13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2019-06-30, filed 2019-08-14, with 7,018 holding rows worth $248,806,989,000.
- Accession
- 0001567619-19-016867
- Filer
- CIK 1000275
- Filed
- 2019-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2019
A holdings report, 25,827 entries on the cover page, a total value of $248,806,989,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $248,806,989,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC Capital Markets Arbitrage S.A.028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerLMCG INVESTMENTS, LLC028-13608
- included managerMID CONTINENT CAPITAL LLC/IL028-05684
- included managerSymphonic Financial Advisors LLC028-12672
- included managerSEI INVESTMENTS MANAGEMENT CORP028-16475
- included managerAston Asset Management, LLC028-12347
- included managerUBS ASSET MANAGEMENT AMERICAS INC028-02682
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerJACKSON NATIONAL ASSET MANAGEMENT LLC028-06761
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FIRST TR EXCHANGE TRADED FD | 33738R860 | NASDAQ BK ETF | 214,433 | $5,435,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 227,645 | $5,423,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 42,680 | $5,422,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 118,438 | $5,407,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 227,904 | $5,406,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 170,638 | $5,405,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 207,701 | $5,389,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 19,352 | $5,386,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 106,206 | $5,376,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 304,756 | $5,367,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 139,653 | $5,362,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 387,823 | $5,360,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 40,400 | $5,358,000 | thousands by filing date | put |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 194,010 | $5,347,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 41,427 | $5,343,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V191 | S&P MDCP400 VL | 79,752 | $5,343,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 161,741 | $5,339,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G698 | S&P 500 REVENUE | 99,875 | $5,331,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2021 HIGH | 46138J809 | BULSHS 2021 HY | 215,703 | $5,328,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 137,908 | $5,327,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 63,832 | $5,310,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 129,101 | $5,308,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 448,497 | $5,301,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 99,799 | $5,296,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 97,000 | $5,285,000 | thousands by filing date | call |
| VICTORY PORTFOLIOS II | 92647N865 | CMN | 112,567 | $5,285,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G202 | VIRTUS LIFESC BT | 128,698 | $5,284,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 37,588 | $5,275,000 | thousands by filing date | |
| INVESCO S&P 500 EQUAL WEIGHT ENERGY ETF | 46137V365 | ETF | 108,594 | $5,272,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 130,300 | $5,252,000 | thousands by filing date | call |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 68,865 | $5,251,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 42,009 | $5,250,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 10,000 | $5,246,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V308 | BUYBACK ACHIEV | 83,686 | $5,240,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 116,575 | $5,231,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 87,269 | $5,227,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 31,800 | $5,223,000 | thousands by filing date | call |
| S&P Global,Inc. | 78409V104 | COM | 22,900 | $5,216,000 | thousands by filing date | put |
| INVESCO EXCHNG TRAD SLF INDE | 46139W700 | MLT FTR CR FXD | 200,000 | $5,206,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 132,600 | $5,203,000 | thousands by filing date | call |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 188,855 | $5,203,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X578 | EM EX ST-OWNED | 179,826 | $5,192,000 | thousands by filing date | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 292,636 | $5,179,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 120,000 | $5,176,000 | thousands by filing date | put |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 207,175 | $5,173,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 80,038 | $5,170,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 460,300 | $5,160,000 | thousands by filing date | put |
| OCCIDENTAL PETE CORP | 674599105 | COM | 102,600 | $5,159,000 | thousands by filing date | call |
| SLM CORP COM | 78442P106 | Stock | 530,623 | $5,158,000 | thousands by filing date | |
| Vanguard ESG International Stock ETF | 921910725 | SHS | 103,270 | $5,156,000 | thousands by filing date | |
| IAA INC | 449253103 | COM | 132,868 | $5,153,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 283,000 | $5,145,000 | thousands by filing date | put |
| INVESCO EXCHNG TRAD SLF INDE | 46139W106 | EMMKT DB DEFSV | 200,000 | $5,145,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 83,047 | $5,144,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 386,137 | $5,143,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 51,883 | $5,125,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 142,632 | $5,117,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 49,719 | $5,090,000 | thousands by filing date | |
| JEFFERIES FINANCIAL GROUP IN | 47233W109 | COM | 264,128 | $5,079,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 393,105 | $5,075,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 60,300 | $5,071,000 | thousands by filing date | call |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 319,451 | $5,070,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 113,298 | $5,067,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 321,769 | $5,067,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 160,346 | $5,067,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 373,490 | $5,064,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 19,500 | $5,063,000 | thousands by filing date | put |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 125,600 | $5,059,000 | thousands by filing date | put |
| AVIS BUDGET GROUP INC | 053774105 | COM | 143,800 | $5,056,000 | thousands by filing date | put |
| WORKDAY INC | 98138HAD3 | NOTE 1.500% 7/1 | 2,000,000 | $5,040,000 | thousands by filing date | principal |
| SUNTRUST BANKS INC | 867914103 | COM | 80,000 | $5,028,000 | thousands by filing date | put |
| METLIFE INC COM | 59156R108 | Stock | 100,800 | $5,007,000 | thousands by filing date | call |
| QURATE RETAIL INC | 74915M100 | COM SER A | 403,016 | $4,993,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 358,022 | $4,991,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 154,400 | $4,989,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 217,400 | $4,976,000 | thousands by filing date | call |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 1,172,172 | $4,970,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 89,143 | $4,961,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 115,900 | $4,958,000 | thousands by filing date | call |
| NXP SEMICONDUCTORS N V | 62952QAB6 | NOTE 1.000%12/0 | 4,700,000 | $4,953,000 | thousands by filing date | principal |
| UMH PPTYS INC | 903002103 | COM | 397,711 | $4,935,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 322,532 | $4,931,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V787 | BIOTECHNOLOGY | 91,887 | $4,918,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 84,218 | $4,911,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 174,778 | $4,903,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 171,900 | $4,902,000 | thousands by filing date | call |
| FIRST BUSEY CORP | 319383204 | COM NEW | 185,572 | $4,901,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 117,554 | $4,900,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 201,597 | $4,894,000 | thousands by filing date | |
| FIRST HAWAIIAN INC | 32051X108 | COM | 188,517 | $4,876,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J601 | BULSHS 2020 HY | 202,121 | $4,869,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 244,075 | $4,859,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 207,435 | $4,856,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 223,137 | $4,854,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 105,711 | $4,852,000 | thousands by filing date | |
| ALLSCRIPTS HEALTHCARE SOLUTN | 01988PAD0 | NOTE 1.250% 7/0 | 4,850,000 | $4,851,000 | thousands by filing date | principal |
| WORKDAY INC | 98138HAF8 | NOTE 0.250%10/0 | 3,238,000 | $4,849,000 | thousands by filing date | principal |
| AIRCASTLE LTD | G0129K104 | COM | 227,679 | $4,840,000 | thousands by filing date | |
| LYFT INC | 55087P104 | CL A COM | 73,562 | $4,834,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 101,500 | $4,826,000 | thousands by filing date | put |
| AbbVie,Inc. | 00287Y109 | COM | 66,300 | $4,822,000 | thousands by filing date | put |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 39,530 | $4,817,000 | thousands by filing date | |
| ISHARES TR | 46434V456 | MSCI INTL QUALTY | 159,420 | $4,812,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 42,838 | $4,810,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 116,259 | $4,802,000 | thousands by filing date | |
| Vanguard Total World Bond ETF | 92206C565 | SHS | 60,904 | $4,798,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 41,332 | $4,796,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 54,000 | $4,780,000 | thousands by filing date | put |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 59,411 | $4,778,000 | thousands by filing date | |
| DELPHI TECHNOLOGIES PLC | G2709G107 | SHS | 238,750 | $4,775,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 190,239 | $4,756,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 86,550 | $4,755,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 99,544 | $4,755,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 259,282 | $4,753,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 279,655 | $4,734,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 404,824 | $4,732,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 112,818 | $4,729,000 | thousands by filing date | |
| PACER FDS TR | 69374H881 | US CASH COWS 100 | 164,742 | $4,726,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A879 | VAR RATE INVT | 189,565 | $4,714,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 150,880 | $4,711,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 35,976 | $4,709,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 263,542 | $4,707,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E784 | EMRNG MKT SVRG | 161,884 | $4,702,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 34,418 | $4,694,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 225,600 | $4,692,000 | thousands by filing date | call |
| INVESCO EXCHANGE TRADED FD T | 46137V217 | S&P MDCP400 PR | 31,625 | $4,689,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 134,047 | $4,687,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 38,816 | $4,668,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 122,695 | $4,667,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 256,242 | $4,651,000 | thousands by filing date | |
| BLACK KNIGHT INC COM | 09215C105 | Stock | 77,208 | $4,644,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 129,596 | $4,639,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 115,715 | $4,629,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 3,924,000 | $4,628,000 | thousands by filing date | principal |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 319,382 | $4,624,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 70,000 | $4,602,000 | thousands by filing date | put |
| ALPHA ARCHITECT U.S. QUANTITATIVE VALUE ETF | 02072L102 | ETF | 163,767 | $4,592,000 | thousands by filing date | |
| iShares International Equity Factor ETF | 46434V274 | SHS | 174,762 | $4,590,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 428,842 | $4,584,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 360,553 | $4,572,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 140,100 | $4,569,000 | thousands by filing date | call |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 24,912 | $4,561,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 150,000 | $4,560,000 | thousands by filing date | call |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 173,528 | $4,553,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 135,576 | $4,548,000 | thousands by filing date | |
| COLUMBIA FINANCIAL INC | 197641103 | COMMON STOCK | 301,140 | $4,548,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L308 | MSTAR EMKT FAC | 87,713 | $4,547,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 100,300 | $4,543,000 | thousands by filing date | call |
| IPG PHOTONICS CORP | 44980X109 | COM | 29,403 | $4,536,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 381,333 | $4,534,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 222,000 | $4,525,000 | thousands by filing date | call |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 57,836 | $4,514,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 116,415 | $4,512,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 83,246 | $4,511,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 13,900 | $4,491,000 | thousands by filing date | put |
| UDR INC COM | 902653104 | REIT | 99,975 | $4,488,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 459,489 | $4,476,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 45,830 | $4,474,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 80,055 | $4,460,000 | thousands by filing date | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 307,487 | $4,444,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 101,628 | $4,443,000 | thousands by filing date | |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 225,360 | $4,442,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 81,487 | $4,439,000 | thousands by filing date | |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 78,474 | $4,433,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 96,504 | $4,430,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 198,360 | $4,429,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 316,944 | $4,427,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 2,513,726 | $4,424,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 348,198 | $4,412,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 215,000 | $4,399,000 | thousands by filing date | put |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 93,100 | $4,394,000 | thousands by filing date | put |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 356,967 | $4,391,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 77,902 | $4,373,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 48,189 | $4,366,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 95,569 | $4,365,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 135,385 | $4,359,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 60,000 | $4,354,000 | thousands by filing date | put |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 35,000 | $4,353,000 | thousands by filing date | put |
| YELP INC CL A | 985817105 | Stock | 127,331 | $4,352,000 | thousands by filing date | |
| Wisdomtree Equity Premium Income Fund | 97717X560 | COM | 157,872 | $4,350,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 96,310 | $4,345,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 55,900 | $4,337,000 | thousands by filing date | call |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 219,060 | $4,333,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT IN | 538034AQ2 | NOTE 2.500% 3/1 | 3,654,000 | $4,326,000 | thousands by filing date | principal |
| PROTECTIVE INSURANCE CORP- B | 74368l203 | COM | 248,640 | $4,319,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 160,000 | $4,315,000 | thousands by filing date | put |
| MERCURY SYS INC COM | 589378108 | Stock | 61,318 | $4,314,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 459,678 | $4,312,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 75,411 | $4,307,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 268,147 | $4,303,000 | thousands by filing date | |
| ISHARES | 46434VAX8 | EXCHANGE TRADED | 169,250 | $4,301,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 124,911 | $4,290,000 | thousands by filing date | |
| SEA LTD | 81141R100 | SPONSORD ADS | 129,100 | $4,289,000 | thousands by filing date | call |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 270,986 | $4,282,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 206,206 | $4,278,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 77,957 | $4,276,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 100,000 | $4,276,000 | thousands by filing date | call |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 204,753 | $4,276,000 | thousands by filing date | |
| NICE SYS INC | 65366HAB9 | BOND | 2,500,000 | $4,256,000 | thousands by filing date | principal |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 169,207 | $4,251,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 30,100 | $4,235,000 | thousands by filing date | call |
| FIREEYE INC | 31816Q101 | COM | 285,825 | $4,233,000 | thousands by filing date | |
| ISHARES TR | 46432F370 | MSCI USA SZE FT | 46,419 | $4,224,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33741L108 | CMN | 195,541 | $4,206,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 11,400 | $4,187,000 | thousands by filing date | call |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 262,066 | $4,186,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 40,048 | $4,181,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 31,813 | $4,177,000 | thousands by filing date | |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 200,270 | $4,176,000 | thousands by filing date | |
| NUVEEN CORPORATE INCM NOVEME | 67077N106 | COM | 421,057 | $4,173,000 | thousands by filing date | |
| EA SERIES TRUST | 02072L508 | ALPHA ARCHITECT | 174,698 | $4,171,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 183,615 | $4,170,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 41,300 | $4,167,000 | thousands by filing date | call |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 118,531 | $4,154,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 147,259 | $4,150,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 105,000 | $4,148,000 | thousands by filing date | call |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 327,699 | $4,146,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 20,200 | $4,133,000 | thousands by filing date | call |
| LIVEPERSON, INC. | 538146101 | COM | 147,200 | $4,127,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 20,174 | $4,108,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 414,722 | $4,106,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 173,710 | $4,104,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 352,373 | $4,094,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 75,887 | $4,079,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 110,703 | $4,069,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 247,970 | $4,061,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F409 | INCOME OPPRTNTES | 185,246 | $4,057,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767405 | BOSE MSC CHI ETF | 130,834 | $4,052,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 112,782 | $4,050,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 42,363 | $4,050,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 440,700 | $4,046,000 | thousands by filing date | put |
| Mondelez International,Inc. Class A | 609207105 | COM | 75,000 | $4,043,000 | thousands by filing date | put |
| FIRST TR EXCH TRADED FD III | 33739P806 | RIVRFRNT DYN EUR | 68,017 | $4,032,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 99,635 | $4,029,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 52,100 | $4,026,000 | thousands by filing date | put |
| BRINKER INTL INC COM | 109641100 | Stock | 102,103 | $4,018,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 190,316 | $4,016,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 26,603 | $4,012,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 53,740 | $4,012,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 104,394 | $4,010,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 54,974 | $4,001,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 270,000 | $3,999,000 | thousands by filing date | put |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 193,521 | $3,997,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 22,854 | $3,991,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 331,200 | $3,988,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 490,337 | $3,986,000 | thousands by filing date | |
| DROPBOX INC CL A | 26210C104 | Stock | 159,000 | $3,983,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 208,902 | $3,976,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 175,922 | $3,976,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 58,388 | $3,959,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 164,921 | $3,957,000 | thousands by filing date | |
| PACER TRENDPILOT 100 ETF | 69374H303 | ETF | 111,165 | $3,950,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 172,155 | $3,950,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 175,127 | $3,948,000 | thousands by filing date | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 47,814 | $3,946,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 87,999 | $3,934,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 45,161 | $3,933,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 39,291 | $3,930,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 71,633 | $3,923,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 26,782 | $3,913,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E867 | DORSEY WRGT EMRG | 220,307 | $3,906,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 427,200 | $3,901,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 119,559 | $3,899,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B509 | RESEARCH ENHANCD | 170,684 | $3,895,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 296,899 | $3,887,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 102,094 | $3,887,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L786 | WESTN AST SHRT | 150,000 | $3,885,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 172,986 | $3,875,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 75,600 | $3,874,000 | thousands by filing date | call |
| KBHOME | 48666K109 | COM | 149,504 | $3,846,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | N96617118 | ORD SHS | 128,736 | $3,839,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 100,841 | $3,832,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 300,000 | $3,828,000 | thousands by filing date | call |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 345,445 | $3,810,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 213,412 | $3,802,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 32,074 | $3,801,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 328,235 | $3,801,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J619 | RUSL 1000 DYNM | 127,668 | $3,791,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V241 | S&P500 QUALITY | 114,378 | $3,788,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 118,575 | $3,784,000 | thousands by filing date | |
| PACER FDS TR | 69374H709 | GLOBL CASH ETF | 123,812 | $3,780,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 174,176 | $3,780,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 75,657 | $3,776,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 242,424 | $3,736,000 | thousands by filing date | |
| SILICON LABORATORIES INC | 826919AB8 | NOTE 1.375% 3/0 | 3,000,000 | $3,728,000 | thousands by filing date | principal |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 255,278 | $3,724,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 310,563 | $3,724,000 | thousands by filing date | |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 4,748,000 | $3,718,000 | thousands by filing date | principal |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 107,334 | $3,708,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 43,236 | $3,708,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 82,849 | $3,704,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 125,625 | $3,701,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 65,323 | $3,697,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 136,224 | $3,697,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 28,827 | $3,696,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 10,000 | $3,682,000 | thousands by filing date | put |
| ADAM NAT RES FD INC | 00548F105 | COM | 222,142 | $3,674,000 | thousands by filing date | |
| O'Shares FTSE U.S. Quality Divid | 67110P407 | COM | 107,464 | $3,663,000 | thousands by filing date | |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 175,818 | $3,661,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R754 | CL A | 72,982 | $3,659,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 187,600 | $3,649,000 | thousands by filing date | put |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 168,784 | $3,648,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 796,514 | $3,647,000 | thousands by filing date | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 122,643 | $3,646,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 43,575 | $3,637,000 | thousands by filing date | |
| DOMINION ENERGY INC | 25746U133 | UNIT 99/99/9999 | 35,000 | $3,625,000 | thousands by filing date | principal |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 78,887 | $3,618,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 29,308 | $3,602,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 58,175 | $3,602,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 24,946 | $3,578,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 224,273 | $3,575,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 120,278 | $3,574,000 | thousands by filing date | |
| ISHARES TR IBONDS DEC2023 | 46435G318 | IBONDS DEC2023 | 138,842 | $3,572,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 78,120 | $3,571,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 26,000 | $3,570,000 | thousands by filing date | call |
| INVESCO TR II ETF S&P 500 EMERGING MKTS LOW VOLATILITY | 46138E297 | ETF | 146,233 | $3,567,000 | thousands by filing date | |
| FORTIS INC | 349553107 | COM | 90,000 | $3,552,000 | thousands by filing date | call |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 286,410 | $3,551,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 27,842 | $3,542,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 41,100 | $3,540,000 | thousands by filing date | call |
| 3M CO COM | 88579Y101 | Stock | 20,400 | $3,536,000 | thousands by filing date | call |
| TIFFANY & CO NEW | 886547108 | COM | 37,709 | $3,532,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 9,700 | $3,531,000 | thousands by filing date | call |
| MANDIANT INC | 31816QAD3 | NOTE 1.625% 6/0 | 3,752,000 | $3,527,000 | thousands by filing date | principal |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 193,853 | $3,519,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 247,545 | $3,515,000 | thousands by filing date | |
| BMC STK HLDGS INC | 05591B109 | COM | 165,652 | $3,512,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 1,079,759 | $3,510,000 | thousands by filing date | |
| FOX CORP CL A COM | 35137L105 | Stock | 95,736 | $3,508,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 83,502 | $3,506,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 74,000 | $3,504,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 100,200 | $3,503,000 | thousands by filing date | call |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 80,315 | $3,498,000 | thousands by filing date | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 90,637 | $3,496,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 115,313 | $3,494,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 48,865 | $3,492,000 | thousands by filing date | |
| BEYOND MEAT INC | 08862E109 | COM | 21,712 | $3,489,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 90,700 | $3,484,000 | thousands by filing date | call |
| INVESCO EXCHANGE TRADED FD T | 46137V696 | NEXT GEN MEDIA | 104,613 | $3,475,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 107,009 | $3,473,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 94,100 | $3,458,000 | thousands by filing date | put |
| AVNET INC COM | 053807103 | Stock | 76,316 | $3,454,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 55,243 | $3,450,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 96,200 | $3,447,000 | thousands by filing date | put |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 36,256 | $3,444,000 | thousands by filing date | |
| WESTERN MIDSTREAM PARTNERS L | 958669103 | COM UNIT LP INT | 111,845 | $3,441,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 390,000 | $3,436,000 | thousands by filing date | put |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y888 | SPECTRUM PFD | 35,225 | $3,432,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 125,825 | $3,428,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V381 | S&P500 EQL DIS | 32,713 | $3,427,000 | thousands by filing date | |
| MGC | 921910873 | COM | 33,850 | $3,426,000 | thousands by filing date | |
| INVESCO ACTVELY MNGD ETC FD | 46090F100 | OPTIMUM YIELD | 209,226 | $3,425,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 166,580 | $3,412,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 110,961 | $3,412,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 289,800 | $3,408,000 | thousands by filing date | put |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 68,127 | $3,397,000 | thousands by filing date | |
| BRP INC COM SUN VTG | 05577W200 | Stock | 94,725 | $3,394,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 98,758 | $3,388,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 25,920 | $3,379,000 | thousands by filing date | |
| INVESCO | 46138J866 | EXCHANGE TRADED | 159,746 | $3,378,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 124,423 | $3,378,000 | thousands by filing date | |
| JELD-WEN HLDG INC | 47580P103 | COM | 158,833 | $3,372,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 99,978 | $3,368,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G301 | VIRTUS LIFESC CT | 116,717 | $3,361,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 209,849 | $3,356,000 | thousands by filing date | |
| CATALENT INC USD 0.01 | 148806102 | COM | 61,829 | $3,352,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 181,803 | $3,350,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 122,154 | $3,349,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 38,878 | $3,331,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 346,464 | $3,329,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 46,603 | $3,328,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 41,600 | $3,327,000 | thousands by filing date | put |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 438,172 | $3,326,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 66,627 | $3,317,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 37,179 | $3,310,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 70,667 | $3,306,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 40,673 | $3,301,000 | thousands by filing date | |
| ALTAIR ENGR INC | 021369AA1 | BOND | 3,049,000 | $3,294,000 | thousands by filing date | principal |
| SENSATA TECHNOLOGIES HLDG PL | g8060n102 | SHS | 67,192 | $3,292,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 513,247 | $3,290,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 33,656 | $3,289,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 26,600 | $3,284,000 | thousands by filing date | call |
| INTELSAT S A | L5140P101 | COM | 168,714 | $3,282,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 29,700 | $3,272,000 | thousands by filing date | call |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 23,300 | $3,269,000 | thousands by filing date | call |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 64,516 | $3,264,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 2,394,511 | $3,256,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 200,575 | $3,255,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 31,304 | $3,253,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 73,685 | $3,237,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 95,803 | $3,232,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 67,686 | $3,231,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 72,200 | $3,229,000 | thousands by filing date | call |
| Delta Apparel Inc | 247368103 | COM | 139,300 | $3,229,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 105,274 | $3,226,000 | thousands by filing date | |
| ISHARES TR | 46435G516 | COM | 50,162 | $3,225,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2019 HIGH | 46138J403 | BULSHS 2019 HY | 134,533 | $3,223,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 72,000 | $3,220,000 | thousands by filing date | put |
| RIVERNORTH OPPOR MUNI INCM FD | 76883F108 | COM | 150,545 | $3,213,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q643 | SPROTT GL MINE | 145,779 | $3,207,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 265,607 | $3,198,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 273,730 | $3,197,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 14,216 | $3,196,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 42,000 | $3,195,000 | thousands by filing date | call |
| VIASAT INC | 92552V100 | COM | 39,500 | $3,192,000 | thousands by filing date | put |
| CHOICE HOTELS INTL INC | 169905106 | COM | 36,598 | $3,183,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 97,571 | $3,173,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 59,164 | $3,172,000 | thousands by filing date | |
| PACER FDS TR | 69374H204 | TRENDP US MID CP | 108,783 | $3,171,000 | thousands by filing date | |
| ISHARES | 46434VBG4 | EXCHANGE TRADED | 124,167 | $3,164,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 102,526 | $3,162,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 139,544 | $3,155,000 | thousands by filing date | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 199,151 | $3,147,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 29,131 | $3,137,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 88,059 | $3,135,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 12,446 | $3,135,000 | thousands by filing date | |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 146,450 | $3,134,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 18,151 | $3,129,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 100,800 | $3,125,000 | thousands by filing date | put |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 76,646 | $3,113,000 | thousands by filing date | |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 50,000 | $3,109,000 | thousands by filing date | call |
| GENUINE PARTS CO COM | 372460105 | Stock | 30,000 | $3,107,000 | thousands by filing date | call |
| CNO FINL GROUP INC | 12621E103 | COM | 186,280 | $3,107,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 302,800 | $3,098,000 | thousands by filing date | call |
| INVESCO EXCH TRADED FD TR II | 46138E800 | CHINA TECHNLGY | 68,291 | $3,097,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 78,810 | $3,095,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L306 | SELECT WRLD WI | 132,623 | $3,094,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 59,035 | $3,086,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 73,150 | $3,084,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 90,298 | $3,076,000 | thousands by filing date | |
| WISDOMTREE | 97718W108 | EXCHANGE TRADED | 172,192 | $3,070,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 20,000 | $3,062,000 | thousands by filing date | put |
| CUBIC CORP | 229669106 | COM | 47,494 | $3,062,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 118,000 | $3,061,000 | thousands by filing date | put |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 52,129 | $3,058,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 65,748 | $3,046,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 26,058 | $3,045,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 105,277 | $3,043,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 36,424 | $3,042,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 41,714 | $3,042,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 146,476 | $3,040,000 | thousands by filing date | |
| ETFS GOLD TR | 00326A104 | PHYSCL GOLD SHS | 22,347 | $3,039,000 | thousands by filing date | |
| SPDR SER TR | 78468R812 | MSCI USA STRTGIC | 35,199 | $3,032,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 31,840 | $3,018,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 24,711 | $3,015,000 | thousands by filing date | |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 80,000 | $3,006,000 | thousands by filing date | put |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 80,000 | $3,006,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717X719 | CHINADIV EX FI | 40,599 | $3,006,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 260,714 | $3,001,000 | thousands by filing date | |
| GRANITESHARES ETF TR | 38747R108 | BBG COMMD K 1 | 125,180 | $2,995,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 79,904 | $2,988,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 64,900 | $2,984,000 | thousands by filing date | put |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 77,900 | $2,984,000 | thousands by filing date | put |
| NIC INC | 62914B100 | COM | 186,024 | $2,984,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 50,000 | $2,982,000 | thousands by filing date | call |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 100,000 | $2,977,000 | thousands by filing date | call |
| DESIGNER BRANDS INC | 250565108 | CL A | 155,018 | $2,972,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 91,003 | $2,969,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 55,601 | $2,969,000 | thousands by filing date | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 57,659 | $2,964,000 | thousands by filing date | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 119,990 | $2,963,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 175,310 | $2,961,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 311,358 | $2,959,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E743 | RAFI DVLPD MRKTS | 72,754 | $2,955,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 40,812 | $2,945,000 | thousands by filing date | |
| BROOKFIELD PPTY REIT INC | 11282X103 | CL A | 155,531 | $2,938,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 22,960 | $2,935,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 12,006 | $2,933,000 | thousands by filing date | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 280,668 | $2,930,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 50,000 | $2,925,000 | thousands by filing date | put |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 248,640 | $2,924,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 286,033 | $2,923,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 40,224 | $2,918,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 300,000 | $2,916,000 | thousands by filing date | put |
| ETSY INC | 29786A106 | COM | 47,498 | $2,915,000 | thousands by filing date | |
| H WORLD GROUP LTD SPONSORED ADS | 44332N106 | ADR | 80,324 | $2,912,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 148,432 | $2,908,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 31,554 | $2,907,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 62,260 | $2,899,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 54,550 | $2,898,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 37,329 | $2,895,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 45,000 | $2,892,000 | thousands by filing date | call |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 157,317 | $2,884,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 106,960 | $2,882,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 225,632 | $2,879,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 102,440 | $2,871,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 256,537 | $2,861,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 295,424 | $2,856,000 | thousands by filing date | |
| HEXO CORP | 428304109 | COM | 536,373 | $2,854,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 285,578 | $2,851,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 61,785 | $2,846,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 16,161 | $2,844,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 34,290 | $2,844,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 138,928 | $2,844,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 48,278 | $2,843,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 15,100 | $2,840,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V530 | CMN | 20,742 | $2,838,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B396 | IQ U.S. SMALL CA | 113,939 | $2,833,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 22,500 | $2,829,000 | thousands by filing date | put |
| ONEOK INC NEW | 682680103 | COM | 41,100 | $2,828,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-19-016867 | this filing | 2019-08-14 | acceptance time not in the bulk data set |