13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2019-06-30, filed 2019-08-14, with 7,018 holding rows worth $248,806,989,000.
- Accession
- 0001567619-19-016867
- Filer
- CIK 1000275
- Filed
- 2019-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2019
A holdings report, 25,827 entries on the cover page, a total value of $248,806,989,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $248,806,989,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC Capital Markets Arbitrage S.A.028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerLMCG INVESTMENTS, LLC028-13608
- included managerMID CONTINENT CAPITAL LLC/IL028-05684
- included managerSymphonic Financial Advisors LLC028-12672
- included managerSEI INVESTMENTS MANAGEMENT CORP028-16475
- included managerAston Asset Management, LLC028-12347
- included managerUBS ASSET MANAGEMENT AMERICAS INC028-02682
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerJACKSON NATIONAL ASSET MANAGEMENT LLC028-06761
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| THE ONE GROUP HOSPITALITY IN | 88338K103 | COM | 25,000 | $80,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F508 | FLEXIBL MUN HIGH | 4,240 | $80,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 14,194 | $80,000 | thousands by filing date | |
| SPDR SER TR | 78468R820 | S&P 500 BUYBCK | 1,196 | $80,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 1,690 | $79,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 11,327 | $79,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 1,700 | $79,000 | thousands by filing date | put |
| LEGG MASON ETF INVT | 524682200 | CMN | 2,255 | $79,000 | thousands by filing date | |
| SILK ROAD MEDICAL INC | 82710M100 | COMMON STOCK | 1,618 | $79,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD ARIZ FD | 09254K109 | COM | 5,785 | $79,000 | thousands by filing date | |
| PIMCO NEW YORK MUN INCM | 72201E105 | FD 1 COM | 8,167 | $79,000 | thousands by filing date | |
| BLACKROCK MUNI N Y INTER DUR | 09255F109 | COM | 5,500 | $79,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 6,717 | $79,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W203 | COM | 12,656 | $79,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 1,704 | $78,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 1,800 | $78,000 | thousands by filing date | put |
| ARISTA NETWORKS INC | 040413106 | COM | 300 | $78,000 | thousands by filing date | call |
| HARTFORD FDS EXCHANGE TRADED | 41653L305 | TOTAL RTRN ETF | 1,900 | $78,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767868 | MSCI ONE BELT | 3,300 | $78,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 91 | $78,000 | thousands by filing date | |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 4,000 | $78,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 12,300 | $78,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 1,727 | $78,000 | thousands by filing date | |
| INDEXIQ ETF TR IQ GLB | 45409B883 | RES ETF | 2,840 | $78,000 | thousands by filing date | |
| ISHARES TR | 464288471 | EPRA/NAR DEV EUR | 2,163 | $78,000 | thousands by filing date | |
| EXELA TECHNOLOGIES INC | 30162V102 | COM | 35,440 | $78,000 | thousands by filing date | |
| J JILL INC | 46620W102 | COM | 39,300 | $78,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 600 | $77,000 | thousands by filing date | put |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 8,569 | $77,000 | thousands by filing date | |
| HUYA INC ADS EACH REP 1 ORD SHS CL A | 44852D108 | COM | 3,100 | $77,000 | thousands by filing date | call |
| NUVEEN CONNECTICUT PREM INC | 67060D107 | COM | 5,969 | $77,000 | thousands by filing date | |
| SEVERN BANCORP ANNAPOLIS MD | 81811M100 | COM | 8,850 | $77,000 | thousands by filing date | |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 3,813 | $77,000 | thousands by filing date | |
| TIBERIUS ACQUISITION CORP | 88633A107 | COM | 7,502 | $77,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 900 | $76,000 | thousands by filing date | put |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 1,300 | $76,000 | thousands by filing date | put |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 48,041 | $76,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 2,700 | $76,000 | thousands by filing date | call |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 2,702 | $76,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 7,827 | $76,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 9,100 | $76,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 4,985 | $75,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 2,900 | $75,000 | thousands by filing date | call |
| IDT CORP | 448947507 | CL B NEW | 7,900 | $75,000 | thousands by filing date | |
| NUVEEN MO QUALITY MUN INCOME | 67060Q108 | COM | 5,400 | $75,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 7,400 | $75,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 1,564 | $74,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 995 | $74,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 3,963 | $74,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 27,237 | $74,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N881 | VCSHS INTL HG DV | 2,269 | $74,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 1,000 | $73,000 | thousands by filing date | call |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 9,080 | $73,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 1,300 | $72,000 | thousands by filing date | put |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 13,739 | $72,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 2,500 | $71,000 | thousands by filing date | call |
| BLACKROCK MUN BD TR | 09249H104 | COM | 4,774 | $71,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 2,639 | $71,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 6,148 | $71,000 | thousands by filing date | |
| TTEC HLDGS INC | 89854H102 | COM | 1,532 | $71,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 9,005 | $71,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 52,659 | $71,000 | thousands by filing date | |
| GAMIDA CELL LTD | M47364100 | SHS | 13,901 | $71,000 | thousands by filing date | |
| ISHARES TR | 46434V720 | MIN VOL EUROPE | 2,773 | $71,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 6,791 | $70,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 400 | $70,000 | thousands by filing date | put |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 20,224 | $70,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 600 | $70,000 | thousands by filing date | call |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 1,419 | $70,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 4,924 | $70,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 4,300 | $70,000 | thousands by filing date | |
| PERMIANVILLE RTY TR | 71425H100 | TR UNIT | 26,255 | $70,000 | thousands by filing date | |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 4,078 | $70,000 | thousands by filing date | |
| GSE SYS INC | 36227k106 | COM | 29,982 | $70,000 | thousands by filing date | |
| ISHARES TR | 46435G805 | MSCI MEXICO | 4,207 | $70,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 4,200 | $69,000 | thousands by filing date | call |
| BANK FIRST CORP | 06211J100 | COM | 1,000 | $69,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 1,634 | $69,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 4,975 | $69,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 2,990 | $69,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 6,589 | $69,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 5,470 | $69,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 8,569 | $69,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 9,000 | $69,000 | thousands by filing date | put |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 1,529 | $69,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 12,505 | $69,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267B682 | ETRAC ALER MLP | 4,388 | $69,000 | thousands by filing date | |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 15,948 | $69,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 300 | $68,000 | thousands by filing date | put |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 300 | $68,000 | thousands by filing date | call |
| LOOP INDS INC | 543518104 | COM | 6,835 | $68,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 2,900 | $68,000 | thousands by filing date | call |
| FIRST TR EXCH TRD ALPHDX FD | 33737J109 | ASIA EX JAPAN | 2,287 | $68,000 | thousands by filing date | |
| CHICAGO RIVET & MACH CO | 168088102 | COM | 2,400 | $68,000 | thousands by filing date | |
| VECTOIQ ACQUISITION CORP | 92243N103 | COM | 6,700 | $68,000 | thousands by filing date | |
| SVMK INC | 78489X103 | COM | 4,110 | $68,000 | thousands by filing date | |
| ETF SER SOLUTIONS APTUS FORTIFIED | 26922A610 | Stock | 2,616 | $68,000 | thousands by filing date | |
| ISHARES TR | 46435G821 | MSCI ITALY ETF | 3,937 | $68,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 5,410 | $67,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 2,100 | $67,000 | thousands by filing date | put |
| GLOBAL X FDS | 37954Y830 | GLOBAL X COPPER | 3,220 | $67,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 5,303 | $67,000 | thousands by filing date | |
| PROSHARES TR | 74347B540 | MSCI EUR DIV | 1,648 | $67,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAT0 | NOTE 3.750% 2/0 | 66,000 | $67,000 | thousands by filing date | principal |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 8,115 | $67,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 72,300 | $67,000 | thousands by filing date | put |
| TOPBUILD COR COM | 89055F103 | Stock | 805 | $66,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 11,900 | $66,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 6,526 | $66,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 9,357 | $66,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 39,187 | $66,000 | thousands by filing date | |
| JAGGED PEAK ENERGY INC | 47009K107 | COM | 8,027 | $66,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L102 | SUSTANBLE GLBL | 2,508 | $66,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 400 | $65,000 | thousands by filing date | call |
| TFS FINL CORP | 87240R107 | COM | 3,599 | $65,000 | thousands by filing date | |
| UPWORK INC | 91688F104 | COM | 4,071 | $65,000 | thousands by filing date | |
| ALCENTRA CAP CORP | 01374T102 | COM | 7,785 | $65,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 1,052 | $65,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 3,512 | $65,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33741L207 | CMN | 3,542 | $65,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 1,090 | $65,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 4,365 | $64,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 4,346 | $64,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 1,800 | $64,000 | thousands by filing date | call |
| EGAIN CORP | 28225C806 | COM NEW | 7,900 | $64,000 | thousands by filing date | |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 3,103 | $64,000 | thousands by filing date | |
| PACER EMERGING MARKETS CASH COWS 100 ETF | 69374H865 | ETF | 2,540 | $64,000 | thousands by filing date | |
| VanEck Rare Earth/Strat Mtls ETF | 92189F742 | Exchange Traded Fund | 4,218 | $64,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 6,177 | $64,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 56,965 | $64,000 | thousands by filing date | |
| Alexandria Real Estate E. | 015271505 | CONVERTIBLE PREFERRED STOCK | 1,680 | $64,000 | thousands by filing date | principal |
| DBX ETF TR | 233051598 | XTRACK MSCI ALL | 2,600 | $64,000 | thousands by filing date | |
| HARBORONE BANCORP INC | 41165F101 | COM | 3,416 | $64,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F668 | UNCVTL OIL GAS | 5,358 | $64,000 | thousands by filing date | |
| RBB FD INC | 74933W601 | MOTLEY FOL ETF | 2,820 | $63,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 400 | $63,000 | thousands by filing date | put |
| PARK NATL CORP COM | 700658107 | Stock | 632 | $63,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 1,200 | $63,000 | thousands by filing date | call |
| INSPIRE MED SYS INC COM | 457730109 | Stock | 1,040 | $63,000 | thousands by filing date | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 2,374 | $63,000 | thousands by filing date | |
| OAKTREE STRATEGIC INCOME COR | 67402D104 | COM | 7,461 | $63,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 6,541 | $63,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 1,000 | $62,000 | thousands by filing date | call |
| INTERPARFUMS INC COM | 458334109 | Stock | 931 | $62,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 10,610 | $62,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 1,400 | $62,000 | thousands by filing date | call |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 3,862 | $62,000 | thousands by filing date | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 2,575 | $62,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 4,015 | $62,000 | thousands by filing date | |
| PROSHARES TR | 74348A566 | MERGER ETF | 1,654 | $62,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 5,108 | $62,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 3,020 | $62,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 119,400 | $62,000 | thousands by filing date | |
| IEC ELECTRS CORP NEW | 44949L105 | COM | 9,807 | $62,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 900 | $61,000 | thousands by filing date | call |
| ALCOA CORP COM | 013872106 | Stock | 2,600 | $61,000 | thousands by filing date | call |
| ELASTIC N V ORD SHS | N14506104 | Stock | 807 | $61,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 1,111 | $61,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 2,500 | $61,000 | thousands by filing date | call |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 6,462 | $61,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 2,600 | $61,000 | thousands by filing date | call |
| MOUNTAIN PROV DIAMONDS INC COM NEW ISIN #CA62426E4022 SEDOL #2607948 | 62426E402 | Equities | 58,599 | $61,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y707 | RENEWABLE ENERGY | 4,492 | $61,000 | thousands by filing date | |
| CORNERSTONE BLDG BRANDS INC | 21925D109 | COM | 10,460 | $61,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 3,019 | $60,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 1,603 | $60,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 2,600 | $60,000 | thousands by filing date | put |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 5,525 | $60,000 | thousands by filing date | |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 3,200 | $60,000 | thousands by filing date | call |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 2,500 | $60,000 | thousands by filing date | call |
| RANGER ENERGY SERVICES CL A | 75282U104 | COMMON STOCK | 7,503 | $60,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 29,269 | $60,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 31,861 | $60,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 46,311 | $60,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 48,507 | $60,000 | thousands by filing date | |
| NATIONAL ENERGY SERVICES REU | G6375R115 | *W EXP 06/06/202 | 70,400 | $60,000 | thousands by filing date | |
| MEDLEY MANAGEMENT INC | 58503T106 | EQUITY | 24,300 | $60,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 2,100 | $59,000 | thousands by filing date | call |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 500 | $59,000 | thousands by filing date | call |
| ARVINAS INC | 04335A105 | COM | 2,673 | $59,000 | thousands by filing date | |
| SAFEHOLD INC | 78645L100 | COM | 1,978 | $59,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 6,494 | $59,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A705 | S&P500 DOWNSID | 2,100 | $59,000 | thousands by filing date | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 10,500 | $59,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 2,898 | $59,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 33,543 | $59,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 1,100 | $58,000 | thousands by filing date | put |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 1,329 | $58,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 2,052 | $58,000 | thousands by filing date | |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 3,002 | $58,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 1,100 | $58,000 | thousands by filing date | put |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 6,243 | $58,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 989 | $58,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 1,107 | $58,000 | thousands by filing date | |
| FRIEDMAN INDUSTRIES | 358435105 | COMMON STOCK | 8,400 | $58,000 | thousands by filing date | |
| LUXFER HOLDINGS PLC | G5698W116 | COMMON STOCK | 2,365 | $58,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE-TRA | 74255Y870 | USMC | 2,000 | $58,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 26,500 | $58,000 | thousands by filing date | |
| PINGTAN MARINE ENTERPRISE LT | G7114V102 | SHS | 20,738 | $58,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 9,120 | $58,000 | thousands by filing date | |
| CROWN CASTLE INTL CORP NEW | 22822V309 | 6.875% CON PFD A | 48 | $58,000 | thousands by filing date | principal |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 7,500 | $57,000 | thousands by filing date | call |
| CHAMPION HOMES INC | 830830105 | COM | 2,093 | $57,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 1,286 | $57,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 2,032 | $57,000 | thousands by filing date | |
| ISHARES MSCI UNITED KINGDOM SMALL-CAP ETF | 46429B416 | ETF | 1,500 | $57,000 | thousands by filing date | |
| DONEGAL GROUP INC | 257701300 | CL B | 3,946 | $57,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P504 | INCOME EQT FOCUS | 1,600 | $57,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A508 | WHEAT FD | 10,012 | $57,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 902677780 | NT LKD 24 | 210 | $57,000 | thousands by filing date | |
| CHEWYINCCLASSCLASSA | 16679L109 | STOK | 1,603 | $56,000 | thousands by filing date | |
| LEXINFINTECH HLDGS LTD ADR | 528877103 | ADR | 5,018 | $56,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 4,300 | $56,000 | thousands by filing date | call |
| PAR TECHNOLOGY CORP | 698884103 | COM | 2,000 | $56,000 | thousands by filing date | |
| AMREP CORP | 032159105 | COM | 8,100 | $56,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 17,545 | $56,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 1,588 | $55,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188408 | LOW DURTIN ETF | 1,090 | $55,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 17,241 | $55,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 700 | $55,000 | thousands by filing date | call |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 1,500 | $55,000 | thousands by filing date | put |
| MERCHANTS BANCORP IND | 58844R108 | COM | 3,250 | $55,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G847 | GBL CLEAN ENRG | 4,384 | $55,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 1,900 | $55,000 | thousands by filing date | call |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 7,000 | $55,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 6,600 | $55,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L201 | SUSTNBLE INTL | 2,186 | $55,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 5,799 | $54,000 | thousands by filing date | |
| ISHARES TR | 46429B515 | CMN | 1,449 | $54,000 | thousands by filing date | |
| SOLARWINDS CORP | 83417Q105 | COM | 2,960 | $54,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 2,359 | $54,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 200 | $53,000 | thousands by filing date | call |
| MATSON INC COM | 57686G105 | Stock | 1,381 | $53,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 3,100 | $53,000 | thousands by filing date | put |
| TRUEBLUE INC | 89785X101 | COM | 2,387 | $53,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 18,511 | $53,000 | thousands by filing date | |
| EXFO INC | 302046107 | SUB VTG SHS | 14,350 | $53,000 | thousands by filing date | |
| DIREXION SHS EXCH TRD FD DAILY 30 YR TREAS BEAR | 25459Y678 | ETF | 3,872 | $53,000 | thousands by filing date | |
| VOLT INFORMATION SCIEN COM | 928703107 | COM | 11,900 | $53,000 | thousands by filing date | |
| MOGO INC | 60800C109 | COM | 15,557 | $53,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 12,100 | $53,000 | thousands by filing date | call |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 600 | $52,000 | thousands by filing date | put |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 16,910 | $52,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 1,300 | $52,000 | thousands by filing date | put |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 1,501 | $52,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 1,715 | $52,000 | thousands by filing date | |
| CUSHMAN WAKEFIELD PLC | G2717B108 | SHS | 2,900 | $52,000 | thousands by filing date | |
| PROSHARES TR | 74347B169 | CMN | 1,370 | $52,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 6,562 | $52,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 1,500 | $52,000 | thousands by filing date | put |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 4,241 | $52,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 8,120 | $52,000 | thousands by filing date | |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 2,616 | $52,000 | thousands by filing date | |
| ISHARES TR | 46432FAK3 | 2020 INVTGR BD | 2,104 | $52,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E248 | S&P INTL DEV | 1,807 | $52,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 5,325 | $51,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 1,100 | $51,000 | thousands by filing date | call |
| INVESCO DB MULTI ETF SECTOR COMMODITY TRUST BASE METALS FUND | 46140H700 | ETF | 3,271 | $51,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416409 | HARTFORD US EQTY | 1,600 | $51,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 846 | $51,000 | thousands by filing date | |
| PROSHARES TR | 74347R180 | ULTR 7-10 TREA | 815 | $51,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 1,414 | $51,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 1,370 | $51,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 81,415 | $51,000 | thousands by filing date | |
| TITAN MED INC | 88830X819 | COM | 22,158 | $51,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 53,321 | $51,000 | thousands by filing date | |
| Kelso Technologies Inc | 48826D201 | COM | 34,155 | $51,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 1,721 | $51,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W622 | INOVATIV HLTCR | 2,000 | $51,000 | thousands by filing date | |
| MIDSTATES PETE CO INC | 59804T407 | COM PAR | 8,598 | $51,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 800 | $50,000 | thousands by filing date | put |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 1,671 | $50,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 1,000 | $50,000 | thousands by filing date | put |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 6,135 | $50,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J141 | CHINA ALPHADEX | 1,905 | $50,000 | thousands by filing date | |
| BANCORP NEW JERSEY INC NEW | 059915108 | COM | 3,618 | $50,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 968 | $49,000 | thousands by filing date | |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 5,800 | $49,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q886 | DIVERSFED RTRN | 735 | $49,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 8,086 | $49,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 1,400 | $49,000 | thousands by filing date | call |
| VERA BRADLEY INC | 92335C106 | COM | 4,100 | $49,000 | thousands by filing date | |
| KLX ENERGY SERVICS HOLDNGS I | 48253L106 | COM | 2,453 | $49,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 28,704 | $49,000 | thousands by filing date | |
| EAGLE CAP GROWTH FD INC | 269451100 | CLSD FD | 6,105 | $49,000 | thousands by filing date | |
| FLEXSHARES DURATION MBS | 33939l779 | INDX FD | 2,076 | $49,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736M103 | ALERIAN US NXTGN | 985 | $49,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 17,913 | $49,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 114,851 | $49,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 11,749 | $49,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 3,600 | $48,000 | thousands by filing date | call |
| TOLL BROTHERS INC COM | 889478103 | Stock | 1,300 | $48,000 | thousands by filing date | put |
| TRADEWEB MKTS INC CL A | 892672106 | Stock | 1,097 | $48,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 5,000 | $48,000 | thousands by filing date | put |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 2,077 | $48,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 2,378 | $48,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 7,257 | $48,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 5,740 | $48,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 7,618 | $48,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740L493 | 10 YR TREAS BULL | 571 | $48,000 | thousands by filing date | |
| AZURRX BIOPHARMA INC | 05502L105 | COM | 28,129 | $48,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 81170YAB5 | NOTE 3.000%11/1 | 50,000 | $48,000 | thousands by filing date | principal |
| STANLEY BLACK & DECKER INC | 854502887 | UNIT 05/15/2020 | 476 | $48,000 | thousands by filing date | principal |
| SURGERY PARTNERS INC | 86881A100 | COM | 5,750 | $47,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 920 | $47,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 1,688 | $47,000 | thousands by filing date | |
| PAYSIGN INC | 70451A104 | COM | 3,510 | $47,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 2,817 | $47,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 1,593 | $47,000 | thousands by filing date | |
| DBX ETF TR | 233051515 | XTRACKERS FTSE | 1,721 | $47,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 10,000 | $47,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E420 | CMN | 1,427 | $47,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F866 | AFRICA INDEX ETF | 2,121 | $47,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 14,250 | $47,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 3,047 | $47,000 | thousands by filing date | |
| MAGAL SECURITY SYS LTD | M6786D104 | ORD | 9,364 | $47,000 | thousands by filing date | |
| OSI ETF TR | 67110P506 | OSHARES FTSE EUR | 1,922 | $47,000 | thousands by filing date | |
| PROSHARES TR | 74347B813 | mc | 1,251 | $47,000 | thousands by filing date | |
| FANG HOLDING-ADR | 30711Y102 | ADR | 75,690 | $47,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 300 | $46,000 | thousands by filing date | call |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 2,200 | $46,000 | thousands by filing date | call |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 3,789 | $46,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 1,500 | $46,000 | thousands by filing date | call |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 3,277 | $46,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 755 | $46,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES BRITISH | 46138m109 | INDX FD | 369 | $46,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 6,577 | $46,000 | thousands by filing date | |
| SWITCH INC | 87105L104 | CL A | 3,480 | $46,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 7,240 | $46,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W828 | ASIA PAC EXJP FD | 670 | $46,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 11,019 | $46,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 90274D218 | FI ENHANCD ETN | 256 | $46,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 500 | $45,000 | thousands by filing date | call |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 600 | $45,000 | thousands by filing date | put |
| MARATHON OIL CORP | 565849106 | COM | 3,200 | $45,000 | thousands by filing date | call |
| PROSHARES TR | 74347B508 | DJ BRKFLD GLB | 999 | $45,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 16,700 | $45,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 13,448 | $45,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V183 | S&P SML 600 EQ | 840 | $45,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 3,422 | $45,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 400 | $44,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X475 | ST STR MSCI GLB | 557 | $44,000 | thousands by filing date | |
| XPERI CORP | 98421B100 | COM | 2,194 | $44,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 13,387 | $44,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 2,418 | $44,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 6,106 | $44,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 2,305 | $44,000 | thousands by filing date | |
| VOLITIONRX LTD | 928661107 | COM | 14,000 | $44,000 | thousands by filing date | |
| CRH MEDICAL CORP | 12626F105 | COM | 14,945 | $44,000 | thousands by filing date | |
| PDD HOLDINGS INC SPONSORED ADS | 722304102 | ADR | 2,100 | $43,000 | thousands by filing date | call |
| ARK ETF TR | 00214Q609 | ISRAEL INOVATE | 2,100 | $43,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 1,532 | $43,000 | thousands by filing date | |
| 111 INC | 68247Q102 | ADR | 7,725 | $43,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 800 | $42,000 | thousands by filing date | call |
| SYSCOCORP | 871829107 | COM | 600 | $42,000 | thousands by filing date | put |
| ALBEMARLE CORP | 012653101 | COM | 600 | $42,000 | thousands by filing date | put |
| GAMESTOP CORP | 36467W109 | CL A | 7,600 | $42,000 | thousands by filing date | put |
| OPTIMIZERX CORP | 68401U204 | COM NEW | 2,594 | $42,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 10,502 | $42,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 707 | $42,000 | thousands by filing date | |
| OBSIDIAN ENERGY LTD | 674482203 | COM | 35,948 | $42,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P306 | US CORE DIV TILT | 1,423 | $42,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 1,130 | $42,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 3,088 | $42,000 | thousands by filing date | |
| INVESCO HIG INCM 2023 TARG T | 46135X108 | COM | 4,000 | $42,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 5,000 | $42,000 | thousands by filing date | |
| PEDEVCO CORP C | 70532Y303 | OM PAR | 20,340 | $42,000 | thousands by filing date | |
| ITERUM THERAPEUTICS PLC SHS NEW | G6333L101 | Stock | 6,100 | $42,000 | thousands by filing date | |
| BLUE CAP REINS HLDGS LTD COM COM | G1190F107 | COM | 6,300 | $42,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E689 | MSCI PAKISTAN | 6,331 | $42,000 | thousands by filing date | |
| LF Capital Acquisition Corp | 50200K108 | LF CAPITAL ACQUISITION COR-A | 4,131 | $42,000 | thousands by filing date | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 1,412 | $41,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 8,100 | $41,000 | thousands by filing date | put |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 2,392 | $41,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 498 | $41,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 1,000 | $41,000 | thousands by filing date | put |
| CADIZ INC | 127537207 | COM NEW | 3,675 | $41,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 1,929 | $41,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 21,050 | $41,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 2,662 | $41,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430305 | ACTIVEBETA EUR | 1,363 | $41,000 | thousands by filing date | |
| PROSHARES TR | 74347R214 | PSHS ULT NASB | 800 | $41,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 3,123 | $41,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X376 | MSCI CDA STRTGIC | 685 | $41,000 | thousands by filing date | |
| KRANESHARES TR | 500767702 | BLOOMBERG CHIINA | 1,250 | $41,000 | thousands by filing date | |
| TELARIA INC | 879181105 | COM | 5,488 | $41,000 | thousands by filing date | |
| CIM COML TR CORP | 125525105 | COM | 2,001 | $41,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H583 | ETF | 823 | $41,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 1,610 | $40,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 1,300 | $40,000 | thousands by filing date | call |
| FRANKLIN TEMPLETON ETF TR | 35473P603 | CMN | 1,590 | $40,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 2,300 | $40,000 | thousands by filing date | |
| ISRAMCO INC | 465141406 | COM | 336 | $40,000 | thousands by filing date | |
| NUVEEN NY | 670706100 | COM | 2,750 | $40,000 | thousands by filing date | |
| FGL HLDGS | G3402M102 | ORD SHS | 4,826 | $40,000 | thousands by filing date | |
| REALITY SHS ETF TR DIVS ETF | 75605A108 | CEF | 1,498 | $40,000 | thousands by filing date | |
| DD3 ACQUISITION CORP | G2692M103 | SHS | 4,000 | $40,000 | thousands by filing date | |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 1,202 | $39,000 | thousands by filing date | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 1,600 | $39,000 | thousands by filing date | |
| ASTRANA HEALTH INC | 03763A207 | COM NEW | 2,330 | $39,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 1,523 | $39,000 | thousands by filing date | |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 10,790 | $39,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 1,125 | $39,000 | thousands by filing date | |
| IDEANOMICS INC | 45166V106 | COM | 15,976 | $39,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 1,031 | $39,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 9,796 | $39,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 28,326 | $39,000 | thousands by filing date | |
| UNICO AMERN CORP | 904607108 | COM | 6,400 | $39,000 | thousands by filing date | |
| BIOCEPT INC | 09072V402 | COM PAR | 35,053 | $39,000 | thousands by filing date | |
| JOHN HANCOCK MULTIFACTOR HEALTHCARE ETF | 47804J503 | ETF | 1,128 | $39,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 16,765 | $38,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 597 | $38,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 2,027 | $38,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 866 | $38,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 900 | $38,000 | thousands by filing date | call |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 1,164 | $38,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y808 | YIELD ENHANCED | 760 | $38,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F460 | CEF MUNI INCOME | 1,392 | $38,000 | thousands by filing date | |
| REATA PHARMACEUTICALS INC | 75615P103 | CL A | 404 | $38,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 1,772 | $38,000 | thousands by filing date | |
| PRECISION BIOSCIENCES INC | 74019P108 | COM | 2,900 | $38,000 | thousands by filing date | |
| NUVEEN GA DIVID | 67072B107 | COM | 3,043 | $38,000 | thousands by filing date | |
| WAITR HLDGS INC | 930752100 | COM | 6,000 | $38,000 | thousands by filing date | |
| C&J ENERGY SVCS INC NEW | 12674R100 | COM | 3,209 | $38,000 | thousands by filing date | |
| ALTUS MIDSTREAM CO | 02215L100 | CL A | 10,210 | $38,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 700 | $37,000 | thousands by filing date | call |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 800 | $37,000 | thousands by filing date | put |
| UNITI GROUP INC | 91325V108 | COM | 3,900 | $37,000 | thousands by filing date | call |
| VANECK ETF TRUST | 92189F841 | NATURAL RESOURC | 999 | $37,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 1,735 | $37,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 1,887 | $37,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 763 | $37,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 1,433 | $37,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W380 | INTRST RATE HDGE | 765 | $37,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 12,125 | $37,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 3,066 | $37,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y108 | 7-10YR TR BEAR | 1,398 | $37,000 | thousands by filing date | |
| ARROW INVTS TR | 042765792 | DWA TACTICAL MAC | 3,322 | $37,000 | thousands by filing date | |
| CAROLINA FINL CORP NEW | 143873107 | COM | 1,058 | $37,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 100 | $36,000 | thousands by filing date | put |
| FIVE BELOW INC COM | 33829M101 | Stock | 300 | $36,000 | thousands by filing date | call |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 1,300 | $36,000 | thousands by filing date | put |
| VANECK INTERNATIONAL HIGH YIEL | 92189F445 | INTERNATIONAL HI | 1,453 | $36,000 | thousands by filing date | |
| JPMorgan BetaBuilders Canada E | 46641Q696 | COM | 1,465 | $36,000 | thousands by filing date | |
| NUVEEN ALL CAP ENE MLP OP JMLP | 67075E108 | COMMON | 5,855 | $36,000 | thousands by filing date | |
| iShares Broad USD High Yield Corporate Bond ETF | 46435U853 | SHS | 847 | $35,000 | thousands by filing date | |
| iShares International Dividend Growth ETF | 46435G524 | SHS | 618 | $35,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 200 | $35,000 | thousands by filing date | call |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 1,190 | $35,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 2,855 | $35,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 3,126 | $35,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y495 | PURE CANNABIS | 1,540 | $35,000 | thousands by filing date | |
| ACQUIRERS SMALL AND MICRO DEEP VALUE ETF | 26922A701 | ETF | 1,125 | $35,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 873 | $35,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 3,972 | $35,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 784 | $35,000 | thousands by filing date | |
| ObsEva SA | H5861P103 | COM | 3,115 | $35,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 36,020 | $35,000 | thousands by filing date | |
| NUVEEN CALIF MUNICPAL VALU F | 6706EB106 | COM | 2,175 | $35,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 10,000 | $35,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 24,460 | $34,000 | thousands by filing date | |
| PARSONS CORP DEL COM | 70202L102 | Stock | 938 | $34,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 22,000 | $34,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J406 | EX US SML CP | 955 | $34,000 | thousands by filing date | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 1,553 | $34,000 | thousands by filing date | |
| HIGHPOINT RES CORP | 43114K108 | COM | 19,009 | $34,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 4,263 | $34,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 300 | $33,000 | thousands by filing date | call |
| FIVERR INTL LTD ORD SHS | M4R82T106 | Stock | 1,100 | $33,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 500 | $33,000 | thousands by filing date | call |
| LAKELAND FINL CORP | 511656100 | COM | 699 | $33,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 3,662 | $33,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 1,735 | $33,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 12,377 | $33,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y806 | ALTERNATIVE INCM | 2,208 | $33,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 2,300 | $33,000 | thousands by filing date | |
| GLOBAL X FDS GLB X | 37950E499 | FERTIL | 3,485 | $33,000 | thousands by filing date | |
| INDEXIQ ETF TR HDG MACTRK | 45409B206 | ETF | 1,256 | $33,000 | thousands by filing date | |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 13,694 | $33,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 1,400 | $32,000 | thousands by filing date | call |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 6,184 | $32,000 | thousands by filing date | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 1,630 | $32,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 3,694 | $32,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 6,667 | $32,000 | thousands by filing date | |
| AMERICAN SHARED HOSPITAL SVC | 029595105 | COM | 11,000 | $32,000 | thousands by filing date | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 251 | $32,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 2,825 | $32,000 | thousands by filing date | |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 3,800 | $32,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 1,200 | $31,000 | thousands by filing date | call |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 960 | $31,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 2,247 | $31,000 | thousands by filing date | |
| SITE CENTERS CORP | 82981J109 | COM | 2,335 | $31,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 1,555 | $31,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUN BD | 09662E109 | COM | 3,960 | $31,000 | thousands by filing date | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 893 | $31,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 7,746 | $31,000 | thousands by filing date | |
| NEURONETICS INC | 64131A105 | COM | 2,505 | $31,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y863 | GLOBAL X GOLD EX | 1,300 | $31,000 | thousands by filing date | |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 1,596 | $31,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 365 | $31,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-19-016867 | this filing | 2019-08-14 | acceptance time not in the bulk data set |