13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2019-06-30, filed 2019-08-14, with 7,316 holding rows worth $660,739,605,000.
- Accession
- 0001567619-19-016888
- Filer
- CIK 70858
- Filed
- 2019-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2019
A holdings report, 25,283 entries on the cover page, a total value of $660,739,605,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $660,739,605,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerBOFA SECURITIES, INC.
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerU.S. TRUST Co OF DELAWARE028-10270
- included managerMANAGED ACCOUNT ADVISORS LLC028-12631
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ETFIS SER TR I | 26923G822 | VIRTUS INFRCAP | 3,950 | $102,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 16,796 | $102,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 2,868 | $102,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F122 | MRNGSTR GBL WIDE | 3,576 | $102,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092725 | INT HG DIV ETF | 5,000 | $102,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 2,758 | $102,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 1,000 | $101,000 | thousands by filing date | put |
| OXFORD LANE CAP CORP | 691543102 | COM | 10,025 | $101,000 | thousands by filing date | |
| FASTLY INC | 31188V100 | CL A | 4,990 | $101,000 | thousands by filing date | |
| NUVEEN MULTI-MKT INCOME FD | 67075J107 | COM | 13,757 | $101,000 | thousands by filing date | |
| BIGLARI HLDGS INC | 08986R408 | CMN | 188 | $101,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 20,610 | $101,000 | thousands by filing date | |
| ISHARES TR | 46435G862 | MSCI UN KNGDOM | 4,145 | $101,000 | thousands by filing date | |
| LEVEL ONE BANCORP INC | 52730d208 | COM | 4,041 | $101,000 | thousands by filing date | |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 8,268 | $100,000 | thousands by filing date | |
| INSPIRE CORPORATE BOND ETF | 66538H633 | ETF | 3,920 | $100,000 | thousands by filing date | |
| SAPIENS INTL CORP N V SHS | G7T16G103 | Stock | 6,028 | $100,000 | thousands by filing date | |
| FVCBANKCORP INC | 36120Q101 | COMMON STOCK | 5,136 | $100,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 10,382 | $100,000 | thousands by filing date | |
| SILVERCREST METALS INC | 828363101 | COM | 24,760 | $100,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 10,616 | $100,000 | thousands by filing date | |
| TECTONIC THERAPEUTIC INC COM | 05455M100 | Stock | 6,094 | $99,000 | thousands by filing date | |
| ZYMEWORKS INC | 98985W102 | COM | 4,500 | $99,000 | thousands by filing date | |
| KEURIG DR PEPPER INC COM | 49271V100 | Stock | 3,400 | $98,000 | thousands by filing date | put |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 700 | $98,000 | thousands by filing date | put |
| FONAR CORP | 344437405 | COM NEW | 4,557 | $98,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 5,400 | $98,000 | thousands by filing date | call |
| DBX ETF TR | 233051747 | XTRCK JP MRG ESG | 4,417 | $98,000 | thousands by filing date | |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 178,468 | $98,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L803 | M STAR DEV MKT | 1,597 | $97,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 1,785 | $97,000 | thousands by filing date | |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 17,026 | $97,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 20,043 | $97,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 1,880 | $96,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 3,357 | $96,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 40,663 | $96,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 11,214 | $95,000 | thousands by filing date | |
| PACIFIC CITY FINANCIAL CORP | 69406T408 | COM NEW | 5,572 | $95,000 | thousands by filing date | |
| FQF TR AGFIQ | 351680806 | HEDGED DIV | 3,980 | $95,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 10,249 | $94,000 | thousands by filing date | |
| BAYCOM CORP | 07272M107 | COMMON STOCK | 4,249 | $94,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 13,228 | $94,000 | thousands by filing date | |
| DBX ETF TR | 233051259 | XTRACKERS HIGH | 1,925 | $94,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 24,745 | $94,000 | thousands by filing date | |
| Misonix Inc | 604871103 | COM | 3,697 | $94,000 | thousands by filing date | |
| TRANSMEDICS GROUP INC | 89377M109 | COM | 3,186 | $93,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 7,136 | $93,000 | thousands by filing date | |
| CORTLAND BANCORP COM | 220587109 | COM | 3,994 | $93,000 | thousands by filing date | |
| IES HOLDINGS INC | 44951W106 | COM | 4,900 | $92,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 15,053 | $92,000 | thousands by filing date | |
| CATASYS INC | 149049504 | COM PAR | 4,758 | $92,000 | thousands by filing date | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 13,158 | $92,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 20,979 | $92,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 4,200 | $91,000 | thousands by filing date | put |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 33,826 | $91,000 | thousands by filing date | |
| AMERANT BANCORP INC | 023576101 | COMMON STOCK | 4,606 | $91,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 3,838 | $91,000 | thousands by filing date | |
| ISHARES MSCI UNITED KINGDOM SMALL-CAP ETF | 46429B416 | ETF | 2,407 | $91,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 53,175 | $91,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 6,757 | $90,000 | thousands by filing date | |
| ISHARES TR | 46432FAN7 | 2023 INVTGR BD | 3,680 | $90,000 | thousands by filing date | |
| INVESCO HIGH INCOME 2024 TAR | 46136K105 | COM | 8,900 | $90,000 | thousands by filing date | |
| PROVIDENT BANCORP INC | 74383X109 | COM | 3,191 | $90,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 23,491 | $89,000 | thousands by filing date | |
| NEURONETICS INC | 64131A105 | COM | 7,121 | $89,000 | thousands by filing date | |
| DESPEGAR COM CORP | G27358103 | ORD SHS | 6,397 | $89,000 | thousands by filing date | |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 4,404 | $89,000 | thousands by filing date | |
| KEY ENERGY SVCS INC DEL | 49309J103 | COM | 39,567 | $89,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y832 | ICBCCS S&P CHINA | 3,190 | $89,000 | thousands by filing date | |
| MAINSTREET BANCSHARES INC | 56064Y100 | COMMON STOCK | 3,895 | $88,000 | thousands by filing date | |
| HIGHLAND GLOBAL ALLOCATION F | 43010T104 | COM | 7,828 | $88,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L696 | CMN | 1,267 | $88,000 | thousands by filing date | |
| TOCAGEN INC | 888846102 | COM | 13,193 | $88,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J224 | UNIT KING ALPH | 2,401 | $87,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108102 | CMN | 1,775 | $87,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L308 | MSTAR EMKT FAC | 1,660 | $86,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G409 | S&P SMLCP UTIL | 1,668 | $86,000 | thousands by filing date | |
| LOVESAC COMPANY | 54738L109 | COM | 2,765 | $85,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081507 | Stock | 4,168 | $85,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 4,931 | $84,000 | thousands by filing date | |
| VANGUARD WELLINGTON FD | 921935409 | US MINIMUM | 970 | $84,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 11,054 | $84,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L746 | US QUALITY CAP | 2,503 | $84,000 | thousands by filing date | |
| ARROWMARK FINANCIAL CORP | 861780104 | COM | 3,850 | $84,000 | thousands by filing date | |
| Etfmg Prime Mobile | 26924G409 | COM | 1,800 | $84,000 | thousands by filing date | |
| PURE STORAGE INC | 74624MAB8 | NOTE 0.125% 4/1 | 88,000 | $84,000 | thousands by filing date | principal |
| USBANCORPDEL | 902973304 | COM NEW | 1,600 | $83,000 | thousands by filing date | call |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 21,000 | $83,000 | thousands by filing date | |
| KRANESHARES TR | 500767207 | CICC CHINA 100 | 2,950 | $83,000 | thousands by filing date | |
| VANGUARD WELLINGTON FD | 921935300 | US LIQUIDITY | 1,005 | $83,000 | thousands by filing date | |
| VANGUARD WELLINGTON FD | 921935706 | US QUALITY | 1,030 | $82,000 | thousands by filing date | |
| Vanguard Total World Bond ETF | 92206C565 | SHS | 1,032 | $81,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09260K101 | SHS BEN INT | 3,898 | $81,000 | thousands by filing date | |
| VANGUARD WELLINGTON FD | 921935805 | US VALUE FACTR | 1,110 | $81,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 6,941 | $81,000 | thousands by filing date | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 12,657 | $81,000 | thousands by filing date | |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 4,115 | $81,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 84,814 | $81,000 | thousands by filing date | |
| FT MEGA CAP ALPHADEX FD ETF(FMK) | 33737M508 | ETF | 2,280 | $81,000 | thousands by filing date | |
| MACKINAC FINL CORP | 554571109 | COM | 5,122 | $81,000 | thousands by filing date | |
| MILLENDO THERAPEUTICS INC | 60040X103 | COM | 6,920 | $81,000 | thousands by filing date | |
| SOCIAL REALITY INC | 83362P300 | COM CL A NEW | 17,400 | $81,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 150,489 | $80,000 | thousands by filing date | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 5,420 | $80,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 38,514 | $80,000 | thousands by filing date | |
| THE BANK OF PRINCETON | 064520109 | COMMON | 2,687 | $80,000 | thousands by filing date | |
| BANK FIRST CORP | 06211J100 | COM | 1,146 | $79,000 | thousands by filing date | |
| FIRST CAPITAL INC | 31942S104 | COMMON STOCK | 1,566 | $79,000 | thousands by filing date | |
| HUYA INC ADS EACH REP 1 ORD SHS CL A | 44852D108 | COM | 3,184 | $79,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 5,273 | $79,000 | thousands by filing date | |
| USAA ETF TR | 90291F303 | MSCI INTL VLU | 1,751 | $79,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 9,556 | $78,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 4,066 | $78,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 11,599 | $78,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138G839 | EMERGING MKT | 3,081 | $78,000 | thousands by filing date | |
| KINGSTONE COS INC | 496719105 | COMMON STOCK | 8,930 | $77,000 | thousands by filing date | |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 10,394 | $77,000 | thousands by filing date | |
| OLD POINT FINL CORP | 680194107 | COM | 3,458 | $77,000 | thousands by filing date | |
| SYNLOGIC INC | 87166L100 | COM | 8,547 | $77,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 49,852 | $77,000 | thousands by filing date | |
| CELLULAR BIOMEDICINE GROUP I | 15117P102 | COM NEW | 4,635 | $77,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524789 | FUNDAMENTAL US B | 1,963 | $76,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAQ5 | NOTE 4.750% 4/1 | 75,000 | $76,000 | thousands by filing date | principal |
| MORPHOSYS AG | 617760202 | ADR | 3,148 | $76,000 | thousands by filing date | |
| CONSTELLATION PHARMACEUTICALS INC. | 210373106 | Common Stock | 6,246 | $76,000 | thousands by filing date | |
| EQUILLIUM INC | 29446K106 | COM | 13,337 | $75,000 | thousands by filing date | |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 2,226 | $75,000 | thousands by filing date | |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 2,919 | $75,000 | thousands by filing date | |
| INDUSTRIAS BACHOCO S A B DE | 456463108 | ADR | 1,471 | $75,000 | thousands by filing date | |
| NUVEEN PA MUN VALUE FD | 67074K105 | COM | 5,168 | $75,000 | thousands by filing date | |
| 180 DEGREE CAP CORP | 68235B109 | COM | 38,037 | $75,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 8,034 | $75,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 591 | $74,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 23,487 | $74,000 | thousands by filing date | |
| PROSHARES TR | 74347R669 | PSHS ULT SEMICDT | 1,800 | $74,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 14,127 | $74,000 | thousands by filing date | |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 2,525 | $74,000 | thousands by filing date | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 3,978 | $74,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 20,796 | $74,000 | thousands by filing date | |
| ALTA MESA RES INC | 02133L109 | CL A | 510,141 | $74,000 | thousands by filing date | |
| KENON HLDGS LTD SHS | Y46717107 | Stock | 3,407 | $73,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 10,015 | $73,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 1,190 | $73,000 | thousands by filing date | |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 6,500 | $73,000 | thousands by filing date | |
| PROSHARES TR II | 74347W569 | ULTRASHORT YEN N | 1,000 | $73,000 | thousands by filing date | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 5,211 | $72,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 7,006 | $72,000 | thousands by filing date | |
| CNX MIDSTREAM PARTNERS LP | 12654A101 | COM UNIT REPST | 5,160 | $72,000 | thousands by filing date | |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 4,089 | $72,000 | thousands by filing date | |
| ISRAMCO INC | 465141406 | COM | 608 | $72,000 | thousands by filing date | |
| CALYXT INC | 13173L107 | COM | 5,771 | $72,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 14,664 | $71,000 | thousands by filing date | |
| INVESCO ACTVELY MNGD ETC FD | 46090F100 | OPTIMUM YIELD | 4,364 | $71,000 | thousands by filing date | |
| VISTRA CORP | 92840M128 | COM | 36,846 | $71,000 | thousands by filing date | |
| GRIFFIN LAND + NURSERIES | 398231100 | CL A | 2,003 | $71,000 | thousands by filing date | |
| APTINYX INC | 03836N103 | COM | 21,145 | $71,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B552 | HDGD FTSE EURO | 3,627 | $71,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 12,344 | $70,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 4,381 | $70,000 | thousands by filing date | |
| MVB FINANCIAL CORP | 553810102 | COMMON STOCK | 4,163 | $70,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 5,016 | $70,000 | thousands by filing date | |
| MOOG INC | 615394301 | CL B | 750 | $70,000 | thousands by filing date | |
| HIVE | 007786106 | Stock | 15,809 | $70,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 28,549 | $70,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 36,818 | $70,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 25,955 | $70,000 | thousands by filing date | |
| INFRA AND ENERGY ALTRNTIVE I | 45686J104 | COM | 34,540 | $70,000 | thousands by filing date | |
| FALCON MINERALS CORP | 30607B109 | CL A COM | 8,275 | $70,000 | thousands by filing date | |
| WORLD GOLD TR SPDR LNG DLR GLD | 98149E105 | CEF | 497 | $70,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 500 | $69,000 | thousands by filing date | put |
| ARK RESTAURANTS CORP | 040712101 | COM | 3,350 | $69,000 | thousands by filing date | |
| NEW AGE BEVERAGES CORP | 64157V108 | COM | 14,689 | $69,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279504 | COM NEW | 9,269 | $69,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 2,540 | $68,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 5,102 | $68,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 11,188 | $68,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 234,406 | $68,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B834 | GLB AGRI SM CP | 2,069 | $68,000 | thousands by filing date | |
| XERIS PHARMACEUTICALS INC | 98422L107 | COM | 5,948 | $68,000 | thousands by filing date | |
| BLINK CHARGING CO | 09354A100 | COM | 25,000 | $67,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 65,855 | $67,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 30,166 | $67,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 60,700 | $67,000 | thousands by filing date | |
| DASAN ZHONE SOLUTIONS INC | 23305L206 | COM NEW | 5,104 | $67,000 | thousands by filing date | |
| Allena Pharmaceuticals, Inc. | 018119107 | COM | 16,416 | $67,000 | thousands by filing date | |
| SPDR INDEX SHS FDS SOLACTIVE JAPAN | 78463X368 | CEF | 916 | $67,000 | thousands by filing date | |
| SAVARA INC | 805111101 | COM | 27,966 | $66,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 63,348 | $66,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 2,109 | $66,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 1,800 | $66,000 | thousands by filing date | put |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 7,884 | $66,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 8,123 | $66,000 | thousands by filing date | |
| DBX ETF TR | 233051663 | XTRACK JAPAN JPX | 2,490 | $66,000 | thousands by filing date | |
| COUNTY BANCORP INC | 221907108 | COM | 3,876 | $66,000 | thousands by filing date | |
| PORTMAN RIDGE FIN CORP | 73688F102 | COM | 29,100 | $65,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 4,740 | $65,000 | thousands by filing date | |
| SOLITON INC | 834251100 | COM | 4,467 | $65,000 | thousands by filing date | |
| NUVEEN GA DIVID | 67072B107 | COM | 5,213 | $65,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E164 | S&P SMLCP ENGY | 7,213 | $65,000 | thousands by filing date | |
| PYXUS INTL INC | 74737V106 | COM | 4,289 | $65,000 | thousands by filing date | |
| EXELA TECHNOLOGIES INC | 30162V102 | COM | 29,869 | $65,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 5,591 | $64,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430362 | ACCESS INFLATI | 1,222 | $64,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 2,408 | $64,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V183 | S&P SML 600 EQ | 1,202 | $64,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 6,277 | $64,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 34,775 | $64,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B412 | IQ S&P HGH YLD | 2,529 | $64,000 | thousands by filing date | |
| XTRACKERS MSCI EAFE HIGH DIVIDEND YIELD EQUITY ETF | 233051630 | ETF | 2,728 | $63,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C508 | US EQTY PWR BUF | 2,290 | $63,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 4,490 | $63,000 | thousands by filing date | |
| MARINE PETE TR | 568423107 | UNIT BEN INT | 27,225 | $63,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 1,833 | $63,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082801 | COM CL A | 3,378 | $63,000 | thousands by filing date | |
| BLUEGREEN VACATIONS CORP | 09629F108 | COM | 5,366 | $63,000 | thousands by filing date | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 2,456 | $62,000 | thousands by filing date | |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 2,267 | $62,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 2,465 | $62,000 | thousands by filing date | |
| HOOKIPA PHARMA INC | 43906K100 | COM | 9,270 | $62,000 | thousands by filing date | |
| TRINITY PLACE HOLDINGS ORD | 89656D101 | COM | 15,520 | $61,000 | thousands by filing date | |
| ARCO PLATFORM LTD | G04553106 | COM CL A | 1,390 | $61,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 63,899 | $61,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 14,169 | $61,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 1,800 | $60,000 | thousands by filing date | call |
| TCR2 THERAPEUTICS INC | 87808K106 | COM | 4,202 | $60,000 | thousands by filing date | |
| SUPER LEAGUE ENTERPRISE INC COM | 86804F202 | Stock | 6,981 | $60,000 | thousands by filing date | |
| HELIUS MED TECHNOLOGIES INC | 42328V504 | COM CL A | 27,413 | $60,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 4,085 | $59,000 | thousands by filing date | |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 12,862 | $59,000 | thousands by filing date | |
| BANK7 CORP | 06652N107 | COMMON STOCK | 3,205 | $59,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 5,637 | $59,000 | thousands by filing date | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 1,713 | $59,000 | thousands by filing date | |
| X4 Pharmaceuticals, Inc. | 98420X103 | COM | 3,914 | $59,000 | thousands by filing date | |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 7,395 | $59,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 17,652 | $59,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 23,932 | $59,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 5,863 | $59,000 | thousands by filing date | |
| BNY MELLON ALCENTRA GLOBAL C | 05588N108 | COM | 6,287 | $59,000 | thousands by filing date | |
| SPDR SER TR | 78468R754 | RUSSELL LOW VOL | 718 | $58,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 1,800 | $58,000 | thousands by filing date | call |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 19,883 | $58,000 | thousands by filing date | |
| EVI INDUSTRIES INC | 26929N102 | COMMON STOCK | 1,525 | $58,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 23,023 | $58,000 | thousands by filing date | |
| ISHARES TR | 46429B499 | MSCI NORWAY ETF | 2,381 | $58,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 1,500 | $58,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 34,295 | $58,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 4,111 | $58,000 | thousands by filing date | |
| DBX ETF TR | 233051762 | XTRACK MSCI CHNA | 1,735 | $58,000 | thousands by filing date | |
| PORTFOLIO RECOVERY ASSOCS IN | 73640QAB1 | NOTE 3.000% 8/0 | 59,000 | $58,000 | thousands by filing date | principal |
| WISDOMTREE TR | 97717Y741 | YIELD ENHND FD | 2,145 | $58,000 | thousands by filing date | |
| iShares Trust iShares USD Green Bond ETF | 46435U440 | SHS | 1,040 | $57,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 17,000 | $57,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78470E205 | ST STR MSCI EMRG | 904 | $57,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 11,000 | $57,000 | thousands by filing date | |
| NUVEEN MO QUALITY MUN INCOME | 67060Q108 | COM | 4,178 | $57,000 | thousands by filing date | |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 6,783 | $57,000 | thousands by filing date | |
| ELOXX PHARMACEUTICALS INC | 29014R103 | COM | 5,660 | $57,000 | thousands by filing date | |
| ISHARES TR | 46435G508 | MSCI INTL SZE FT | 2,148 | $57,000 | thousands by filing date | |
| AQUESTIVE THERAPEUTICS INC COM | 03843E104 | Stock | 13,307 | $56,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 3,794 | $56,000 | thousands by filing date | |
| ISHARES TR | 46429B200 | CHINA SM-CAP ETF | 1,324 | $56,000 | thousands by filing date | |
| CINER RES LP | 172464109 | COM UNIT LTD | 2,900 | $56,000 | thousands by filing date | |
| AYTU BIOSCIENCE INC | 054754700 | COM PAR | 29,380 | $56,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 106,661 | $56,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R697 | SP KENSHO INFRA | 1,822 | $55,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P306 | US CORE DIV TILT | 1,877 | $55,000 | thousands by filing date | |
| AMERICAN RIVER BANKSHRS (CA) | 029326105 | COM | 4,494 | $55,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 11,013 | $55,000 | thousands by filing date | |
| Pareteum Corporation | 69946T207 | COM | 21,234 | $55,000 | thousands by filing date | |
| COVIA HLDGS CORP | 22305A103 | COM | 28,122 | $55,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 17,272 | $55,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 700 | $54,000 | thousands by filing date | call |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 5,889 | $54,000 | thousands by filing date | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 1,950 | $54,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 35,485 | $54,000 | thousands by filing date | |
| AMERICANRLTYINVSINC | 029174109 | STOK | 3,864 | $53,000 | thousands by filing date | |
| CELCUITY INC | 15102K100 | COM | 2,111 | $53,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 9,976 | $53,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 11,100 | $53,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 2,512 | $53,000 | thousands by filing date | |
| PDL CMNTY BANCORP | 69290X101 | COM | 3,755 | $53,000 | thousands by filing date | |
| Vanguard U.S. Momentum Factor ETF | 921935508 | SHS | 635 | $52,000 | thousands by filing date | |
| AUBURN NATL BANCORP | 050473107 | COM | 1,571 | $52,000 | thousands by filing date | |
| EVELO BIOSCIENCES INC | 299734103 | COM | 5,856 | $52,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 15,768 | $52,000 | thousands by filing date | |
| EATON VANCE NY MUNI INCOME T | 27826W104 | SH BEN INT | 4,000 | $52,000 | thousands by filing date | |
| SPDR DOW JONES INDUSTRIAL AVRG ETF | 46435G870 | COM | 1,769 | $52,000 | thousands by filing date | |
| PEAK RESORTS INC | 70469L100 | COM | 11,000 | $52,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 11,854 | $51,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 1,772 | $51,000 | thousands by filing date | |
| WESTERN ASSET CORPORATE LN F | 95790J102 | COM | 5,352 | $51,000 | thousands by filing date | |
| CELLECTIS ADS | 15117K103 | COM | 3,306 | $51,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 6,339 | $51,000 | thousands by filing date | |
| FIRST GTY BANCSHARES INC | 32043P106 | COM | 2,440 | $51,000 | thousands by filing date | |
| FORMULA SYSTEMS 1985 LTD | 346414105 | SPONSORED ADS | 1,000 | $51,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 3,625 | $51,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 10,612 | $51,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 12,805 | $51,000 | thousands by filing date | |
| ISHARES TR | 464288471 | EPRA/NAR DEV EUR | 1,405 | $51,000 | thousands by filing date | |
| LOGICBIO THERAPEUTICS INC | 54142F102 | COM | 3,894 | $51,000 | thousands by filing date | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 5,589 | $50,000 | thousands by filing date | |
| COASTAL FINL CORP WA | 19046P209 | COM NEW | 3,196 | $50,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 3,141 | $50,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430305 | ACTIVEBETA EUR | 1,677 | $50,000 | thousands by filing date | |
| Renovaro Inc | 29350E104 | Common Stock | 11,201 | $50,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S304 | COM NEW | 6,887 | $50,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | 362409104 | COM | 7,189 | $50,000 | thousands by filing date | |
| GWG HLDGS INC | 36192A109 | COM | 6,974 | $50,000 | thousands by filing date | |
| APYX MEDICAL CORPORATION | 03837C106 | COM | 7,309 | $49,000 | thousands by filing date | |
| PACER FDS TR | 69374H832 | MILTRY TIMS ETF | 1,689 | $49,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 300 | $48,000 | thousands by filing date | put |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 300 | $48,000 | thousands by filing date | call |
| DBX ETF TR | 233051846 | XTRACK INTL REAL | 1,690 | $48,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 3,549 | $48,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33737K205 | INDXX NEXTG ETF | 977 | $48,000 | thousands by filing date | |
| VANGUARD WELLINGTON FD | 921935607 | US MULTIFACTOR | 630 | $48,000 | thousands by filing date | |
| NUVECTRA CORP | 67075N108 | COM | 14,253 | $48,000 | thousands by filing date | |
| LIVEXLIVE MEDIA INC | 53839L208 | COM NEW | 11,577 | $48,000 | thousands by filing date | |
| JOINT CORP | 47973J102 | COM | 2,595 | $47,000 | thousands by filing date | |
| INSPIRED ENTERTAINMENT INC | 45782N108 | COMMON STOCK | 5,512 | $47,000 | thousands by filing date | |
| GREENE COUNTY BANCORP INC | 394357107 | COMMON STOCK | 1,590 | $47,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 35,071 | $47,000 | thousands by filing date | |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 5,257 | $47,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 23,902 | $47,000 | thousands by filing date | |
| RAND CAP CORP | 752185108 | COM | 17,925 | $47,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID CAP ETF | 46434G202 | ETF | 3,563 | $47,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K405 | COM PAR | 17,498 | $47,000 | thousands by filing date | |
| PLANET GREEN HLDGS CORP | 72703U102 | COM | 9,961 | $47,000 | thousands by filing date | |
| CHARAH SOLUTIONS INC | 15957P105 | COM | 8,604 | $47,000 | thousands by filing date | |
| SIENNA BIOPHARMACEUTICALS IN | 82622H108 | COM | 54,383 | $47,000 | thousands by filing date | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 671 | $46,000 | thousands by filing date | |
| CORMEDIX INC COM | 21900C308 | Stock | 5,083 | $46,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 11,842 | $46,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 10,002 | $46,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X418 | CMN | 573 | $46,000 | thousands by filing date | |
| PLYMOUTH INDL REIT INC COM | 729640102 | REIT | 2,400 | $46,000 | thousands by filing date | |
| MUSTANG BIO INC | 62818Q104 | COM | 12,571 | $46,000 | thousands by filing date | |
| HENNESSY CAP ACQUSTION CORP | 42589C112 | W EXP 09/05/202 | 77,336 | $46,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 35,485 | $46,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78470E106 | ST STR MSCI EAFE | 670 | $45,000 | thousands by filing date | |
| PURPLE INNOVATION INC | 74640Y106 | CMN | 6,636 | $45,000 | thousands by filing date | |
| NUVEEN MINN QUALITY MUN INM | 670734102 | SHS | 3,290 | $45,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 178,837 | $45,000 | thousands by filing date | |
| FAUQUIER BANKSHARES INC VA | 312059108 | COM | 2,110 | $45,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q585 | SPROTT JR GLD | 1,494 | $45,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 21,816 | $45,000 | thousands by filing date | |
| UNIQUE FABRICATING INC | 90915J103 | COM | 16,661 | $45,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 37,923 | $45,000 | thousands by filing date | |
| USAA ETF TR | 90291F204 | MSCI USA SMALL | 877 | $45,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 10,810 | $44,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 9,000 | $44,000 | thousands by filing date | call |
| FIRST TR EXCHANGE TRADED FD | 33738R837 | CMN | 2,100 | $44,000 | thousands by filing date | |
| BLACKROCK VA MUN BD TR | 092481100 | COM | 2,600 | $44,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 16,309 | $44,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 2,756 | $44,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 3,949 | $44,000 | thousands by filing date | |
| POLARITYTE INC | 731094108 | COM | 7,646 | $44,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 36,293 | $43,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 4,300 | $43,000 | thousands by filing date | call |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 3,029 | $43,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 12,176 | $43,000 | thousands by filing date | |
| CLIPPER REALTY INC | 18885T306 | COM | 3,881 | $43,000 | thousands by filing date | |
| CODA OCTOPUS GROUP INC | 19188U206 | COM NEW | 3,377 | $43,000 | thousands by filing date | |
| WISDOMTREE | 97718W108 | EXCHANGE TRADED | 2,410 | $43,000 | thousands by filing date | |
| EYENOVIA INC | 30234E104 | COM | 10,000 | $43,000 | thousands by filing date | |
| LRAD CORP | 50213V109 | COM | 13,000 | $43,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X305 | MID EAST DIVD | 2,085 | $43,000 | thousands by filing date | |
| MARKER THERAPEUTICS INC | 57055L107 | COM | 5,385 | $43,000 | thousands by filing date | |
| DBX ETF TR | 233051499 | XTRACK FTSE EMRG | 1,775 | $43,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H403 | OIL FD | 4,145 | $42,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 14,193 | $42,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 12,923 | $42,000 | thousands by filing date | |
| PROSHARES TR | 74347B581 | SP500 EX ENRGY | 677 | $42,000 | thousands by filing date | |
| Gilat Satellite Network | M51474118 | COM | 4,966 | $42,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 168,264 | $42,000 | thousands by filing date | principal |
| IF BANCORP INC | 44951J105 | COM | 2,000 | $42,000 | thousands by filing date | |
| OCONEE FED FINL CORP | 675607105 | COM | 1,824 | $42,000 | thousands by filing date | |
| LIMESTONE BANCORP INC | 53262L105 | COM | 2,765 | $42,000 | thousands by filing date | |
| SANCHEZ MIDSTEAM PARTNERS LP | 79971C201 | COM UNITS REP B | 18,374 | $42,000 | thousands by filing date | |
| ZAI LAB LTD ADR | 98887Q104 | ADR | 1,192 | $41,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 29,686 | $41,000 | thousands by filing date | |
| NEUBERGER BERMAN CALIFORNIA IN | 64123C101 | COM | 3,052 | $41,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F585 | OIL REFINERS ETF | 1,476 | $41,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J875 | MLTFCTR CONSMR | 1,500 | $41,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 300 | $40,000 | thousands by filing date | put |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 3,388 | $40,000 | thousands by filing date | |
| CAPITAL BANCORP INC MD | 139737100 | COMMON STOCK | 3,279 | $40,000 | thousands by filing date | |
| GRUPO SUPERVIELLE S.A. | 40054A108 | CMN | 5,064 | $40,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 34,644 | $40,000 | thousands by filing date | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 982 | $40,000 | thousands by filing date | |
| LIGHTBRIDGE CORP | 53224K203 | COM NEW | 61,199 | $40,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E271 | S&P GLOBL DIVI | 3,324 | $40,000 | thousands by filing date | |
| MIRAGEN THERAPEUTICS INC | 60463E103 | COM | 19,293 | $40,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 900 | $39,000 | thousands by filing date | call |
| KOSS CORP | 500692108 | COM | 19,504 | $39,000 | thousands by filing date | |
| NEW ENGLAND RLTY ASSOC LTD P | 644206104 | DEPOSITRY RCPT | 650 | $39,000 | thousands by filing date | |
| ALTUS MIDSTREAM CO | 02215L100 | CL A | 10,466 | $39,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 2,636 | $38,000 | thousands by filing date | |
| ISHARES MSCI DENMARK ETF | 46429B523 | ETF | 612 | $38,000 | thousands by filing date | |
| UNITED GUARDIAN INC | 910571108 | COM | 2,000 | $38,000 | thousands by filing date | |
| EPR PPTYS | 26884U307 | CONV PFD 9% SR E | 1,000 | $38,000 | thousands by filing date | |
| PROSHARES TR | 74348A814 | INFLATN EXPECTNS | 1,434 | $38,000 | thousands by filing date | |
| SYNTHORX INC COM | 87167A103 | Stock | 2,825 | $38,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 1,855 | $38,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 4,698 | $38,000 | thousands by filing date | |
| SPRING BK PHARMACEUTICALS IN | 849431101 | COM | 10,284 | $38,000 | thousands by filing date | |
| LIQUIDIA CORPORATION COM NEW | 53635D202 | Stock | 4,607 | $37,000 | thousands by filing date | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 2,221 | $37,000 | thousands by filing date | |
| VANECK DIGITAL NATIVE ECONOMY ETF | 92189F882 | ETF | 991 | $37,000 | thousands by filing date | |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 13,469 | $37,000 | thousands by filing date | |
| Ramaco Resources Inc | 75134P303 | COM CL B | 6,912 | $37,000 | thousands by filing date | |
| SOGOU INC ADR REPSTG A | 83409V104 | ADR REPSTG A | 8,983 | $37,000 | thousands by filing date | |
| BLACKROCK NY MUNICIPAL BOND | 09249P106 | COM | 2,495 | $37,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V654 | DYNMC RETAIL | 1,023 | $37,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L102 | SUSTANBLE GLBL | 1,420 | $37,000 | thousands by filing date | |
| INVESCO BLDRS INDEX FDS TR | 46090C206 | DEVLPD MKTS100 | 1,695 | $37,000 | thousands by filing date | |
| NEXTDECADE CORP | 65342K105 | COM | 5,715 | $36,000 | thousands by filing date | |
| HAWTHORN BANCSHARES INC | 420476103 | COMMON STOCK | 1,347 | $36,000 | thousands by filing date | |
| FENNEC PHARMACEUTICALS INC | 31447P100 | COMMON STOCK | 9,098 | $36,000 | thousands by filing date | |
| NUVEEN N Y SELECT TAX FREE I | 67063V104 | SH BEN INT | 2,686 | $36,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 23,861 | $36,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 11,671 | $36,000 | thousands by filing date | |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 10,000 | $36,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 9,600 | $36,000 | thousands by filing date | |
| ITAU CORPBANCA | 45033E105 | SPONSORED ADR | 2,888 | $36,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B388 | IQ U.S. LRGE CAP | 1,472 | $36,000 | thousands by filing date | |
| INVESCO BLDRS INDEX FDS TR | 46090C404 | EUROPE 100 ADR | 1,682 | $36,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 200 | $35,000 | thousands by filing date | put |
| PROSHARES TR | 74347R313 | PSHS ULSHT 7-10Y | 1,800 | $35,000 | thousands by filing date | |
| PHASEBIO PHARMACEUTICALS INC | 717224109 | COM | 2,726 | $35,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 8,410 | $35,000 | thousands by filing date | |
| AGEX THERAPEUTICS INC | 00848H108 | COM | 9,333 | $35,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 9,140 | $35,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416300 | Cmn | 2,280 | $35,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 1,300 | $34,000 | thousands by filing date | put |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 718 | $34,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L886 | ULTR SHO INC FD | 452 | $34,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460402 | SPONSORED ADR | 3,810 | $34,000 | thousands by filing date | |
| MESA RTY TR | 590660106 | UNIT BEN INT | 2,942 | $34,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 11,945 | $34,000 | thousands by filing date | |
| DAVIDSTEA INC | 238661102 | COM | 25,665 | $34,000 | thousands by filing date | |
| NCS MULTISTAGE HLDGS INC | 628877102 | COM | 9,597 | $34,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 200 | $33,000 | thousands by filing date | put |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 2,294 | $33,000 | thousands by filing date | |
| CORPORACION AMER ARPTS S A | L1995B107 | COM | 4,144 | $33,000 | thousands by filing date | |
| SIEBERT FINL CORP | 826176109 | COM | 3,580 | $33,000 | thousands by filing date | |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 35,000 | $33,000 | thousands by filing date | principal |
| DYNATRONICS CORP | 268157401 | COM NEW | 20,017 | $33,000 | thousands by filing date | |
| BLACKSTONE MTG TR INC | 09257WAC4 | NOTE 4.750% 3/1 | 32,000 | $33,000 | thousands by filing date | principal |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 21,561 | $33,000 | thousands by filing date | |
| NUVEEN ALL CAP ENE MLP OP JMLP | 67075E108 | COMMON | 5,293 | $33,000 | thousands by filing date | |
| LEGACY HOUSING CORP | 52472M101 | COMMON STOCK | 2,574 | $32,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 4,048 | $32,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 6,300 | $32,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223305 | CL B | 700 | $32,000 | thousands by filing date | |
| EMX RTY CORP | 26873J107 | COM | 26,000 | $32,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 19,095 | $32,000 | thousands by filing date | |
| FIRST TRUST | 33737J208 | CANADA ALPHA | 1,341 | $32,000 | thousands by filing date | |
| QUORUM HEALTH CORP | 74909E106 | COM | 23,354 | $32,000 | thousands by filing date | |
| PAGERDUTY INC COM | 69553P100 | Stock | 661 | $31,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 8,178 | $31,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L108 | SELECT FINL | 1,340 | $31,000 | thousands by filing date | |
| MEREO BIOPHARMA GROUP PLC | 589492107 | CMN | 12,104 | $31,000 | thousands by filing date | |
| NORTHERN TECHNOLOGIES INTL C | 665809109 | COM | 1,259 | $31,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 16,051 | $31,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 4,890 | $31,000 | thousands by filing date | |
| MANAGED PORTFOLIO SERIES | 56167N753 | TORTOISE GLOBAL | 1,000 | $31,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 26,735 | $31,000 | thousands by filing date | |
| RVL PHARMACEUTICALS PLC | G6S41R101 | COM | 8,223 | $31,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 10,515 | $31,000 | thousands by filing date | |
| COHBAR INC COM NEW | 19249J109 | Stock | 17,783 | $31,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 12,488 | $30,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188101 | CORP BOND ETF | 584 | $30,000 | thousands by filing date | |
| PROSHARES TR | 74347B391 | CMN | 730 | $30,000 | thousands by filing date | |
| RENN FD INC | 759720105 | COM | 19,204 | $30,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V670 | DYNMC OIL GAS | 4,878 | $30,000 | thousands by filing date | |
| CURIS INC | 231269200 | COM | 15,970 | $30,000 | thousands by filing date | |
| HYRECAR INC | 44916T107 | COM | 7,150 | $30,000 | thousands by filing date | |
| STANDARD AVB FINANCIAL CORP | 85303b100 | COM | 1,087 | $30,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 8,532 | $29,000 | thousands by filing date | |
| RIMINI STR INC DEL | 76674Q107 | COM | 5,511 | $29,000 | thousands by filing date | |
| CENTRAIS ELETRICAS BRASILEIR | 15234Q108 | SPON ADR PFD B | 3,173 | $29,000 | thousands by filing date | |
| YIREN DIGITAL LTD | 98585L100 | SPONSORED ADS | 2,106 | $29,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070105 | CL B | 1,035 | $29,000 | thousands by filing date | |
| GUARANTY FED BANCSHARES INC | 40108P101 | COM | 1,249 | $29,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G103 | INFRAC ACT MLP | 5,230 | $29,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 200 | $28,000 | thousands by filing date | call |
| XAI OCTAGN FLT RAT & ALT INM | 98400T106 | COM | 3,000 | $28,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 2,000 | $28,000 | thousands by filing date | |
| ZYNEX INC | 98986M103 | COM | 3,094 | $28,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 3,500 | $28,000 | thousands by filing date | |
| VOYA INTL HIGH DIVID EQTY IN | 92912Y109 | COM | 4,790 | $28,000 | thousands by filing date | |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 1,402 | $28,000 | thousands by filing date | |
| WELLS FARGO & CO | 94986RQF1 | MTNF 6/0 | 17,000 | $28,000 | thousands by filing date | principal |
| RIVERVIEW FINL CORP NEW | 76940Q105 | COM | 2,659 | $28,000 | thousands by filing date | |
| RUMBLEON INC | 781386206 | COM CL B | 6,250 | $28,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 12,127 | $27,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 11,000 | $27,000 | thousands by filing date | |
| IDEANOMICS INC | 45166V106 | COM | 10,793 | $27,000 | thousands by filing date | |
| BLACKROCK NY MUN INCOME TR I | 09249R102 | COM | 1,946 | $27,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-19-016888 | this filing | 2019-08-14 | acceptance time not in the bulk data set |