13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2019-06-30, filed 2019-08-14, with 7,018 holding rows worth $248,806,989,000.
- Accession
- 0001567619-19-016867
- Filer
- CIK 1000275
- Filed
- 2019-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2019
A holdings report, 25,827 entries on the cover page, a total value of $248,806,989,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $248,806,989,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC Capital Markets Arbitrage S.A.028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerLMCG INVESTMENTS, LLC028-13608
- included managerMID CONTINENT CAPITAL LLC/IL028-05684
- included managerSymphonic Financial Advisors LLC028-12672
- included managerSEI INVESTMENTS MANAGEMENT CORP028-16475
- included managerAston Asset Management, LLC028-12347
- included managerUBS ASSET MANAGEMENT AMERICAS INC028-02682
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerJACKSON NATIONAL ASSET MANAGEMENT LLC028-06761
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FIRST LONG IS CORP | 320734106 | COM | 1,524 | $31,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 3,355 | $31,000 | thousands by filing date | |
| NATIXIS ETF TR | 63873X109 | SEEYOND INTL ETF | 700 | $31,000 | thousands by filing date | |
| DOW HLDGS INC COM | 260557103 | Stock | 600 | $30,000 | thousands by filing date | put |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 300 | $30,000 | thousands by filing date | put |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 1,859 | $30,000 | thousands by filing date | |
| VANGUARD WELLINGTON FD | 921935706 | US QUALITY | 380 | $30,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 4,450 | $30,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 1,500 | $30,000 | thousands by filing date | call |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 7,000 | $30,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 2,701 | $30,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 2,149 | $30,000 | thousands by filing date | |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 6,686 | $30,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 658 | $30,000 | thousands by filing date | |
| CELLECTIS ADS | 15117K103 | COM | 1,969 | $30,000 | thousands by filing date | |
| DBX ETF TR ETF X TRACKERS SHORT DUR HIGH YIELD BOND ETF | 233051283 | ETF | 600 | $30,000 | thousands by filing date | |
| SUMMIT ST BK SANTA ROSA CALI | 866264203 | COM | 2,700 | $30,000 | thousands by filing date | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 1,000 | $30,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 6,750 | $30,000 | thousands by filing date | |
| NATIONAL SEC GROUP INC | 637546102 | COM | 2,500 | $30,000 | thousands by filing date | |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 11,262 | $30,000 | thousands by filing date | |
| INVESCO BLDRS INDEX FDS TR | 46090C107 | ASIA 50ADR IDX | 958 | $30,000 | thousands by filing date | |
| JOHN HANCOCK MULTIFACTOR INDUSTRIALS ETF | 47804J883 | ETF | 820 | $30,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A768 | PRMSE CP DIVRSFD | 964 | $30,000 | thousands by filing date | |
| SPDR SER TR | 78468R119 | S&P TECH H | 400 | $30,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 700 | $29,000 | thousands by filing date | put |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 400 | $29,000 | thousands by filing date | call |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 1,000 | $29,000 | thousands by filing date | put |
| F5 INC COM | 315616102 | Stock | 200 | $29,000 | thousands by filing date | call |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 808 | $29,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 1,966 | $29,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 1,547 | $29,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 1,000 | $29,000 | thousands by filing date | call |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 10,504 | $29,000 | thousands by filing date | |
| 3D PRINTING ETF | 00214Q500 | ETF | 1,230 | $29,000 | thousands by filing date | |
| PROSHARES TR | 74348A608 | SHT 7-10 YR TR | 1,077 | $29,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 2,340 | $29,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 21,647 | $29,000 | thousands by filing date | |
| INVESCO QQQ TRUST SERIES 1 | 74347B268 | ULTRAPRO SHORT S | 1,031 | $29,000 | thousands by filing date | |
| SELECT BANCORP INC NEW COM | 81617L108 | Stock | 2,500 | $29,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 4,782 | $29,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 22,600 | $29,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 3,424 | $29,000 | thousands by filing date | |
| MARKER THERAPEUTICS INC | 57055L107 | COM | 3,686 | $29,000 | thousands by filing date | |
| RETAIL VALUE INC | 76133Q102 | COM | 819 | $29,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 927 | $28,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 5,200 | $28,000 | thousands by filing date | call |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 1,502 | $28,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 562 | $28,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 5,200 | $28,000 | thousands by filing date | call |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 400 | $28,000 | thousands by filing date | call |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 5,659 | $28,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 6,844 | $28,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W671 | CONSUMER STPLS | 1,025 | $28,000 | thousands by filing date | |
| TALEND S A | 874224207 | ADS | 718 | $28,000 | thousands by filing date | |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 26,000 | $28,000 | thousands by filing date | principal |
| SANCHEZ MIDSTEAM PARTNERS LP | 79971C201 | COM UNITS REP B | 12,480 | $28,000 | thousands by filing date | |
| OPES ACQUISITION CORP | 68373P100 | COM | 2,700 | $28,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 51,913 | $27,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 1,890 | $27,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 4,546 | $27,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P108 | INTL COR DIV TIL | 1,057 | $27,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767876 | EMRNG MKT CONS | 1,200 | $27,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R779 | EMERGING MKTS | 511 | $27,000 | thousands by filing date | |
| SPIRIT MTA REIT | 84861U105 | COM SHS BEN IN | 3,270 | $27,000 | thousands by filing date | |
| BRIGHAM MINERALS INC | 10918L103 | COMMON STOCK | 1,293 | $27,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 882 | $27,000 | thousands by filing date | |
| NUVEEN N Y SELECT TAX FREE I | 67063V104 | SH BEN INT | 2,000 | $27,000 | thousands by filing date | |
| CURIS INC | 231269200 | COM | 14,990 | $27,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 569 | $27,000 | thousands by filing date | |
| BIOSIG TECHNOLOGIES INC | 09073N201 | COM NEW | 2,900 | $27,000 | thousands by filing date | |
| QUINTANA ENERGY SVCS INC | 74875T103 | COM | 16,958 | $27,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J802 | INDIA NFTY50 EQW | 700 | $26,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 404 | $26,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 100 | $26,000 | thousands by filing date | call |
| BAIN CAP SPECIALTY FIN INC | 05684B107 | COM STK | 1,378 | $26,000 | thousands by filing date | |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 451 | $26,000 | thousands by filing date | |
| NOVAVAX INC | 670002401 | COM NEW | 4,430 | $26,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 2,600 | $26,000 | thousands by filing date | call |
| MEDLEY CAP CORP | 58503F106 | COM | 11,450 | $26,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 453 | $26,000 | thousands by filing date | |
| DBX ETF TR | 233051705 | XTRACK MUN INFRA | 935 | $26,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 2,400 | $26,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 402 | $26,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 20,600 | $26,000 | thousands by filing date | call |
| ISHARES TR | 46432FAN7 | 2023 INVTGR BD | 1,060 | $26,000 | thousands by filing date | |
| LAZARD WORLD DIVID & INCOME | 521076109 | COM | 2,613 | $26,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q101 | COM | 6,300 | $26,000 | thousands by filing date | |
| APEX GLOBAL BRANDS INC | 03755M102 | COM | 64,200 | $26,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 300 | $25,000 | thousands by filing date | call |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 306 | $25,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 500 | $25,000 | thousands by filing date | call |
| DOW HLDGS INC COM | 260557103 | Stock | 500 | $25,000 | thousands by filing date | call |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 200 | $25,000 | thousands by filing date | call |
| BOX INC CL A | 10316T104 | Stock | 1,400 | $25,000 | thousands by filing date | call |
| HP INC COM | 40434L105 | Stock | 1,200 | $25,000 | thousands by filing date | put |
| HP INC COM | 40434L105 | Stock | 1,200 | $25,000 | thousands by filing date | call |
| ACCURAY INC DEL | 004397105 | COM | 6,547 | $25,000 | thousands by filing date | |
| CELCUITY INC | 15102K100 | COM | 1,000 | $25,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 200 | $25,000 | thousands by filing date | put |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 1,700 | $25,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 500 | $25,000 | thousands by filing date | put |
| VANECK VECTORS ETF TRUST | 92189F288 | ENERGY INCOME | 1,282 | $25,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 1,100 | $25,000 | thousands by filing date | call |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 2,800 | $25,000 | thousands by filing date | call |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 3,329 | $25,000 | thousands by filing date | |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 912 | $25,000 | thousands by filing date | |
| DATA I O CORP | 237690102 | COM | 5,500 | $25,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R700 | WBI BBR YLD 3000 | 1,042 | $25,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 11,309 | $25,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 10,000 | $25,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 4,202 | $25,000 | thousands by filing date | |
| CHIASMA INC | 16706W102 | COM | 3,484 | $25,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E255 | S&P HIGH INCOM | 950 | $25,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533AC2 | NOTE 5.000% 6/1 | 25,000 | $25,000 | thousands by filing date | principal |
| Philip Morris International Inc. | 718172109 | COM | 300 | $24,000 | thousands by filing date | call |
| EXELIXIS INC COM | 30161Q104 | Stock | 1,100 | $24,000 | thousands by filing date | call |
| PAGERDUTY INC COM | 69553P100 | Stock | 515 | $24,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 200 | $24,000 | thousands by filing date | put |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 942 | $24,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 2,200 | $24,000 | thousands by filing date | put |
| ETFIS SER TR I | 26923G707 | VIRTUS NEWFLEET | 1,001 | $24,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 600 | $24,000 | thousands by filing date | call |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 290 | $24,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 1,013 | $24,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 1,100 | $24,000 | thousands by filing date | call |
| FIRST TRUST ALTERNATIVE ABSOLUTE RETURN STRATEGYETF | 33740Y101 | UIT EXCHANGE TRADED | 896 | $24,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 2,615 | $24,000 | thousands by filing date | |
| MAVERIX METALS INC | 57776F405 | COMMON STOCK-FO | 5,374 | $24,000 | thousands by filing date | |
| HOOKIPA PHARMA INC | 43906K100 | COM | 3,600 | $24,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 1,785 | $24,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E804 | NASDQ CHINA TECH | 1,000 | $24,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 3,250 | $24,000 | thousands by filing date | |
| PROSHARES TR II | 74347W247 | ULTA BLMBG 2017 | 1,205 | $24,000 | thousands by filing date | |
| COVIA HLDGS CORP | 22305A103 | COM | 12,303 | $24,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 7,333 | $24,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F759 | CHINA GROWTH LDR | 600 | $24,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738R787 | DEVELOPED INTL | 477 | $24,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 300 | $23,000 | thousands by filing date | call |
| CYTOKINETICS INC | 23282W605 | COM NEW | 2,073 | $23,000 | thousands by filing date | |
| NUVEEN ESG MID-CAP VALUE ETF | 67092P508 | ETF | 802 | $23,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 700 | $23,000 | thousands by filing date | put |
| BILIBILI INC SPONS ADS REP Z | 090040106 | ADR | 1,417 | $23,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 300 | $23,000 | thousands by filing date | call |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 1,300 | $23,000 | thousands by filing date | call |
| NUTANIX INC CL A | 67059N108 | Stock | 900 | $23,000 | thousands by filing date | put |
| NUSHARES ETF TR | 67092P300 | NUVEEN ESG LRGVL | 756 | $23,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 200 | $23,000 | thousands by filing date | call |
| CERUS CORP | 157085101 | COM | 4,181 | $23,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 4,265 | $23,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 2,140 | $23,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 761 | $23,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 1,890 | $23,000 | thousands by filing date | |
| CUSHING RENAISSANCE FD RT | 231647124 | RIGHT 07/18/2019 | 108,587 | $23,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y857 | US MULTIFACTOR | 781 | $23,000 | thousands by filing date | |
| MESA RTY TR | 590660106 | UNIT BEN INT | 2,000 | $23,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 2,400 | $23,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 6,277 | $23,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 19,800 | $23,000 | thousands by filing date | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 2,761 | $23,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 1,344 | $23,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 993 | $23,000 | thousands by filing date | |
| GREENSKY INC | 39572G100 | CL A | 1,900 | $23,000 | thousands by filing date | put |
| PROSHARES TR II | 74347W247 | ULTA BLMBG 2017 | 1,200 | $23,000 | thousands by filing date | put |
| CAESARS ENTMT CORP | 127686AA1 | NOTE | 13,728 | $23,000 | thousands by filing date | principal |
| CAROLINA TR BANCSHARES INC | 14422P105 | COM | 2,931 | $23,000 | thousands by filing date | |
| SEA LTD | 81141R100 | SPONSORD ADS | 655 | $22,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 700 | $22,000 | thousands by filing date | call |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 1,500 | $22,000 | thousands by filing date | call |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 400 | $22,000 | thousands by filing date | put |
| RADWARE LTD | M81873107 | COMMON STOCK | 894 | $22,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 1,440 | $22,000 | thousands by filing date | |
| DYADIC INTL INC DEL | 26745T101 | COM | 3,569 | $22,000 | thousands by filing date | |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 6,325 | $22,000 | thousands by filing date | |
| PROTEOSTASIS THERAPEUTICS IN | 74373B109 | COM | 22,148 | $22,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAA3 | NOTE 2.875% 7/1 | 22,000 | $22,000 | thousands by filing date | principal |
| APPFOLIO INC | 03783C100 | COM CL A | 210 | $21,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 14,550 | $21,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 600 | $21,000 | thousands by filing date | call |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 1,266 | $21,000 | thousands by filing date | |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 1,366 | $21,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 300 | $21,000 | thousands by filing date | call |
| CENTENE CORP DEL COM | 15135B101 | Stock | 400 | $21,000 | thousands by filing date | put |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 2,000 | $21,000 | thousands by filing date | put |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 700 | $21,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 3,248 | $21,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 1,300 | $21,000 | thousands by filing date | call |
| IMMUNOMEDICS INC | 452907108 | COM | 1,500 | $21,000 | thousands by filing date | put |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 700 | $21,000 | thousands by filing date | |
| iShares iBonds Dec. 2028 Corporate Bond ETF | 46435U515 | ETF | 784 | $21,000 | thousands by filing date | |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 2,500 | $21,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J635 | INVSCO BLSH 26 | 837 | $21,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 1,100 | $21,000 | thousands by filing date | call |
| NANOMETRICS | 630077105 | COM | 600 | $21,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 700 | $21,000 | thousands by filing date | call |
| CYTOSORBENTS CORP | 23283X206 | CMN | 3,122 | $21,000 | thousands by filing date | |
| ALTABA INC | 021346101 | COM | 300 | $21,000 | thousands by filing date | call |
| FARMER BROS CO | 307675108 | COM | 1,300 | $21,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 9,948 | $21,000 | thousands by filing date | |
| PROSHARES TR | 74347B276 | PSHS ULDOW30 NEW | 800 | $21,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 1,770 | $21,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 2,738 | $21,000 | thousands by filing date | |
| OASIS MIDSTREAM PARTNERS LP | 67420T206 | COM UNITS REPS | 970 | $21,000 | thousands by filing date | |
| CHINA BIOLOGIC PRODS HLDGS I | G21515104 | COM | 219 | $21,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 2,256 | $21,000 | thousands by filing date | |
| Pareteum Corporation | 69946T207 | COM | 7,979 | $21,000 | thousands by filing date | |
| OASIS PETE INC NEW | 674215AJ7 | NOTE | 23,000 | $21,000 | thousands by filing date | principal |
| EMERALD EXPOSITIONS EVENTS I | 29103B100 | COM | 1,880 | $21,000 | thousands by filing date | |
| RA PHARMACEUTICALS INC | 74933V108 | COM | 705 | $21,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484MAA4 | NOTE 1.750% 6/1 | 25,000 | $21,000 | thousands by filing date | principal |
| RESTORATION ROBOTICS INC | 76133C103 | COM | 34,210 | $21,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 532 | $20,000 | thousands by filing date | put |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 1,275 | $20,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 100 | $20,000 | thousands by filing date | call |
| MARATHON OIL CORP | 565849106 | COM | 1,400 | $20,000 | thousands by filing date | put |
| VANGUARD WELLINGTON FD | 921935805 | US VALUE FACTR | 275 | $20,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P888 | NUVEEN ESG EMRGN | 750 | $20,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 1,040 | $20,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 326 | $20,000 | thousands by filing date | |
| STATE STREET SPDR RUSSELL MOMENTU | 78468R762 | ETF | 275 | $20,000 | thousands by filing date | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 811 | $20,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 2,582 | $20,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 1,282 | $20,000 | thousands by filing date | |
| ISHARES INC | 464286327 | MSCI GLB SLV&MTL | 2,127 | $20,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 1,664 | $20,000 | thousands by filing date | |
| BEST INC | 08653C106 | SPONSORED ADS | 3,637 | $20,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 2,319 | $20,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 1,032 | $20,000 | thousands by filing date | |
| PROSHARES TR | 74347B714 | FUND | 700 | $20,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 4,781 | $20,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 7,500 | $20,000 | thousands by filing date | |
| Carter Bank and Trust | 146102108 | Ordinary Shares | 1,023 | $20,000 | thousands by filing date | |
| CONTURA ENERGY INC | 21241B100 | COM | 386 | $20,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 992 | $19,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 53 | $19,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 508 | $19,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 300 | $19,000 | thousands by filing date | call |
| LANTHEUS HLDGS INC | 516544103 | COM | 670 | $19,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 787 | $19,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 100 | $19,000 | thousands by filing date | call |
| GOGO INC | 38046C109 | COM | 4,870 | $19,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 700 | $19,000 | thousands by filing date | call |
| TIVO CORP | 88870P106 | COM | 2,656 | $19,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 2,200 | $19,000 | thousands by filing date | |
| PROSHARES TR | 74347R131 | SHRT HGH YIELD | 882 | $19,000 | thousands by filing date | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 278 | $19,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 4,801 | $19,000 | thousands by filing date | |
| DIANTHUS THERAPEUTICS INC COM | 55910K108 | Stock | 1,295 | $19,000 | thousands by filing date | |
| ONCOLYTICS BIOTECH INC | 682310875 | COM NEW | 11,304 | $19,000 | thousands by filing date | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 2,673 | $19,000 | thousands by filing date | |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 3,013 | $19,000 | thousands by filing date | |
| PROSHARES TR | 74348A491 | ULSH 20YRTRE NEW | 996 | $19,000 | thousands by filing date | |
| PIVOTAL SOFTWARE INC | 72582H107 | COM CL A | 1,800 | $19,000 | thousands by filing date | call |
| UNITY BIOTECHNOLOGY INC | 91381U101 | COM | 2,000 | $19,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E552 | MSCI EMRNG MKT | 605 | $19,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 3,000 | $18,000 | thousands by filing date | call |
| AVANTOR INC COM | 05352A100 | Stock | 941 | $18,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 200 | $18,000 | thousands by filing date | put |
| DROPBOX INC CL A | 26210C104 | Stock | 700 | $18,000 | thousands by filing date | call |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 300 | $18,000 | thousands by filing date | call |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 400 | $18,000 | thousands by filing date | call |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 490 | $18,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 1,330 | $18,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 342 | $18,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 1,992 | $18,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 2,000 | $18,000 | thousands by filing date | call |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 400 | $18,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189F825 | DEFENSE ETF | 745 | $18,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 1,350 | $18,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P706 | CMN | 602 | $18,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E545 | MSCI GBL TIMBR | 681 | $18,000 | thousands by filing date | |
| BIRKS GROUP INC | 09088U109 | CL A COM | 17,500 | $18,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 7,293 | $18,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 12,490 | $18,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 6,811 | $18,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 2,650 | $18,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 6,040 | $18,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 2,000 | $18,000 | thousands by filing date | |
| VEECO INSTRS INC DEL | 922417AD2 | NOTE 2.700% 1/1 | 20,000 | $18,000 | thousands by filing date | principal |
| INVESCO HIGH INCOME 2024 TAR | 46136K105 | COM | 1,819 | $18,000 | thousands by filing date | |
| EASTSIDE DISTILLING INC | 277802302 | COM | 4,000 | $18,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 1,700 | $17,000 | thousands by filing date | put |
| Eaton Corp. Plc | G29183103 | COM | 200 | $17,000 | thousands by filing date | put |
| SPDR S&P North American Natural Resources ETF | 78463X152 | SHS | 528 | $17,000 | thousands by filing date | |
| LOVESAC COMPANY | 54738L109 | COM | 541 | $17,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 1,600 | $17,000 | thousands by filing date | call |
| VMWARE, INC. | 928563402 | CL A COM | 100 | $17,000 | thousands by filing date | call |
| APACHE CORP | 037411105 | COM | 600 | $17,000 | thousands by filing date | put |
| BNY MELLON HIGH YIELD STRATE | 09660L105 | SH BEN INT | 5,500 | $17,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 2,825 | $17,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 2,108 | $17,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 2,000 | $17,000 | thousands by filing date | |
| ISHARES TR | 46429B499 | MSCI NORWAY ETF | 680 | $17,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A128 | ST STR SP1500VT | 162 | $17,000 | thousands by filing date | |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 970 | $17,000 | thousands by filing date | |
| IPATH GSCI TOTAL RETURN INDEX ETF (GSP) | 06738C794 | ETF | 1,146 | $17,000 | thousands by filing date | |
| VERSO CORP | 92531L207 | CL A | 878 | $17,000 | thousands by filing date | |
| FI ENHANCED EUROPE 50 ETN UBS | 90274D234 | COM | 102 | $17,000 | thousands by filing date | |
| Emmis Communications Corp | 291525400 | COM | 3,625 | $17,000 | thousands by filing date | |
| HTG MOLECULAR DIAGNOSTICS IN | 40434H104 | COM | 10,500 | $17,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 400 | $16,000 | thousands by filing date | call |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 1,032 | $16,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 200 | $16,000 | thousands by filing date | put |
| KEYCORP COM | 493267108 | Stock | 900 | $16,000 | thousands by filing date | put |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 300 | $16,000 | thousands by filing date | call |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 400 | $16,000 | thousands by filing date | call |
| TYSON FOODS INC CL A | 902494103 | Stock | 200 | $16,000 | thousands by filing date | call |
| ADMA BIOLOGICS INC | 000899104 | COM | 4,000 | $16,000 | thousands by filing date | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 231 | $16,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 543 | $16,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 4,989 | $16,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 500 | $16,000 | thousands by filing date | call |
| JUNIPER NETWORKS INC | 48203R104 | COM | 600 | $16,000 | thousands by filing date | put |
| NEUBERGER BERMAN CALIFORNIA IN | 64123C101 | COM | 1,200 | $16,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 1,447 | $16,000 | thousands by filing date | |
| NUVEEN NEW JERSEY MUN VALUE | 670702109 | SHS | 1,218 | $16,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A289 | DEFIANCE SPACE A | 650 | $16,000 | thousands by filing date | |
| REPLIMUNE GROUP INC | 76029N106 | COMMON STOCK | 1,125 | $16,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 800 | $16,000 | thousands by filing date | put |
| DERMIRA INC | 24983L104 | COM | 1,649 | $16,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096AF9 | DBCV 4.375% 2/0 | 16,000 | $16,000 | thousands by filing date | principal |
| REDWOOD TRUST INC | 758075AC9 | BOND | 16,000 | $16,000 | thousands by filing date | principal |
| 22ND CENTY GROUP INC | 90137F103 | COM | 7,991 | $16,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 2,378 | $16,000 | thousands by filing date | |
| FAMOUS DAVE'S OF AMERICA | 307068106 | COM | 3,703 | $16,000 | thousands by filing date | |
| LAKE SHORE BANCORP INC | 510700107 | COM | 1,050 | $16,000 | thousands by filing date | |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 3,054 | $16,000 | thousands by filing date | |
| BANK SOUTH CAROLINA CORP | 065066102 | COM | 830 | $16,000 | thousands by filing date | |
| OPIANT PHARMACEUTICALS INC | 683750103 | COM | 1,200 | $16,000 | thousands by filing date | |
| ISHARES TR | 46432FAZ0 | IBONDS MAR23 ETF | 613 | $16,000 | thousands by filing date | |
| EVOGENE LTD | M4119S104 | SHS | 10,000 | $16,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 3,171 | $16,000 | thousands by filing date | |
| BG STAFFING INC | 05544A109 | COM | 852 | $16,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 4,872 | $16,000 | thousands by filing date | |
| RADA ELECTR INDS LTD | M81863124 | CMN | 4,750 | $16,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A122 | COM | 3,500 | $16,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 12,600 | $16,000 | thousands by filing date | |
| INPHI CORP | 45772FAB3 | NOTE 1.125%12/0 | 12,000 | $16,000 | thousands by filing date | principal |
| CSX Corporation | 126408103 | COM | 200 | $15,000 | thousands by filing date | call |
| ISHARES TR | 464288687 | COM | 400 | $15,000 | thousands by filing date | put |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 100 | $15,000 | thousands by filing date | call |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 100 | $15,000 | thousands by filing date | put |
| MOSAIC CO COM | 61945C103 | Stock | 600 | $15,000 | thousands by filing date | put |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 600 | $15,000 | thousands by filing date | put |
| FORTINET INC COM | 34959E109 | Stock | 200 | $15,000 | thousands by filing date | call |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 397 | $15,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 600 | $15,000 | thousands by filing date | call |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 300 | $15,000 | thousands by filing date | put |
| GEOPARK LTD USD SHS | G38327105 | Stock | 800 | $15,000 | thousands by filing date | |
| LIVERAMP HLDGS INC COM | 53815P108 | Stock | 300 | $15,000 | thousands by filing date | put |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 200 | $15,000 | thousands by filing date | call |
| DAKTRONICS INC | 234264109 | COM | 2,480 | $15,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 900 | $15,000 | thousands by filing date | call |
| BANDWIDTH INC | 05988J103 | COM CL A | 200 | $15,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430479 | ACCESS INVT GR | 300 | $15,000 | thousands by filing date | |
| GARRISON CAP INC | 366554103 | COM | 2,117 | $15,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 1,000 | $15,000 | thousands by filing date | call |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 1,581 | $15,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 359 | $15,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 400 | $15,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 500 | $15,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 642 | $15,000 | thousands by filing date | |
| NAVIOS MARITIME PARTNERS L.P. | Y62267409 | COM UNIT LPI | 1,151 | $15,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F304 | ENVIRONMENTAL SR | 150 | $15,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 3,138 | $15,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 500 | $15,000 | thousands by filing date | call |
| XBIOTECH INC | 98400H102 | COM | 2,000 | $15,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 200 | $15,000 | thousands by filing date | |
| ECA MARCELLUS TRUST I | 26827L109 | COMMON STOCK | 8,550 | $15,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 5,821 | $15,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 560 | $15,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 662 | $15,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y405 | 20YR TRES BEAR | 796 | $15,000 | thousands by filing date | |
| AMERICAS SILVER CORP | 03063L705 | COM NEW | 6,633 | $15,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J602 | mc | 300 | $15,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F129 | 6% PFD CNV SR A | 675 | $15,000 | thousands by filing date | principal |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 6,610 | $14,000 | thousands by filing date | |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 540 | $14,000 | thousands by filing date | |
| VERRA MOBILITY CORP CL A COM STK | 92511U102 | Stock | 1,101 | $14,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 101 | $14,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 1,200 | $14,000 | thousands by filing date | put |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 1,247 | $14,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 300 | $14,000 | thousands by filing date | put |
| TWILIO INC CL A | 90138F102 | Stock | 100 | $14,000 | thousands by filing date | put |
| EXELON CORP COM | 30161N101 | Stock | 300 | $14,000 | thousands by filing date | call |
| BEST BUY INC COM | 086516101 | Stock | 200 | $14,000 | thousands by filing date | call |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 15,325 | $14,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 900 | $14,000 | thousands by filing date | |
| GATES INDL CORP PLC | G39108108 | ORD SHS | 1,206 | $14,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 3,611 | $14,000 | thousands by filing date | |
| BP MIDSTREAM PARTNERS LP | 0556EL109 | UNIT LTD PTNR | 889 | $14,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 200 | $14,000 | thousands by filing date | call |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 800 | $14,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 400 | $14,000 | thousands by filing date | put |
| CNX MIDSTREAM PARTNERS LP | 12654A101 | COM UNIT REPST | 1,011 | $14,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 793 | $14,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 423 | $14,000 | thousands by filing date | |
| MAINSTREET BANCSHARES INC | 56064Y100 | COMMON STOCK | 625 | $14,000 | thousands by filing date | |
| AIRGAIN INC | 00938A104 | COM | 1,000 | $14,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 600 | $14,000 | thousands by filing date | call |
| RLJ LODGING TR | 74965L200 | CUM CONV PFD A | 527 | $14,000 | thousands by filing date | principal |
| MARINE PETE TR | 568423107 | UNIT BEN INT | 5,828 | $14,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 2,500 | $14,000 | thousands by filing date | |
| AMALGAMATED BANK | 022663108 | COMMON STOCK | 800 | $14,000 | thousands by filing date | |
| DESPEGAR COM CORP | G27358103 | ORD SHS | 1,000 | $14,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 923 | $14,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 2,800 | $14,000 | thousands by filing date | call |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 1,000 | $14,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 9,100 | $14,000 | thousands by filing date | |
| NUVEEN PA MUN VALUE FD | 67074K105 | COM | 1,000 | $14,000 | thousands by filing date | |
| EQUITY COMWLTH | 294628201 | 6.5% CNV PFD D | 500 | $14,000 | thousands by filing date | principal |
| ONCOCYTE CORP | 68235C107 | COM | 5,635 | $14,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 14,000 | $14,000 | thousands by filing date | principal |
| SPDR INDEX SHS FDS SOLACTIVE JAPAN | 78463X368 | CEF | 200 | $14,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 100 | $13,000 | thousands by filing date | put |
| PAN AMERN SILVER CORP | 697900108 | COM | 1,000 | $13,000 | thousands by filing date | put |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 200 | $13,000 | thousands by filing date | put |
| KROGER CO COM | 501044101 | Stock | 600 | $13,000 | thousands by filing date | call |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 964 | $13,000 | thousands by filing date | |
| BILIBILI INC SPONS ADS REP Z | 090040106 | ADR | 800 | $13,000 | thousands by filing date | put |
| TAPESTRY INC COM | 876030107 | Stock | 400 | $13,000 | thousands by filing date | put |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 500 | $13,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 800 | $13,000 | thousands by filing date | put |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 200 | $13,000 | thousands by filing date | put |
| ARCUS BIOSCIENCES INC | 03969F109 | COM | 1,600 | $13,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 447 | $13,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 1,120 | $13,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 400 | $13,000 | thousands by filing date | put |
| NUVEEN MULTI-MKT INCOME FD | 67075J107 | COM | 1,750 | $13,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460E307 | AUSPCE CMD STG | 565 | $13,000 | thousands by filing date | |
| VANGUARD WELLINGTON FD | 921935607 | US MULTIFACTOR | 175 | $13,000 | thousands by filing date | |
| DMC GLOBAL INC | 23291C103 | COM | 200 | $13,000 | thousands by filing date | |
| NEXA RES S A | L67359106 | COM | 1,310 | $13,000 | thousands by filing date | |
| SCULLY ROYALTY LTD | G7T96K107 | COM SHS | 1,000 | $13,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 600 | $13,000 | thousands by filing date | put |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 1,800 | $13,000 | thousands by filing date | put |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 465 | $13,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 671 | $13,000 | thousands by filing date | |
| NEXTGEN HEALTHCARE INC | 65343C102 | COMMON STOCK | 655 | $13,000 | thousands by filing date | |
| PLAYAGS INC | 72814N104 | COM | 646 | $13,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 605 | $13,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 797 | $13,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 608 | $13,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AL3 | DBCV 4.000% 1/1 | 14,000 | $13,000 | thousands by filing date | principal |
| AT HOME GROUP INC | 04650Y100 | COM | 1,958 | $13,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 892 | $13,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 7,562 | $13,000 | thousands by filing date | |
| MCCLATCHY CO | 579489303 | CL A NEW | 5,000 | $13,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A438 | DEFIANCE FUTUR | 535 | $13,000 | thousands by filing date | |
| CSOP ETF TR | 12649L105 | FTSE CHINA A50 | 764 | $13,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 1,200 | $12,000 | thousands by filing date | call |
| PAN AMERN SILVER CORP | 697900108 | COM | 900 | $12,000 | thousands by filing date | call |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 300 | $12,000 | thousands by filing date | call |
| FORMFACTOR INC COM | 346375108 | Stock | 735 | $12,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 700 | $12,000 | thousands by filing date | call |
| PALOMAR HLDGS INC COM | 69753M105 | Stock | 500 | $12,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 400 | $12,000 | thousands by filing date | put |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 912 | $12,000 | thousands by filing date | |
| RH | 74967X103 | COM | 100 | $12,000 | thousands by filing date | put |
| RH | 74967X103 | COM | 100 | $12,000 | thousands by filing date | call |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 205 | $12,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 76 | $12,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 300 | $12,000 | thousands by filing date | put |
| WESTERN ASSET CORPORATE LN F | 95790J102 | COM | 1,205 | $12,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G400 | INFRACP REIT PFD | 500 | $12,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 300 | $12,000 | thousands by filing date | put |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 784 | $12,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 440 | $12,000 | thousands by filing date | |
| ISHARES INC | 464286343 | US PWR INFRA ETF | 599 | $12,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 400 | $12,000 | thousands by filing date | put |
| SPDR INDEX SHS FDS | 78463X418 | CMN | 147 | $12,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 1,700 | $12,000 | thousands by filing date | put |
| JPMorgan BetaBuilders Dev Asia | 46641Q688 | ETF | 452 | $12,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 2,314 | $12,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 618 | $12,000 | thousands by filing date | |
| VERRICA PHARMACEUTICALS INC | 92511W108 | COM | 1,070 | $12,000 | thousands by filing date | |
| AZUL S A | 05501U106 | OPT | 351 | $12,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 2,601 | $12,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 932 | $12,000 | thousands by filing date | |
| NUVEEN MTG OPPTY TERM FD 2 | 67074R100 | COM | 540 | $12,000 | thousands by filing date | |
| NUVEEN TEXAS QUAL MUN IN | 670983105 | COM | 898 | $12,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 6,509 | $12,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 12,020 | $12,000 | thousands by filing date | |
| PEAK RESORTS INC | 70469L100 | COM | 2,500 | $12,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 2,975 | $11,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 600 | $11,000 | thousands by filing date | put |
| YUM BRANDS INC COM | 988498101 | Stock | 100 | $11,000 | thousands by filing date | call |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 200 | $11,000 | thousands by filing date | call |
| MUELLER INDS INC COM | 624756102 | Stock | 366 | $11,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 200 | $11,000 | thousands by filing date | call |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 20,348 | $11,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 232 | $11,000 | thousands by filing date | |
| ONESPAWORLD HOLDINGS LIMITED | P73684113 | COM | 684 | $11,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 900 | $11,000 | thousands by filing date | put |
| Matrix Service Company | 576853105 | COM | 569 | $11,000 | thousands by filing date | |
| PORTMAN RIDGE FIN CORP | 73688F102 | COM | 4,831 | $11,000 | thousands by filing date | |
| RBB BANCORP | 74930B105 | COMMON STOCK | 559 | $11,000 | thousands by filing date | |
| IDENTIV INC | 45170X205 | COM NEW | 2,215 | $11,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R753 | SMID CAP STR ETF | 517 | $11,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 763 | $11,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-19-016867 | this filing | 2019-08-14 | acceptance time not in the bulk data set |