13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2019-06-30, filed 2019-08-14, with 7,316 holding rows worth $660,739,605,000.
- Accession
- 0001567619-19-016888
- Filer
- CIK 70858
- Filed
- 2019-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2019
A holdings report, 25,283 entries on the cover page, a total value of $660,739,605,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $660,739,605,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerBOFA SECURITIES, INC.
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerU.S. TRUST Co OF DELAWARE028-10270
- included managerMANAGED ACCOUNT ADVISORS LLC028-12631
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 19,238 | $254,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 11,902 | $254,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 17,187 | $253,000 | thousands by filing date | |
| DBX ETF TR XTRACK | 233051812 | MSCI SOUT | 9,600 | $253,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 26,905 | $252,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 19,027 | $251,000 | thousands by filing date | |
| FRANKLIN FINANCIAL SERVICES | 353525108 | COMMON STOCK | 6,581 | $251,000 | thousands by filing date | |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 5,481 | $250,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 1,389,724 | $250,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 63,699 | $249,000 | thousands by filing date | |
| CLARUS CORP NEW | 18270P109 | COM | 17,137 | $248,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 17,676 | $248,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 126,180 | $248,000 | thousands by filing date | |
| EMC INS GROUP INC | 268664109 | COM | 6,904 | $248,000 | thousands by filing date | |
| ABERDEEN GLOBAL DYNAMIC DIVIDE | 00302M106 | COM | 25,664 | $247,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92837G100 | COM | 23,301 | $247,000 | thousands by filing date | |
| READY CAPITAL CORP | 75574U101 | COM | 16,509 | $246,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 35,730 | $246,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y616 | CMN | 9,806 | $246,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 24,564 | $245,000 | thousands by filing date | |
| SELECT BANCORP INC NEW COM | 81617L108 | Stock | 21,483 | $245,000 | thousands by filing date | |
| ISHARES TR | 46432FAK3 | 2020 INVTGR BD | 9,950 | $245,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 100,527 | $244,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V555 | INSIDER SENMNT | 3,538 | $244,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 126,242 | $243,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 30,647 | $242,000 | thousands by filing date | |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 17,318 | $242,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 68,243 | $241,000 | thousands by filing date | |
| UROGEN PHARMA LTD | M96088105 | COMMON STOCK | 6,704 | $241,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 25,526 | $241,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 15,809 | $241,000 | thousands by filing date | |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 11,530 | $240,000 | thousands by filing date | |
| CORTEXYME INC | 22053A107 | COM | 5,624 | $239,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 2,018 | $236,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 2,500 | $234,000 | thousands by filing date | put |
| HENNESSY ADVISORS INC | 425885100 | COM | 24,078 | $234,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 76,686 | $233,000 | thousands by filing date | |
| TRADEWEB MKTS INC CL A | 892672106 | Stock | 5,314 | $232,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q676 | ALERIAN ENERGY | 10,762 | $232,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 19,984 | $232,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 154,279 | $232,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 361,835 | $232,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 25,529 | $232,000 | thousands by filing date | |
| MSB FINL CORP NEW | 55352L101 | COM | 15,104 | $232,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P678 | FTSE UNTD KGDM | 9,677 | $231,000 | thousands by filing date | |
| I3 VERTICALS INC | 46571Y107 | COM CL A | 7,822 | $231,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 77,668 | $231,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 15,268 | $230,000 | thousands by filing date | |
| BNY MELLON HIGH YIELD STRATE | 09660L105 | SH BEN INT | 75,090 | $230,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 21,291 | $230,000 | thousands by filing date | |
| KRYSTAL BIOTECH INC COM | 501147102 | Stock | 5,677 | $229,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 8,658 | $229,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q886 | COM | 13,699 | $229,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 44,885 | $229,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 36,199 | $229,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 5,933 | $228,000 | thousands by filing date | |
| ENTEGRA FINL CORP | 29363J108 | COM | 7,556 | $228,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 29,158 | $227,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 7,160 | $227,000 | thousands by filing date | |
| INVESCO EXCHANGETRADED FD T DWA TACTCL SCT | 46138E826 | CEF | 7,251 | $226,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 17,709 | $224,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 19,942 | $223,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 32,887 | $222,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 32,194 | $222,000 | thousands by filing date | |
| WIDEOPENWEST INC | 96758W101 | COM | 30,470 | $222,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 99,555 | $220,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y808 | YIELD ENHANCED | 4,362 | $220,000 | thousands by filing date | |
| PCSB FINL CORP COM | 69324R104 | Stock | 10,854 | $220,000 | thousands by filing date | |
| SALISBURY BANCORP INC | 795226109 | COM | 5,634 | $220,000 | thousands by filing date | |
| BG STAFFING INC | 05544A109 | COM | 11,703 | $220,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 52,495 | $218,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 53,077 | $217,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A602 | VIDENT US BOND | 4,362 | $217,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 74,123 | $217,000 | thousands by filing date | |
| UNITY BIOTECHNOLOGY INC | 91381U101 | COM | 22,822 | $217,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 81,651 | $216,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 64,308 | $216,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 14,286 | $215,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 38,635 | $215,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 10,000 | $215,000 | thousands by filing date | put |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 182,000 | $215,000 | thousands by filing date | principal |
| PRIMEENERGY RESOURCES CORP | 74158E104 | COMMON STOCK | 1,602 | $214,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 16,646 | $214,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 35,452 | $214,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 1,800 | $213,000 | thousands by filing date | put |
| KLA CORP | 482480100 | COM | 1,800 | $213,000 | thousands by filing date | call |
| MONGODB INC CL A | 60937P106 | Stock | 1,400 | $213,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189F114 | VIDEO GMNG ESPRT | 6,389 | $213,000 | thousands by filing date | |
| HF FOODS GROUP INC | 40417F109 | COM | 6,118 | $213,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 61,514 | $213,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 800 | $212,000 | thousands by filing date | put |
| FIDELITY DD BANCORP INC | 31609R100 | COMMON STOCK | 3,161 | $212,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 140,403 | $212,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 10,706 | $211,000 | thousands by filing date | |
| NATIONAL ENERGY SERVICES REU | G6375R107 | SHS | 24,194 | $211,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES BRITISH | 46138m109 | INDX FD | 1,709 | $211,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 7,578 | $211,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 6,880 | $210,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 4,632 | $210,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 25,671 | $210,000 | thousands by filing date | |
| NUVEEN NEW JERSEY MUN VALUE | 670702109 | SHS | 15,725 | $209,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E101 | MSCI NORWAY ETF | 9,885 | $209,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 13,499 | $209,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 75,972 | $209,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 100,943 | $209,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 343,279 | $209,000 | thousands by filing date | |
| DNB Financial Corporation | 233237106 | Common Stock | 4,717 | $209,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 04545L107 | COM | 60,577 | $209,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 34,315 | $208,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 4,773 | $208,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 4,500 | $208,000 | thousands by filing date | call |
| UMH PPTYS INC | 903002103 | COM | 16,768 | $208,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 3,736 | $208,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 24,205 | $208,000 | thousands by filing date | |
| CITIZENS HLDG CO MISS | 174715102 | COM | 10,087 | $208,000 | thousands by filing date | |
| OSI ETF TR | 67110P100 | OSI ETF TR | 7,579 | $208,000 | thousands by filing date | |
| CAPITALA FIN CORP | 14054R106 | COM | 21,869 | $207,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 43,814 | $206,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 532,773 | $206,000 | thousands by filing date | |
| NEON THERAPEUTICS INC | 64050Y100 | COM | 43,337 | $206,000 | thousands by filing date | |
| GOODRICH PETE CORP COM PAR | 382410843 | Stock | 15,802 | $205,000 | thousands by filing date | |
| SELECT INTERIOR CONCEPTS INC CLASS | 816120307 | CL A | 17,623 | $205,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 29,431 | $204,000 | thousands by filing date | |
| PIMCO EQUITY SER | 72202L363 | CMN | 6,999 | $204,000 | thousands by filing date | |
| FARMERS MERCHANTS BANCO OH | 30779N105 | COMMON STOCK | 6,960 | $202,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 11,299 | $202,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 3,700 | $201,000 | thousands by filing date | put |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 3,700 | $201,000 | thousands by filing date | call |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 13,267 | $201,000 | thousands by filing date | |
| DIANTHUS THERAPEUTICS INC COM | 55910K108 | Stock | 13,674 | $201,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 5,298 | $201,000 | thousands by filing date | |
| AQUANTIA CORP | 03842Q108 | COM | 15,391 | $201,000 | thousands by filing date | |
| FTS INTERNATIONAL INC | 30283W104 | COM | 35,982 | $201,000 | thousands by filing date | |
| LINE CORP | 53567X101 | SPONSORED ADR | 7,101 | $201,000 | thousands by filing date | |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 10,947 | $200,000 | thousands by filing date | |
| BASIC ENERGY SVCS INC NEW | 06985P209 | COM NEW | 105,350 | $200,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524722 | 1000 INDEX ETF | 6,906 | $199,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 9,886 | $199,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 74,549 | $199,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H208 | COMMON STOCK | 10,009 | $198,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767868 | MSCI ONE BELT | 8,358 | $198,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 6,408 | $198,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 12,954 | $197,000 | thousands by filing date | |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 17,849 | $197,000 | thousands by filing date | |
| BIOSIG TECHNOLOGIES INC | 09073N201 | COM NEW | 21,002 | $197,000 | thousands by filing date | |
| WISDOMTREE INTERNATIONAL ESG FUND | 97717Y709 | ETF | 8,173 | $197,000 | thousands by filing date | |
| NOVAVAX INC | 670002401 | COM NEW | 33,607 | $196,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 33,025 | $196,000 | thousands by filing date | |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 2,258 | $196,000 | thousands by filing date | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 16,999 | $196,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 8,727 | $196,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 5,072 | $196,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 18,785 | $194,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 39,242 | $194,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 142,983 | $194,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 9,850 | $193,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 5,161 | $193,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 8,488 | $192,000 | thousands by filing date | |
| EQUITY COMWLTH | 294628201 | 6.5% CNV PFD D | 6,951 | $192,000 | thousands by filing date | |
| ONCTERNAL THERAPEUTICS INC | 68236P107 | COM | 28,821 | $192,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 18,267 | $191,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G201 | S&P SMLCP MATL | 4,181 | $191,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 30,673 | $191,000 | thousands by filing date | |
| SUNLANDS ONLINE ED GROUP | 86740P108 | ADS | 80,000 | $191,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 26,004 | $190,000 | thousands by filing date | |
| THL CR SR LN FD | 87244R103 | COM | 12,432 | $190,000 | thousands by filing date | |
| AQUAVENTURE HLDGS LTD | G0443N107 | SHS | 9,518 | $190,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 48,507 | $189,000 | thousands by filing date | |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 46,666 | $189,000 | thousands by filing date | |
| INTERNAP CORPORATION | 45885A409 | COMMON STOCK | 62,755 | $189,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 6,563 | $188,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 14,804 | $188,000 | thousands by filing date | |
| TWO RIV BANCORP | 90207C105 | COMMON | 13,098 | $188,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 27,031 | $187,000 | thousands by filing date | |
| HARBORONE BANCORP INC | 41165F101 | COM | 10,037 | $187,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 3,846 | $186,000 | thousands by filing date | |
| CTI BIOPHARMA CORP | 12648L601 | COM | 216,316 | $186,000 | thousands by filing date | |
| AGNT INC | 30212W100 | COM | 16,615 | $185,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 32,161 | $185,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 23,439 | $185,000 | thousands by filing date | |
| WAITR HLDGS INC | 930752100 | COM | 29,401 | $185,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 5,290 | $184,000 | thousands by filing date | |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 35,832 | $184,000 | thousands by filing date | |
| FNCB BANCORP INC | 302578109 | COM | 23,758 | $184,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L300 | SUSTANABLE US | 6,640 | $184,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 7,335 | $183,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 500 | $182,000 | thousands by filing date | call |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 9,677 | $182,000 | thousands by filing date | |
| BARINGS BDC INC | 06759L103 | COM | 18,542 | $182,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y699 | MSCI SUPDIV EA | 11,427 | $182,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 26,510 | $182,000 | thousands by filing date | |
| SCHOLAR ROCK HLDG CORP | 80706P103 | COM | 11,409 | $181,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 377,925 | $181,000 | thousands by filing date | |
| Castle Brands Inc | 148435100 | COM | 391,864 | $181,000 | thousands by filing date | |
| LILIS ENERGY INC | 532403201 | COM NEW | 296,646 | $181,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F809 | COAL ETF | 13,543 | $180,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 35,654 | $179,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 900 | $178,000 | thousands by filing date | put |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 2,275 | $178,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 22,651 | $178,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 20,329 | $178,000 | thousands by filing date | |
| MUTUALFIRST FINANCIAL INC | 62845B104 | COM | 5,213 | $178,000 | thousands by filing date | |
| INVSC RAFI US 1500 SML MID ETF | 46137V209 | ETF | 4,789 | $178,000 | thousands by filing date | |
| PHUNWARE INC | 71948P100 | COMMON | 57,187 | $178,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 124,635 | $176,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 6,153 | $176,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 35,042 | $176,000 | thousands by filing date | |
| BANCO SANTANDER MEXICO SA | 05969B103 | SPONSORED ADS B | 22,977 | $176,000 | thousands by filing date | |
| AMALGAMATED BANK | 022663108 | COMMON STOCK | 10,061 | $176,000 | thousands by filing date | |
| TRANSCAT INC | 893529107 | COM | 6,878 | $175,000 | thousands by filing date | |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 14,802 | $175,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 6,375 | $173,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 17,359 | $173,000 | thousands by filing date | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 13,367 | $173,000 | thousands by filing date | |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 3,250 | $173,000 | thousands by filing date | |
| WISDOMTREE TR DYNAMIC US EQT | 97717X297 | CEF | 7,968 | $172,000 | thousands by filing date | |
| SUTRO BIOPHARMA INC | 869367102 | COM | 15,030 | $171,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B404 | HDG EVE DRIV | 7,953 | $170,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 13,213 | $169,000 | thousands by filing date | |
| OP BANCORP | 67109R109 | COMMON STOCK | 15,606 | $169,000 | thousands by filing date | |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 9,827 | $169,000 | thousands by filing date | |
| PACIFIC DRILLING SA LUXEMBOURG COM | L7257P205 | Stock | 13,369 | $169,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 57,457 | $169,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R861 | STATE STRET SPDR | 8,596 | $168,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 1,000 | $167,000 | thousands by filing date | put |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 5,597 | $167,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 18,542 | $167,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 13,797 | $167,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J406 | EX US SML CP | 4,576 | $166,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 38,553 | $166,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 20,310 | $165,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 9,665 | $164,000 | thousands by filing date | |
| PCM INC | 69323K100 | COM | 4,645 | $164,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 15,507 | $163,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 11,133 | $163,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 5,424 | $163,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 6,998 | $163,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 102,766 | $163,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 10,146 | $162,000 | thousands by filing date | |
| HIGH INCOME SECS FD | 42968F108 | SHS BEN INT | 19,584 | $162,000 | thousands by filing date | |
| ESTABLISHMENT LABS HOLDINGS | G31249108 | COMMON STOCK | 7,332 | $162,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 6,477 | $162,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 328,481 | $162,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 20,039 | $161,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W380 | INTRST RATE HDGE | 3,366 | $161,000 | thousands by filing date | |
| MESA AIR GROUP INC | 590479135 | COM NEW | 17,544 | $161,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 7,041 | $161,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 6,186 | $160,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 51,495 | $160,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E701 | CHINA SMALL CP | 6,253 | $160,000 | thousands by filing date | |
| EAGLE POINT CREDIT COMPANY I | 269808101 | COM | 8,910 | $159,000 | thousands by filing date | |
| ASTRANA HEALTH INC | 03763A207 | COM NEW | 9,538 | $159,000 | thousands by filing date | |
| KODIAK SCIENCES INC | 50015M109 | COM | 13,613 | $159,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 3,076 | $159,000 | thousands by filing date | |
| Rafael Holdings Inc Class B | 75062E106 | COM | 5,537 | $159,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E172 | S&P SMLCP STAP | 2,168 | $159,000 | thousands by filing date | |
| SWITCH INC | 87105L104 | CL A | 12,211 | $159,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 18,434 | $159,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E412 | RUSEL 1000 LOW | 4,847 | $159,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 11,000 | $158,000 | thousands by filing date | put |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 9,000 | $158,000 | thousands by filing date | |
| RED VIOLET INC | 75704L104 | COMMON STOCK | 12,734 | $158,000 | thousands by filing date | |
| Inflarx Nv | N44821101 | COM | 50,000 | $158,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 64,075 | $158,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 11,639 | $158,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 300 | $157,000 | thousands by filing date | put |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 2,000 | $157,000 | thousands by filing date | put |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 13,708 | $157,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 3,988 | $157,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 5,627 | $157,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 7,765 | $157,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 19,729 | $157,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 169,651 | $157,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 14,905 | $156,000 | thousands by filing date | |
| ARK ETF TR | 00214Q609 | ISRAEL INOVATE | 7,500 | $156,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 25,443 | $156,000 | thousands by filing date | |
| HOWARD BANCORP INC COM | 442496105 | COM | 10,303 | $156,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 41,213 | $156,000 | thousands by filing date | |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 10,378 | $155,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 88,750 | $155,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 168,000 | $154,000 | thousands by filing date | principal |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 3,753 | $153,000 | thousands by filing date | |
| PRUDENTIAL BANCORP INC NEW | 74431A101 | COM | 8,088 | $153,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 19,238 | $152,000 | thousands by filing date | |
| LUMENTUM HLDGS INC | 55024UAB5 | NOTE 0.250% 3/1 | 130,000 | $152,000 | thousands by filing date | principal |
| INDEXIQ ETF TR | 45409B602 | IQ REAL RTN ETF | 5,469 | $152,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E885 | DLY S&P500 BR 3X | 8,261 | $152,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 13,046 | $151,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 11,005 | $151,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 59,740 | $151,000 | thousands by filing date | |
| EAGLE GRWTH & INCOME OPPTY F | 26958J105 | COM SHS BEN IN | 9,803 | $151,000 | thousands by filing date | |
| iShares ESG Aware US Aggregate Bond ETF | 46435U549 | SHS | 2,812 | $150,000 | thousands by filing date | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 9,373 | $150,000 | thousands by filing date | |
| SILK ROAD MEDICAL INC | 82710M100 | COMMON STOCK | 3,093 | $150,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 67,935 | $149,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 4,759 | $149,000 | thousands by filing date | |
| RANGER ENERGY SERVICES CL A | 75282U104 | COMMON STOCK | 18,525 | $149,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 16,037 | $149,000 | thousands by filing date | |
| ALECTOR INC | 014442107 | COMMON STOCK | 7,830 | $148,000 | thousands by filing date | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 82,914 | $148,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 22,082 | $148,000 | thousands by filing date | |
| SEVERN BANCORP ANNAPOLIS MD | 81811M100 | COM | 17,007 | $148,000 | thousands by filing date | |
| NORTHEAST BK PORTLAND ME | 66405S100 | COM | 5,339 | $147,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 21,905 | $147,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 99,154 | $147,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 192,528 | $147,000 | thousands by filing date | |
| AMBER ROAD INC | 02318Y108 | COM | 11,211 | $147,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 45,288 | $145,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 5,087 | $144,000 | thousands by filing date | |
| MMA Capital Management LLC | 55315D105 | COM | 4,312 | $144,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 35,862 | $144,000 | thousands by filing date | |
| TRANSLATE BIO INC. | 89374L104 | Common Stock | 11,343 | $144,000 | thousands by filing date | |
| ISHARES TR | 46429B465 | MSCI GERMNY ETF | 2,582 | $143,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E218 | MSCI NXT EMRNG | 6,785 | $143,000 | thousands by filing date | |
| JPMORGAN INT BOND OPPORTUNITIE | 46641Q852 | INTL BD OPP ETF | 2,805 | $142,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 14,752 | $142,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 4,856 | $141,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 13,373 | $141,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y624 | AUTONMOUS EV ETF | 10,460 | $140,000 | thousands by filing date | |
| Target Hospitality Corp. | 87615L107 | Common Stock, par value $0.0001 per share | 15,379 | $139,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 12,450 | $139,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138G813 | GLOBAL ESG ETF | 4,732 | $139,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 3,000 | $138,000 | thousands by filing date | put |
| KOHLS CORP | 500255104 | COM | 2,900 | $138,000 | thousands by filing date | put |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 10,154 | $138,000 | thousands by filing date | |
| ALBIREO PHARMA INC | 01345P106 | COMMON STOCK | 4,257 | $138,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 13,582 | $138,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 9,239 | $138,000 | thousands by filing date | |
| DBX ETF TR | 233051598 | XTRACK MSCI ALL | 5,560 | $138,000 | thousands by filing date | |
| LEGG MASON ETF INVT TR | 52468L703 | GLOBAL INFSTRU | 4,544 | $138,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 11,987 | $137,000 | thousands by filing date | |
| GRITSTONE BIO INC | 39868T105 | COM | 12,396 | $137,000 | thousands by filing date | |
| ONESMART INTL ED GROUP LTD | 68276W103 | CMN | 17,102 | $137,000 | thousands by filing date | |
| COLONY BANKCORP | 19623P101 | COMMON STOCK | 8,009 | $136,000 | thousands by filing date | |
| BUSINESS FIRST BANCSHARES | 12326C105 | COMMON STOCK | 5,359 | $136,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 68,164 | $136,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J627 | ESG REV ETF | 4,324 | $136,000 | thousands by filing date | |
| BIGLARI HOLDINGS INC B | 08986R309 | COMMON STOCK | 1,298 | $134,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 4,000 | $134,000 | thousands by filing date | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 17,274 | $134,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 51,778 | $134,000 | thousands by filing date | |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 41,585 | $134,000 | thousands by filing date | |
| ELMIRA SVGS BK ELMIRA N Y | 289660102 | COM | 8,349 | $134,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X376 | MSCI CDA STRTGIC | 2,250 | $134,000 | thousands by filing date | |
| Melinta Therapeutics Inc | 58549G209 | Common / Ordinary Stock | 20,214 | $134,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 3,818 | $133,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 11,701 | $133,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 8,317 | $132,000 | thousands by filing date | |
| WATFORD HOLDINGS LTD | G94787101 | SHS | 4,820 | $132,000 | thousands by filing date | |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 55,432 | $132,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 6,879 | $131,000 | thousands by filing date | |
| SPERO THERAPEUTICS INC | 84833T103 | COM | 11,370 | $131,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 21,718 | $131,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 6,087 | $131,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A122 | COM | 28,334 | $131,000 | thousands by filing date | |
| TELARIA INC | 879181105 | COM | 17,510 | $131,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 10,474 | $130,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 26,730 | $130,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 6,257 | $130,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 18,302 | $130,000 | thousands by filing date | |
| NUVEEN ESG MID-CAP VALUE ETF | 67092P508 | ETF | 4,530 | $129,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 5,000 | $129,000 | thousands by filing date | call |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 1,358 | $129,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 7,791 | $129,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 8,571 | $129,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 16,939 | $129,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 9,903 | $129,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 12,209 | $129,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 6,200 | $129,000 | thousands by filing date | call |
| NUVEEN TEXAS QUAL MUN IN | 670983105 | COM | 9,447 | $129,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 19,335 | $128,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 3,375 | $128,000 | thousands by filing date | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 8,196 | $128,000 | thousands by filing date | |
| VERITONE INC | 92347M100 | COM | 15,362 | $128,000 | thousands by filing date | |
| CORECARD CORPORATION | 45816D100 | COM | 4,454 | $128,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 723,285 | $128,000 | thousands by filing date | |
| REPLIMUNE GROUP INC | 76029N106 | COMMON STOCK | 8,704 | $127,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 17,946 | $127,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 35,688 | $127,000 | thousands by filing date | |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 7,390 | $126,000 | thousands by filing date | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 5,131 | $126,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 8,251 | $126,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 29,132 | $126,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 1,560 | $125,000 | thousands by filing date | |
| ISHARES TR | 46435G706 | MSCI CDA ETF | 4,737 | $125,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 1,300 | $124,000 | thousands by filing date | put |
| QURATE RETAIL INC | 74915M100 | COM SER A | 10,000 | $124,000 | thousands by filing date | call |
| ASTRONOVA INC | 04638F108 | COM | 4,807 | $124,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 6,390 | $124,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 73,461 | $124,000 | thousands by filing date | |
| FIRST CHOICE BANCORP | 31948P104 | COM | 5,450 | $124,000 | thousands by filing date | |
| PROSHARES TR | 74347B508 | DJ BRKFLD GLB | 2,730 | $123,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 5,232 | $123,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 12,732 | $123,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 13,902 | $123,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 3,455 | $123,000 | thousands by filing date | |
| MYOVANT SCIENCES LTD | G637AM102 | COMMON STOCK-FO | 13,641 | $123,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 9,401 | $123,000 | thousands by filing date | |
| PROSHARES TR ULTPRO SHT 2017 | 74348A152 | CEF | 5,237 | $123,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 3,500 | $122,000 | thousands by filing date | put |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 14,415 | $122,000 | thousands by filing date | |
| KEZAR LIFE SCIENCES INC | 49372L100 | COM | 15,768 | $122,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 1,200 | $121,000 | thousands by filing date | put |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 4,020 | $121,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X610 | EURO QTLY DIV GR | 4,682 | $121,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 25,116 | $121,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 58,971 | $121,000 | thousands by filing date | |
| KINIKSA PHARMACEUTICALS LTD | G5269C101 | COM CL A | 8,943 | $121,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 22,200 | $121,000 | thousands by filing date | principal |
| Prologis,Inc. | 74340W103 | COM | 1,500 | $120,000 | thousands by filing date | put |
| UFP TECHNOLOGIES INC | 902673102 | COM | 2,864 | $120,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 39,820 | $120,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 21,098 | $119,000 | thousands by filing date | |
| ALTIMMUNE INC | 02155H200 | COM NEW | 50,000 | $119,000 | thousands by filing date | |
| CENTRAL PUERTO S A | 155038201 | SPONSORED ADR | 12,805 | $119,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 7,796 | $119,000 | thousands by filing date | |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 27,272 | $119,000 | thousands by filing date | |
| CHAPARRAL ENERGY INC | 15942R208 | COM CL A | 25,370 | $119,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 3,199 | $118,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q101 | COM | 28,281 | $118,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 3,446 | $117,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188200 | LTD TRM BD ETF | 2,310 | $117,000 | thousands by filing date | |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 4,690 | $117,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 1,606 | $117,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 18,148 | $117,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 18,485 | $117,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 22,326 | $117,000 | thousands by filing date | |
| NEUROTROPE INC | 64129T207 | COM NEW | 14,544 | $117,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 1,500 | $116,000 | thousands by filing date | put |
| DISCOVER FINL SVCS | 254709108 | COM | 1,500 | $116,000 | thousands by filing date | call |
| ISHARES INC | 464286327 | MSCI GLB SLV&MTL | 12,483 | $116,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 3,382 | $116,000 | thousands by filing date | |
| WESTERN ASSET VAR RT STRG FD | 957667108 | COM | 7,131 | $116,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138G821 | EMERGING MKTS | 4,816 | $116,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 3,096 | $115,000 | thousands by filing date | |
| IQ HEDGE MARKET NEUT TRACK | 45409B503 | CMN | 4,363 | $115,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 13,943 | $115,000 | thousands by filing date | |
| TRIBUNE PUBG CO NEW | 89609W107 | COM | 14,362 | $115,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 12,223 | $114,000 | thousands by filing date | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 150,000 | $114,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 27,549 | $114,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 11,799 | $114,000 | thousands by filing date | |
| MIDSTATES PETE CO INC | 59804T407 | COM PAR | 19,198 | $114,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 11,198 | $113,000 | thousands by filing date | |
| KALVISTA PHARMACEUTICALS INC | 483497103 | COM | 5,106 | $113,000 | thousands by filing date | |
| Malvern Bancorp, Inc. | 561409103 | Common Stock | 5,133 | $113,000 | thousands by filing date | |
| VAPOTHERM INC | 922107107 | COM | 4,919 | $113,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 2,400 | $112,000 | thousands by filing date | put |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 2,400 | $112,000 | thousands by filing date | call |
| NOVA LTD COM | M7516K103 | Stock | 4,376 | $112,000 | thousands by filing date | |
| PAYSIGN INC | 70451A104 | COM | 8,394 | $112,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 103,362 | $112,000 | thousands by filing date | |
| GUARANTY BANCSHARES INC | 400764106 | COMMON STOCK | 3,593 | $112,000 | thousands by filing date | |
| AVID BIOSERVICES INC | 05368M106 | COM | 20,032 | $112,000 | thousands by filing date | |
| CUE BIOPHARMA INC | 22978P106 | COM | 12,493 | $112,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 318,953 | $112,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 95,895 | $112,000 | thousands by filing date | |
| YOUNGEVITY INTL INC | 987537206 | COM NEW | 19,722 | $112,000 | thousands by filing date | |
| ESQUIRE FINL HLDGS INC | 29667J101 | COM | 4,427 | $111,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 26,396 | $111,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 11,655 | $110,000 | thousands by filing date | |
| TURNING PT THERAPEUTICS | 90041T108 | COM | 2,710 | $110,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 4,049 | $110,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 16,152 | $110,000 | thousands by filing date | |
| CHIASMA INC | 16706W102 | COM | 14,719 | $110,000 | thousands by filing date | |
| AIRGAIN INC | 00938A104 | COM | 7,718 | $109,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 2,900 | $109,000 | thousands by filing date | |
| ELEVATE CREDIT INC | 28621V101 | COM | 26,380 | $109,000 | thousands by filing date | |
| SB ONE BANCORP | 78413T103 | COM | 4,896 | $109,000 | thousands by filing date | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 7,303 | $108,000 | thousands by filing date | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 12,905 | $108,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 46,963 | $107,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 6,295 | $107,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 20,508 | $107,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 4,451 | $107,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 14,158 | $107,000 | thousands by filing date | |
| NUVEEN NY | 670706100 | COM | 7,476 | $107,000 | thousands by filing date | |
| COOTEK CAYMAN INC SPONSORED ADS | 21718L102 | ADR | 11,152 | $107,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 11,460 | $106,000 | thousands by filing date | |
| BRIGHT SCHOLAR ED HLDGS LTD | 109199109 | SPONSORED ADS | 11,606 | $106,000 | thousands by filing date | |
| ROAN RES INC | 769755109 | CL A COM | 61,079 | $106,000 | thousands by filing date | |
| LEGG MASON ETF INVT TR | 52468L604 | EMRG MKTS VOLA | 4,120 | $106,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 500 | $105,000 | thousands by filing date | put |
| OHIO VY BANC CORP | 677719106 | COM | 2,712 | $105,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P108 | INTL COR DIV TIL | 4,120 | $105,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 2,960 | $105,000 | thousands by filing date | |
| BLACKROCK ENHANCED GOVT FD (EGF) | 09255K108 | COM | 8,054 | $105,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 26,165 | $105,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y475 | S&P 500 COVERED | 2,129 | $104,000 | thousands by filing date | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 4,369 | $104,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F866 | AFRICA INDEX ETF | 4,695 | $104,000 | thousands by filing date | |
| BEYONDSPRING INC | G10830100 | SHS | 4,403 | $104,000 | thousands by filing date | |
| SHARPSPRING INC | 820054104 | COM | 8,029 | $104,000 | thousands by filing date | |
| ADESTO TECHNOLOGIES CORP | 00687D101 | COM | 12,686 | $104,000 | thousands by filing date | |
| NUVEEN HIGH INCOME 2020 TARG | 67075L102 | COM | 10,566 | $104,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 306,750 | $103,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAW3 | NOTE 4.625% 3/0 | 100,000 | $103,000 | thousands by filing date | principal |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 22,126 | $103,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 19,959 | $103,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E547 | DAILY MSCI EMERG | 2,440 | $103,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-19-016888 | this filing | 2019-08-14 | acceptance time not in the bulk data set |