13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2019-06-30, filed 2019-08-14, with 7,018 holding rows worth $248,806,989,000.
- Accession
- 0001567619-19-016867
- Filer
- CIK 1000275
- Filed
- 2019-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2019
A holdings report, 25,827 entries on the cover page, a total value of $248,806,989,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $248,806,989,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC Capital Markets Arbitrage S.A.028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerLMCG INVESTMENTS, LLC028-13608
- included managerMID CONTINENT CAPITAL LLC/IL028-05684
- included managerSymphonic Financial Advisors LLC028-12672
- included managerSEI INVESTMENTS MANAGEMENT CORP028-16475
- included managerAston Asset Management, LLC028-12347
- included managerUBS ASSET MANAGEMENT AMERICAS INC028-02682
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerJACKSON NATIONAL ASSET MANAGEMENT LLC028-06761
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| DULUTH HLDGS INC | 26443V101 | COM CL B | 29,218 | $398,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G706 | WEDBUSH VID GAME | 9,327 | $398,000 | thousands by filing date | |
| HORIZON THERAPEUTICS PLC | G46188101 | SHS | 16,490 | $397,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 28,807 | $395,000 | thousands by filing date | |
| AVANOS MED INC | 05350V106 | COM | 9,054 | $395,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E586 | KBW PPTY CASUT | 5,657 | $395,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 41,042 | $395,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 28,840 | $394,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 47,362 | $393,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 10,147 | $391,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 63,620 | $391,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 19,254 | $390,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R747 | ST STR MSCI GEN | 5,269 | $389,000 | thousands by filing date | |
| World Gold TR | 98149E204 | SPRD GLD Minis | 27,647 | $389,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 34,675 | $388,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 159,861 | $388,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 4,743 | $387,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 4,144 | $387,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 11,213 | $387,000 | thousands by filing date | |
| ABERDEEN GLOBAL DYNAMIC DIVIDE | 00302M106 | COM | 40,024 | $386,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 10,727 | $386,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 18,187 | $385,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 101,200 | $385,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 34,172 | $384,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 22,292 | $383,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 155,735 | $383,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 61,769 | $382,000 | thousands by filing date | |
| PACER DATA & ETF INFRASTRUCTURE REAL ESTATE | 69374H741 | ETF | 12,954 | $382,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 10,000 | $381,000 | thousands by filing date | call |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 97,808 | $381,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 2,200 | $381,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 153,823 | $380,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 8,207 | $380,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X434 | MSCI EAFE STRTGC | 6,012 | $379,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 19,800 | $379,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y594 | PAC EN FLTG RT | 7,788 | $379,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 6,231 | $378,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 19,456 | $378,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 29,532 | $376,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 40,434 | $376,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 52,931 | $376,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 23,613 | $375,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 17,850 | $375,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 13,400 | $375,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 26,125 | $375,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 33,358 | $375,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X853 | INTL EQUITY OPP | 10,318 | $374,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 23,040 | $374,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 3,615 | $373,000 | thousands by filing date | |
| MVB FINANCIAL CORP | 553810102 | COMMON STOCK | 22,006 | $373,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H304 | ENERGY FD | 26,330 | $373,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 3,300 | $372,000 | thousands by filing date | call |
| GARRETT MOTION INC | 366505105 | COM | 24,278 | $371,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 25,594 | $371,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 7,965 | $371,000 | thousands by filing date | |
| LEGG MASON ETF INVT TR | 52468L703 | GLOBAL INFSTRU | 12,166 | $371,000 | thousands by filing date | |
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 13,978 | $370,000 | thousands by filing date | |
| Vanguard ESG U.S. Stock ETF | 921910733 | SHS | 7,194 | $368,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 13,229 | $368,000 | thousands by filing date | |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 24,141 | $368,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 6,659 | $367,000 | thousands by filing date | |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 94,000 | $367,000 | thousands by filing date | principal |
| ADVISORSHARES TR | 00768Y529 | DORSY SHRT ETF | 14,620 | $366,000 | thousands by filing date | |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 6,904 | $365,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 6,808 | $365,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 38,701 | $365,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F627 | CHINE INNOV ETF | 14,126 | $365,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 4,293 | $365,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 5,022 | $365,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 18,887 | $364,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 9,809 | $363,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A804 | TOTAL RETURN | 6,820 | $363,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E669 | GLOBAL EX US HGH | 15,668 | $363,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 40,601 | $362,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 3,979 | $362,000 | thousands by filing date | |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 5,815 | $362,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 33,909 | $361,000 | thousands by filing date | |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 4,149 | $360,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 5,150 | $359,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 33,400 | $359,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E560 | LADERITE 0-5YR | 14,330 | $358,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 2,388 | $357,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W606 | IT RT HDG HGYL | 4,024 | $357,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 18,780 | $357,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 33,401 | $356,000 | thousands by filing date | |
| PACER FDS TR | 69374H873 | DEVELOPED MRKT | 13,699 | $355,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 40,187 | $355,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V720 | LEISU ENTMT ETF | 8,175 | $355,000 | thousands by filing date | |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 21,615 | $355,000 | thousands by filing date | |
| FIRST TRUST DOW JONES INTERNATIONAL INTERNET ETF | 33734X770 | ETF | 16,164 | $354,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 8,053 | $352,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108409 | CWP ENHANCED DIV | 11,683 | $352,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 35,701 | $352,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 4,431 | $352,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 14,600 | $352,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 8,633 | $351,000 | thousands by filing date | |
| PACER TRENDPILOT EUROPEAN INDEX ETF | 69374H808 | ETF | 13,144 | $351,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 20,811 | $351,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 16,778 | $350,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 10,000 | $350,000 | thousands by filing date | put |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 34,572 | $348,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 18,987 | $348,000 | thousands by filing date | |
| TIVITY HEALTH INC | 88870R102 | COM | 21,123 | $348,000 | thousands by filing date | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 19,632 | $347,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 90,376 | $347,000 | thousands by filing date | |
| Invesco KBW Premium Yield | 46138E594 | KBW PREM YIELD | 11,554 | $347,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 4,858 | $346,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q478 | DISRUPTIVE TECH | 11,375 | $346,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P102 | NUVEEN ENHNC YLD | 14,043 | $345,000 | thousands by filing date | |
| REDFIN CORP | 75737FAA6 | NOTE 1.750% 7/1 | 377,000 | $345,000 | thousands by filing date | principal |
| OCEANFIRST FINL CORP | 675234108 | COM | 13,805 | $344,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 47,654 | $343,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 10,021 | $343,000 | thousands by filing date | |
| PROSHARES TR | 74347R172 | ULTRA 20YR TRE | 3,746 | $342,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 50,000 | $341,000 | thousands by filing date | put |
| VANGUARD WELLINGTON FD | 921935409 | US MINIMUM | 3,943 | $341,000 | thousands by filing date | |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 53,663 | $341,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 15,300 | $340,000 | thousands by filing date | call |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 10,006 | $340,000 | thousands by filing date | |
| HUYA INC ADS EACH REP 1 ORD SHS CL A | 44852D108 | COM | 13,675 | $339,000 | thousands by filing date | |
| NUVEEN PFD & INCOME 2022 TER | 67075T105 | COM | 13,859 | $339,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 8,342 | $338,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 16,092 | $338,000 | thousands by filing date | |
| ZSCALERINC | 98980G102 | STOK | 4,400 | $337,000 | thousands by filing date | call |
| AEROVIRONMENT INC COM | 008073108 | Stock | 5,935 | $337,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 4,615 | $336,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 14,728 | $336,000 | thousands by filing date | |
| KEURIG DR PEPPER INC COM | 49271V100 | Stock | 11,600 | $335,000 | thousands by filing date | call |
| MYOKARDIA INC | 62857M105 | COM | 6,684 | $335,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 15,978 | $334,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 26,795 | $333,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 227,937 | $333,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108607 | BLOCK TECHN ETF | 18,158 | $332,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 59,330 | $332,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 15,092 | $332,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 170,500 | $332,000 | thousands by filing date | call |
| BARCLAYS BK PLC | 06746P589 | FUND | 7,339 | $332,000 | thousands by filing date | |
| ELEMENT SOLUTIONS INC COM | 28618M106 | Stock | 31,945 | $331,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 12,700 | $331,000 | thousands by filing date | call |
| FINTECH ACQUISITION CORP V CLA | 31811A101 | COM | 33,700 | $331,000 | thousands by filing date | |
| MR COOPER GROUP INC | 62482R107 | COM | 41,211 | $330,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 1,926 | $329,000 | thousands by filing date | |
| LYFT INC | 55087P104 | CL A COM | 5,000 | $329,000 | thousands by filing date | put |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 9,309 | $329,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 197,460 | $329,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 8,204 | $328,000 | thousands by filing date | |
| TKK SYMPHONY ACQUISITION COR | G88950103 | ORD SHS | 32,671 | $327,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 15,000 | $326,000 | thousands by filing date | call |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 39,999 | $326,000 | thousands by filing date | |
| CISION LTD | G1992S109 | SHS | 27,765 | $326,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 338,639 | $325,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 24,574 | $325,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 45,181 | $324,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 8,548 | $324,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 13,800 | $323,000 | thousands by filing date | |
| ENSCO ROWAN PLC | G3166L100 | SHS CLASS A | 37,900 | $323,000 | thousands by filing date | call |
| BROADWIND INC | 11161T207 | CMN | 145,320 | $322,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 11,779 | $322,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 16,469 | $321,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 5,686 | $320,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 25,900 | $320,000 | thousands by filing date | |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 27,795 | $319,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 35,291 | $318,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 25,413 | $317,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 5,131 | $316,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 34,459 | $316,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 57,493 | $315,000 | thousands by filing date | |
| GRAFTECH INTL LTD | 384313508 | COM | 27,402 | $315,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 21,947 | $314,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 2,400 | $313,000 | thousands by filing date | call |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 3,710 | $313,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 8,818 | $313,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09260K101 | SHS BEN INT | 15,000 | $312,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 20,443 | $312,000 | thousands by filing date | |
| MEXICO EQUITY & INCOME FD | 592834105 | COM | 28,057 | $312,000 | thousands by filing date | |
| FTAI AVIATION LTD | 34960P101 | COM | 20,658 | $312,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 11,650 | $311,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 24,612 | $311,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 11,454 | $311,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 7,932 | $311,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102209 | UNIT LTD PRT 60 | 21,474 | $311,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR | 30151E608 | KNLDG LD WD ETF | 9,310 | $311,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V522 | BLOO AN RATI ETF | 6,895 | $310,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J593 | RUSL 2000 DYNM | 11,555 | $310,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 5,841 | $309,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 22,504 | $309,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 13,559 | $309,000 | thousands by filing date | |
| NLIGHT INC | 65487K100 | COM | 15,987 | $308,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 141,756 | $308,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 29,709 | $308,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U852 | HENDERSON MTG | 5,900 | $307,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 25,500 | $307,000 | thousands by filing date | put |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 17,316 | $305,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 15,855 | $305,000 | thousands by filing date | |
| ARK ETF TR | 00214Q203 | AUTNMUS TECHNLGY | 9,033 | $305,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 13,117 | $305,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 18,692 | $305,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 3,700 | $304,000 | thousands by filing date | put |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 19,628 | $304,000 | thousands by filing date | |
| XENETIC BIOSCIENCES INC | 984015503 | COM | 26,990 | $304,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 1,100 | $302,000 | thousands by filing date | call |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 4,891 | $302,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 17,141 | $302,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 28,051 | $302,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 20,321 | $301,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 16,837 | $300,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 10,044 | $300,000 | thousands by filing date | |
| JERNIGAN CAP INC | 476405105 | COM | 14,626 | $300,000 | thousands by filing date | |
| ARYA SCIENCES ACQUISITION CORP SHS CL A | G3165V109 | COM | 30,000 | $300,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 2,300 | $299,000 | thousands by filing date | call |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 7,177 | $299,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 51,745 | $299,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 19,696 | $298,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 3,581 | $298,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 8,514 | $298,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 14,201 | $297,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 17,844 | $297,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 21,040 | $297,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 7,923 | $296,000 | thousands by filing date | |
| INVESCO FUNDAMENTAL INVESTMENT GRADE CORPORATE BOND ETF | 46138E693 | ETF | 11,362 | $295,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 17,197 | $294,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 39,808 | $294,000 | thousands by filing date | |
| ADAPTIVE BIOTECHNOLOGIES CORP COM | 00650F109 | Stock | 6,055 | $293,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E701 | CHINA SMALL CP | 11,438 | $293,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 20,901 | $292,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 16,863 | $292,000 | thousands by filing date | |
| NAM TAI PROPERTY INC | G63907102 | Com | 29,884 | $292,000 | thousands by filing date | |
| SYNTHORX INC COM | 87167A103 | Stock | 21,613 | $292,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 29,261 | $292,000 | thousands by filing date | |
| PERSPECTA INC | 715347100 | COM | 12,518 | $291,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A784 | APTUS DRAWDOWN | 9,615 | $291,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V589 | GBL LISTED PVT | 24,412 | $291,000 | thousands by filing date | |
| ATKORE INC | 047649108 | COMMON STOCK | 11,198 | $290,000 | thousands by filing date | |
| PROSHARES TR | 74348A533 | PRIV EQTY-LSTD | 8,421 | $290,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 18,197 | $289,000 | thousands by filing date | |
| REDFIN CORP | 75737F108 | COM | 16,002 | $288,000 | thousands by filing date | |
| IMV INC | 44974L103 | COM | 98,676 | $288,000 | thousands by filing date | |
| ISHARES FALLEN ANGELS USD BOND ETF | 46435G474 | ETF | 10,808 | $287,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 9,025 | $287,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 7,728 | $287,000 | thousands by filing date | |
| ZYMEWORKS INC | 98985W102 | COM | 13,072 | $287,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 24,744 | $286,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 12,993 | $284,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 10,241 | $284,000 | thousands by filing date | |
| JPMORGAN ULTRA-SHORT MUNICIPAL INCOME ETF | 46641Q654 | ETF | 5,610 | $283,000 | thousands by filing date | |
| LEVI STRAUSS & CO NEW CL A COM STK | 52736R102 | Stock | 13,520 | $282,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 19,489 | $282,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 16,566 | $282,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 47,424 | $281,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 150,641 | $281,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 13,670 | $281,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J505 | EURO ALPHADEX | 7,160 | $280,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V605 | DJ INDL AVG DV | 7,575 | $280,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L877 | ROYCE QUANT SML | 10,679 | $280,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 9,120 | $279,000 | thousands by filing date | |
| DBX ETF TR | 233051754 | XTRACK CSI 500 A | 10,648 | $279,000 | thousands by filing date | |
| NUVEEN ESG LARGE-CAP GROWTH ETF | 67092P201 | ETF | 7,486 | $278,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 1,095 | $278,000 | thousands by filing date | |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 5,230 | $278,000 | thousands by filing date | principal |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 18,290 | $276,000 | thousands by filing date | |
| CARDLYTICS INC | 14161W105 | COM | 10,643 | $276,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 19,713 | $276,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 7,451 | $276,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE TRADED FD | 33738R407 | NASDAQ BUYWRITE | 12,383 | $275,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 10,999 | $275,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 33,503 | $275,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 42,063 | $274,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 21,080 | $274,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 54,722 | $273,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 23,431 | $272,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 39,430 | $272,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 6,467 | $272,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L508 | DIVERSIFID FXD | 13,308 | $272,000 | thousands by filing date | |
| GLOBAL X INTERNET OF THINGS ETF | 37954Y780 | UIT EXCHANGE TRADED | 13,679 | $271,000 | thousands by filing date | |
| 180 LIFE SCIENCES ORD | 48242A104 | COM | 25,928 | $271,000 | thousands by filing date | |
| OPTINOSE INC | 68404V100 | COM | 38,174 | $270,000 | thousands by filing date | |
| PYXUS INTL INC | 74737V106 | COM | 17,690 | $269,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108888 | BLACKSWAN GRWT | 9,744 | $268,000 | thousands by filing date | |
| AXONICS INC | 05465P101 | COM | 6,530 | $268,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 14,143 | $267,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 1,353 | $267,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 22,627 | $267,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 51,694 | $267,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 64,736 | $267,000 | thousands by filing date | |
| Melinta Therapeutics Inc | 58549G209 | Common / Ordinary Stock | 40,200 | $267,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES SWISS | 46138R108 | SWISS FRANC | 2,806 | $266,000 | thousands by filing date | |
| BRIGHTVIEW HLDGS INC | 10948C107 | COM | 14,213 | $266,000 | thousands by filing date | |
| TANDY LEATHER FACTORY INC | 87538X105 | COM | 48,433 | $266,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 4,551 | $266,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 2,777 | $265,000 | thousands by filing date | |
| ISHARES TR | 46434V787 | YLD OPTIM BD | 10,455 | $265,000 | thousands by filing date | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 23,185 | $265,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 77,095 | $265,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 7,694 | $264,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 45,510 | $264,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740C337 | S&P 500 VEQTOR | 1,589 | $264,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 2,700 | $263,000 | thousands by filing date | call |
| INVESCO SR INCOME TR | 46131H107 | COM | 60,830 | $263,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 19,127 | $263,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 4,100 | $262,000 | thousands by filing date | call |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 23,559 | $262,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 77,040 | $261,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 2,600 | $261,000 | thousands by filing date | put |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 12,672 | $261,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR MFS SYS GWT EQ | 78467V889 | CEF | 3,104 | $260,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 7,919 | $259,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J775 | BLOO PRI PWR ETF | 4,894 | $259,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 12,686 | $259,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 36,900 | $258,000 | thousands by filing date | call |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 13,166 | $258,000 | thousands by filing date | |
| STRATEGY | 86280R100 | EXCHANGE TRADED | 7,384 | $258,000 | thousands by filing date | |
| METROPOLITAN BANK HOLDING CO | 591774104 | COMMON STOCK | 5,835 | $257,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 7,372 | $256,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 36,689 | $256,000 | thousands by filing date | |
| JP MORGAN EXCHANGE TRADED FD | 46641Q803 | DIVERSIFIED ET | 10,489 | $256,000 | thousands by filing date | |
| FRONTDOOR INC COM | 35905A109 | Stock | 5,868 | $255,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H658 | INSPIRE GBL HOPE | 9,052 | $255,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742C723 | IPATH SELCT MLP | 12,623 | $255,000 | thousands by filing date | |
| ACUSHNET HLDGS CORP | 005098108 | COM | 9,723 | $254,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 17,841 | $254,000 | thousands by filing date | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 8,362 | $253,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 65,057 | $253,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 45,370 | $252,000 | thousands by filing date | |
| ISHARES ESG AWARE USD CORPORATE BOND ETF | 46435G193 | ETF | 9,728 | $252,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 22,473 | $252,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 4,600 | $251,000 | thousands by filing date | put |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 4,600 | $251,000 | thousands by filing date | call |
| SMARTSHEET INC. (CLASS A) | 83200N103 | COM CL A | 5,190 | $251,000 | thousands by filing date | |
| CannTrust Holdings Inc | 137800207 | Common / Ordinary Stock | 50,000 | $251,000 | thousands by filing date | call |
| CHATHAM LODGING TR | 16208T102 | COM | 13,228 | $250,000 | thousands by filing date | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 15,632 | $250,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 13,520 | $250,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 53,456 | $250,000 | thousands by filing date | |
| AQUESTIVE THERAPEUTICS INC COM | 03843E104 | Stock | 59,309 | $249,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 831 | $249,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 20,034 | $249,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 4,081 | $249,000 | thousands by filing date | |
| PACER FDS TR | 69374H840 | WEALTHSHIELD | 10,287 | $249,000 | thousands by filing date | |
| PORTFOLIO RECOVERY ASSOCS IN | 73640QAB1 | NOTE 3.000% 8/0 | 254,000 | $249,000 | thousands by filing date | principal |
| BEACON FINANCIAL CORP. | 084680107 | COM | 7,920 | $248,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 52,162 | $248,000 | thousands by filing date | |
| CAPITAL CLEAN ENERGY CARRIERS COM | Y11082206 | Stock | 23,593 | $248,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N667 | VICSHS DV AC ETF | 7,498 | $247,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 213,500 | $247,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 3,400 | $246,000 | thousands by filing date | put |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 7,127 | $246,000 | thousands by filing date | |
| STANDARD AVB FINANCIAL CORP | 85303b100 | COM | 8,979 | $246,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 2,700 | $245,000 | thousands by filing date | put |
| GENESCO INC | 371532102 | COM | 5,784 | $245,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 12,890 | $245,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 30,935 | $245,000 | thousands by filing date | |
| ARROWMARK FINANCIAL CORP | 861780104 | COM | 11,241 | $245,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 17,748 | $244,000 | thousands by filing date | |
| BLOOM ENERGY CORP | 093712107 | COM | 19,801 | $243,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 2,200 | $243,000 | thousands by filing date | put |
| Abrdn Emerging Markets | 00301W105 | COM | 33,318 | $243,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 12,205 | $242,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430396 | JUST US LRG CP | 5,740 | $242,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 336,000 | $242,000 | thousands by filing date | principal |
| OSI ETF TR | 67110P100 | OSI ETF TR | 8,791 | $242,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 98,432 | $241,000 | thousands by filing date | |
| Canadian $ ETF | 46138T104 | ETF | 3,205 | $241,000 | thousands by filing date | |
| AMERISERV FINL INC | 03074A102 | COM | 58,039 | $241,000 | thousands by filing date | |
| BLACKROCK FLA MUN 2020 TERM | 09250M109 | COM SHS | 16,668 | $241,000 | thousands by filing date | |
| LONGEVITY ACQUISITION CORP | G56372132 | ORD SHS | 23,885 | $241,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 46,843 | $240,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 63,479 | $240,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 23,061 | $239,000 | thousands by filing date | |
| BANCORPSOUTH BK TUPELO MISS | 05971J102 | COM | 8,228 | $239,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 10,237 | $238,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 22,675 | $238,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 41,269 | $237,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 4,500 | $236,000 | thousands by filing date | call |
| CLEARWAY ENERGY INC CL C | 18539C204 | Stock | 14,030 | $236,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 2,000 | $236,000 | thousands by filing date | call |
| VERITEX HLDGS INC | 923451108 | COM | 9,091 | $236,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 15,686 | $235,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 26,069 | $235,000 | thousands by filing date | |
| ELLINGTON FINANCIAL INC | 28852N109 | COM | 13,055 | $235,000 | thousands by filing date | |
| PIVOTAL SOFTWARE INC | 72582H107 | COM CL A | 22,277 | $235,000 | thousands by filing date | |
| QIAGEN NV | N72482123 | SHS NEW | 5,781 | $234,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 4,245 | $234,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 92,441 | $234,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 16,500 | $233,000 | thousands by filing date | |
| BNY MELLON MUN BD INFRASTRUC | 09662W109 | COM SHS | 17,535 | $233,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 17,400 | $233,000 | thousands by filing date | put |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 41,010 | $233,000 | thousands by filing date | |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 15,421 | $232,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 6,553 | $231,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 10,465 | $230,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 6,578 | $230,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 3,653 | $230,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 12,072 | $230,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 38,689 | $229,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 2,438 | $228,000 | thousands by filing date | |
| READY CAPITAL CORP | 75574U101 | COM | 15,293 | $228,000 | thousands by filing date | |
| GATES INDL CORP PLC | G39108108 | ORD SHS | 20,000 | $228,000 | thousands by filing date | call |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 7,828 | $228,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 40,100 | $228,000 | thousands by filing date | call |
| RPT REALTY | 74971D101 | SH BEN INT | 18,800 | $228,000 | thousands by filing date | |
| CASA SYS INC | 14713L102 | COM | 35,343 | $228,000 | thousands by filing date | |
| XERIS PHARMACEUTICALS INC | 98422L107 | COM | 19,973 | $228,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 16,235 | $227,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 2,765 | $227,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 17,275 | $227,000 | thousands by filing date | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 11,920 | $226,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 5,777 | $226,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 5,956 | $226,000 | thousands by filing date | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 19,977 | $226,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 2,454 | $225,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 1,200 | $225,000 | thousands by filing date | call |
| ETFIS SER TR I | 26923G822 | VIRTUS INFRCAP | 8,700 | $224,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 26,574 | $224,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y731 | CONSCIOUS COS | 10,285 | $224,000 | thousands by filing date | |
| Rafael Holdings Inc Class B | 75062E106 | COM | 7,782 | $224,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 8,783 | $223,000 | thousands by filing date | |
| ALPHA ARCHITECT INTERNATIONAL QUANTITATIVE MOMENTUM ET | 02072L300 | ETF | 8,514 | $223,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 12,510 | $223,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 14,400 | $222,000 | thousands by filing date | put |
| COMPUGEN LTD | M25722105 | ORD | 57,500 | $221,000 | thousands by filing date | |
| El Paso Energy Capital Trust I | 283678209 | Preferred Shares | 4,175 | $221,000 | thousands by filing date | principal |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 16,137 | $221,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L852 | COM | 5,033 | $221,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 4,311 | $220,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 23,493 | $220,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 16,913 | $220,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V707 | ST STR UL BD ETF | 5,389 | $218,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 8,344 | $218,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L696 | CMN | 3,123 | $218,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 1,100 | $217,000 | thousands by filing date | call |
| TASEKO MINES LTD COM | 876511106 | Stock | 409,727 | $217,000 | thousands by filing date | |
| ALLAKOS INC | 01671P100 | COM | 5,000 | $217,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G102 | PRIME JUNIR SLVR | 24,991 | $217,000 | thousands by filing date | |
| BOXWOOD MERGER CORP; TNT ACQ DT: 11/16/2020; CASH | 10319t101 | COM | 22,000 | $217,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 15,408 | $216,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 211,000 | $216,000 | thousands by filing date | principal |
| EAGLE BULK SHIPPING INC | Y2187A143 | SHS NEW | 41,337 | $216,000 | thousands by filing date | |
| TRICIDA INC | 89610F101 | COM | 5,475 | $216,000 | thousands by filing date | |
| SUPER LEAGUE ENTERPRISE INC COM | 86804F202 | Stock | 25,272 | $216,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 10,262 | $215,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 12,000 | $215,000 | thousands by filing date | call |
| RINGCENTRAL INC | 76680R206 | CL A | 1,861 | $215,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 7,853 | $215,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 28,045 | $215,000 | thousands by filing date | |
| GMS INC | 36251C103 | COM | 9,775 | $215,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 19,505 | $215,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 21,600 | $214,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 17,007 | $213,000 | thousands by filing date | |
| QUANTERIX CORP | 74766Q101 | COMMON STOCK | 6,285 | $213,000 | thousands by filing date | |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 4,843 | $212,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 11,807 | $212,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 6,058 | $212,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 1,300 | $211,000 | thousands by filing date | put |
| TRINITY MERGER CORP | 89653L106 | COM CL A | 20,456 | $211,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 1,700 | $210,000 | thousands by filing date | put |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 23,359 | $210,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 5,452 | $209,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2028 CORPORATE BOND ETF | 46138J643 | ETF | 9,682 | $209,000 | thousands by filing date | |
| PGIM ETF TR | 69344A602 | QMA STRGIC VAL | 4,224 | $209,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 600 | $208,000 | thousands by filing date | put |
| TARGET CORP COM | 87612E106 | Stock | 2,400 | $208,000 | thousands by filing date | call |
| INVESCO EXCH TRADED FD TR II | 46138E206 | CALIF AMT MUN | 7,736 | $208,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 6,342 | $208,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 15,048 | $207,000 | thousands by filing date | |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 22,067 | $207,000 | thousands by filing date | |
| KEMPHARM INC COM NEW | 488445107 | Stock | 118,475 | $207,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 11,695 | $206,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 37,277 | $206,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L688 | STOX GBL ESG SLT | 2,079 | $205,000 | thousands by filing date | |
| AMERICAN CENTY ETF TR | 025072109 | DIVERSIFID CRP | 4,008 | $204,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 15,743 | $204,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 4,482 | $204,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 99,435 | $204,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 7,403 | $203,000 | thousands by filing date | |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 50,017 | $202,000 | thousands by filing date | |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 12,186 | $202,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 26,259 | $202,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N840 | VCSHS INTL VOLTY | 5,280 | $202,000 | thousands by filing date | |
| REGENXBIO INC | 75901B107 | COM | 3,910 | $201,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 6,827 | $201,000 | thousands by filing date | |
| CBTX INC | 12481V104 | COM | 7,142 | $201,000 | thousands by filing date | |
| Reality Shares Nasdaq NexGen Economy ETF | 75605A702 | COM | 8,652 | $200,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 14,159 | $199,000 | thousands by filing date | |
| ISHARES TR | 46434V423 | MSCI SAUDI ARBIA | 6,038 | $199,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 15,250 | $199,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 6,919 | $198,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 19,457 | $198,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y889 | S&P 500 CATHOLIC | 5,496 | $197,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 14,535 | $197,000 | thousands by filing date | |
| BLACKROCK MD MUNICIPAL BOND | 09249L105 | COM | 13,425 | $197,000 | thousands by filing date | |
| PROSHARES TR | 74347B706 | COM | 2,583 | $197,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 3,900 | $196,000 | thousands by filing date | put |
| EPR PPTYS | 26884U208 | PFD C CV 5.75% | 6,102 | $196,000 | thousands by filing date | principal |
| FIRST TR EXCH TRADED FD III | 33739P509 | RIVRFRNT DY ASIA | 3,886 | $196,000 | thousands by filing date | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 1,582 | $195,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 2,191 | $195,000 | thousands by filing date | |
| AXS CHANGE FINANCE ESG ETF | 26922A560 | ETF | 9,100 | $195,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N873 | VCSHS US SMCP HG | 4,357 | $193,000 | thousands by filing date | |
| SPDR SER TR | 78468R713 | DORSEY WRGT FI | 8,222 | $193,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 5,624 | $193,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-19-016867 | this filing | 2019-08-14 | acceptance time not in the bulk data set |