13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2019-06-30, filed 2019-08-14, with 7,018 holding rows worth $248,806,989,000.
- Accession
- 0001567619-19-016867
- Filer
- CIK 1000275
- Filed
- 2019-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2019
A holdings report, 25,827 entries on the cover page, a total value of $248,806,989,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $248,806,989,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC Capital Markets Arbitrage S.A.028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerLMCG INVESTMENTS, LLC028-13608
- included managerMID CONTINENT CAPITAL LLC/IL028-05684
- included managerSymphonic Financial Advisors LLC028-12672
- included managerSEI INVESTMENTS MANAGEMENT CORP028-16475
- included managerAston Asset Management, LLC028-12347
- included managerUBS ASSET MANAGEMENT AMERICAS INC028-02682
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerJACKSON NATIONAL ASSET MANAGEMENT LLC028-06761
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 6,649 | $797,000 | thousands by filing date | |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 46,598 | $795,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 84,744 | $795,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740L444 | 30 YR TREAS BEAR | 65,391 | $794,000 | thousands by filing date | |
| ENTREE RES LTD COM | 29384j103 | CS | 2,434,295 | $791,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 84,435 | $790,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 22,027 | $790,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 32,243 | $789,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 15,848 | $788,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 10,600 | $786,000 | thousands by filing date | call |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 17,726 | $786,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 32,298 | $785,000 | thousands by filing date | |
| REV Group Inc | 749527107 | Common Stock | 54,366 | $783,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 10,000 | $780,000 | thousands by filing date | put |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 29,701 | $779,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 55,400 | $779,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 75,880 | $778,000 | thousands by filing date | |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 47,646 | $778,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 38,116 | $777,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E644 | INTL BUYBACK | 24,393 | $777,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 75,139 | $771,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 32,300 | $770,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 19,455 | $770,000 | thousands by filing date | |
| SPDR S&P 500 Fossil Fuel Reserves Free ETF | 78468R796 | SHS | 10,747 | $769,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 17,720 | $769,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 54,515 | $769,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 32,283 | $768,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 40,357 | $768,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F684 | RETAIL ETF | 7,053 | $768,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 80,216 | $768,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092535 | INTL MULTIFACTOR | 29,812 | $767,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 18,667 | $767,000 | thousands by filing date | |
| HFF INC | 40418F108 | CL A | 16,839 | $766,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 13,754 | $764,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 8,877 | $764,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 13,683 | $763,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 4,531 | $763,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 20,786 | $762,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P868 | FRANKLIN DYN MUN | 30,081 | $762,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 37,278 | $762,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 478,885 | $761,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 15,025 | $760,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 15,116 | $759,000 | thousands by filing date | |
| ISHARES TR | 46435G243 | COM | 29,900 | $758,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 79,887 | $757,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P801 | US LRG CP MLTFCT | 23,470 | $756,000 | thousands by filing date | |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 29,668 | $756,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B388 | IQ U.S. LRGE CAP | 30,763 | $756,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 48,715 | $755,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 47,462 | $755,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 28,918 | $754,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 39,164 | $752,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 28,263 | $751,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 27,500 | $750,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J133 | BRAZIL ALPHA | 47,563 | $750,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 63,695 | $749,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 37,985 | $748,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 138,699 | $747,000 | thousands by filing date | |
| ABRDN PLATINUM ETF TRUST | 003260106 | PHYSCL PLATM SHS | 9,443 | $745,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 14,093 | $744,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 98,811 | $741,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 26,849 | $740,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V472 | S&P MDCP QUALITY | 14,818 | $740,000 | thousands by filing date | |
| GUARDANT HEALTH INC COM | 40131M109 | Stock | 8,561 | $739,000 | thousands by filing date | |
| INVESCO INDIA EXCHANGE-TRADE | 46137R109 | INDIA ETF | 29,178 | $738,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E107 | EQUAL WEGT 0-30 | 21,633 | $738,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 60,708 | $737,000 | thousands by filing date | |
| AMCI ACQUISITION CORP | 00165R101 | CLASS A | 74,000 | $736,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 13,731 | $735,000 | thousands by filing date | |
| GLAUKOS CORP COM | 377322102 | Stock | 9,735 | $735,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 48,704 | $735,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 68,542 | $734,000 | thousands by filing date | |
| SAILPOINT TECHNOLOGIES HOLDING | 78781P105 | COM | 36,600 | $734,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 29,500 | $732,000 | thousands by filing date | |
| LONESTAR RES US INC | 54240F103 | CL A VTG | 318,672 | $730,000 | thousands by filing date | |
| YETI HLDGS INC COM | 98585X104 | Stock | 25,063 | $726,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138G680 | S&P FINCIAL REVE | 10,699 | $726,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 29,076 | $725,000 | thousands by filing date | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 8,155 | $724,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 19,347 | $724,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 36,290 | $724,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 68,582 | $724,000 | thousands by filing date | |
| ABRDN PRECIOUS METALS BASKET | 003263100 | PHYSCL PRECS MET | 10,611 | $722,000 | thousands by filing date | |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 7,268 | $722,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V449 | S&P 100 EQL WIGH | 12,772 | $722,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FUND TRUST INVESCO DORSEY WRIGHT UTILITIES MOMENTUM ETF | 46137V795 | ETF | 22,231 | $722,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 22,326 | $720,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E214 | S&P INTL QULTY | 30,400 | $720,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 41,771 | $718,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 31,631 | $717,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 18,335 | $717,000 | thousands by filing date | |
| INVESCO INTERNATIONAL CORPORAT | 46138E636 | INTL CORP BD | 26,885 | $716,000 | thousands by filing date | |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 14,277 | $716,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 66,558 | $714,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V324 | S&P500 EQL IND | 5,658 | $713,000 | thousands by filing date | |
| ISHARES TR | 46435G417 | CR 5 10 YR ETF | 14,165 | $712,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 99,911 | $712,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 9,500 | $710,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 12,100 | $709,000 | thousands by filing date | |
| COLUMBIA INDIA CONSUMER ETF | 19762B707 | ETF | 17,213 | $709,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 04545L107 | COM | 205,129 | $708,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 30,720 | $703,000 | thousands by filing date | |
| XEROX CORP | 984121608 | COM NEW | 19,800 | $702,000 | thousands by filing date | put |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 95,830 | $702,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 241,702 | $702,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430545 | HEDGE IND ETF | 12,026 | $700,000 | thousands by filing date | |
| CUSHING RENAISSANCE FD | 231647108 | COM | 49,484 | $698,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 10,291 | $697,000 | thousands by filing date | |
| ISHARES TR | 46435G706 | MSCI CDA ETF | 26,260 | $697,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 15,302 | $696,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 15,176 | $696,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33740J104 | ULTRA SHT DUR MU | 34,675 | $696,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 25,079 | $693,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 45,544 | $693,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 65,477 | $692,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 13,472 | $691,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 30,100 | $690,000 | thousands by filing date | call |
| AI POWERED EQUITY ETF | 26924G813 | FUND | 26,146 | $689,000 | thousands by filing date | |
| MAXAR TECHNOLOGIES INC | 57778K105 | COM | 88,000 | $688,000 | thousands by filing date | put |
| ABRDN PALLADIUM ETF TRUST | 003262102 | PHYSICAL PALLADM | 4,720 | $687,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 41,151 | $686,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y832 | ICBCCS S&P CHINA | 24,463 | $685,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 93,418 | $684,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 18,124 | $682,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 52,469 | $680,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 2,644 | $679,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 17,176 | $678,000 | thousands by filing date | |
| IVLU | 46435G409 | COM | 29,343 | $677,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 27,308 | $677,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 19,119 | $676,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 42,200 | $675,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33737K205 | INDXX NEXTG ETF | 13,718 | $675,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 21,683 | $674,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 119,648 | $673,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 37,300 | $672,000 | thousands by filing date | call |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 44,872 | $672,000 | thousands by filing date | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 784,040 | $672,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 4,576 | $671,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 13,153 | $671,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 13,449 | $671,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 27,466 | $671,000 | thousands by filing date | |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 12,854 | $670,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 47,693 | $668,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 102,295 | $668,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 15,954 | $668,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 121,838 | $667,000 | thousands by filing date | |
| Invsc SP 500 Equal Weight Matrl ETF | 46137V316 | ETF | 6,086 | $667,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 11,500 | $667,000 | thousands by filing date | |
| JANUS HENDERSON SMALL/MID CAP GROWTH ALPHA ETF | 47103U209 | ETF | 14,723 | $666,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 8,144 | $665,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 19,900 | $663,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 63,303 | $661,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 37,207 | $660,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 26,759 | $660,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 34,884 | $660,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 10,022 | $660,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 21,418 | $659,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V639 | AI AND NEXT GEN | 6,872 | $659,000 | thousands by filing date | |
| DBX ETF TR | 233051242 | CMN | 24,336 | $658,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 13,697 | $655,000 | thousands by filing date | |
| ALLIANZGI DIVERSIFIED INCOME | 01883J108 | COM | 28,063 | $655,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 49,131 | $654,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 152,253 | $654,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 113,537 | $654,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 119,625 | $653,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 30,000 | $652,000 | thousands by filing date | put |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 4,800 | $652,000 | thousands by filing date | call |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 30,000 | $652,000 | thousands by filing date | put |
| IMAX CORP | 45245E109 | COM | 32,263 | $652,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 16,168 | $651,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P409 | NUVEEN ESG MIDCP | 19,323 | $650,000 | thousands by filing date | |
| YIREN DIGITAL LTD | 98585L100 | SPONSORED ADS | 47,243 | $650,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 15,979 | $648,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 147,478 | $648,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 4,003 | $648,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 62,819 | $648,000 | thousands by filing date | |
| CHASERG TECHNOLOGY ACQ CORP; TNT ACQ DT: 4/4/2020 | 16166a103 | COM | 64,516 | $648,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 13,463 | $647,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 18,975 | $646,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F387 | SHRT HGH YLD MUN | 25,761 | $646,000 | thousands by filing date | |
| FIRST TR BICK INDEX FD | 33733H107 | COM SHS | 24,056 | $646,000 | thousands by filing date | |
| UROGEN PHARMA LTD | M96088105 | COMMON STOCK | 17,939 | $645,000 | thousands by filing date | |
| NULL | 301505749 | NULL | 25,141 | $644,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 37,231 | $643,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 8,665 | $643,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 16,025 | $643,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 9,910 | $641,000 | thousands by filing date | |
| NORTHWEST NAT HLDG CO COM | 66765N105 | Stock | 9,214 | $640,000 | thousands by filing date | |
| LEGACY HOUSING CORP | 52472M101 | COMMON STOCK | 51,387 | $640,000 | thousands by filing date | |
| FOUNDATION BLDG MATLS INC | 350392106 | COM | 35,997 | $640,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 94,869 | $639,000 | thousands by filing date | |
| TRANSLATIONAL ACQUISITION DVLNT ORD | 89615T106 | COM | 61,700 | $638,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P863 | CALIF MUN INCM | 12,135 | $636,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 47,971 | $636,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 11,659 | $635,000 | thousands by filing date | |
| CLEARBRIDGE ALL CAP GROWTH ESG | 524682101 | FUND | 20,009 | $634,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 36,753 | $631,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 13,916 | $631,000 | thousands by filing date | |
| ABRDN SILVER ETF TRUST | 003264108 | PHYSCL SILVR SHS | 42,351 | $630,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 18,146 | $630,000 | thousands by filing date | |
| CARVANA CO CL A | 146869102 | Stock | 10,000 | $626,000 | thousands by filing date | put |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 13,261 | $624,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 3,855 | $621,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 51,978 | $620,000 | thousands by filing date | |
| ALLEGRO MERGER CORP | 01749N103 | COM | 61,914 | $620,000 | thousands by filing date | |
| ISHARES TR | 46429B465 | MSCI GERMNY ETF | 11,174 | $619,000 | thousands by filing date | |
| ALLOGENE THERAPEUTICS INC | 019770106 | COM | 22,976 | $617,000 | thousands by filing date | |
| NEWMARK GROUP INC | 65158N102 | CL A | 68,765 | $617,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 42,324 | $617,000 | thousands by filing date | |
| HARTFORD MULTIFACTOR EMERGING MARKETS ETF | 518416201 | ETF | 26,205 | $617,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 16,186 | $614,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 38,437 | $614,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A446 | OPUS SML CP VL | 24,312 | $614,000 | thousands by filing date | |
| MEIRAGTX HOLDINGS PLC | G59665102 | COMMON STOCK | 22,857 | $614,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 36,291 | $613,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 18,400 | $612,000 | thousands by filing date | put |
| JANUS DETROIT STR TR | 47103U407 | LONG TERM CARE | 21,360 | $612,000 | thousands by filing date | |
| SPDR INDEX SHS FDS EUR STOXX SMCP | 78463X392 | CEF | 10,546 | $611,000 | thousands by filing date | |
| CLARUS CORP NEW | 18270P109 | COM | 42,150 | $609,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 51,618 | $609,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 26,700 | $608,000 | thousands by filing date | call |
| GRIFFON CORP | 398433102 | COM | 35,787 | $605,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 74,088 | $604,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 123,157 | $604,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 27,699 | $603,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 4,400 | $601,000 | thousands by filing date | call |
| NUVEEN EMERGING MKTS DEBT 20 | 67077P101 | COM | 67,721 | $601,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 16,100 | $599,000 | thousands by filing date | call |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 12,000 | $599,000 | thousands by filing date | put |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 36,412 | $599,000 | thousands by filing date | |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 42,691 | $599,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 4,900 | $596,000 | thousands by filing date | put |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 43,976 | $596,000 | thousands by filing date | |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 60,340 | $595,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V670 | DYNMC OIL GAS | 97,101 | $595,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 6,840 | $592,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AP0 | NOTE 1.625%10/1 | 486,000 | $592,000 | thousands by filing date | principal |
| HERON THERAPEUTICS INC | 427746102 | COM | 31,767 | $591,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 8,955 | $591,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 66,075 | $591,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 9,967 | $590,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 26,709 | $590,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 29,209 | $590,000 | thousands by filing date | |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 15,025 | $586,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 10,072 | $585,000 | thousands by filing date | |
| iShares iBonds Dec 2026 Term Corporate ETF | 46435GAA0 | SHS | 23,280 | $584,000 | thousands by filing date | |
| ESSENTIAL PPTYS RLTY TR INC COM | 29670E107 | REIT | 29,135 | $584,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 13,021 | $584,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 10,400 | $581,000 | thousands by filing date | call |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 43,063 | $580,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 149,961 | $579,000 | thousands by filing date | |
| COREPOINT LODGING INC | 21872L104 | COM | 46,713 | $579,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 13,310 | $578,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 38,906 | $578,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 16,350 | $578,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 21,286 | $578,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 48,150 | $577,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 10,300 | $576,000 | thousands by filing date | put |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 6,283 | $576,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 109,325 | $575,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 4,939 | $575,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 12,000 | $573,000 | thousands by filing date | put |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 69,366 | $571,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V878 | DORSEY WRGT ENRG | 19,168 | $571,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 33,942 | $570,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 55,562 | $569,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 108,479 | $568,000 | thousands by filing date | |
| iShares U.S. Small Cap Equity Factor ETF | 46434V290 | SHS | 14,054 | $567,000 | thousands by filing date | |
| CARGURUS INC COM CL A | 141788109 | Stock | 15,716 | $567,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 12,573 | $566,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 221,953 | $565,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 6,163 | $565,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 14,821 | $564,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 3,886 | $563,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 2,700 | $562,000 | thousands by filing date | call |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 15,389 | $562,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J859 | MULTI INTL ETF | 19,911 | $562,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 15,701 | $561,000 | thousands by filing date | |
| POINTER TELOCATION LTD | M7946T104 | SHS | 36,800 | $561,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 6,142 | $560,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 36,690 | $560,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 28,178 | $559,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 46,258 | $559,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 19,546 | $558,000 | thousands by filing date | |
| SPIRIT OF TEX BANCSHARES INC | 84861D103 | COM | 24,802 | $558,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 17,646 | $557,000 | thousands by filing date | |
| EXANTAS CAP CORP | 30068N105 | COM NEW | 48,980 | $554,000 | thousands by filing date | |
| AQUAVENTURE HLDGS LTD | G0443N107 | SHS | 27,698 | $554,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 16,853 | $553,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 41,408 | $553,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 49,743 | $552,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 17,701 | $551,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 25,669 | $550,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 11,586 | $550,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 109,378 | $550,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 41,792 | $548,000 | thousands by filing date | |
| ETF SER SOLUTIONS SALT HIG TRUBT | 26922A479 | Stock | 21,465 | $548,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E370 | S&P 500 HB ETF | 12,811 | $547,000 | thousands by filing date | |
| JBG SMITH PPTYS COM | 46590V100 | REIT | 13,855 | $546,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 19,126 | $546,000 | thousands by filing date | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 7,973 | $545,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 84,284 | $545,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 36,516 | $545,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 14,894 | $543,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 13,444 | $543,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 19,507 | $543,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R795 | NASDAQ TRANSN | 22,686 | $542,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAQ5 | NOTE 4.750% 4/1 | 533,000 | $542,000 | thousands by filing date | principal |
| SCHWAB STRATEGIC TR | 808524722 | 1000 INDEX ETF | 18,671 | $539,000 | thousands by filing date | |
| OFFICE PPTYS INCOME TR | 67623C109 | COM SHS BEN INT | 20,532 | $539,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A826 | RANGE CANCER THE | 25,505 | $539,000 | thousands by filing date | |
| HARVEST CAP CR CORP | 41753F109 | COM | 50,937 | $538,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 20,000 | $537,000 | thousands by filing date | call |
| NUTRIEN LTD COM | 67077M108 | Stock | 10,000 | $535,000 | thousands by filing date | put |
| UNIFIRST CORP MASS | 904708104 | COM | 2,830 | $534,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 94,600 | $534,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 9,760 | $534,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 12,567 | $533,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 25,514 | $529,000 | thousands by filing date | |
| CARVANA CO CL A | 146869102 | Stock | 8,431 | $528,000 | thousands by filing date | |
| BJS WHSL CLUB HLDGS INC COM | 05550J101 | Stock | 19,935 | $527,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 138,048 | $527,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 57,797 | $527,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 145,502 | $527,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 17,529 | $525,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 35,460 | $524,000 | thousands by filing date | |
| EVOQUA WATER TECHNOLOGIES CO | 30057T105 | COM | 36,751 | $524,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 40,450 | $523,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 12,500 | $522,000 | thousands by filing date | put |
| CITIZENS INC | 174740100 | COMMON STOCK | 71,550 | $522,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 7,719 | $522,000 | thousands by filing date | |
| PROSHARES TR | 74348A145 | PET CARE ETF | 12,226 | $522,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 37,253 | $522,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 10,860 | $521,000 | thousands by filing date | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 20,364 | $520,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 65,297 | $519,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 101,020 | $519,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 8,447 | $518,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 30,724 | $518,000 | thousands by filing date | |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 6,877 | $517,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 42,230 | $517,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 25,031 | $517,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P607 | NUVEEN ESG SMLCP | 17,464 | $516,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 59,691 | $515,000 | thousands by filing date | |
| HL ACQUISITIONS CORP | G4603R106 | SHS | 50,961 | $515,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 7,118 | $514,000 | thousands by filing date | |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 29,305 | $514,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 52,726 | $513,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 13,128 | $508,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 48,314 | $507,000 | thousands by filing date | |
| NEW AGE BEVERAGES CORP | 64157V108 | COM | 108,696 | $506,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V274 | S&P500 EQL UTL | 5,114 | $505,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J627 | ESG REV ETF | 16,033 | $504,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 25,515 | $503,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 27,700 | $503,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 1,700 | $501,000 | thousands by filing date | call |
| ADT INC DEL COM | 00090Q103 | Stock | 81,664 | $500,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 18,500 | $500,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 61,557 | $499,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 16,940 | $499,000 | thousands by filing date | |
| MASTERCRAFT BOAT HOLDINGS IN | 57637H103 | COMMON STOCK | 25,454 | $499,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 18,417 | $497,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 29,065 | $497,000 | thousands by filing date | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 64,477 | $497,000 | thousands by filing date | |
| iShares MSCI Intl Momentum Factor ETF | 46434V449 | SHS | 16,671 | $495,000 | thousands by filing date | |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 25,913 | $495,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 97,953 | $495,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V806 | MFS SYS COR EQ | 6,076 | $495,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 28,995 | $494,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 31,428 | $494,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 10,257 | $494,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 16,888 | $493,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 16,229 | $493,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 6,455 | $491,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 63,087 | $491,000 | thousands by filing date | |
| FRANKLIN FTSE CHINA ETF | 35473P819 | ETF | 21,312 | $491,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y206 | DORSEY WRIGT ADR | 9,832 | $490,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 5,111 | $489,000 | thousands by filing date | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 28,878 | $488,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 11,589 | $487,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 17,755 | $487,000 | thousands by filing date | |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 54,369 | $487,000 | thousands by filing date | |
| ARROW INVTS TR DOGS OF THE | 042765693 | CEF | 9,592 | $486,000 | thousands by filing date | |
| FOCUS FINANCIAL PARTNERS INC. | 34417P100 | COM CL A | 17,770 | $485,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 19,074 | $484,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 29,265 | $484,000 | thousands by filing date | |
| GRITSTONE BIO INC | 39868T105 | COM | 43,469 | $484,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 34,078 | $483,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 49,520 | $483,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 18,388 | $481,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 7,220 | $481,000 | thousands by filing date | |
| JANUS DETROIT | 47103U100 | MF Closed and MF Open | 10,916 | $478,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 27,700 | $477,000 | thousands by filing date | call |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 74,380 | $476,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 32,300 | $475,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 6,075 | $474,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 2,300 | $473,000 | thousands by filing date | put |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 18,899 | $473,000 | thousands by filing date | |
| EVI INDUSTRIES INC | 26929N102 | COMMON STOCK | 12,319 | $472,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 34,795 | $471,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 49,722 | $470,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 21,951 | $470,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 14,923 | $469,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 141,800 | $468,000 | thousands by filing date | call |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 4,055 | $467,000 | thousands by filing date | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 11,573 | $467,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q205 | EQUAL SEC ETF | 6,281 | $467,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 39,267 | $467,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F114 | VIDEO GMNG ESPRT | 13,998 | $467,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 3,479 | $466,000 | thousands by filing date | |
| ESPEY MFG &ELECTRONICS CORP | 296650104 | COM | 18,800 | $465,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 20,854 | $464,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 31,024 | $462,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F486 | IG FLOA RATE ETF | 18,308 | $461,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 6,971 | $461,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 33,158 | $461,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R704 | RBA INDL ETF | 17,427 | $460,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L746 | US QUALITY CAP | 13,668 | $460,000 | thousands by filing date | |
| BLACK RIDGE ACQUISITION CORP | 09216T107 | COM | 44,694 | $458,000 | thousands by filing date | |
| PROSHARES TR | 74347R313 | PSHS ULSHT 7-10Y | 23,549 | $457,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 47,802 | $457,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 30,335 | $456,000 | thousands by filing date | |
| ISHARES TR | 46435U697 | IBONDS DEC | 17,302 | $454,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 21,937 | $453,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 7,924 | $453,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 12,725 | $453,000 | thousands by filing date | |
| BRANDYWINEGLOBAL GLOBAL INCOME | 10537L104 | COM | 38,489 | $452,000 | thousands by filing date | |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 56,667 | $452,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P850 | MUNICIPAL GRN BD | 17,549 | $452,000 | thousands by filing date | |
| EATON VANCE NY MUNI INCOME T | 27826W104 | SH BEN INT | 34,831 | $451,000 | thousands by filing date | |
| THE CUSHING MLP INFASTCR TOT | 231631201 | COM NEW | 44,105 | $450,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 11,929 | $449,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 35,647 | $448,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 31,687 | $447,000 | thousands by filing date | |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 25,839 | $445,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 14,200 | $444,000 | thousands by filing date | |
| PACER TRENDPILOT FUND OF FUNDS ETF | 69374H675 | ETF | 17,664 | $442,000 | thousands by filing date | |
| ARROW INVTS TR | 042765784 | QVM EQT FACTOR | 15,990 | $440,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2027 CORPORATE BOND ETF | 46138J783 | ETF | 21,255 | $436,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 4,132 | $435,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 10,848 | $435,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 10,726 | $434,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 12,117 | $433,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 63,331 | $432,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 19,896 | $432,000 | thousands by filing date | |
| ISHARES TR | 46435G102 | CONV BD ETF | 7,245 | $431,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 25,931 | $431,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 31,083 | $431,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A101 | CMN | 4,790 | $430,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33741X102 | SMID RISNG ETF | 20,862 | $429,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q886 | COM | 25,626 | $429,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V647 | SEMICONDUCTORS | 7,891 | $428,000 | thousands by filing date | |
| FIRST TR VALUE LINE 100 ETF | 33735G107 | COM SHS | 19,212 | $427,000 | thousands by filing date | |
| ARGENX SE SPONSORED ADR | 04016X101 | ADR | 3,009 | $426,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 26,427 | $426,000 | thousands by filing date | |
| ZSCALERINC | 98980G102 | STOK | 5,544 | $425,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 416 | $425,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 25,710 | $424,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 26,124 | $424,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 13,978 | $424,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 7,553 | $423,000 | thousands by filing date | |
| PURE ACQUISITION CORP | 74621Q106 | CL A | 41,681 | $423,000 | thousands by filing date | |
| YINTECH INVT HLDGS LTD | 98585M108 | SPONSORED ADR | 90,000 | $423,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L810 | WESTN ASET TTL | 15,608 | $422,000 | thousands by filing date | |
| J P MORGAN EXCHANGE-TRADED F | 46641Q100 | DIV RTN GLB EQ | 7,093 | $422,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 4,272 | $419,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 18,037 | $418,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A404 | VIDENT INTERNATI | 17,222 | $417,000 | thousands by filing date | |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 10,749 | $417,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 21,634 | $416,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 18,224 | $416,000 | thousands by filing date | |
| BANCO SANTANDER MEXICO SA | 05969B103 | SPONSORED ADS B | 54,415 | $416,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 25,977 | $416,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 41,147 | $415,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 16,000 | $415,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 28,753 | $413,000 | thousands by filing date | |
| TATTOOED CHEF INC CL A | 34986F103 | Stock | 41,100 | $413,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 70,868 | $412,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 31,798 | $412,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 44,055 | $411,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 34,034 | $410,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 18,306 | $409,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 22,201 | $409,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 19,852 | $408,000 | thousands by filing date | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 21,316 | $406,000 | thousands by filing date | |
| McCormick & Company Inc | 579780107 | COM | 2,617 | $406,000 | thousands by filing date | |
| STONECO LTD | G85158106 | COM CL A | 13,700 | $405,000 | thousands by filing date | call |
| COHEN & STEERS INC COM | 19247A100 | Stock | 7,846 | $404,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 36,294 | $404,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 32,346 | $402,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 5,466 | $402,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 5,763 | $401,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 18,978 | $401,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 6,000 | $400,000 | thousands by filing date | put |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 8,977 | $400,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 87,305 | $400,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 12,040 | $400,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 3,567 | $400,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F171 | GREEN BOND ETF | 14,915 | $400,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 32,669 | $399,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-19-016867 | this filing | 2019-08-14 | acceptance time not in the bulk data set |