13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2019-06-30, filed 2019-08-14, with 7,018 holding rows worth $248,806,989,000.
- Accession
- 0001567619-19-016867
- Filer
- CIK 1000275
- Filed
- 2019-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2019
A holdings report, 25,827 entries on the cover page, a total value of $248,806,989,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $248,806,989,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC Capital Markets Arbitrage S.A.028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerLMCG INVESTMENTS, LLC028-13608
- included managerMID CONTINENT CAPITAL LLC/IL028-05684
- included managerSymphonic Financial Advisors LLC028-12672
- included managerSEI INVESTMENTS MANAGEMENT CORP028-16475
- included managerAston Asset Management, LLC028-12347
- included managerUBS ASSET MANAGEMENT AMERICAS INC028-02682
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerJACKSON NATIONAL ASSET MANAGEMENT LLC028-06761
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 310,311 | $10,861,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 96,317 | $10,827,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 439,106 | $10,816,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 846,653 | $10,812,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 271,600 | $10,794,000 | thousands by filing date | put |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 411,631 | $10,794,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 293,655 | $10,788,000 | thousands by filing date | |
| DOCUSIGN INC COM | 256163106 | Stock | 217,025 | $10,788,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 280,332 | $10,784,000 | thousands by filing date | call |
| TERADYNE INC COM | 880770102 | Stock | 223,924 | $10,728,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J304 | BULSHS 2019 CB | 508,706 | $10,728,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 1,293,567 | $10,722,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 283,433 | $10,711,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 83,129 | $10,704,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 250,000 | $10,690,000 | thousands by filing date | put |
| OI SA-ADR | 670851500 | ADR | 5,315,836 | $10,685,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 1,400,000 | $10,682,000 | thousands by filing date | put |
| Berkshire Hathaway Inc | 084670702 | COM | 50,000 | $10,659,000 | thousands by filing date | call |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 150,000 | $10,584,000 | thousands by filing date | put |
| CIRCOR INTL INC | 17273K109 | COM | 229,824 | $10,572,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 61,743 | $10,541,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 528,726 | $10,538,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 292,060 | $10,531,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 19,000 | $10,527,000 | thousands by filing date | call |
| DEL MONTE CORP ORD | G36738105 | Stock | 390,000 | $10,511,000 | thousands by filing date | put |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 120,000 | $10,506,000 | thousands by filing date | put |
| DOLLAR TREE INC COM | 256746108 | Stock | 97,800 | $10,503,000 | thousands by filing date | put |
| iShares Global Healthcare ETF | 464287325 | SHS | 170,046 | $10,494,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 767,070 | $10,486,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 273,308 | $10,486,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 213,601 | $10,483,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 138,767 | $10,474,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 923,803 | $10,466,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 150,000 | $10,460,000 | thousands by filing date | put |
| INVESCO EXCHNG TRAD SLF INDE | 46139W809 | MLT FTR CR PLS | 400,000 | $10,448,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 101,600 | $10,413,000 | thousands by filing date | call |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 163,200 | $10,397,000 | thousands by filing date | put |
| ZIONS BANCORPORATION | 989701107 | COM | 225,600 | $10,373,000 | thousands by filing date | call |
| KKR & CO INC | 48251W104 | COM | 409,757 | $10,356,000 | thousands by filing date | |
| FIRST TRUST TCW OPPORTUNISTIC | 33740F805 | TCW OPPORTUNIS | 199,941 | $10,355,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V506 | DIVID ACHIEVEV | 359,585 | $10,312,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 91,242 | $10,278,000 | thousands by filing date | |
| FRONT YD RESIDENTIAL CORP | 35904G107 | COM | 840,800 | $10,275,000 | thousands by filing date | put |
| BP PLC SPONSORED ADR | 055622104 | ADR | 246,200 | $10,266,000 | thousands by filing date | call |
| FORTIS INC | 349553107 | COM | 260,000 | $10,263,000 | thousands by filing date | put |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 407,241 | $10,262,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 115,859 | $10,261,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 221,330 | $10,255,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 551,581 | $10,204,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 266,295 | $10,177,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 233,473 | $10,174,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 76,514 | $10,171,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 727,979 | $10,169,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 782,364 | $10,147,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 211,095 | $10,142,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 1,101,861 | $10,137,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 157,347 | $10,134,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 2,415,626 | $10,097,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 208,873 | $10,078,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 350,985 | $10,038,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 208,762 | $10,027,000 | thousands by filing date | |
| HIGHLAND GLOBAL ALLOCATION F | 43010T104 | COM | 890,142 | $10,005,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 247,968 | $9,988,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 87,281 | $9,963,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 448,356 | $9,954,000 | thousands by filing date | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 182,605 | $9,947,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 6,458,753 | $9,946,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 3,164,073 | $9,935,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAQ3 | ETF | 391,353 | $9,917,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 304,141 | $9,903,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 124,431 | $9,902,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 80,000 | $9,875,000 | thousands by filing date | put |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 170,000 | $9,872,000 | thousands by filing date | call |
| CAPRI HOLDINGS LIMITED | G1890L107 | SHS | 284,429 | $9,864,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 520,869 | $9,854,000 | thousands by filing date | |
| I3 VERTICALS INC | 46571Y107 | COM CL A | 334,150 | $9,841,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 97,651 | $9,821,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 979,552 | $9,815,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 130,000 | $9,809,000 | thousands by filing date | call |
| FORD MTR CO COM | 345370860 | Stock | 957,800 | $9,798,000 | thousands by filing date | put |
| Verizon Communications Inc | 92343V104 | COM | 171,400 | $9,792,000 | thousands by filing date | put |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 309,782 | $9,774,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 409,235 | $9,769,000 | thousands by filing date | |
| NUVASIVE INC | 670704AG0 | NOTE 2.250% 3/1 | 8,588,000 | $9,742,000 | thousands by filing date | principal |
| ARES CAPITAL CORP | 04010LAW3 | NOTE 4.625% 3/0 | 9,430,000 | $9,737,000 | thousands by filing date | principal |
| WATSCO INC COM | 942622200 | Stock | 59,453 | $9,723,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 326,163 | $9,709,000 | thousands by filing date | |
| SEMPRA ENERGY | 816851406 | 6% PFD CONV A | 87,046 | $9,705,000 | thousands by filing date | principal |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 143,207 | $9,685,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 419,161 | $9,677,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 99,079 | $9,666,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 144,057 | $9,636,000 | thousands by filing date | |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 176,574 | $9,616,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 667,724 | $9,596,000 | thousands by filing date | |
| TORCHMARK CORP | 891027104 | COM | 106,873 | $9,561,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 55,550 | $9,521,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 180,679 | $9,507,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 85,800 | $9,480,000 | thousands by filing date | put |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 325,702 | $9,478,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 1,749,023 | $9,462,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 496,478 | $9,448,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 103,600 | $9,444,000 | thousands by filing date | call |
| TWITTER INC | 90184LAB8 | NOTE 0.250% 9/1 | 9,499,000 | $9,443,000 | thousands by filing date | principal |
| DBX ETF TR | 233051481 | XTRA RU 1000 ETF | 276,521 | $9,368,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 352,858 | $9,362,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 171,038 | $9,351,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 298,460 | $9,342,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 1,454,764 | $9,340,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 267,175 | $9,332,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 454,320 | $9,323,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 140,937 | $9,313,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 944,250 | $9,264,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 599,830 | $9,231,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 369,083 | $9,226,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 261,455 | $9,222,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 96,370 | $9,201,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 66,700 | $9,198,000 | thousands by filing date | call |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 113,223 | $9,180,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 193,800 | $9,170,000 | thousands by filing date | call |
| FRONT YD RESIDENTIAL CORP | 35904G107 | COM | 748,800 | $9,150,000 | thousands by filing date | call |
| BOSTON BEER INC CL A | 100557107 | Stock | 24,168 | $9,130,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 232,261 | $9,119,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 590,621 | $9,113,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 191,600 | $9,111,000 | thousands by filing date | call |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 323,386 | $9,107,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 279,200 | $9,105,000 | thousands by filing date | put |
| MACYS INC COM | 55616P104 | Stock | 424,100 | $9,101,000 | thousands by filing date | put |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 367,540 | $9,097,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 52,373 | $9,066,000 | thousands by filing date | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 364,987 | $9,058,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 302,745 | $9,044,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 543,132 | $9,026,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 148,851 | $9,026,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 119,937 | $9,024,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 69,057 | $9,018,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 179,377 | $9,001,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 390,000 | $8,993,000 | thousands by filing date | put |
| VICTORY PORTFOLIOS II | 92647N691 | VICTORYSHS US | 290,496 | $8,988,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 500,000 | $8,985,000 | thousands by filing date | put |
| QUANTA SVCS INC | 74762E102 | COM | 235,040 | $8,975,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 791,435 | $8,967,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J206 | MULTIFACTOR MI | 245,155 | $8,949,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 429,651 | $8,946,000 | thousands by filing date | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 699,402 | $8,938,000 | thousands by filing date | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 191,583 | $8,928,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 242,126 | $8,904,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 414,931 | $8,904,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 69,400 | $8,904,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 108,893 | $8,891,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 414,533 | $8,860,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 351,100 | $8,855,000 | thousands by filing date | call |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 340,832 | $8,822,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 202,422 | $8,806,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 229,121 | $8,777,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 1,220,735 | $8,765,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 611,619 | $8,759,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 1,874,235 | $8,753,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 105,526 | $8,749,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 324,067 | $8,733,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 211,028 | $8,731,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 100,600 | $8,722,000 | thousands by filing date | put |
| MDU RES GROUP INC | 552690109 | COM | 337,666 | $8,712,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 432,622 | $8,687,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 59,573 | $8,686,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 93,032 | $8,669,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 372,620 | $8,652,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 101,000 | $8,646,000 | thousands by filing date | put |
| CORESITE RLTY CORP | 21870Q105 | COM | 75,001 | $8,637,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q309 | HIGH INCM STRGC | 171,376 | $8,620,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887208 | PFD SHS CONV A | 138,847 | $8,597,000 | thousands by filing date | principal |
| VULCAN MATLS CO COM | 929160109 | Stock | 62,600 | $8,596,000 | thousands by filing date | put |
| HUBBELL INC COM | 443510607 | Stock | 65,683 | $8,565,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 1,212,356 | $8,559,000 | thousands by filing date | |
| ABACUS FCF ETF TR | 89628W302 | LEADERS ETF | 229,785 | $8,550,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 38,263 | $8,539,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 634,499 | $8,529,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 44,610 | $8,520,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 166,750 | $8,504,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 110,900 | $8,498,000 | thousands by filing date | call |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 51,452 | $8,496,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 4,813,000 | $8,494,000 | thousands by filing date | principal |
| CAVCO INDS INC DEL | 149568107 | COM | 53,895 | $8,491,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 252,900 | $8,474,000 | thousands by filing date | call |
| Automatic Data Processing,Inc. | 053015103 | COM | 51,200 | $8,465,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V738 | LARGE CAP VALUE | 228,963 | $8,438,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAU4 | ETF | 339,067 | $8,432,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 145,861 | $8,427,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 193,984 | $8,416,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 164,522 | $8,392,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 69,047 | $8,382,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 906,600 | $8,368,000 | thousands by filing date | put |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 718,437 | $8,342,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W202 | UNIT 04/30/2022 | 145,855 | $8,311,000 | thousands by filing date | principal |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 208,066 | $8,310,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 519,200 | $8,286,000 | thousands by filing date | put |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 349,093 | $8,259,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 2,866,792 | $8,257,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 197,267 | $8,257,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H201 | INTRMDT MUNI ETF | 165,954 | $8,256,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A887 | ULTRA SHRT DUR | 163,792 | $8,251,000 | thousands by filing date | |
| ISHARES | 46434VBA7 | EXCHANGE TRADED | 326,460 | $8,237,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 564,163 | $8,236,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 140,834 | $8,231,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 33,700 | $8,223,000 | thousands by filing date | put |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 141,843 | $8,216,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 75,172 | $8,202,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 160,008 | $8,179,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 837,087 | $8,170,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 59,778 | $8,150,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 251,607 | $8,150,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 164,827 | $8,149,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 57,100 | $8,128,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 116,439 | $8,126,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N816 | VCSHS DEV ENH VL | 253,203 | $8,118,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 224,553 | $8,114,000 | thousands by filing date | |
| SILVERCREST METALS INC | 828363101 | COM | 1,998,049 | $8,112,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 28,423 | $8,104,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 83,614 | $8,076,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 527,329 | $8,067,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 261,507 | $8,065,000 | thousands by filing date | |
| INVESCO EXCHANGETRADED FD T DWA TACTCL SCT | 46138E826 | CEF | 257,578 | $8,050,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 358,478 | $8,041,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430206 | ACTIVEBETA EME | 244,502 | $8,037,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 40,700 | $8,015,000 | thousands by filing date | put |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 352,226 | $8,013,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 210,000 | $8,001,000 | thousands by filing date | put |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 248,789 | $7,999,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 240,727 | $7,990,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 195,567 | $7,977,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 1,271,715 | $7,961,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 1,000,204 | $7,961,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 129,892 | $7,936,000 | thousands by filing date | |
| Vanguard International High Dividend Yield ETF | 921946794 | SHS | 129,091 | $7,924,000 | thousands by filing date | |
| SERVICENOW INC | 81762PAC6 | NOTE 6/0 | 3,820,000 | $7,920,000 | thousands by filing date | principal |
| MANULIFE FINL CORP | 56501R106 | COM | 435,000 | $7,908,000 | thousands by filing date | call |
| L BRANDS INC | 501797104 | COM | 302,357 | $7,892,000 | thousands by filing date | |
| INVESCO EXCHNG TRAD SLF INDE | 46139W205 | EMR MKT DB VLU | 300,000 | $7,888,000 | thousands by filing date | |
| GCI LIBERTY INC COM CLASS A | 36164V305 | Stock | 128,201 | $7,879,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 115,000 | $7,872,000 | thousands by filing date | call |
| CHEMED CORP NEW | 16359R103 | COM | 21,807 | $7,868,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 123,018 | $7,863,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROUP SPONSORED ADS | 45857P806 | ADR | 117,565 | $7,863,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 50,996 | $7,851,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 159,025 | $7,843,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 442,470 | $7,829,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VBK5 | ETF | 313,760 | $7,822,000 | thousands by filing date | |
| NUTANIX INC | 67059NAB4 | NOTE 1/1 | 8,412,000 | $7,804,000 | thousands by filing date | principal |
| Vanguard Energy ETF | 92204A306 | SHS | 91,677 | $7,795,000 | thousands by filing date | |
| NVENT ELEC PLC SHS | G6700G107 | Stock | 313,886 | $7,780,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 75,715 | $7,760,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 568,493 | $7,760,000 | thousands by filing date | |
| SYNEOS HEALTH INC | 87166B102 | CL A | 151,571 | $7,745,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 430,701 | $7,739,000 | thousands by filing date | |
| TC ENERGY CORP | 87807B107 | COM | 156,000 | $7,725,000 | thousands by filing date | call |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 286,235 | $7,724,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 49,055 | $7,722,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 298,905 | $7,719,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 96,788 | $7,713,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 603,200 | $7,697,000 | thousands by filing date | put |
| NEW SR INVT GROUP INC | 648691103 | COM | 1,145,019 | $7,695,000 | thousands by filing date | |
| MAXAR TECHNOLOGIES INC | 57778K105 | COM | 983,876 | $7,693,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 200,000 | $7,682,000 | thousands by filing date | put |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 260,088 | $7,682,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 121,416 | $7,667,000 | thousands by filing date | |
| MANDIANT INC | 31816QAF8 | NOTE 0.875% 6/0 | 7,831,000 | $7,667,000 | thousands by filing date | principal |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 247,300 | $7,666,000 | thousands by filing date | call |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 150,600 | $7,647,000 | thousands by filing date | put |
| ISHARES INC ETF MSCI GLOBAL GOLD MINERS ETF NEW | 46434G855 | ETF | 373,491 | $7,628,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 53,162 | $7,608,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 18,921 | $7,587,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 633,060 | $7,578,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 708,034 | $7,577,000 | thousands by filing date | |
| ABRDN ETFS | 003261104 | BBRG ALL COMD K1 | 338,142 | $7,567,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 55,179 | $7,563,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 439,264 | $7,559,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 433,150 | $7,558,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 87,516 | $7,552,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 428,630 | $7,543,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 82,564 | $7,533,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 133,459 | $7,496,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAB6 | NOTE 4.375% 5/0 | 7,192,000 | $7,496,000 | thousands by filing date | principal |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 6,025,253 | $7,470,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 360,000 | $7,466,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 323,802 | $7,447,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 60,861 | $7,393,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F888 | TCW UNCONSTRAI | 287,023 | $7,388,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 156,356 | $7,388,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 25,000 | $7,366,000 | thousands by filing date | put |
| REPLIGEN CORP COM | 759916109 | Stock | 85,663 | $7,363,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 146,559 | $7,360,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAG5 | DEBT 1.500%11/0 | 7,350,000 | $7,354,000 | thousands by filing date | principal |
| VEON LTD | 91822M106 | SPONSORED ADR | 2,624,419 | $7,347,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 652,836 | $7,337,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 230,300 | $7,337,000 | thousands by filing date | put |
| DENBURY RES INC | 247916208 | COM NEW | 5,908,027 | $7,326,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 117,300 | $7,313,000 | thousands by filing date | call |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 361,813 | $7,283,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 475,641 | $7,283,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 133,400 | $7,269,000 | thousands by filing date | put |
| XEROX CORP | 984121608 | COM NEW | 204,809 | $7,252,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 195,072 | $7,236,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 310,384 | $7,235,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V746 | LARGE CAP GROWTH | 149,470 | $7,230,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 253,525 | $7,214,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 305,000 | $7,207,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 275,000 | $7,167,000 | thousands by filing date | put |
| iShares Silver Trust | 46428Q109 | COM | 500,000 | $7,165,000 | thousands by filing date | call |
| CELGENE CORP | 151020104 | COM | 77,500 | $7,164,000 | thousands by filing date | put |
| VISTA OUTDOOR INC | 928377100 | COM | 805,975 | $7,157,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 500,426 | $7,155,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 64,875 | $7,148,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 205,186 | $7,148,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 114,872 | $7,138,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 181,856 | $7,136,000 | thousands by filing date | |
| AVALARA INC | 05338G106 | COM | 98,845 | $7,136,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 292,865 | $7,131,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 182,782 | $7,126,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 182,241 | $7,110,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 450,600 | $7,106,000 | thousands by filing date | call |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 26,700 | $7,098,000 | thousands by filing date | call |
| United Parcel Service,Inc. Class B | 911312106 | COM | 68,500 | $7,074,000 | thousands by filing date | put |
| INVESCO LTD SHS | G491BT108 | Stock | 345,700 | $7,073,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 132,000 | $7,053,000 | thousands by filing date | call |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 671,438 | $7,053,000 | thousands by filing date | |
| DELEK US HLDGS INC NEW COM | 24665A103 | Stock | 174,011 | $7,051,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 500,000 | $7,040,000 | thousands by filing date | call |
| MOBILE MINI INC | 60740F105 | COM | 230,985 | $7,029,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 143,420 | $7,018,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P876 | US SML CP MLTFCT | 252,654 | $7,017,000 | thousands by filing date | |
| R1 RCM INC | 749397105 | COM | 557,313 | $7,011,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 856,734 | $7,008,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 120,000 | $7,004,000 | thousands by filing date | call |
| LENNAR CORP CL A | 526057104 | Stock | 144,000 | $6,978,000 | thousands by filing date | put |
| ATHENE HOLDING LTD | G0684D107 | CL A | 161,326 | $6,947,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 156,018 | $6,934,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 907,873 | $6,926,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 170,672 | $6,921,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 10,132 | $6,900,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 97,993 | $6,893,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 46,349 | $6,888,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 179,613 | $6,875,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 115,110 | $6,867,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 103,500 | $6,857,000 | thousands by filing date | call |
| STRATEGIC ED INC COM | 86272C103 | Stock | 38,507 | $6,856,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 567,000 | $6,826,000 | thousands by filing date | call |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 79,888 | $6,824,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 1,038,500 | $6,823,000 | thousands by filing date | put |
| Bristol-Myers Squibb Company | 110122108 | COM | 150,000 | $6,803,000 | thousands by filing date | call |
| WAYFAIR INC | 94419L101 | CL A | 46,371 | $6,770,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 40,000 | $6,764,000 | thousands by filing date | put |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 176,601 | $6,761,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 117,065 | $6,757,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 187,738 | $6,727,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 500,200 | $6,723,000 | thousands by filing date | put |
| INVESCO EXCH TRADED FD TR II | 46138E149 | S&P SMLCP HELT | 57,021 | $6,722,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R878 | DORSEY WRIGHT | 248,915 | $6,686,000 | thousands by filing date | |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 159,374 | $6,679,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 283,897 | $6,672,000 | thousands by filing date | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 88,800 | $6,666,000 | thousands by filing date | call |
| AMBARELLA INC | G037AX101 | SHS | 150,858 | $6,658,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A537 | CBOE VEST S&P | 154,285 | $6,654,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 114,984 | $6,647,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 1,190,226 | $6,640,000 | thousands by filing date | |
| CLEVELAND CLIFFS INC | 185899AA9 | DBCV 1.500% 1/1 | 4,600,000 | $6,638,000 | thousands by filing date | principal |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 68,940 | $6,634,000 | thousands by filing date | |
| NORBORD INC | 65548P403 | COM NEW | 267,600 | $6,634,000 | thousands by filing date | put |
| AT&T Inc | 00206R102 | COM | 197,600 | $6,621,000 | thousands by filing date | put |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 129,932 | $6,602,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 147,638 | $6,602,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 197,332 | $6,597,000 | thousands by filing date | |
| INVESCO TR II ETF S&P INTL DEV LOW LOW VOLATILITY | 46138E230 | ETF | 194,517 | $6,585,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 50,029 | $6,580,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 47,148 | $6,566,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C102 | mc | 191,436 | $6,564,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 390,769 | $6,557,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 438,504 | $6,555,000 | thousands by filing date | |
| BLACKLINE, INC. | 09239B109 | COM | 122,500 | $6,555,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 140,301 | $6,553,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 61,000 | $6,551,000 | thousands by filing date | call |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 216,300 | $6,551,000 | thousands by filing date | call |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 43,431 | $6,550,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 123,339 | $6,541,000 | thousands by filing date | |
| EVERFORTH INC COM | 00191U102 | Stock | 107,642 | $6,523,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 192,586 | $6,522,000 | thousands by filing date | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 780,752 | $6,512,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 899,200 | $6,501,000 | thousands by filing date | put |
| GLOBAL X FDS | 37954Y814 | FINTECH ETF | 220,046 | $6,493,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 22,500 | $6,477,000 | thousands by filing date | call |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 1,159,200 | $6,468,000 | thousands by filing date | put |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 101,500 | $6,467,000 | thousands by filing date | call |
| HEICO CORP NEW COM | 422806109 | Stock | 48,278 | $6,460,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 176,000 | $6,457,000 | thousands by filing date | put |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 514,034 | $6,446,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 109,785 | $6,426,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 11,592 | $6,423,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 427,620 | $6,423,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 323,269 | $6,397,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 170,873 | $6,376,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 132,671 | $6,372,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 170,806 | $6,362,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 455,934 | $6,346,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 458,659 | $6,335,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 45,300 | $6,310,000 | thousands by filing date | put |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 2,559,379 | $6,296,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 584,837 | $6,275,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 36,429 | $6,271,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 95,226 | $6,270,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 374,555 | $6,263,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 31,506 | $6,251,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 61,800 | $6,236,000 | thousands by filing date | put |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 191,364 | $6,234,000 | thousands by filing date | |
| SAPIENS INTL CORP N V SHS | G7T16G103 | Stock | 374,902 | $6,231,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 338,370 | $6,223,000 | thousands by filing date | |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 122,706 | $6,183,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 391,089 | $6,183,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 169,884 | $6,145,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N774 | VCSHS US DISCVRY | 162,612 | $6,142,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 249,104 | $6,130,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 960,458 | $6,128,000 | thousands by filing date | |
| MANAGED PORTFOLIO SERIES | 56167N720 | TORTOISE NRAM PI | 256,227 | $6,126,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 40,300 | $6,115,000 | thousands by filing date | call |
| JETBLUE AWYS CORP | 477143101 | COM | 330,616 | $6,113,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T503 | DEP RP PFD CV B | 121,708 | $6,112,000 | thousands by filing date | principal |
| ZIONS BANCORPORATION | 989701107 | COM | 132,400 | $6,087,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 119,580 | $6,080,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 50,674 | $6,078,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 619,767 | $6,067,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 1,211,836 | $6,060,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 173,064 | $6,054,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 175,891 | $6,052,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 117,635 | $6,039,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 446,826 | $6,024,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 15,882 | $6,012,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 632,689 | $6,012,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 974,128 | $6,010,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L406 | FRANKLIN US LOW | 186,460 | $5,996,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 182,371 | $5,973,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 48,161 | $5,972,000 | thousands by filing date | |
| ENVESTNET INC | 29404KAA4 | NOTE 1.75012/1 | 5,272,000 | $5,960,000 | thousands by filing date | principal |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 385,223 | $5,959,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 872,640 | $5,959,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 594,854 | $5,954,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 321,938 | $5,951,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 58,621 | $5,942,000 | thousands by filing date | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 273,475 | $5,931,000 | thousands by filing date | |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 168,907 | $5,905,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 599,563 | $5,887,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 191,229 | $5,886,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 124,836 | $5,882,000 | thousands by filing date | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 30,277 | $5,873,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V399 | S&P500 BUY WRT | 270,283 | $5,862,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 108,034 | $5,861,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 109,900 | $5,855,000 | thousands by filing date | put |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 163,930 | $5,846,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 203,138 | $5,840,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 292,282 | $5,826,000 | thousands by filing date | |
| SOLARCITY CORP | 83416TAC4 | NOTE 1.625%11/0 | 6,039,000 | $5,823,000 | thousands by filing date | principal |
| CannTrust Holdings Inc | 137800207 | Common / Ordinary Stock | 1,159,972 | $5,822,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 223,978 | $5,809,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 143,120 | $5,803,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 627,925 | $5,793,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 934,007 | $5,790,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 193,171 | $5,782,000 | thousands by filing date | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 325,000 | $5,753,000 | thousands by filing date | put |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 325,000 | $5,753,000 | thousands by filing date | call |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 143,226 | $5,743,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 1,700 | $5,728,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 121,642 | $5,723,000 | thousands by filing date | |
| CAPRI HOLDINGS LIMITED | G1890L107 | SHS | 165,000 | $5,722,000 | thousands by filing date | put |
| OLD REP INTL CORP COM | 680223104 | Stock | 255,071 | $5,709,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 108,437 | $5,708,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 398,600 | $5,700,000 | thousands by filing date | call |
| NOVOCURE LTD | G6674U108 | ORD SHS | 90,000 | $5,691,000 | thousands by filing date | call |
| REGENCY CTRS CORP COM | 758849103 | REIT | 85,188 | $5,684,000 | thousands by filing date | |
| KEURIG DR PEPPER INC COM | 49271V100 | Stock | 196,506 | $5,680,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 120,425 | $5,672,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 68,007 | $5,658,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 526,279 | $5,641,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 552,892 | $5,639,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 470,495 | $5,632,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 400,929 | $5,632,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 534,500 | $5,613,000 | thousands by filing date | put |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 457,654 | $5,607,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 120,973 | $5,588,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 22,143 | $5,570,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 140,367 | $5,563,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 95,273 | $5,559,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 153,860 | $5,554,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 33,800 | $5,549,000 | thousands by filing date | put |
| FIDELITY COMWLTH TR | 315912808 | COM | 17,608 | $5,541,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 154,676 | $5,538,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 233,800 | $5,536,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 50,424 | $5,515,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 40,547 | $5,506,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y483 | NASDAQ 100 COVER | 240,174 | $5,474,000 | thousands by filing date | |
| LIVERAMP HLDGS INC COM | 53815P108 | Stock | 112,678 | $5,463,000 | thousands by filing date | |
| SRC ENERGY INC | 78470V108 | COM | 1,100,128 | $5,456,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P744 | FTSE JAPAN ETF | 227,080 | $5,454,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 713,323 | $5,443,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 272,778 | $5,439,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-19-016867 | this filing | 2019-08-14 | acceptance time not in the bulk data set |