13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2019-06-30, filed 2019-08-14, with 7,018 holding rows worth $248,806,989,000.
- Accession
- 0001567619-19-016867
- Filer
- CIK 1000275
- Filed
- 2019-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2019
A holdings report, 25,827 entries on the cover page, a total value of $248,806,989,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $248,806,989,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC Capital Markets Arbitrage S.A.028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerLMCG INVESTMENTS, LLC028-13608
- included managerMID CONTINENT CAPITAL LLC/IL028-05684
- included managerSymphonic Financial Advisors LLC028-12672
- included managerSEI INVESTMENTS MANAGEMENT CORP028-16475
- included managerAston Asset Management, LLC028-12347
- included managerUBS ASSET MANAGEMENT AMERICAS INC028-02682
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerJACKSON NATIONAL ASSET MANAGEMENT LLC028-06761
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Direxion All Cap Insider Senti | 25459Y769 | ETF | 37,228 | $1,452,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 46,671 | $1,450,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 121,043 | $1,450,000 | thousands by filing date | |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 22,060 | $1,449,000 | thousands by filing date | |
| LANDMARK INFRASTRUCTURE PARTNERS | 51508J108 | COMMON STOCK | 85,900 | $1,448,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 19,954 | $1,446,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V779 | BLDG CONSTR ETF | 46,663 | $1,444,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 60,164 | $1,443,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 17,727 | $1,442,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 75,463 | $1,441,000 | thousands by filing date | |
| ZENDESK INC | 98936JAB7 | NOTE 0.250% 3/1 | 952,000 | $1,440,000 | thousands by filing date | principal |
| ALPHA ARCHITECT U.S. QUANTITATIVE MOMENTUM ETF | 02072L409 | ETF | 45,871 | $1,439,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 13,905 | $1,438,000 | thousands by filing date | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 29,145 | $1,438,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 24,077 | $1,437,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 59,593 | $1,436,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 83,451 | $1,436,000 | thousands by filing date | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 47,361 | $1,431,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 13,530 | $1,426,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E123 | S&P SMLCP INDL | 21,388 | $1,425,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 49,243 | $1,425,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E719 | BLOO EN ANGE ETF | 74,955 | $1,420,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 4,516 | $1,419,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 231,433 | $1,419,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 32,871 | $1,418,000 | thousands by filing date | |
| THL CR SR LN FD | 87244R103 | COM | 92,923 | $1,417,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V886 | S&P500 EX-RATE | 19,694 | $1,416,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 93,499 | $1,415,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 16,517 | $1,413,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 69,956 | $1,409,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 24,146 | $1,405,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 66,812 | $1,403,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 134,721 | $1,401,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 41,814 | $1,400,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 24,606 | $1,398,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 103,275 | $1,393,000 | thousands by filing date | |
| ISHARES INC | 46434G863 | COM | 40,919 | $1,391,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 20,000 | $1,391,000 | thousands by filing date | call |
| MRC GLOBAL INC | 55345K103 | COM | 81,091 | $1,389,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q783 | RIVRFRNT STR INC | 56,027 | $1,388,000 | thousands by filing date | |
| AMPLIFY BLUESTAR ISRAEL TECHNOLOGY ETF | 26924G870 | COM | 35,640 | $1,388,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 17,484 | $1,387,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 23,843 | $1,386,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 15,917 | $1,385,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 80,363 | $1,385,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 65,585 | $1,383,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 34,644 | $1,381,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 58,109 | $1,381,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 228,110 | $1,380,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V571 | GLOBAL DRGN CN | 36,914 | $1,380,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 97,016 | $1,380,000 | thousands by filing date | |
| INVESCO MSCI SUSTAINABLEFUTURE ETF | 46137V407 | ETF | 30,217 | $1,378,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 61,708 | $1,377,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 7,717 | $1,374,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 102,569 | $1,374,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 1,364,000 | $1,373,000 | thousands by filing date | principal |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 75,614 | $1,372,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 25,760 | $1,371,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 47,307 | $1,370,000 | thousands by filing date | |
| TWILIO INC | 90138FAB8 | NOTE 0.250% 6/0 | 682,000 | $1,368,000 | thousands by filing date | principal |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 20,000 | $1,366,000 | thousands by filing date | put |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 20,000 | $1,366,000 | thousands by filing date | call |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 13,283 | $1,366,000 | thousands by filing date | |
| MILLICOM INTL CELLULAR S A | L6388F110 | COM STK | 24,500 | $1,365,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 110,788 | $1,365,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 35,078 | $1,362,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 29,354 | $1,361,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J833 | BULSHS 2024 HY | 53,881 | $1,361,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V159 | CMN | 27,178 | $1,356,000 | thousands by filing date | |
| GRAF INDL CORP | 384278107 | COM | 136,117 | $1,354,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 50,661 | $1,347,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 45,936 | $1,346,000 | thousands by filing date | |
| ALLIANZGI CONVERTIBLE & INCOME 2024 TARGET TERM FUND | 01883H102 | COM | 145,905 | $1,346,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 80,422 | $1,343,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 96,692 | $1,340,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 99,443 | $1,339,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 91,791 | $1,339,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q536 | DYNA CORE IN ETF | 53,633 | $1,338,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 24,495 | $1,336,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R861 | STATE STRET SPDR | 68,168 | $1,336,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J107 | MLTFCTR LRG CAP | 35,274 | $1,333,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q507 | SSI STRG ETF | 42,527 | $1,333,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 98,720 | $1,332,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 58,507 | $1,332,000 | thousands by filing date | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 29,889 | $1,331,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 84,937 | $1,329,000 | thousands by filing date | |
| PACER FDS TR | 69374H857 | US SMALL CAP CAS | 55,916 | $1,328,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 93,533 | $1,328,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 198,105 | $1,326,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 33,447 | $1,325,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 36,868 | $1,322,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 89,924 | $1,319,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 49,990 | $1,315,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 66,699 | $1,306,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 53,800 | $1,306,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137Y500 | ZACKS MULT AST | 58,958 | $1,305,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 17,660 | $1,302,000 | thousands by filing date | |
| DBX ETF TR | 233051762 | XTRACK MSCI CHNA | 38,873 | $1,298,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 97,963 | $1,292,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 28,722 | $1,292,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 76,500 | $1,292,000 | thousands by filing date | put |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 8,251 | $1,291,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 14,914 | $1,291,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 35,163 | $1,286,000 | thousands by filing date | |
| NATERA INC COM | 632307104 | Stock | 46,518 | $1,284,000 | thousands by filing date | |
| KNIGHT-SWIFT TRANSN HLDGS IN | 499049104 | CL A | 39,015 | $1,281,000 | thousands by filing date | |
| HARTFORD FDS EXCHANGE TRADED | 41653L602 | CMN | 31,437 | $1,280,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 35,982 | $1,279,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 85,328 | $1,278,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 29,695 | $1,275,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 9,300 | $1,274,000 | thousands by filing date | put |
| FEDERAL SIGNAL CORP | 313855108 | COM | 47,628 | $1,274,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 21,485 | $1,273,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 19,884 | $1,272,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 50,015 | $1,270,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 4,531 | $1,269,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 35,293 | $1,268,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 20,840 | $1,265,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 109,986 | $1,263,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 28,306 | $1,263,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 125,050 | $1,262,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 123,897 | $1,261,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 14,793 | $1,260,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 10,939 | $1,259,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 25,533 | $1,259,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 10,276 | $1,259,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 23,724 | $1,258,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 28,888 | $1,257,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 16,523 | $1,257,000 | thousands by filing date | |
| ISHARES TR | 46435G532 | MSCI GBL SUS DEV | 21,736 | $1,255,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 29,160 | $1,253,000 | thousands by filing date | |
| Blackrock 2022 Global In | 09258P104 | ETF | 132,638 | $1,253,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 349,018 | $1,250,000 | thousands by filing date | |
| SLACK TECHNOLOGIES INC | 83088V102 | COM CL A | 33,308 | $1,249,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 395,243 | $1,247,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 80,605 | $1,242,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCH TRD FD TR GLOBAL WATER PORT | 46138E651 | ETF | 44,659 | $1,242,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 130,424 | $1,240,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 92,186 | $1,238,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 93,235 | $1,235,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 50,000 | $1,232,000 | thousands by filing date | put |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 24,523 | $1,229,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 12,307 | $1,229,000 | thousands by filing date | |
| INVESCO RAFI DEVELOPED MARKETS EX-U.S. SMALL-MID ETF | 46138E735 | ETF | 40,929 | $1,222,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 98,395 | $1,222,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 320,655 | $1,221,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 17,497 | $1,220,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F593 | CMN | 39,371 | $1,219,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 7,546 | $1,217,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 31,382 | $1,216,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 183,531 | $1,214,000 | thousands by filing date | |
| INVESCO S&P MIDCAP 400 GARP ETF | 46137V225 | ETF | 18,704 | $1,207,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 2,489 | $1,204,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P202 | EME MRK BD ETF | 31,060 | $1,203,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 72,406 | $1,202,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 62,195 | $1,202,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33741X201 | INDXX INOVTV ETF | 39,979 | $1,201,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 414,361 | $1,201,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 280,625 | $1,200,000 | thousands by filing date | |
| CAREDX INC | 14167L103 | COM | 33,334 | $1,200,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 67,382 | $1,199,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W705 | INT RT HDG C B | 12,754 | $1,199,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 35,051 | $1,198,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 40,500 | $1,197,000 | thousands by filing date | put |
| FIDELITY COVINGTON TRUST | 316092725 | INT HG DIV ETF | 58,465 | $1,196,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 40,000 | $1,195,000 | thousands by filing date | put |
| EVENTBRITE INC | 29975E109 | COM CL A | 73,755 | $1,195,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 25,800 | $1,194,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 24,793 | $1,190,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V456 | S&P MDCP VLU MNT | 36,088 | $1,187,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 19,867 | $1,184,000 | thousands by filing date | |
| INSTRUCTURE INC | 45781U103 | COM | 27,796 | $1,181,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 55,399 | $1,179,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 89,616 | $1,178,000 | thousands by filing date | |
| SWITCH INC | 87105L104 | CL A | 90,000 | $1,178,000 | thousands by filing date | put |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 74,815 | $1,177,000 | thousands by filing date | |
| DWS STRATEGIC MUN INCOME TR | 23342Q101 | COM | 98,886 | $1,176,000 | thousands by filing date | |
| WISDOMTREE DYNAMIC LONG/SHORT | 97717x313 | INDX FD | 42,473 | $1,176,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 49,381 | $1,175,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 29,451 | $1,174,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 16,090 | $1,173,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 16,421 | $1,169,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 38,337 | $1,167,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 16,000 | $1,163,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 13,504 | $1,162,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 100,000 | $1,162,000 | thousands by filing date | put |
| PIMCO ENRGY TACTICAL CR OPP FD | 69346N107 | COM SHS BEN INT | 59,165 | $1,161,000 | thousands by filing date | |
| APERGY CORP | 03755L104 | COM | 34,650 | $1,161,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R106 | 1-3YR USTREIDX | 22,770 | $1,159,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 23,367 | $1,157,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 89,986 | $1,157,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 63,517 | $1,156,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 15,576 | $1,156,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 55,124 | $1,155,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 58,707 | $1,155,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 13,400 | $1,154,000 | thousands by filing date | put |
| EVERBRIDGE INC | 29978A104 | COM | 12,893 | $1,153,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 41,016 | $1,148,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X131 | INTL QULTY DIV | 39,059 | $1,140,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 300,348 | $1,138,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 31,897 | $1,137,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 50,726 | $1,136,000 | thousands by filing date | |
| PIMCO EQUITY SER | 72202L371 | RAFI DYN MULTI | 45,580 | $1,136,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 62,331 | $1,135,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 195,175 | $1,134,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 21,989 | $1,132,000 | thousands by filing date | |
| YEXT INC | 98585N106 | COM | 56,320 | $1,131,000 | thousands by filing date | |
| WYNDHAM HOTELS & RESORTS INC | 98311A105 | COM | 20,222 | $1,128,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 119,084 | $1,128,000 | thousands by filing date | |
| ISHARES TR | 46429B135 | INT PFD STK FD | 74,391 | $1,127,000 | thousands by filing date | |
| PINTEREST INC CL A | 72352L106 | Stock | 41,289 | $1,124,000 | thousands by filing date | |
| CUSHING ENERGY INCOME | 23162T102 | COM SH BEN INT | 161,059 | $1,123,000 | thousands by filing date | |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 29,859 | $1,122,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 51,200 | $1,121,000 | thousands by filing date | call |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 16,959 | $1,121,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 25,980 | $1,121,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 58,906 | $1,120,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 27,422 | $1,119,000 | thousands by filing date | |
| BANK OZK LITTLE ROCK ARK COM | 06417N103 | Stock | 37,099 | $1,118,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 74,534 | $1,116,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 13,608 | $1,113,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 89,268 | $1,110,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 98,960 | $1,108,000 | thousands by filing date | |
| EMC INS GROUP INC | 268664109 | COM | 30,725 | $1,107,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 158,820 | $1,100,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 23,287 | $1,097,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 48,535 | $1,095,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 21,600 | $1,094,000 | thousands by filing date | call |
| FIBROGEN INC | 31572Q808 | COM | 24,209 | $1,094,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L108 | SELECT FINL | 46,790 | $1,090,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A651 | NATIONWIDE MAX | 37,472 | $1,089,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 56,473 | $1,087,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 68,804 | $1,087,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 14,289 | $1,087,000 | thousands by filing date | |
| COVETRUS INC | 22304C100 | COM | 44,437 | $1,086,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 78,208 | $1,084,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 88,592 | $1,079,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 46,839 | $1,078,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 299,529 | $1,078,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 29,201 | $1,078,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V829 | DWA NASDAQ MNT | 9,082 | $1,073,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 29,282 | $1,071,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 25,218 | $1,070,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 65,000 | $1,069,000 | thousands by filing date | put |
| MARINEMAX INC | 567908108 | COM | 65,000 | $1,069,000 | thousands by filing date | call |
| NVE CORP COM NEW | 629445206 | Stock | 15,334 | $1,068,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 62,352 | $1,068,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 44,018 | $1,068,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 116,497 | $1,063,000 | thousands by filing date | |
| VEONEER INC | 92336X109 | COM | 61,228 | $1,060,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 138,827 | $1,059,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 37,080 | $1,059,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 4,000 | $1,057,000 | thousands by filing date | put |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 205,783 | $1,057,000 | thousands by filing date | |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 135,000 | $1,056,000 | thousands by filing date | call |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 56,777 | $1,054,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 15,138 | $1,054,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 69,879 | $1,051,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 59,062 | $1,050,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 27,985 | $1,049,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q510 | ACTIVE EQTY OPPT | 31,448 | $1,049,000 | thousands by filing date | |
| O'Shares Global Internet | 67110P704 | COM | 42,001 | $1,049,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 36,451 | $1,048,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 27,167 | $1,046,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 182,714 | $1,044,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 89,785 | $1,043,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 68,212 | $1,041,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 82,049 | $1,041,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 33,232 | $1,039,000 | thousands by filing date | |
| CSW INDUSTRIALS INC | 126402106 | COM | 15,218 | $1,037,000 | thousands by filing date | |
| TWO HARBORS INVENTMENT CORPO | 90187BAA9 | NOTE 6.250% 1/1 | 1,029,000 | $1,036,000 | thousands by filing date | principal |
| INVESCO DORSEY WRIGHT BASIC MATERIALS MOMENTUMETF | 46137V704 | ETF | 17,225 | $1,035,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 47,600 | $1,033,000 | thousands by filing date | put |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 50,000 | $1,033,000 | thousands by filing date | put |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 31,288 | $1,031,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E606 | CHINA FINL ETF | 62,789 | $1,031,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 31,977 | $1,029,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 36,119 | $1,025,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 17,235 | $1,025,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q528 | DYNAM US ETF | 31,770 | $1,025,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 9,780 | $1,023,000 | thousands by filing date | |
| KONTOOR BRANDS INC | 50050N103 | COM | 36,486 | $1,022,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 54,112 | $1,021,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 20,874 | $1,018,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G201 | S&P SMLCP MATL | 22,260 | $1,018,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J305 | MULTIFACTOR CO | 30,517 | $1,018,000 | thousands by filing date | |
| Vanguard U.S. Momentum Factor ETF | 921935508 | SHS | 12,344 | $1,017,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 43,602 | $1,015,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 144,988 | $1,014,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 32,907 | $1,013,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 29,247 | $1,010,000 | thousands by filing date | |
| ISHARES TR | 46435G755 | IBONDS DEC2022 | 38,664 | $1,010,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 2,000 | $1,009,000 | thousands by filing date | put |
| EQUINIX INC COM | 29444U700 | REIT | 2,000 | $1,009,000 | thousands by filing date | call |
| iShares ESG Aware MSCI USA Small-Cap ETF | 46435U663 | SHS | 37,356 | $1,007,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A503 | VIDENT US EQUITY | 32,084 | $1,007,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 52,123 | $1,003,000 | thousands by filing date | |
| FIRST TR SR FLOATING RATE 20 | 33740K101 | COM SHS | 112,514 | $1,001,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 35,218 | $1,000,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 22,112 | $1,000,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 52,000 | $993,000 | thousands by filing date | put |
| INVESCO EXCH TRADED FD TR II | 46138E156 | S&P SMLCP FINL | 18,408 | $993,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 66,723 | $992,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 33,764 | $992,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223305 | CL B | 21,578 | $992,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 136,051 | $991,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 42,986 | $991,000 | thousands by filing date | |
| FT MEGA CAP ALPHADEX FD ETF(FMK) | 33737M508 | ETF | 27,747 | $990,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 91,525 | $986,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 31,414 | $986,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061409 | GLOBAL VALUE ETF | 41,634 | $985,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 114,275 | $982,000 | thousands by filing date | |
| BRIDGEWATER BANCSHARES INC | 108621103 | COMMON STOCK | 85,038 | $981,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F437 | COM | 33,453 | $980,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 54,392 | $980,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 139,714 | $979,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B487 | IQ ENCH BD US | 50,990 | $978,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 17,745 | $977,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V555 | INSIDER SENMNT | 14,144 | $976,000 | thousands by filing date | |
| GORES HOLDINGS III INC | 38286G109 | CLASS A | 97,100 | $976,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 91,549 | $974,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 40,151 | $974,000 | thousands by filing date | |
| NORTH AMERN CONSTR GROUP LTD | 656811106 | COM | 90,130 | $974,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 45,830 | $973,000 | thousands by filing date | |
| NUVEEN HIGH INCOME DECMBR 20 | 67076E107 | COM | 98,631 | $973,000 | thousands by filing date | |
| INVESCO ENERGY EXPLORATION & PRODUCTION ETF | 46137V761 | ETF | 56,147 | $971,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730509 | COMMON STOCK | 16,514 | $969,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 64,271 | $966,000 | thousands by filing date | |
| QUARTERHILL INC COM | 747713105 | COM | 893,884 | $965,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L803 | M STAR DEV MKT | 15,852 | $964,000 | thousands by filing date | |
| FRANKLIN FINANCIAL SERVICES | 353525108 | COMMON STOCK | 25,226 | $962,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 82,527 | $962,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 44,332 | $961,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 15,646 | $961,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 16,220 | $959,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 25,457 | $959,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 40,100 | $957,000 | thousands by filing date | put |
| GLOBAL X FDS | 37950E101 | MSCI NORWAY ETF | 45,260 | $957,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R712 | DORSEY WRIGHT | 46,968 | $957,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 57,327 | $956,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 8,194 | $955,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R720 | NASDQ ARTFCIAL | 28,743 | $953,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J817 | BULSHS 2025 HY | 38,908 | $952,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 68,125 | $951,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 82,462 | $951,000 | thousands by filing date | |
| INVSC RAFI US 1500 SML MID ETF | 46137V209 | ETF | 25,571 | $949,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D480 | X LINK GOLD SHS | 106,093 | $949,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 52,010 | $948,000 | thousands by filing date | |
| CAMBRIDGE BANCORP | 132152109 | COM | 11,628 | $948,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 45,486 | $945,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 22,200 | $944,000 | thousands by filing date | call |
| GRANITE CONSTR INC COM | 387328107 | Stock | 19,536 | $942,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 38,825 | $939,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G806 | VIRTUS REAVES UT | 24,052 | $937,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 33,056 | $931,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 15,287 | $931,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 79,570 | $931,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 37,427 | $931,000 | thousands by filing date | |
| MUTUALFIRST FINANCIAL INC | 62845B104 | COM | 27,356 | $931,000 | thousands by filing date | |
| Aussie $ ETF | 46090N103 | ETF | 13,250 | $930,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V480 | S&P SMCP VLU MNT | 31,664 | $930,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 17,351 | $929,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 24,398 | $928,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 20,893 | $927,000 | thousands by filing date | |
| SCHNEIDER NATIONAL INC | 80689H102 | CL B | 50,756 | $926,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 72,123 | $925,000 | thousands by filing date | |
| HUTCHMED CHINA LTD SPONSORED ADS | 44842L103 | ADR | 41,976 | $923,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 15,379 | $922,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 7,242 | $921,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 33,344 | $921,000 | thousands by filing date | |
| ISHARES TR | 46435G433 | MSCI USA SMCP MN | 27,609 | $920,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 12,510 | $919,000 | thousands by filing date | |
| PENNYMAC FINL SVCS INC NEW | 70932M107 | COM | 41,393 | $918,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 33,308 | $917,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 153,751 | $917,000 | thousands by filing date | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 127,810 | $916,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 85,730 | $915,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 64,283 | $915,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 62,016 | $914,000 | thousands by filing date | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 83,834 | $913,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 15,372 | $912,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 27,304 | $912,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 68,475 | $911,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L738 | REAL ASST IDX | 31,050 | $910,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 35,990 | $907,000 | thousands by filing date | |
| LIFE STORAGE INC | 53223X107 | COM | 9,542 | $907,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 61,414 | $905,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 13,542 | $904,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 14,295 | $904,000 | thousands by filing date | |
| ISHARES TR | 46434V514 | MSCI CHINA A | 31,741 | $904,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 20,213 | $902,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 27,233 | $901,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 75,771 | $900,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 29,573 | $898,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V134 | WILDERHIL CLAN | 30,215 | $898,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 33,700 | $896,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 29,099 | $895,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 5,362 | $895,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A110 | CMN | 8,469 | $895,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 9,600 | $894,000 | thousands by filing date | call |
| LOGITECH INTL S A SHS | H50430232 | Stock | 22,466 | $893,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 69,707 | $891,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 27,732 | $890,000 | thousands by filing date | |
| ISHARES TR | 464288125 | 3YRTB ETF | 11,146 | $890,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J834 | MULTFCTR EMRNG | 34,707 | $889,000 | thousands by filing date | |
| CERIDIAN HCM HLDG INC | 15677J108 | COM | 17,685 | $888,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 454,949 | $887,000 | thousands by filing date | |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 33,232 | $884,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 20,000 | $883,000 | thousands by filing date | call |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 61,799 | $879,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 24,333 | $879,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 43,460 | $878,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 60,892 | $877,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 86,958 | $875,000 | thousands by filing date | |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 46,800 | $874,000 | thousands by filing date | put |
| INVESCO DB MULTI-SECTOR COMM | 46140H106 | AGRICULTURE FD | 52,686 | $873,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 20,207 | $873,000 | thousands by filing date | |
| ISHARES TR | 46429B564 | IBONDS SEP19 ETF | 34,301 | $873,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 11,674 | $871,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 10,862 | $870,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 56,903 | $869,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 37,900 | $868,000 | thousands by filing date | put |
| NRC HEALTH | 637372202 | COMMON STOCK | 15,051 | $866,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 60,502 | $865,000 | thousands by filing date | |
| COUSINSPPTYSINC | 222795502 | STOK | 23,844 | $863,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 21,133 | $863,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 4,700 | $861,000 | thousands by filing date | call |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 14,500 | $860,000 | thousands by filing date | call |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 20,000 | $859,000 | thousands by filing date | put |
| PROSHARES TR | 74347B870 | CDS SH NA HYCR | 27,822 | $859,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 50,473 | $858,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 57,964 | $858,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 69,678 | $857,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 11,866 | $857,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 8,817 | $857,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 112,501 | $855,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 31,053 | $854,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 113,505 | $852,000 | thousands by filing date | |
| BLACKROCK ETF TRUST | 09290C103 | ISHARES US EQUIT | 32,615 | $851,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E200 | FTSE COLOMBIA20 | 90,343 | $851,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 86,605 | $850,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 96,468 | $850,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 20,843 | $847,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 7,300 | $847,000 | thousands by filing date | put |
| HIBBETT INC | 428567101 | COM | 46,586 | $847,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 20,071 | $846,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 49,829 | $845,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 59,930 | $844,000 | thousands by filing date | |
| KIMBELL RTY PARTNERS LP | 49435R102 | UNIT | 52,293 | $844,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 10,000 | $841,000 | thousands by filing date | put |
| HERC HLDGS INC COM | 42704L104 | Stock | 18,333 | $840,000 | thousands by filing date | |
| NEW FORTRESS ENERGY INC | 644393100 | COM CL A | 71,550 | $838,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 58,459 | $838,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 10,307 | $837,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 64,437 | $836,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 69,320 | $836,000 | thousands by filing date | |
| XTRACKERS MSCI EAFE HIGH DIVIDEND YIELD EQUITY ETF | 233051630 | ETF | 36,364 | $834,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q668 | EM SECT DIV DG | 38,234 | $834,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 41,100 | $830,000 | thousands by filing date | call |
| SONOS INC | 83570H108 | COM | 73,285 | $830,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 20,537 | $830,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 56,768 | $830,000 | thousands by filing date | |
| iShares Trust iShares USD Green Bond ETF | 46435U440 | SHS | 15,211 | $827,000 | thousands by filing date | |
| FEDNAT HOLDING COMPANY | 31431B109 | Common Stock | 57,832 | $825,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 36,496 | $823,000 | thousands by filing date | |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 57,813 | $823,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 26,308 | $823,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 201,214 | $822,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 14,035 | $822,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 160,363 | $822,000 | thousands by filing date | |
| NUVEEN HIGH INCOME 2020 TARG | 67075L102 | COM | 83,358 | $822,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 31,100 | $820,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 11,205 | $819,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 60,297 | $819,000 | thousands by filing date | |
| PGIM HIGH YIELD BOND FUND IN | 69346H100 | COM | 55,924 | $818,000 | thousands by filing date | |
| 180 DEGREE CAP CORP | 68235B109 | COM | 415,114 | $818,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 22,809 | $817,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 51,245 | $817,000 | thousands by filing date | |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 72,411 | $815,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 43,083 | $814,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 13,071 | $814,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 16,025 | $812,000 | thousands by filing date | |
| INVESCO EXCHNG TRAD SLF INDE | 46139W601 | INVT GRAD VALU | 30,444 | $811,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 21,442 | $809,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 12,626 | $809,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 102,188 | $809,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 14,371 | $808,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 69,213 | $808,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 38,918 | $808,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 28,315 | $807,000 | thousands by filing date | |
| COLONY CR REAL ESTATE INC | 19625T101 | COM CL A | 52,037 | $807,000 | thousands by filing date | |
| WISDOMTREE TR DYNAMIC US EQT | 97717X297 | CEF | 37,366 | $807,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 27,820 | $805,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 3,900 | $802,000 | thousands by filing date | put |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 58,459 | $801,000 | thousands by filing date | |
| GREENSKY INC | 39572G100 | CL A | 65,077 | $800,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 12,066 | $799,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 29,755 | $799,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 19,117 | $799,000 | thousands by filing date | |
| SSGA ACTIVE TR | 78470P200 | ST STR TOTAL ETF | 16,047 | $798,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-19-016867 | this filing | 2019-08-14 | acceptance time not in the bulk data set |