEN INT | 130,350 | $2,307,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 226,751 | $2,305,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 154,048 | $2,303,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 104,097 | $2,301,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 31,777 | $2,301,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 11,298 | $2,300,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 394,838 | $2,297,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 693,611 | $2,296,000 | thousands by filing date | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 59,200 | $2,293,000 | thousands by filing date | put |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 59,200 | $2,293,000 | thousands by filing date | call |
| HILLTOP HLDGS INC | 432748101 | COM | 107,793 | $2,293,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y100 | COM | 343,503 | $2,287,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 180,464 | $2,285,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 312,524 | $2,285,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 169,492 | $2,283,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2028 CORPORATE BOND ETF | 46138J643 | ETF | 105,694 | $2,281,000 | thousands by filing date | |
| CHEWYINCCLASSCLASSA | 16679L109 | STOK | 65,054 | $2,277,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 50,000 | $2,277,000 | thousands by filing date | call |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 87,259 | $2,276,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E669 | GLOBAL EX US HGH | 98,245 | $2,276,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 60,347 | $2,274,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 76,811 | $2,269,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 106,770 | $2,266,000 | thousands by filing date | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 119,166 | $2,264,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 228,447 | $2,264,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 112,028 | $2,263,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 67,939 | $2,255,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 7,200 | $2,254,000 | thousands by filing date | put |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 156,376 | $2,252,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES EURO | 46138K103 | EURO SHS | 20,778 | $2,250,000 | thousands by filing date | |
| LIBERTY ENERGY INC | 53115L104 | COM CL A | 138,910 | $2,247,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 81,583 | $2,243,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 33,169 | $2,239,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E834 | DWA TACTCL MLT | 88,154 | $2,238,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 208,635 | $2,237,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 27,181 | $2,234,000 | thousands by filing date | |
| PROSHARES TR | 74347B375 | LONG ONLINE SHRT | 40,810 | $2,234,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 191,403 | $2,224,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W398 | NEGT DUR HIG YLD | 116,158 | $2,224,000 | thousands by filing date | |
| ABRDN SILVER ETF TRUST | 003264108 | PHYSCL SILVR SHS | 149,458 | $2,221,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 531,268 | $2,220,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 239,747 | $2,218,000 | thousands by filing date | |
| FIRST TR BICK INDEX FD | 33733H107 | COM SHS | 82,415 | $2,216,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 177,782 | $2,215,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 29,225 | $2,207,000 | thousands by filing date | |
| REDFIN CORP | 75737F108 | COM | 122,736 | $2,206,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 88,636 | $2,199,000 | thousands by filing date | |
| NUVEEN PFD & INCOME 2022 TER | 67075T105 | COM | 89,388 | $2,188,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 255,813 | $2,184,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 47,458 | $2,182,000 | thousands by filing date | |
| APPFOLIO INC | 03783C100 | COM CL A | 21,319 | $2,180,000 | thousands by filing date | |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 43,411 | $2,176,000 | thousands by filing date | |
| CARBON BLACK INC | 14081R103 | COM | 129,717 | $2,169,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J817 | BULSHS 2025 HY | 88,569 | $2,168,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 134,816 | $2,162,000 | thousands by filing date | |
| GATES INDL CORP PLC | G39108108 | ORD SHS | 188,796 | $2,154,000 | thousands by filing date | |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 29,983 | $2,147,000 | thousands by filing date | |
| DOMINION ENERGY INC | 25746U836 | UNIT 08/15/2019 | 42,697 | $2,147,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 39,325 | $2,145,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 19,922 | $2,140,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 126,026 | $2,139,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 56,541 | $2,136,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 40,085 | $2,133,000 | thousands by filing date | |
| INVESCO EXCHNG TRAD SLF INDE | 46139W403 | CORRT INM VALU | 85,882 | $2,131,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 64,732 | $2,128,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q308 | DIV RTN EM EQT | 38,231 | $2,126,000 | thousands by filing date | |
| Invesco S&P 500 Momentum ETF | 46138E339 | SHS | 52,566 | $2,124,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 67,793 | $2,116,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 163,000 | $2,114,000 | thousands by filing date | put |
| NANOMETRICS | 630077105 | COM | 60,723 | $2,108,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 84,736 | $2,105,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-19-016888 | this filing | 2019-08-14 | acceptance time not in the bulk data set |