13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2019-06-30, filed 2019-08-14, with 7,018 holding rows worth $248,806,989,000.
- Accession
- 0001567619-19-016867
- Filer
- CIK 1000275
- Filed
- 2019-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2019
A holdings report, 25,827 entries on the cover page, a total value of $248,806,989,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $248,806,989,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC Capital Markets Arbitrage S.A.028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerLMCG INVESTMENTS, LLC028-13608
- included managerMID CONTINENT CAPITAL LLC/IL028-05684
- included managerSymphonic Financial Advisors LLC028-12672
- included managerSEI INVESTMENTS MANAGEMENT CORP028-16475
- included managerAston Asset Management, LLC028-12347
- included managerUBS ASSET MANAGEMENT AMERICAS INC028-02682
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerJACKSON NATIONAL ASSET MANAGEMENT LLC028-06761
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CARBON BLACK INC | 14081R103 | COM | 11,500 | $193,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 7,424 | $192,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 17,800 | $192,000 | thousands by filing date | put |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 21,529 | $192,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 13,031 | $192,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X305 | MID EAST DIVD | 9,400 | $192,000 | thousands by filing date | |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 2,805 | $191,000 | thousands by filing date | |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 3,812 | $191,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 12,822 | $191,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 4,079 | $191,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 6,638 | $190,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 19,003 | $190,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 9,418 | $190,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 80,164 | $190,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A305 | ALPCLONE ALTER | 3,619 | $190,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 29,043 | $188,000 | thousands by filing date | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 11,087 | $188,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 2,742 | $187,000 | thousands by filing date | |
| RH | 74967X103 | COM | 1,623 | $187,000 | thousands by filing date | |
| INTELLICHECK MOBILISA INC | 45817G201 | COM NEW | 32,267 | $187,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 8,748 | $186,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 4,697 | $186,000 | thousands by filing date | |
| DIAMOND S SHIPPING INC COM | Y20676105 | COM | 14,583 | $186,000 | thousands by filing date | |
| INVESCO DB PRECIOUS METALS FUND | 46140H502 | ETF | 4,761 | $185,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V871 | MFS SYS VAL EQ | 2,784 | $185,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 9,800 | $184,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J224 | UNIT KING ALPH | 5,065 | $184,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 11,898 | $184,000 | thousands by filing date | |
| ISHARES TR | 46435U861 | CORE DIVID ETF | 6,606 | $183,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 29,441 | $183,000 | thousands by filing date | |
| ALPHA ARCHITECT INTERNATIONAL QUANTITATIVE VALUE ETF | 02072L201 | ETF | 6,799 | $183,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 3,288 | $183,000 | thousands by filing date | |
| ETF MANG ETHO CLIMATE LEDRSHP US ETF | 26924G888 | UIT EXCHANGE TRADED | 4,678 | $183,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 8,700 | $182,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 31,125 | $182,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D332 | VELOCITY SHS DAI | 9,674 | $182,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 3,738 | $181,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J114 | RIGHT 07/12/2019 | 92,978 | $181,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 6,259 | $180,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 15,545 | $180,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940T109 | COM | 13,088 | $180,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E119 | MSCI SUPR EM ETF | 13,247 | $180,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 46,000 | $179,000 | thousands by filing date | call |
| SELECTIVE INS GROUP INC | 816300107 | COM | 2,394 | $179,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G862 | FLOAT RATE ETF | 7,158 | $179,000 | thousands by filing date | |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 13,485 | $179,000 | thousands by filing date | |
| Eaton Vance Floating Rate | 27831H100 | ETF | 19,331 | $179,000 | thousands by filing date | |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 4,200 | $178,000 | thousands by filing date | |
| ISHARES TR | 46435G839 | MSCI EAFE SMCP | 6,179 | $178,000 | thousands by filing date | |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 4,058 | $178,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 5,284 | $177,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F809 | COAL ETF | 13,340 | $177,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES EURO | 46138K103 | EURO SHS | 1,622 | $176,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H208 | COMMON STOCK | 8,900 | $176,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 7,430 | $175,000 | thousands by filing date | |
| iShares iBonds Dec. 2027 Corporate Bond ETF | 46435UAA9 | ETF | 6,845 | $175,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X309 | S NETWRK FUT VEH | 5,315 | $175,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 1,000 | $174,000 | thousands by filing date | call |
| PROSHARES TR II | 74347W130 | SHT VIX ST TRM | 3,218 | $174,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 23,313 | $173,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 4,379 | $173,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E610 | KBW HIG DV YLD | 7,984 | $172,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188101 | CORP BOND ETF | 3,312 | $172,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 2,324 | $172,000 | thousands by filing date | |
| DYCOM INDS INC | 267475AB7 | NOTE 0.750% 9/1 | 176,000 | $172,000 | thousands by filing date | principal |
| BARINGS CORPORATE INVS | 06759X107 | COM | 10,842 | $170,000 | thousands by filing date | |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 2,617 | $170,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 35,000 | $170,000 | thousands by filing date | |
| AQUINOX PHARMACEUTICALS INC | 03842B101 | COM | 72,137 | $170,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 44,100 | $170,000 | thousands by filing date | |
| DIREXION SHS ETF TR ZACKS MLP | 25459y298 | INDX FD | 12,597 | $170,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 16,781 | $169,000 | thousands by filing date | |
| ISHARES GLOBAL EQUITY FACTOR ETF | 46434V316 | COM | 5,756 | $169,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P805 | NUVEEN ESG INTL | 6,535 | $168,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 4,493 | $168,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 11,000 | $168,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N832 | VCSHS US SML CAP | 3,669 | $168,000 | thousands by filing date | |
| CNX RES CORP COM | 12653C108 | Stock | 22,999 | $167,000 | thousands by filing date | |
| BARINGS PARTN INVS | 06761A103 | SH BEN INT | 10,219 | $167,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 11,847 | $167,000 | thousands by filing date | |
| BBX CAP CORP NEW | 05491N104 | CL A | 34,100 | $167,000 | thousands by filing date | |
| ENVIROTECH VHS INC | 00726a100 | COM | 570,000 | $167,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 369 | $166,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 5,900 | $166,000 | thousands by filing date | call |
| CLEARWATER PAPER CORP | 18538R103 | COM | 8,945 | $166,000 | thousands by filing date | |
| LIBERTY EXPEDIA HLDGS INC | 53046P109 | SER A COM | 3,434 | $166,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 187,000 | $166,000 | thousands by filing date | principal |
| Checkpoint Therapeutics Inc Com | 162828107 | COM | 54,877 | $166,000 | thousands by filing date | |
| EAGLE GRWTH & INCOME OPPTY F | 26958J105 | COM SHS BEN IN | 10,825 | $166,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 1,000 | $165,000 | thousands by filing date | call |
| NUCOR CORP COM | 670346105 | Stock | 3,000 | $165,000 | thousands by filing date | call |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 3,800 | $165,000 | thousands by filing date | call |
| CROCS INC COM | 227046109 | Stock | 8,333 | $165,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 3,530 | $165,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78470E106 | ST STR MSCI EAFE | 2,427 | $165,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 13,198 | $165,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E844 | DLY GOLD INDX 3X | 6,000 | $165,000 | thousands by filing date | call |
| INDEXIQ ETF TR | 45409B479 | IQ ENCH COR PL | 8,445 | $165,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 600 | $164,000 | thousands by filing date | put |
| VICOR CORP | 925815102 | COM | 5,270 | $164,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 14,891 | $164,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E289 | S&P EMRNG MMTM | 9,822 | $164,000 | thousands by filing date | |
| VOYA INTL HIGH DIVID EQTY IN | 92912Y109 | COM | 27,894 | $164,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 12,500 | $164,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X255 | EUROPE MULTIFCTR | 5,820 | $164,000 | thousands by filing date | |
| OOMA INC | 683416101 | COM | 15,613 | $163,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 5,819 | $162,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 12,404 | $162,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 11,671 | $162,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 10,200 | $162,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 44,250 | $162,000 | thousands by filing date | |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 5,259 | $162,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 12,556 | $161,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 39 | $161,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 6,498 | $161,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 4,408 | $161,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 8,077 | $160,000 | thousands by filing date | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 4,856 | $159,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 4,885 | $159,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739G103 | MNGD FUTRS STRGY | 3,616 | $159,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 44,572 | $159,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 11,949 | $159,000 | thousands by filing date | |
| AVEDRO INC | 05355N109 | COM | 8,100 | $159,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 1,919 | $158,000 | thousands by filing date | |
| ZUORA INC | 98983V106 | COMMON STOCK | 10,337 | $158,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 3,600 | $157,000 | thousands by filing date | call |
| ARK ETF TR | 00214Q708 | BLOC FIN INN ETF | 6,950 | $157,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUNS IN | 05588W108 | COM | 19,200 | $157,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 6,088 | $157,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 5,587 | $157,000 | thousands by filing date | |
| PGIM ETF TR | 69344A503 | QMA STRGC GWTH | 3,110 | $157,000 | thousands by filing date | |
| LISTED FD TR EVENTSHS US LEGI | 53656F102 | CEF | 7,151 | $157,000 | thousands by filing date | |
| SUZANO S A SPON ADS | 86959K105 | ADR | 9,181 | $156,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 1,800 | $156,000 | thousands by filing date | put |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 22,171 | $156,000 | thousands by filing date | |
| SIGMATRON INTL INC | 82661L101 | COM | 60,100 | $156,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 5,838 | $155,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 16,739 | $155,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A628 | POINT BRIDGE AMR | 5,682 | $155,000 | thousands by filing date | |
| GOSSAMER BIO INC COM | 38341P102 | Stock | 6,967 | $154,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y657 | US PFD ETF | 6,265 | $154,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 13,465 | $154,000 | thousands by filing date | |
| SHOCKWAVE MED INC | 82489T104 | COM | 2,715 | $154,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 11,597 | $154,000 | thousands by filing date | |
| STRATEGY | 86280R209 | EXCHANGE TRADED | 3,734 | $154,000 | thousands by filing date | |
| PCSB FINL CORP COM | 69324R104 | Stock | 7,581 | $154,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 6,256 | $153,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 9,207 | $153,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 15,325 | $153,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 9,650 | $153,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 3,016 | $153,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y607 | PRIN U S SMALL | 4,880 | $153,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 4,678 | $152,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 6,040 | $152,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 24,371 | $151,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 2,364 | $151,000 | thousands by filing date | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 2,776 | $150,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 40,532 | $150,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 6,552 | $150,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 1,052 | $149,000 | thousands by filing date | |
| TRINSEO S A | L9340P101 | SHS | 3,516 | $149,000 | thousands by filing date | |
| SCHULTZE SPL PURP ACQUSTN CO COM | 80821R109 | Stock | 15,000 | $149,000 | thousands by filing date | |
| MONGODB INC CL A | 60937P106 | Stock | 972 | $148,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 11,989 | $148,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 3,032 | $148,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 4,458 | $148,000 | thousands by filing date | |
| DBX ETF TR | 233051663 | XTRACK JAPAN JPX | 5,590 | $148,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 10,325 | $147,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 2,546 | $146,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 11,528 | $146,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78470E205 | ST STR MSCI EMRG | 2,330 | $146,000 | thousands by filing date | |
| OPTICAL CABLE CORP | 683827208 | COM NEW | 35,415 | $146,000 | thousands by filing date | |
| Luckin Coffee Inc | 54951L109 | Equity | 7,474 | $146,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 28,764 | $146,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 1,397 | $144,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 10,243 | $144,000 | thousands by filing date | |
| NATIONAL ENERGY SERVICES REU | G6375R107 | SHS | 16,500 | $144,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 3,400 | $143,000 | thousands by filing date | call |
| ZOVIO INC | 98979V102 | COMMON STOCK | 40,000 | $143,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 31,046 | $142,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 11,500 | $142,000 | thousands by filing date | |
| SHUTTERFLY INC | 82568P304 | COM | 2,800 | $142,000 | thousands by filing date | call |
| VISTRA ENERGY CORP | 92840M300 | UNIT 02/02/2024 | 1,530 | $142,000 | thousands by filing date | principal |
| WATERSTONE FINL INC MD | 94188P101 | COM | 8,318 | $141,000 | thousands by filing date | |
| ANAPTYSBIO INC | 032724106 | COM | 2,508 | $141,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 10,286 | $140,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 10,348 | $140,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 20,000 | $140,000 | thousands by filing date | put |
| JOHN HANCOCK EXCHANGE TRADED | 47804J404 | CMN | 3,718 | $140,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 2,834 | $139,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 3,348 | $139,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 9,002 | $139,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 12,066 | $139,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 1,200 | $138,000 | thousands by filing date | call |
| CNH INDL N V SHS | N20944109 | Stock | 13,405 | $138,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 2,900 | $138,000 | thousands by filing date | call |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 5,032 | $138,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 28,300 | $138,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q544 | RIVERFRONT UNC | 5,472 | $138,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 1,600 | $137,000 | thousands by filing date | call |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 2,659 | $137,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 2,938 | $137,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 2,850 | $137,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 1,000 | $136,000 | thousands by filing date | call |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 11,766 | $136,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 3,000 | $136,000 | thousands by filing date | put |
| RPC INC | 749660106 | COMMON STOCK | 18,891 | $136,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 2,085 | $136,000 | thousands by filing date | |
| RITE AID CORP | 767754872 | COM | 16,957 | $136,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 17,410 | $135,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 2,900 | $135,000 | thousands by filing date | call |
| FIRST TR EXCHANGE TRADED FD | 33738R308 | BUYWRIT INCM ETF | 6,047 | $135,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 14,549 | $135,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 66,000 | $135,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 3,880 | $135,000 | thousands by filing date | |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 25,507 | $135,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 21,267 | $134,000 | thousands by filing date | |
| DBX ETF TR | 233051226 | CMN | 5,135 | $134,000 | thousands by filing date | |
| COVISTA INC | 00737L103 | COM | 2,938 | $133,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 8,803 | $133,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y491 | DAX GERMANY ETF | 5,000 | $133,000 | thousands by filing date | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 11,447 | $133,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 14,000 | $133,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T807 | COM | 32,884 | $133,000 | thousands by filing date | |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 41,260 | $133,000 | thousands by filing date | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 21,346 | $133,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E164 | S&P SMLCP ENGY | 14,801 | $133,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P870 | NUVEEN ESG US | 5,211 | $132,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 1,900 | $132,000 | thousands by filing date | call |
| NUSHARES ETF TR | 67092P110 | NUVEEN ESG 1-5 | 5,294 | $132,000 | thousands by filing date | |
| CIMPRESS N V | N20146101 | SHS EURO | 1,439 | $132,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33739Q606 | HEITMAN GLOBAL | 6,375 | $132,000 | thousands by filing date | |
| GREENLAND ACQUISITIN CORPORA | G40981139 | SHS | 13,026 | $132,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 600 | $131,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 4,346 | $131,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 10,557 | $131,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 2,529 | $131,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES | 46138W107 | JAPANESE YEN | 1,485 | $131,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 3,900 | $130,000 | thousands by filing date | call |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 4,922 | $130,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 12,185 | $130,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 4,437 | $130,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 39,449 | $130,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 74,200 | $130,000 | thousands by filing date | |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 8,778 | $130,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 700 | $129,000 | thousands by filing date | call |
| BIOSCRIP INC | 09069N108 | COM | 49,683 | $129,000 | thousands by filing date | |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 28,700 | $128,000 | thousands by filing date | |
| Misonix Inc | 604871103 | COM | 5,048 | $128,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y727 | NEWFLT MULSINC | 2,639 | $128,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 2,500 | $127,000 | thousands by filing date | call |
| PROSHARES ULTRAPRO DOW30 | 74347X823 | UIT EXCHANGE TRADED | 1,233 | $127,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 2,131 | $126,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 17,011 | $126,000 | thousands by filing date | |
| NUVEEN MINN QUALITY MUN INM | 670734102 | SHS | 9,233 | $126,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 3,200 | $125,000 | thousands by filing date | put |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 6,786 | $125,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 2,512 | $125,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 2,500 | $124,000 | thousands by filing date | call |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 4,419 | $124,000 | thousands by filing date | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 9,535 | $124,000 | thousands by filing date | |
| NUVEEN CORPORATE INCOME 2023 | 67079F101 | COM | 12,000 | $123,000 | thousands by filing date | |
| BLACKROCK NY MUNICIPAL BOND | 09249P106 | COM | 8,315 | $123,000 | thousands by filing date | |
| IQ HEDGE MARKET NEUT TRACK | 45409B503 | CMN | 4,639 | $123,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 1,300 | $122,000 | thousands by filing date | put |
| IRON MTN INC DEL COM | 46284V101 | REIT | 3,900 | $122,000 | thousands by filing date | put |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 1,200 | $122,000 | thousands by filing date | call |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 4,454 | $122,000 | thousands by filing date | |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 10,201 | $121,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 1,500 | $120,000 | thousands by filing date | put |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 7,800 | $120,000 | thousands by filing date | call |
| COEUR MNG INC COM NEW | 192108504 | Stock | 27,542 | $120,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 2,096 | $120,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 6,663 | $120,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 115,530 | $120,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 21,312 | $119,000 | thousands by filing date | call |
| MOMO INC | 60879B107 | ADR | 3,346 | $119,000 | thousands by filing date | |
| TORTOISE ESSENTIAL ASSETS IN | 89148A103 | COM SH BEN INT | 6,700 | $119,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 12,669 | $118,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | 500688106 | COM | 18,740 | $118,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 12,539 | $118,000 | thousands by filing date | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 13,399 | $118,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 5,884 | $118,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 12,335 | $118,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B412 | IQ S&P HGH YLD | 4,697 | $118,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 2,600 | $117,000 | thousands by filing date | call |
| ETSY INC | 29786A106 | COM | 1,900 | $117,000 | thousands by filing date | call |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 14,735 | $117,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 4,310 | $117,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V654 | DYNMC RETAIL | 3,193 | $117,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 5,440 | $116,000 | thousands by filing date | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 10,000 | $116,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 10,055 | $116,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 8,722 | $116,000 | thousands by filing date | |
| ISHARES TR | 46435G888 | MSCI SO KOREA | 4,501 | $116,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 2,100 | $115,000 | thousands by filing date | call |
| Duke Energy Corporation | 26441C204 | COM | 1,300 | $115,000 | thousands by filing date | put |
| VIRTU FINL INC | 928254101 | CL A | 5,283 | $115,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 12,150 | $115,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E127 | REIT ETF | 7,750 | $115,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E259 | GB MSCI AR ETF | 3,543 | $114,000 | thousands by filing date | |
| RANGER OIL CORPORATION CLASS A COM | 70788V102 | Stock | 3,734 | $114,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 33,169 | $114,000 | thousands by filing date | |
| BNY MELLON ALCENTRA GLOBAL C | 05588N108 | COM | 12,181 | $114,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 1,300 | $113,000 | thousands by filing date | call |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 7,219 | $113,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 6,943 | $113,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 3,396 | $113,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 15,460 | $112,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 5,973 | $112,000 | thousands by filing date | |
| FIRST TRUST | 33737J208 | CANADA ALPHA | 4,728 | $112,000 | thousands by filing date | |
| JANUS DETROIT STR TR OBESITY ETF | 47103U506 | CEF | 3,275 | $112,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 1,000 | $111,000 | thousands by filing date | put |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 1,800 | $111,000 | thousands by filing date | put |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 18,443 | $111,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 2,198 | $111,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 2,857 | $111,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 5,065 | $110,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 20,366 | $110,000 | thousands by filing date | |
| PRINCIPAL ACTIVE HIGH YIELD ETF | 74255Y102 | COM | 2,750 | $110,000 | thousands by filing date | |
| NEW YORK MTG TRUST | 649604AD7 | NOTE 6.250% 1/1 | 109,000 | $110,000 | thousands by filing date | principal |
| MUDRICK CAP ACQUISITION CORP | 624745105 | COM CLASS A | 10,800 | $110,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 4,325 | $109,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 14,035 | $109,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 9,990 | $109,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 1,417 | $108,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 12,300 | $108,000 | thousands by filing date | call |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 36,071 | $108,000 | thousands by filing date | |
| MFS CALIF MUN FD | 59318C106 | COM | 9,031 | $108,000 | thousands by filing date | |
| DBX ETF TR | 233051739 | UIT EXCHANGE TRADED | 4,600 | $108,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 2,600 | $107,000 | thousands by filing date | call |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 26,709 | $107,000 | thousands by filing date | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 16,200 | $107,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 12,966 | $106,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 2,924 | $106,000 | thousands by filing date | |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 915 | $106,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 11,800 | $106,000 | thousands by filing date | call |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 6,993 | $106,000 | thousands by filing date | |
| INVESCO | 46090C305 | EXCHANGE TRADED | 2,644 | $106,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 2,243 | $106,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 24,240 | $106,000 | thousands by filing date | |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 1,778 | $105,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 1,900 | $105,000 | thousands by filing date | put |
| CRONOS GROUP INC | 22717L101 | COM | 6,600 | $105,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33733A201 | DOW 30 EQL WGT | 4,313 | $105,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 2,773 | $105,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 4,578 | $105,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92837G100 | COM | 9,886 | $105,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 2,700 | $104,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717X263 | CURRNCY INT EQ | 3,560 | $104,000 | thousands by filing date | |
| PEABODY ENGR CORP | 704551100 | COM | 4,308 | $104,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 19,123 | $104,000 | thousands by filing date | |
| FIRST TR EXCHANGE ETF TRADED FD VI NASDAQ OIL & GAS | 33738R845 | ETF | 5,989 | $104,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 9,125 | $104,000 | thousands by filing date | |
| ARCH COAL INC | 039380407 | COMMON STOCK | 1,101 | $104,000 | thousands by filing date | |
| BOWL AMER INC BWL | 102565108 | COMMON | 6,527 | $104,000 | thousands by filing date | |
| VIVUS INC | 928551308 | COM NEW | 27,141 | $104,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 10,774 | $103,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 11,786 | $103,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 13,550 | $103,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524789 | FUNDAMENTAL US B | 2,664 | $103,000 | thousands by filing date | |
| ISHARES TR | 46429B200 | CHINA SM-CAP ETF | 2,439 | $103,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 7,360 | $103,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 21,573 | $103,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 6,304 | $102,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 700 | $102,000 | thousands by filing date | put |
| SUNPOWER CORP | 867652406 | COM | 9,645 | $102,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 10,200 | $102,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 2,269 | $101,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 11,047 | $101,000 | thousands by filing date | |
| JOINT CORP | 47973J102 | COM | 5,541 | $101,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 4,760 | $101,000 | thousands by filing date | |
| Vaneck Long Muni ETF | 92189F536 | ETF | 4,875 | $101,000 | thousands by filing date | |
| KEWAUNEE SCIENTIFIC CP | 492854104 | COMM | 5,300 | $101,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 60,138 | $101,000 | thousands by filing date | |
| BNY MELLON MUN INCOME INC | 05589T104 | COM | 11,850 | $101,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 1,900 | $100,000 | thousands by filing date | put |
| VIRNETX HLDG CORP | 92823T108 | COM | 16,100 | $100,000 | thousands by filing date | call |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 9,485 | $100,000 | thousands by filing date | |
| TCP Cap Corp Sr Conv Nt | 87238qad5 | CONV | 99,000 | $100,000 | thousands by filing date | principal |
| Deere & Company | 244199105 | COM | 600 | $99,000 | thousands by filing date | put |
| iShares ESG Aware US Aggregate Bond ETF | 46435U549 | SHS | 1,848 | $99,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 800 | $99,000 | thousands by filing date | call |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 11,486 | $99,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 42,250 | $99,000 | thousands by filing date | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 7,734 | $99,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 3,784 | $99,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R858 | WBI PWR FACTOR | 4,048 | $99,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 600 | $98,000 | thousands by filing date | put |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 84,633 | $98,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 1,000 | $98,000 | thousands by filing date | call |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 6,854 | $98,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 9,258 | $98,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W557 | DAI 710 BEA ETF | 8,555 | $98,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 37,100 | $98,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 15,000 | $96,000 | thousands by filing date | call |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 6,401 | $96,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 9,434 | $96,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 1,000 | $96,000 | thousands by filing date | |
| VANECK DIGITAL NATIVE ECONOMY ETF | 92189F882 | ETF | 2,575 | $96,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 3,114 | $96,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 897 | $96,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 23,100 | $96,000 | thousands by filing date | |
| SOLITON INC | 834251100 | COM | 6,518 | $96,000 | thousands by filing date | |
| REVIVA PHARMACEUTCLS HLDGS INC COM | G8708A116 | Stock | 9,327 | $96,000 | thousands by filing date | |
| PENNYMAC CORP | 70932AAB9 | NOTE 5.375% 5/0 | 94,998 | $96,000 | thousands by filing date | principal |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 5,023 | $95,000 | thousands by filing date | |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 1,620 | $95,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 2,305 | $95,000 | thousands by filing date | |
| PIMCO EQUITY SER | 72202L363 | CMN | 3,250 | $95,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 7,023 | $95,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 6,329 | $95,000 | thousands by filing date | |
| WBI BULLBEAR GLOBAL INCOME ETF | 00400R874 | ETF | 3,780 | $95,000 | thousands by filing date | |
| ISHARES SHORT MATURITY MUNICIPAL BOND ACTIVE ETF | 46431W838 | ETF | 1,878 | $94,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 6,978 | $94,000 | thousands by filing date | |
| DOMO INC | 257554105 | COM CL B | 3,430 | $94,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X194 | SST SPDR MSCI | 1,029 | $94,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 4,029 | $94,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 51,243 | $93,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 4,500 | $93,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 3,900 | $93,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 4,274 | $93,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W398 | NEGT DUR HIG YLD | 4,849 | $93,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 2,000 | $92,000 | thousands by filing date | put |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 11,014 | $92,000 | thousands by filing date | |
| SILVERBOW RES INC | 82836G102 | COM | 6,631 | $92,000 | thousands by filing date | |
| ECOLOGY & ENVIRONMENT INC | 278878103 | CL A | 8,480 | $92,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 5,538 | $92,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 4,145 | $92,000 | thousands by filing date | |
| EXTRACTION OIL AND GAS INC | 30227M105 | COM | 21,361 | $92,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 800 | $91,000 | thousands by filing date | put |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 600 | $91,000 | thousands by filing date | call |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 18,650 | $91,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 6,339 | $91,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 7,208 | $91,000 | thousands by filing date | |
| ORTHOPEDIATRICS CORP | 68752L100 | COMMON STOCK | 2,344 | $91,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L505 | FRANKLIN INTL LW | 3,460 | $91,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 4,925 | $91,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 6,518 | $90,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F635 | ISRAEL ETF | 2,790 | $90,000 | thousands by filing date | |
| PROSHARES TR | 74347B847 | MSCI EMRG MKTS | 1,537 | $90,000 | thousands by filing date | |
| INTERNAP CORPORATION | 45885A409 | COMMON STOCK | 30,018 | $90,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L300 | SUSTANABLE US | 3,255 | $90,000 | thousands by filing date | |
| ECLIPSE RESOURCES CORP | 61179L100 | EQUITY | 14,745 | $90,000 | thousands by filing date | |
| ANAPLAN INC | 03272L108 | COM | 1,768 | $89,000 | thousands by filing date | |
| ALITHYA GROUP INC | 01643b106 | COM | 33,980 | $89,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 3,701 | $89,000 | thousands by filing date | |
| ISHARES TR | 46435G862 | MSCI UN KNGDOM | 3,633 | $89,000 | thousands by filing date | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 600 | $88,000 | thousands by filing date | put |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 1,100 | $88,000 | thousands by filing date | put |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 28,154 | $88,000 | thousands by filing date | |
| WESTERN ASSET VAR RT STRG FD | 957667108 | COM | 5,369 | $88,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 7,934 | $88,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 500 | $87,000 | thousands by filing date | put |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 10,172 | $87,000 | thousands by filing date | |
| Hartford Municipal Opportnits ETF | 41653L503 | ETF | 2,100 | $87,000 | thousands by filing date | |
| VANECK INDONESIA INDEX ETF | 92189F833 | ETF | 3,786 | $87,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 12,820 | $87,000 | thousands by filing date | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 3,288 | $86,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 2,098 | $86,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 8,500 | $86,000 | thousands by filing date | |
| EQUUS TOTAL RETURN INC | 294766100 | COM | 52,329 | $86,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 6,526 | $86,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 5,712 | $86,000 | thousands by filing date | |
| Fidelity High Dividend ETF | 316092840 | SHS | 2,846 | $85,000 | thousands by filing date | |
| Goldman Sachs Equal Weight U.S. Large Cap Equity ETF | 381430438 | SHS | 1,819 | $85,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 5,356 | $85,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 1,754 | $85,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 7,265 | $85,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 5,231 | $85,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L811 | COM | 3,885 | $85,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 5,864 | $85,000 | thousands by filing date | |
| ISHARES TR | 46435G813 | MSCI SPAIN ETF | 3,902 | $85,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 3,625 | $84,000 | thousands by filing date | |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 3,966 | $84,000 | thousands by filing date | |
| DELAWARE INVESTMENTS | 246101109 | EXCHANGE TRADED | 5,732 | $84,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 400 | $83,000 | thousands by filing date | call |
| EXELIXIS INC COM | 30161Q104 | Stock | 3,900 | $83,000 | thousands by filing date | put |
| ETRACS Wells Fargo Busine | 902641588 | ETRAC WELLS BDCI | 4,165 | $83,000 | thousands by filing date | |
| APPIAN CORP | 03782L101 | CL A | 2,307 | $83,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 2,023 | $83,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 10,873 | $83,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R696 | CMN | 3,316 | $83,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 2,678 | $83,000 | thousands by filing date | |
| DBX ETF TR | 233051440 | XTRACK RUSS 2000 | 2,500 | $83,000 | thousands by filing date | |
| BLACKROCK NY MUN INCOME TR I | 09249R102 | COM | 6,000 | $83,000 | thousands by filing date | |
| TREMONT MTG TR | 894789106 | COM | 19,989 | $83,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 19,032 | $82,000 | thousands by filing date | |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 3,522 | $82,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 2,004 | $82,000 | thousands by filing date | |
| PACER INDUSTRIAL REAL ESTATE ETF | 69374H766 | ETF | 2,634 | $82,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 11,400 | $82,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 28,000 | $82,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 3,900 | $81,000 | thousands by filing date | put |
| XAI OCTAGN FLT RAT & ALT INM | 98400T106 | COM | 8,828 | $81,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V423 | S&P 500 VLU MOMN | 2,036 | $81,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 3,319 | $81,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 5,765 | $81,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 2,000 | $80,000 | thousands by filing date | call |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 2,833 | $80,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-19-016867 | this filing | 2019-08-14 | acceptance time not in the bulk data set |