13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2019-06-30, filed 2019-08-14, with 7,018 holding rows worth $248,806,989,000.
- Accession
- 0001567619-19-016867
- Filer
- CIK 1000275
- Filed
- 2019-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2019
A holdings report, 25,827 entries on the cover page, a total value of $248,806,989,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $248,806,989,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC Capital Markets Arbitrage S.A.028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerLMCG INVESTMENTS, LLC028-13608
- included managerMID CONTINENT CAPITAL LLC/IL028-05684
- included managerSymphonic Financial Advisors LLC028-12672
- included managerSEI INVESTMENTS MANAGEMENT CORP028-16475
- included managerAston Asset Management, LLC028-12347
- included managerUBS ASSET MANAGEMENT AMERICAS INC028-02682
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerJACKSON NATIONAL ASSET MANAGEMENT LLC028-06761
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CDK GLOBAL INC | 12508E101 | COM | 57,200 | $2,828,000 | thousands by filing date | put |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 60,956 | $2,819,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 36,115 | $2,818,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 43,781 | $2,807,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 104,967 | $2,805,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 50,000 | $2,803,000 | thousands by filing date | call |
| KIRBY CORP | 497266106 | COM | 35,431 | $2,800,000 | thousands by filing date | |
| PROSHARES TR | 74347B839 | MSCI EAFE DIVD | 74,580 | $2,796,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E180 | S&P SMLCP DISC | 46,756 | $2,784,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 59,131 | $2,783,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 54,700 | $2,779,000 | thousands by filing date | put |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 190,825 | $2,778,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 190,000 | $2,778,000 | thousands by filing date | call |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 240,489 | $2,768,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 13,640 | $2,767,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 113,795 | $2,764,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 71,588 | $2,761,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 71,003 | $2,761,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 69,108 | $2,746,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 50,100 | $2,742,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137Y401 | CMN | 38,331 | $2,742,000 | thousands by filing date | |
| DHX MEDIA LTD | 252406152 | COM VAR VTG | 1,876,722 | $2,740,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 75,163 | $2,738,000 | thousands by filing date | |
| LIVANOVA PLC | G5509L101 | SHS | 37,732 | $2,715,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 52,169 | $2,714,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 129,778 | $2,702,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 85,347 | $2,696,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 123,459 | $2,695,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 25,961 | $2,691,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E768 | FTSE INTL LOW | 95,668 | $2,684,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 66,240 | $2,675,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 30,600 | $2,671,000 | thousands by filing date | put |
| ONE GAS INC COM | 68235P108 | Stock | 29,550 | $2,670,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 40,000 | $2,669,000 | thousands by filing date | call |
| HUDSON PAC PPTYS INC | 444097109 | COM | 80,010 | $2,663,000 | thousands by filing date | |
| TPI Composites Inc | 87266J104 | Common Stock | 107,743 | $2,663,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 20,000 | $2,661,000 | thousands by filing date | put |
| REALITY SHS ETF TR | 75605A405 | DIVCN LDRS ETF | 76,008 | $2,650,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 353,556 | $2,649,000 | thousands by filing date | |
| JP Morgan Exchange Traded Fund | 46641Q712 | Betbuld Japan | 116,203 | $2,649,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 27,199 | $2,643,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 283,927 | $2,643,000 | thousands by filing date | |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 123,630 | $2,641,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E578 | BLOOM DATA ETF | 52,418 | $2,639,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 514,101 | $2,638,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 56,795 | $2,624,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 528,756 | $2,623,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 62,539 | $2,622,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 76,163 | $2,620,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 21,213 | $2,619,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 30,000 | $2,619,000 | thousands by filing date | call |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 95,763 | $2,617,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW NPV | 84860W300 | COM NEW | 61,263 | $2,613,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E834 | DWA TACTCL MLT | 102,665 | $2,606,000 | thousands by filing date | |
| AXOSFINLINC | 05465C100 | STOK | 95,541 | $2,603,000 | thousands by filing date | |
| iShares Emerging Markets Equity Factor ETF | 46434G889 | SHS | 61,582 | $2,595,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 83,664 | $2,594,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G409 | S&P SMLCP UTIL | 50,059 | $2,589,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 47,619 | $2,579,000 | thousands by filing date | |
| FRANKLIN ETF TR | 353506108 | SHRT DUR US GOVT | 27,204 | $2,576,000 | thousands by filing date | |
| INVESCO EXCHNG TRAD SLF INDE | 46139W304 | CORRT INM DEFS | 100,000 | $2,574,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 14,897 | $2,571,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 39,528 | $2,570,000 | thousands by filing date | |
| ARES MANAGEMENT CORPORATION CL A COM STK | 03990B101 | Stock | 98,216 | $2,570,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 109,700 | $2,569,000 | thousands by filing date | put |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 215,285 | $2,568,000 | thousands by filing date | |
| ISHARES TR | 46435G326 | CORE MSCI INTL | 46,828 | $2,566,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 21,145 | $2,562,000 | thousands by filing date | |
| PLURALSIGHT INC | 72941B106 | COM CL A | 84,458 | $2,561,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E263 | S&P GBL WATER | 68,310 | $2,559,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 534,326 | $2,554,000 | thousands by filing date | |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 138,389 | $2,536,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 67,396 | $2,531,000 | thousands by filing date | |
| INVESCO | 46138J841 | EXCHANGE TRADED | 118,795 | $2,525,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 17,667 | $2,524,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 93,186 | $2,511,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 15,000 | $2,508,000 | thousands by filing date | put |
| WARRIOR MET COAL INC | 93627C101 | COM | 95,935 | $2,506,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 452,996 | $2,504,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 473,427 | $2,500,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V753 | FOOD & BEVERAGE | 74,730 | $2,499,000 | thousands by filing date | |
| INVESCO S&P SMALLCAP 600PURE VALUE ETF | 46137V167 | ETF | 39,919 | $2,493,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E115 | S&P SMLCP INFO | 29,784 | $2,490,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D203 | BULLISH FD | 95,888 | $2,490,000 | thousands by filing date | |
| SWITCH INC | 87105L104 | CL A | 190,000 | $2,487,000 | thousands by filing date | call |
| INVESCO EXCHNG TRAD SLF INDE | 46139W403 | CORRT INM VALU | 100,000 | $2,482,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R688 | S&P INTL DIVID | 145,185 | $2,480,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 56,900 | $2,478,000 | thousands by filing date | put |
| INVESCO | 46138J874 | EXCHANGE TRADED | 101,041 | $2,477,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 99,169 | $2,472,000 | thousands by filing date | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 48,525 | $2,470,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 64,710 | $2,466,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E388 | S&P 500 EX RAT | 63,847 | $2,464,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 34,844 | $2,455,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 46,700 | $2,453,000 | thousands by filing date | call |
| DAILY JOURNAL CORP | 233912104 | COM | 10,260 | $2,442,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 36,149 | $2,440,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 89,956 | $2,440,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 420,686 | $2,439,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E172 | S&P SMLCP STAP | 33,273 | $2,433,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 110,904 | $2,429,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 193,859 | $2,425,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 800,000 | $2,424,000 | thousands by filing date | call |
| RALPH LAUREN CORP | 751212101 | CL A | 21,339 | $2,424,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 189,517 | $2,424,000 | thousands by filing date | |
| PACER FDS TR | 69374H832 | MILTRY TIMS ETF | 83,455 | $2,424,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 41,458 | $2,423,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 15,000 | $2,421,000 | thousands by filing date | put |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 177,274 | $2,420,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V431 | S&P 500 GARP ETF | 43,045 | $2,417,000 | thousands by filing date | |
| TERADYNE INC | 880770AG7 | NOTE | 1,530,000 | $2,414,000 | thousands by filing date | principal |
| MERCURY GENL CORP NEW | 589400100 | COM | 38,549 | $2,410,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 217,557 | $2,400,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 43,718 | $2,390,000 | thousands by filing date | |
| iShares MSCI Russia ETF Special | 46434G798 | Exchange Traded Fund | 60,657 | $2,388,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 55,643 | $2,381,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 3,006 | $2,366,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 329,457 | $2,365,000 | thousands by filing date | |
| GRANITESHARES GOLD TR | 38748G101 | SHS BEN INT | 168,031 | $2,364,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 390,017 | $2,360,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 240,000 | $2,357,000 | thousands by filing date | put |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 1,037,400 | $2,355,000 | thousands by filing date | call |
| AUTOLIV INC | 052800109 | COM | 33,386 | $2,355,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 71,829 | $2,352,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 158,950 | $2,348,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 5,000 | $2,347,000 | thousands by filing date | put |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 136,833 | $2,347,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 19,565 | $2,335,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 56,073 | $2,333,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 25,700 | $2,332,000 | thousands by filing date | put |
| ANGIODYNAMICS INC | 03475V101 | COM | 118,140 | $2,326,000 | thousands by filing date | |
| ANDEAVOR LOGISTICS LP NPV | 03350F106 | COM UNIT LP INT | 63,828 | $2,319,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 61,561 | $2,317,000 | thousands by filing date | |
| ISHARES SYSTEMATIC BOND ETF | 46435U796 | COM | 22,889 | $2,311,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 17,976 | $2,306,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 12,242 | $2,303,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V175 | S&P SML600 GWT | 20,691 | $2,301,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 96,632 | $2,300,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 34,423 | $2,298,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 21,567 | $2,294,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 75,795 | $2,292,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 31,500 | $2,291,000 | thousands by filing date | call |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 149,523 | $2,289,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 45,827 | $2,289,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 152,619 | $2,289,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 54,312 | $2,287,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 22,795 | $2,284,000 | thousands by filing date | |
| US FOODS HLDG CORP COM | 912008109 | Stock | 63,648 | $2,277,000 | thousands by filing date | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 26,125 | $2,276,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W323 | CMN | 91,475 | $2,265,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 67,073 | $2,263,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 31,963 | $2,260,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 52,755 | $2,259,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 123,154 | $2,255,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 12,927 | $2,253,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 46,743 | $2,251,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 53,477 | $2,250,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 101,211 | $2,250,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 84,348 | $2,246,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 31,300 | $2,243,000 | thousands by filing date | put |
| PDC ENERGY INC | 69327R101 | COM | 62,135 | $2,240,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X426 | ST STR MSCI EM | 37,735 | $2,240,000 | thousands by filing date | |
| ISHARES TR | 46434VBD1 | IBONDS DEC25 ETF | 87,413 | $2,238,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 45,000 | $2,237,000 | thousands by filing date | put |
| NEKTAR THERAPEUTICS | 640268108 | COM | 62,687 | $2,230,000 | thousands by filing date | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 101,727 | $2,229,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 134,832 | $2,229,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V811 | S&P500 EQL HIG | 30,424 | $2,217,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 36,504 | $2,215,000 | thousands by filing date | |
| WORLD GOLD TR SPDR LNG DLR GLD | 98149E105 | CEF | 15,774 | $2,213,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 222,654 | $2,207,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 35,415 | $2,206,000 | thousands by filing date | |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 147,127 | $2,206,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 47,615 | $2,205,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 48,694 | $2,204,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 43,821 | $2,199,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 30,000 | $2,199,000 | thousands by filing date | put |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 55,249 | $2,198,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y475 | S&P 500 COVERED | 44,885 | $2,193,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 13,100 | $2,193,000 | thousands by filing date | put |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 133,723 | $2,189,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 94,029 | $2,188,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L787 | GLB QLT R/E IDX | 34,443 | $2,186,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 17,210 | $2,183,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 68,226 | $2,183,000 | thousands by filing date | |
| ISHARES | 46435U432 | EXCHANGE TRADED | 81,118 | $2,183,000 | thousands by filing date | |
| APELLIS PHARMACEUTICALS INC | 03753U106 | COM | 85,896 | $2,177,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X610 | EURO QTLY DIV GR | 84,025 | $2,176,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V258 | S&P500 PUR VAL | 33,460 | $2,175,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 27,083 | $2,172,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 79,933 | $2,172,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 80,000 | $2,170,000 | thousands by filing date | put |
| Altria Group Inc | 02209S103 | COM | 45,800 | $2,169,000 | thousands by filing date | call |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 57,271 | $2,167,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 38,613 | $2,166,000 | thousands by filing date | |
| MMA Capital Management LLC | 55315D105 | COM | 64,674 | $2,165,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 87,021 | $2,162,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 185,200 | $2,158,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 77,278 | $2,156,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 17,300 | $2,153,000 | thousands by filing date | call |
| AMERIS BANCORP | 03076K108 | COM | 54,943 | $2,153,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 71,466 | $2,152,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 75,200 | $2,149,000 | thousands by filing date | put |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 85,000 | $2,144,000 | thousands by filing date | put |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 49,615 | $2,144,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 113,200 | $2,143,000 | thousands by filing date | call |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 126,806 | $2,140,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 229,155 | $2,136,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2021 TERM MUNI BD ETF | 46435G789 | ETF | 82,701 | $2,132,000 | thousands by filing date | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 45,351 | $2,131,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 59,132 | $2,128,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 69,821 | $2,123,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 333,570 | $2,122,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 102,280 | $2,120,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 240,000 | $2,117,000 | thousands by filing date | put |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 167,142 | $2,116,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 42,883 | $2,116,000 | thousands by filing date | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 328,478 | $2,116,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 78,382 | $2,114,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 200,603 | $2,114,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 150,314 | $2,113,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 53,235 | $2,112,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 71,279 | $2,112,000 | thousands by filing date | |
| INVESCO INVESTMENT GRADE DEFENSIVE ETF | 46139W502 | ETF | 81,155 | $2,111,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 90,750 | $2,108,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 425,135 | $2,104,000 | thousands by filing date | |
| PIMCO EQUITY SER | 72202L389 | RAFI DYN EMERG | 87,102 | $2,102,000 | thousands by filing date | |
| ENSCO ROWAN PLC | G3166L100 | SHS CLASS A | 246,580 | $2,102,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 34,514 | $2,094,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 135,251 | $2,093,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 144,640 | $2,092,000 | thousands by filing date | |
| INVESCO | 46138J825 | EXCHANGE TRADED | 98,721 | $2,088,000 | thousands by filing date | |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 216,179 | $2,088,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 6,677 | $2,086,000 | thousands by filing date | |
| FOX CORP | 35137L204 | CL B COM | 57,087 | $2,085,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 167,735 | $2,085,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 43,021 | $2,085,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 101,435 | $2,083,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 405,900 | $2,082,000 | thousands by filing date | put |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 163,558 | $2,079,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 66,804 | $2,078,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 185,110 | $2,072,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 53,236 | $2,070,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P855 | INSTL PFD SECS | 106,447 | $2,067,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 37,956 | $2,061,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 16,336 | $2,058,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 41,437 | $2,056,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R811 | NASDQ SEMCNDTR | 63,345 | $2,056,000 | thousands by filing date | |
| Etfmg Prime Mobile | 26924G409 | COM | 43,702 | $2,050,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 125,266 | $2,047,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 62,244 | $2,047,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 47,500 | $2,042,000 | thousands by filing date | put |
| PARSLEY ENERGY INC | 701877102 | CL A | 107,400 | $2,042,000 | thousands by filing date | call |
| TXNM ENERGY INC COM | 69349H107 | Stock | 40,067 | $2,039,000 | thousands by filing date | |
| STONECO LTD | G85158106 | COM CL A | 68,895 | $2,038,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V498 | S&P SMLCP MOMENT | 54,315 | $2,037,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 72,294 | $2,037,000 | thousands by filing date | |
| ATHENEX INC | 04685N103 | COM | 102,642 | $2,033,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 77,601 | $2,032,000 | thousands by filing date | principal |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 32,844 | $2,030,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 211,911 | $2,029,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 35,935 | $2,023,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 62,460 | $2,022,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 14,216 | $2,021,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 46,010 | $2,020,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 106,700 | $2,020,000 | thousands by filing date | put |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 49,893 | $2,019,000 | thousands by filing date | |
| PENUMBRA INC COM | 70975L107 | Stock | 12,610 | $2,018,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 30,409 | $2,016,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 14,305 | $2,013,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V340 | S&P500 EQL FIN | 46,456 | $2,013,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 286,600 | $2,009,000 | thousands by filing date | call |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 479,259 | $2,008,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 23,000 | $2,005,000 | thousands by filing date | call |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 68,828 | $2,002,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 342,640 | $1,998,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2026 CORPORATE BOND ETF | 46138J791 | ETF | 99,005 | $1,997,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 135,055 | $1,994,000 | thousands by filing date | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 57,815 | $1,994,000 | thousands by filing date | |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 94,378 | $1,993,000 | thousands by filing date | |
| ISHARES TR | 46434V571 | ISHARES TR | 77,996 | $1,992,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 12,800 | $1,990,000 | thousands by filing date | call |
| TEREX CORP NEW COM | 880779103 | Stock | 63,276 | $1,986,000 | thousands by filing date | |
| AVANTOR INC | 05352A209 | 6.25 PFD CNV SR | 30,000 | $1,984,000 | thousands by filing date | principal |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 69,921 | $1,977,000 | thousands by filing date | |
| ISHARES TR | 46435G425 | COM | 30,578 | $1,973,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 36,945 | $1,972,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 95,856 | $1,966,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J858 | BULSHS 2023 HY | 75,445 | $1,966,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 148,077 | $1,962,000 | thousands by filing date | |
| CUSHING ETF TRUST | 23163L108 | ENRGY &MLP ETF | 79,323 | $1,962,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 59,298 | $1,958,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 37,128 | $1,956,000 | thousands by filing date | |
| CADENCE BANCORP | 12739A100 | COMMON EQUITY | 94,034 | $1,956,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 23,141 | $1,954,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742A669 | IPATH SHILR CAPE | 14,370 | $1,949,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 156,704 | $1,947,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q718 | INTL SEC DV DOG | 74,877 | $1,947,000 | thousands by filing date | |
| BEONE MEDICINES LTD SPONSORED ADS | 07725L102 | ADR | 15,681 | $1,943,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 10,000 | $1,941,000 | thousands by filing date | put |
| MODERNA INC | 60770K107 | COM | 132,417 | $1,938,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 31,607 | $1,936,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 119,686 | $1,934,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 106,764 | $1,933,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 10,228 | $1,925,000 | thousands by filing date | |
| NUVEEN CR OPPORTUNITIES 2022 | 67075U102 | COM | 201,518 | $1,925,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 58,433 | $1,915,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 84,796 | $1,912,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 78,633 | $1,911,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 139,783 | $1,909,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 20,059 | $1,907,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 15,300 | $1,904,000 | thousands by filing date | put |
| Accenture Plc Class A | G1151C101 | COM | 10,300 | $1,903,000 | thousands by filing date | put |
| SABRE CORP COM | 78573M104 | Stock | 85,594 | $1,900,000 | thousands by filing date | |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 33,383 | $1,900,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 269,320 | $1,890,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 71,303 | $1,889,000 | thousands by filing date | |
| EVERSPIN TECHNOLOGIES INC | 30041T104 | COMMON STOCK | 289,330 | $1,887,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 39,601 | $1,886,000 | thousands by filing date | |
| AXONENTERPRISEINC | 05464C101 | STOK | 29,305 | $1,882,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 57,423 | $1,880,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 19,925 | $1,879,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 35,100 | $1,874,000 | thousands by filing date | put |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 50,690 | $1,874,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 33,956 | $1,873,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 35,000 | $1,869,000 | thousands by filing date | call |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 95,156 | $1,865,000 | thousands by filing date | |
| ISHARES TR | 46432FBC0 | IBONDS MAR20 ETF | 71,297 | $1,862,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 61,200 | $1,859,000 | thousands by filing date | call |
| FLEXSHARES TR | 33939L886 | ULTR SHO INC FD | 24,524 | $1,858,000 | thousands by filing date | |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 117,756 | $1,853,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 233,992 | $1,851,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 36,174 | $1,846,000 | thousands by filing date | |
| BLOOM ENERGY CORP | 093712107 | COM | 150,000 | $1,841,000 | thousands by filing date | call |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 103,088 | $1,841,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 232,440 | $1,841,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 33,714 | $1,841,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L207 | SELECT US EQTY | 78,492 | $1,839,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y673 | US INFR DEV ETF | 112,622 | $1,836,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 61,293 | $1,836,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 49,657 | $1,832,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 11,900 | $1,831,000 | thousands by filing date | call |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 222,062 | $1,825,000 | thousands by filing date | |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 1,906,000 | $1,824,000 | thousands by filing date | principal |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 22,009 | $1,818,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F870 | LOW DUR STRTGC | 88,930 | $1,818,000 | thousands by filing date | |
| ANGEL OAK FINL STRATEGIES IN | 03464A100 | COM BEN INT | 90,175 | $1,813,000 | thousands by filing date | |
| GREAT WESTN BANCORP INC | 391416104 | COM | 50,623 | $1,809,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505301 | YLD SHS HGH INC | 100,630 | $1,803,000 | thousands by filing date | |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 32,280 | $1,797,000 | thousands by filing date | |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 457,602 | $1,794,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 216,626 | $1,792,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 247,881 | $1,791,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 47,307 | $1,790,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 140,524 | $1,790,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 111,580 | $1,787,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V688 | NEXT GEN CON ETF | 30,446 | $1,784,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 22,061 | $1,783,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 9,600 | $1,770,000 | thousands by filing date | put |
| AXT INC | 00246W103 | COM | 446,840 | $1,770,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 32,540 | $1,767,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 40,000 | $1,766,000 | thousands by filing date | put |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 128,965 | $1,765,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 151,800 | $1,763,000 | thousands by filing date | call |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 24,249 | $1,761,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 11,060 | $1,758,000 | thousands by filing date | |
| RIVERNORTH OPPORTUNITIES FD | 76881Y109 | COM | 103,114 | $1,757,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 64,419 | $1,757,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 16,737 | $1,750,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 191,305 | $1,742,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 45,545 | $1,738,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 99,763 | $1,737,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 75,352 | $1,736,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 50,000 | $1,734,000 | thousands by filing date | put |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 109,362 | $1,734,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 209,057 | $1,733,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 78,264 | $1,733,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 49,465 | $1,727,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 27,100 | $1,723,000 | thousands by filing date | call |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 130,876 | $1,722,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 23,280 | $1,717,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 59,131 | $1,711,000 | thousands by filing date | |
| TRANSUNION COM | 89400J107 | Stock | 23,263 | $1,711,000 | thousands by filing date | |
| FORTIVE CORP | 34959J207 | PREFERRED | 1,668 | $1,710,000 | thousands by filing date | principal |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 55,560 | $1,702,000 | thousands by filing date | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 430,583 | $1,700,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 43,876 | $1,700,000 | thousands by filing date | |
| WAGEWORKS INC | 930427109 | COM | 33,318 | $1,693,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 16,400 | $1,692,000 | thousands by filing date | call |
| PETMED EXPRESS INC | 716382106 | COM | 107,516 | $1,685,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 109,866 | $1,684,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 49,266 | $1,683,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAT9 | BOND | 1,633,000 | $1,682,000 | thousands by filing date | principal |
| LITHIA MTRS INC COM | 536797103 | Stock | 14,127 | $1,678,000 | thousands by filing date | |
| ISHARES TR | 46434V266 | INTERNATIONAL SL | 57,926 | $1,678,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 37,113 | $1,678,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 130,868 | $1,676,000 | thousands by filing date | |
| COCRYSTAL PHARMA INC | 19188J300 | CMN | 713,240 | $1,676,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 78,279 | $1,663,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 52,400 | $1,657,000 | thousands by filing date | put |
| CABLE ONE INC | 12685J105 | COM | 1,414 | $1,657,000 | thousands by filing date | |
| FRONT YD RESIDENTIAL CORP | 35904G107 | COM | 135,443 | $1,655,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 109,294 | $1,648,000 | thousands by filing date | |
| NUVECTRA CORP | 67075N108 | COM | 491,286 | $1,646,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 96,935 | $1,645,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 72,069 | $1,639,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT INDUSTRIALS MOMENTUM ETF | 46137V845 | ETF | 24,685 | $1,638,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 75,303 | $1,635,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V712 | BLOO MVP MUL ETF | 16,670 | $1,635,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 55,974 | $1,632,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 24,069 | $1,629,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 76,232 | $1,629,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 153,383 | $1,627,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 37,683 | $1,626,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 14,400 | $1,625,000 | thousands by filing date | put |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 22,447 | $1,625,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 62,435 | $1,623,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 35,000 | $1,620,000 | thousands by filing date | put |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 141,273 | $1,620,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P301 | MUNI HI INCM ETF | 30,946 | $1,619,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 65,400 | $1,618,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 89,046 | $1,615,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V860 | DORSEY WRGT FINL | 43,535 | $1,615,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 27,634 | $1,612,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 31,672 | $1,611,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 132,935 | $1,611,000 | thousands by filing date | |
| BANK OF MONTREAL | 063679104 | ETN LKD 36 | 33,966 | $1,609,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 2,330 | $1,608,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 374,000 | $1,608,000 | thousands by filing date | call |
| CONTINENTAL RES INC | 212015101 | COM | 38,200 | $1,607,000 | thousands by filing date | put |
| ISHARES TR | 46435G144 | 10 YR INVT GRD | 30,908 | $1,606,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F767 | INDIA GROWTH LDR | 42,251 | $1,603,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 102,787 | $1,600,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L405 | CMN | 88,910 | $1,586,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 15,199 | $1,585,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 158,000 | $1,582,000 | thousands by filing date | put |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 47,731 | $1,581,000 | thousands by filing date | |
| PACER FDS TR | 69374H691 | mc | 54,986 | $1,581,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 31,600 | $1,577,000 | thousands by filing date | put |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 135,949 | $1,577,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 51,225 | $1,576,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V373 | S&P500 EQL STP | 11,782 | $1,576,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 34,443 | $1,575,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 30,643 | $1,574,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 167,399 | $1,573,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 39,010 | $1,571,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P707 | RIVR FRNT DYN | 25,460 | $1,570,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092832 | DIVID ETF RISI | 49,010 | $1,564,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 99,863 | $1,563,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 12,107 | $1,554,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 43,207 | $1,554,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 69,835 | $1,553,000 | thousands by filing date | |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 29,761 | $1,547,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 52,881 | $1,546,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 37,670 | $1,546,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 123,819 | $1,545,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 44,466 | $1,541,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 26,465 | $1,539,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 39,245 | $1,536,000 | thousands by filing date | |
| EATON VANCE HIGH INCOME 2021 | 27829W101 | COM SH BEN INT | 152,468 | $1,535,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 13,890 | $1,529,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 114,500 | $1,529,000 | thousands by filing date | call |
| CHEFS WHSE INC | 163086101 | COM | 43,495 | $1,526,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 111,528 | $1,526,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 39,476 | $1,524,000 | thousands by filing date | |
| ISHARES MSCI DENMARK ETF | 46429B523 | ETF | 24,425 | $1,523,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 20,000 | $1,522,000 | thousands by filing date | put |
| SAFETY INS GROUP INC | 78648T100 | COM | 15,962 | $1,518,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 93,638 | $1,518,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108102 | CMN | 30,779 | $1,517,000 | thousands by filing date | |
| VANECK EGYPT INDEX ETF | 92189F775 | FUND | 49,098 | $1,516,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 33,667 | $1,514,000 | thousands by filing date | |
| SLEEP NUMBER CORP | 83125X103 | COM D | 37,297 | $1,505,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 4,800 | $1,502,000 | thousands by filing date | call |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 118,251 | $1,498,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 20,678 | $1,497,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 200,400 | $1,495,000 | thousands by filing date | put |
| CENTRAL SECURITIES CORP | 155123102 | COM | 48,958 | $1,494,000 | thousands by filing date | |
| ATLANTIC UN BANKSHARES CORP COM | 04911A107 | Stock | 42,217 | $1,492,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 27,708 | $1,491,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 57,676 | $1,488,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 55,567 | $1,486,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 90,055 | $1,480,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 96,224 | $1,480,000 | thousands by filing date | |
| PROSHARES TR | 74347R404 | PSHS ULT MCAP400 | 36,092 | $1,475,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 31,441 | $1,475,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 69,987 | $1,471,000 | thousands by filing date | |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 32,845 | $1,468,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 33,000 | $1,466,000 | thousands by filing date | put |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 185,041 | $1,465,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 28,023 | $1,463,000 | thousands by filing date | |
| ADVANCED DISP SVCS INC DEL | 00790X101 | COM | 45,754 | $1,460,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V803 | DORSEY WRGT CSMR | 26,255 | $1,460,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 63,514 | $1,460,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 96,433 | $1,459,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G103 | INFRAC ACT MLP | 261,650 | $1,457,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V662 | PHARMACEUTICALS | 24,203 | $1,456,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B560 | FTSE INTL EQTY C | 71,431 | $1,455,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 46,444 | $1,453,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P830 | SHRT DUR MNG MUN | 71,191 | $1,452,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-19-016867 | this filing | 2019-08-14 | acceptance time not in the bulk data set |