13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2019-03-31, filed 2019-05-15, with 7,014 holding rows worth $234,152,580,000.
- Accession
- 0001567619-19-011119
- Filer
- CIK 1000275
- Filed
- 2019-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2019
A holdings report, 25,016 entries on the cover page, a total value of $234,152,580,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $234,152,580,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC Capital Markets Arbitrage S.A.028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerLMCG INVESTMENTS, LLC028-13608
- included managerMID CONTINENT CAPITAL LLC/IL028-05684
- included managerSymphonic Financial Advisors LLC028-12672
- included managerSEI INVESTMENTS MANAGEMENT CORP028-16475
- included managerAston Asset Management, LLC028-12347
- included managerUBS ASSET MANAGEMENT AMERICAS INC028-02682
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerJACKSON NATIONAL ASSET MANAGEMENT LLC028-06761
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FOUNDATION BLDG MATLS INC | 350392106 | COM | 35,000 | $344,000 | thousands by filing date | |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 6,173 | $343,000 | thousands by filing date | principal |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 21,355 | $342,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 7,400 | $342,000 | thousands by filing date | call |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 52,531 | $342,000 | thousands by filing date | |
| ISHARES TR | 464288125 | 3YRTB ETF | 4,329 | $342,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 220,443 | $342,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 5,906 | $341,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 145,974 | $341,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X853 | INTL EQUITY OPP | 9,807 | $341,000 | thousands by filing date | |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 24,548 | $339,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 5,866 | $339,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 3,243 | $339,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102209 | UNIT LTD PRT 60 | 21,474 | $339,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 125,232 | $339,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 9,100 | $338,000 | thousands by filing date | call |
| ALITHYA GROUP INC | 01643b106 | COM | 105,739 | $338,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q544 | RIVERFRONT UNC | 13,496 | $338,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 77,544 | $337,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 22,228 | $337,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A804 | TOTAL RETURN | 6,520 | $337,000 | thousands by filing date | |
| MVB FINANCIAL CORP | 553810102 | COMMON STOCK | 22,006 | $336,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 12,670 | $335,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 8,265 | $334,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 15,617 | $333,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 9,787 | $332,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 5,412 | $332,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 25,939 | $332,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 4,684 | $332,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 5,539 | $331,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 31,476 | $331,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V886 | S&P500 EX-RATE | 4,657 | $331,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 26,059 | $331,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 40,857 | $330,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 2,151 | $330,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 49,986 | $329,000 | thousands by filing date | |
| THE CUSHING MLP INFASTCR TOT | 231631201 | COM NEW | 31,464 | $328,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 33,358 | $328,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 10,300 | $327,000 | thousands by filing date | put |
| KNIGHT-SWIFT TRANSN HLDGS IN | 499049104 | CL A | 10,000 | $327,000 | thousands by filing date | put |
| KNIGHT-SWIFT TRANSN HLDGS IN | 499049104 | CL A | 10,000 | $327,000 | thousands by filing date | call |
| Home Depot, Inc | 437076102 | COM | 1,700 | $326,000 | thousands by filing date | call |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 4,725 | $326,000 | thousands by filing date | |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 2,956 | $325,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 20,370 | $324,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 8,887 | $323,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 13,409 | $323,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E669 | GLOBAL EX US HGH | 13,819 | $323,000 | thousands by filing date | |
| JPMorgan BetaBuilders Canada E | 46641Q696 | COM | 13,532 | $323,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 52,339 | $322,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 4,190 | $322,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 18,614 | $322,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 33,831 | $322,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E370 | S&P 500 HB ETF | 7,728 | $321,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 58,923 | $321,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 35,148 | $321,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 4,000 | $320,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78468R747 | ST STR MSCI GEN | 4,503 | $320,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 16,032 | $320,000 | thousands by filing date | |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 54,624 | $320,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746P589 | FUND | 7,379 | $320,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 15,200 | $319,000 | thousands by filing date | |
| PROSHARES TR II | 74347W130 | SHT VIX ST TRM | 6,027 | $316,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 39,259 | $316,000 | thousands by filing date | |
| RENAISSANCE CAP GREENWICH FD | 759937204 | IPO ETF | 10,292 | $314,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 13,597 | $314,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 30,612 | $313,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 13,749 | $312,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 31,275 | $312,000 | thousands by filing date | |
| FTAI AVIATION LTD | 34960P101 | COM | 18,100 | $310,000 | thousands by filing date | |
| CannTrust Holdings Inc | 137800207 | Common / Ordinary Stock | 40,000 | $310,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 10,223 | $309,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 53,232 | $309,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 19,154 | $308,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 10,231 | $308,000 | thousands by filing date | |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 4,694 | $308,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P607 | NUVEEN ESG SMLCP | 10,689 | $307,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 8,044 | $307,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 9,432 | $307,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 12,477 | $305,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 17,758 | $305,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E180 | S&P SMLCP DISC | 5,057 | $305,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y206 | DORSEY WRIGT ADR | 6,696 | $305,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 2,823 | $304,000 | thousands by filing date | |
| JERNIGAN CAP INC | 476405105 | COM | 14,449 | $304,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 32,040 | $303,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 29,601 | $303,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 8,093 | $302,000 | thousands by filing date | |
| AVANOS MED INC | 05350V106 | COM | 7,083 | $302,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 8,121 | $302,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435AB1 | NOTE 7/0 | 137,000 | $300,000 | thousands by filing date | principal |
| AMPLIFY ETF TR | 032108409 | CWP ENHANCED DIV | 10,237 | $299,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U852 | HENDERSON MTG | 5,800 | $298,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 8,724 | $298,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q478 | DISRUPTIVE TECH | 10,242 | $298,000 | thousands by filing date | |
| PIVOTAL SOFTWARE INC | 72582H107 | COM CL A | 14,279 | $298,000 | thousands by filing date | |
| iShares iBonds Dec 2026 Term Corporate ETF | 46435GAA0 | SHS | 12,285 | $297,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 2,303 | $297,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 24,416 | $297,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 11,423 | $297,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 7,936 | $296,000 | thousands by filing date | |
| AXONENTERPRISEINC | 05464C101 | STOK | 5,432 | $295,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108607 | BLOCK TECHN ETF | 16,775 | $295,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092832 | DIVID ETF RISI | 9,335 | $295,000 | thousands by filing date | |
| MEXICO EQUITY & INCOME FD | 592834105 | COM | 27,882 | $295,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 3,658 | $294,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 8,818 | $294,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 3,874 | $294,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 3,456 | $294,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 5,000 | $293,000 | thousands by filing date | call |
| PIMCO EQUITY SER | 72202L363 | CMN | 10,350 | $293,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C807 | S&P FINCIAL REVE | 4,681 | $293,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 8,493 | $292,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X475 | ST STR MSCI GLB | 3,719 | $291,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 6,673 | $291,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 21,552 | $290,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 21,703 | $290,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 10,348 | $290,000 | thousands by filing date | |
| OSI ETF TR | 67110P100 | OSI ETF TR | 10,923 | $290,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 17,038 | $289,000 | thousands by filing date | |
| Invesco KBW Premium Yield | 46138E594 | KBW PREM YIELD | 9,449 | $289,000 | thousands by filing date | |
| JBG SMITH PPTYS COM | 46590V100 | REIT | 6,947 | $287,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 9,399 | $286,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 7,466 | $285,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 8,671 | $285,000 | thousands by filing date | |
| ALLAKOS INC | 01671P100 | COM | 7,028 | $285,000 | thousands by filing date | |
| Vanguard ESG U.S. Stock ETF | 921910733 | SHS | 5,780 | $284,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 1,200 | $284,000 | thousands by filing date | call |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 15,603 | $284,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 14,117 | $284,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 6,939 | $283,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 24,057 | $283,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 39,378 | $283,000 | thousands by filing date | |
| MYOKARDIA INC | 62857M105 | COM | 5,451 | $283,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E689 | MSCI PAKISTAN | 32,976 | $283,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 25,752 | $282,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 4,765 | $282,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 23,072 | $282,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V878 | DORSEY WRGT ENRG | 8,752 | $282,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 46,632 | $282,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 15,092 | $281,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 1,700 | $280,000 | thousands by filing date | call |
| INVESCO FUNDAMENTAL INVESTMENT GRADE CORPORATE BOND ETF | 46138E693 | ETF | 11,004 | $280,000 | thousands by filing date | |
| PROSHARES TR | 74348A608 | SHT 7-10 YR TR | 10,063 | $280,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 80,630 | $280,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V688 | NEXT GEN CON ETF | 4,729 | $279,000 | thousands by filing date | |
| NUVEEN PFD & INCOME 2022 TER | 67075T105 | COM | 12,191 | $278,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 19,570 | $277,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 6,759 | $277,000 | thousands by filing date | |
| ARK ETF TR | 00214Q203 | AUTNMUS TECHNLGY | 8,076 | $275,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 19,839 | $275,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 3,487 | $274,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 16,325 | $273,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 21,195 | $273,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 12,280 | $272,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 3,892 | $271,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 25,342 | $271,000 | thousands by filing date | |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 7,994 | $271,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P509 | RIVRFRNT DY ASIA | 5,300 | $271,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 16,962 | $270,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 5,067 | $269,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 47,600 | $269,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 14,100 | $269,000 | thousands by filing date | call |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 6,629 | $269,000 | thousands by filing date | |
| 180 LIFE SCIENCES ORD | 48242A104 | COM | 25,928 | $269,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR | 30151E608 | KNLDG LD WD ETF | 8,234 | $269,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 18,120 | $268,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 4,400 | $267,000 | thousands by filing date | call |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 24,856 | $266,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 3,275 | $266,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 7,860 | $266,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L508 | DIVERSIFID FXD | 13,308 | $265,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 1,590 | $264,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 38,069 | $264,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E644 | INTL BUYBACK | 8,298 | $264,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 16,478 | $263,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 17,546 | $263,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q650 | WRKPLC EQL PRT | 7,274 | $263,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J224 | UNIT KING ALPH | 7,165 | $262,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 7,589 | $262,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 99,434 | $262,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 19,451 | $261,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 14,765 | $260,000 | thousands by filing date | |
| ARGENX SE SPONSORED ADR | 04016X101 | ADR | 2,083 | $260,000 | thousands by filing date | |
| CLEARWAY ENERGY INC CL C | 18539C204 | Stock | 17,158 | $259,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 5,698 | $259,000 | thousands by filing date | |
| FIRST TR EXCHANGE ETF TRADED FD VI NASDAQ OIL & GAS | 33738R845 | ETF | 13,664 | $259,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742C723 | IPATH SELCT MLP | 12,682 | $259,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 15,700 | $258,000 | thousands by filing date | |
| DREYFUS MUN BD INFRSTRCTR FD | 26203D101 | SHS | 19,898 | $258,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740C337 | S&P 500 VEQTOR | 1,575 | $258,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 14,906 | $257,000 | thousands by filing date | |
| STRATEGY | 86280R100 | EXCHANGE TRADED | 7,384 | $257,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 16,137 | $257,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V589 | GBL LISTED PVT | 22,491 | $257,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 98,209 | $256,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 9,900 | $255,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 13,727 | $255,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E206 | CALIF AMT MUN | 9,684 | $255,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F171 | GREEN BOND ETF | 9,821 | $255,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 2,600 | $254,000 | thousands by filing date | call |
| XILINX INC | 983919101 | COM | 2,000 | $254,000 | thousands by filing date | call |
| BARNES GROUP INC | 067806109 | COM | 4,961 | $254,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 10,027 | $254,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 7,300 | $253,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 18,574 | $252,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 21,377 | $252,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 2,900 | $252,000 | thousands by filing date | put |
| Canadian $ ETF | 46138T104 | ETF | 3,406 | $252,000 | thousands by filing date | |
| ISHARES TR | 46434V787 | YLD OPTIM BD | 10,224 | $252,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 19,380 | $252,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 17,406 | $251,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 17,481 | $251,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 14,898 | $251,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 25,678 | $250,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 2,500 | $249,000 | thousands by filing date | call |
| INVESCO EXCH TRADED FD TR II | 46138E289 | S&P EMRNG MMTM | 15,502 | $248,000 | thousands by filing date | |
| ARROWMARK FINANCIAL CORP | 861780104 | COM | 11,598 | $248,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E420 | CMN | 7,713 | $248,000 | thousands by filing date | |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 5,750 | $248,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 3,625 | $248,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F627 | CHINE INNOV ETF | 8,523 | $247,000 | thousands by filing date | |
| REDFIN CORP | 75737F108 | COM | 12,187 | $247,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 5,616 | $246,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 27,529 | $246,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 4,505 | $246,000 | thousands by filing date | |
| DBX ETF TR | 233051226 | CMN | 9,366 | $245,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 39,645 | $244,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 16,905 | $244,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 145,320 | $244,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 40,000 | $244,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 46,784 | $243,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 12,574 | $242,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 235,000 | $242,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L810 | WESTN ASET TTL | 9,258 | $242,000 | thousands by filing date | |
| STANDARD AVB FINANCIAL CORP | 85303b100 | COM | 8,979 | $242,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 16,294 | $241,000 | thousands by filing date | |
| GRITSTONE BIO INC | 39868T105 | COM | 18,100 | $241,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 15,259 | $240,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 53,150 | $239,000 | thousands by filing date | |
| BLACKROCK FLA MUN 2020 TERM | 09250M109 | COM SHS | 16,668 | $239,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 18,886 | $238,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H208 | COMMON STOCK | 8,900 | $237,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W557 | DAI 710 BEA ETF | 18,618 | $237,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 11,215 | $236,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 44,320 | $235,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J775 | BLOO PRI PWR ETF | 4,696 | $235,000 | thousands by filing date | |
| ISHARES TR | 46435U697 | IBONDS DEC | 9,045 | $235,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 2,664 | $234,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 13,600 | $233,000 | thousands by filing date | call |
| ELLINGTON FINANCIAL INC | 28852N109 | COM | 13,000 | $233,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 48,774 | $233,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 32,096 | $233,000 | thousands by filing date | |
| AMERISERV FINL INC | 03074A102 | COM | 58,039 | $233,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 24,213 | $232,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 6,880 | $232,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430396 | JUST US LRG CP | 5,740 | $232,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 5,785 | $232,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E648 | GBL X FTSE ETF | 14,676 | $232,000 | thousands by filing date | |
| CBTX INC | 12481V104 | COM | 7,142 | $232,000 | thousands by filing date | |
| CNX RES CORP COM | 12653C108 | Stock | 21,420 | $231,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 392,015 | $231,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 11,732 | $231,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 5,817 | $231,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 21,703 | $230,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 18,488 | $230,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 5,544 | $230,000 | thousands by filing date | |
| BLACKROCK MD MUNICIPAL BOND | 09249L105 | COM | 15,725 | $230,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A503 | VIDENT US EQUITY | 7,392 | $229,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 12,072 | $229,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 336,000 | $229,000 | thousands by filing date | principal |
| EVERTEC INC | 30040P103 | COM | 8,212 | $228,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V134 | WILDERHIL CLAN | 8,511 | $228,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 34,457 | $228,000 | thousands by filing date | |
| RPT REALTY | 74971D101 | SH BEN INT | 18,977 | $228,000 | thousands by filing date | |
| SQUARE INC | 852234AB9 | NOTE 0.375% 3/0 | 70,000 | $228,000 | thousands by filing date | principal |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 800 | $227,000 | thousands by filing date | call |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 4,395 | $226,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 14,148 | $225,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 3,183 | $225,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 15,743 | $225,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G102 | PRIME JUNIR SLVR | 25,465 | $225,000 | thousands by filing date | |
| IVLU | 46435G409 | COM | 9,431 | $224,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 40,769 | $224,000 | thousands by filing date | |
| BARINGS CORPORATE INVS | 06759X107 | COM | 14,557 | $224,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 12,189 | $224,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 8,496 | $223,000 | thousands by filing date | |
| BRIGHTVIEW HLDGS INC | 10948C107 | COM | 15,462 | $222,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 4,100 | $221,000 | thousands by filing date | put |
| READY CAPITAL CORP | 75574U101 | COM | 15,056 | $221,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 766 | $221,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 3,624 | $221,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 12,890 | $221,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2027 CORPORATE BOND ETF | 46138J783 | ETF | 11,159 | $221,000 | thousands by filing date | |
| El Paso Energy Capital Trust I | 283678209 | Preferred Shares | 4,075 | $221,000 | thousands by filing date | principal |
| SLEEP NUMBER CORP | 83125X103 | COM D | 4,706 | $221,000 | thousands by filing date | |
| ENVIROTECH VHS INC | 00726a100 | COM | 570,000 | $221,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 10,477 | $220,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 17,909 | $220,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F114 | VIDEO GMNG ESPRT | 6,939 | $220,000 | thousands by filing date | |
| PROSHARES TR | 74348A533 | PRIV EQTY-LSTD | 6,611 | $220,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 2,600 | $219,000 | thousands by filing date | call |
| Procter & Gamble Co | 742718109 | COM | 2,100 | $219,000 | thousands by filing date | call |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 40,446 | $219,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 72,300 | $219,000 | thousands by filing date | put |
| XERIS PHARMACEUTICALS INC | 98422L107 | COM | 21,808 | $219,000 | thousands by filing date | |
| J JILL INC | 46620W102 | COM | 39,944 | $219,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 3,300 | $218,000 | thousands by filing date | call |
| FEDEX CORP COM | 31428X106 | Stock | 1,200 | $218,000 | thousands by filing date | call |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 27,985 | $218,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 5,116 | $217,000 | thousands by filing date | |
| SUZANO S A SPON ADS | 86959K105 | ADR | 9,181 | $217,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 10,479 | $217,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 4,172 | $217,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 24,969 | $216,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 4,058 | $216,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 4,966 | $216,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 16,242 | $215,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 7,500 | $215,000 | thousands by filing date | call |
| CALERES INC | 129500104 | COM | 8,734 | $215,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 19,200 | $215,000 | thousands by filing date | put |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 4,717 | $215,000 | thousands by filing date | |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 28,700 | $215,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 5,486 | $214,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 5,510 | $214,000 | thousands by filing date | |
| McCormick & Company Inc | 579780107 | COM | 1,432 | $214,000 | thousands by filing date | |
| SMARTSHEET INC. (CLASS A) | 83200N103 | COM CL A | 5,184 | $212,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 11,525 | $212,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 56,684 | $211,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 211,000 | $211,000 | thousands by filing date | principal |
| NEW HOME CO INC COM | 645370107 | COM | 44,235 | $211,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 8,472 | $210,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 24,615 | $210,000 | thousands by filing date | |
| JPMorgan BetaBuilders Dev Asia | 46641Q688 | ETF | 8,316 | $210,000 | thousands by filing date | |
| NATIONAL COMM CORP | 63546L102 | COM | 5,351 | $210,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 4,771 | $209,000 | thousands by filing date | |
| VERITEX HLDGS INC | 923451108 | COM | 8,609 | $208,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 31,797 | $207,000 | thousands by filing date | |
| PGIM ETF TR | 69344A602 | QMA STRGIC VAL | 4,224 | $207,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 12,510 | $206,000 | thousands by filing date | |
| PROSHARES TR | 74347R131 | SHRT HGH YIELD | 9,411 | $206,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06746P621 | IPTH SR B S&P | 7,037 | $206,000 | thousands by filing date | |
| ISHARES ESG AWARE USD CORPORATE BOND ETF | 46435G193 | ETF | 8,221 | $205,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 13,200 | $205,000 | thousands by filing date | |
| Reality Shares Nasdaq NexGen Economy ETF | 75605A702 | COM | 8,945 | $204,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 6,189 | $204,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 16,436 | $203,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 22,638 | $203,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 21,300 | $203,000 | thousands by filing date | call |
| METROPOLITAN BANK HOLDING CO | 591774104 | COMMON STOCK | 5,835 | $203,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 3,200 | $202,000 | thousands by filing date | call |
| PROASSURANCE CORP | 74267C106 | COM | 5,827 | $202,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 3,132 | $202,000 | thousands by filing date | |
| BBX CAP CORP NEW | 05491N104 | CL A | 34,100 | $202,000 | thousands by filing date | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 11,748 | $201,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E610 | KBW HIG DV YLD | 9,147 | $199,000 | thousands by filing date | |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 22,067 | $199,000 | thousands by filing date | |
| LONGEVITY ACQUISITION CORP | G56372132 | ORD SHS | 19,900 | $199,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 21,022 | $198,000 | thousands by filing date | |
| ZYMEWORKS INC | 98985W102 | COM | 12,237 | $198,000 | thousands by filing date | |
| KEMPHARM INC COM NEW | 488445107 | Stock | 118,353 | $198,000 | thousands by filing date | |
| TATTOOED CHEF INC CL A | 34986F103 | Stock | 20,000 | $198,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAA3 | NOTE 2.875% 7/1 | 199,000 | $198,000 | thousands by filing date | principal |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 1,400 | $197,000 | thousands by filing date | put |
| VICTORY PORTFOLIOS II | 92647N840 | VCSHS INTL VOLTY | 5,219 | $197,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 12,925 | $196,000 | thousands by filing date | |
| SPDR SER TR | 78468R713 | DORSEY WRGT FI | 8,452 | $196,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 6,960 | $195,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F809 | COAL ETF | 14,385 | $195,000 | thousands by filing date | |
| COLUMBIA ETF TR II BEYOND BRICS ETF | 19762B103 | CEF | 11,715 | $195,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 11,739 | $194,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061862 | TAIL RISK | 9,500 | $194,000 | thousands by filing date | |
| LIBERTY EXPEDIA HLDGS INC | 53046P109 | SER A COM | 4,545 | $194,000 | thousands by filing date | |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 51,119 | $193,000 | thousands by filing date | |
| AMPLIFY BLUESTAR ISRAEL TECHNOLOGY ETF | 26924G870 | COM | 5,160 | $193,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 35,000 | $193,000 | thousands by filing date | |
| PGIM ETF TR | 69344A503 | QMA STRGC GWTH | 3,809 | $193,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y889 | S&P 500 CATHOLIC | 5,491 | $192,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 54,769 | $192,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y731 | CONSCIOUS COS | 9,117 | $192,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L505 | FRANKLIN INTL LW | 7,383 | $191,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N873 | VCSHS US SMCP HG | 4,357 | $191,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V696 | NEXT GEN MEDIA | 5,889 | $191,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075AC9 | BOND | 200,000 | $191,000 | thousands by filing date | principal |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 61,466 | $191,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 1,000 | $190,000 | thousands by filing date | call |
| Applied Materials,Inc. | 038222105 | COM | 4,800 | $190,000 | thousands by filing date | call |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 2,300 | $190,000 | thousands by filing date | call |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 7,900 | $190,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X305 | MID EAST DIVD | 9,400 | $190,000 | thousands by filing date | |
| Checkpoint Therapeutics Inc Com | 162828107 | COM | 66,593 | $190,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 14,150 | $189,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 1,200 | $189,000 | thousands by filing date | call |
| INVESCO EXCHANGE TRADED FD T | 46137V522 | BLOO AN RATI ETF | 4,328 | $189,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 11,155 | $189,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N667 | VICSHS DV AC ETF | 5,982 | $188,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 3,110 | $188,000 | thousands by filing date | |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 3,014 | $188,000 | thousands by filing date | |
| INTERNAP CORPORATION | 45885A409 | COMMON STOCK | 38,018 | $188,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 3,600 | $187,000 | thousands by filing date | put |
| BEACON FINANCIAL CORP. | 084680107 | COM | 6,830 | $187,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 15,301 | $187,000 | thousands by filing date | |
| FIRST TR VALUE LINE 100 ETF | 33735G107 | COM SHS | 8,792 | $187,000 | thousands by filing date | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 115,067 | $186,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 20,000 | $186,000 | thousands by filing date | put |
| AXS CHANGE FINANCE ESG ETF | 26922A560 | ETF | 9,100 | $186,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 1,500 | $184,000 | thousands by filing date | put |
| FLEXSHARES TR | 33939L688 | STOX GBL ESG SLT | 1,921 | $183,000 | thousands by filing date | |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 7,823 | $183,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 4,832 | $182,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 16,208 | $182,000 | thousands by filing date | |
| ETF MANG ETHO CLIMATE LEDRSHP US ETF | 26924G888 | UIT EXCHANGE TRADED | 4,920 | $182,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 8,920 | $182,000 | thousands by filing date | |
| ECLIPSE RESOURCES CORP | 61179L100 | EQUITY | 12,099 | $182,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 9,684 | $181,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 4,651 | $181,000 | thousands by filing date | |
| BLOOM ENERGY CORP | 093712107 | COM | 13,910 | $180,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 3,255 | $180,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 29,325 | $180,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V472 | S&P MDCP QUALITY | 3,615 | $180,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 9,000 | $180,000 | thousands by filing date | |
| BANCORPSOUTH BK TUPELO MISS | 05971J102 | COM | 6,378 | $180,000 | thousands by filing date | |
| Eaton Vance Floating Rate | 27831H100 | ETF | 19,652 | $180,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES SWISS | 46138R108 | SWISS FRANC | 1,916 | $179,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 19,490 | $179,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G862 | FLOAT RATE ETF | 7,158 | $179,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 46,000 | $178,000 | thousands by filing date | call |
| GAMESTOP CORP | 36467W109 | CL A | 17,412 | $177,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 27,461 | $177,000 | thousands by filing date | |
| DIREXION SHS ETF TR ZACKS MLP | 25459y298 | INDX FD | 13,024 | $177,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 2,682 | $176,000 | thousands by filing date | |
| INVESCO DB PRECIOUS METALS FUND | 46140H502 | ETF | 4,855 | $176,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 5,466 | $176,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 66,850 | $176,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 1,000 | $175,000 | thousands by filing date | call |
| CLEARWATER PAPER CORP | 18538R103 | COM | 8,955 | $175,000 | thousands by filing date | |
| ISHARES TR | 46435G839 | MSCI EAFE SMCP | 6,179 | $175,000 | thousands by filing date | |
| SIGMATRON INTL INC | 82661L101 | COM | 60,100 | $175,000 | thousands by filing date | |
| FRONTDOOR INC COM | 35905A109 | Stock | 5,071 | $174,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 10,857 | $174,000 | thousands by filing date | |
| AMERICAN CENTY ETF TR | 025072109 | DIVERSIFID CRP | 3,496 | $174,000 | thousands by filing date | |
| NUVEEN MINN QUALITY MUN INM | 670734102 | SHS | 12,996 | $174,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A826 | RANGE CANCER THE | 8,267 | $174,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 13,626 | $173,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 4,176 | $173,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 16,018 | $172,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739G103 | MNGD FUTRS STRGY | 3,831 | $172,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 6,840 | $172,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E123 | S&P SMLCP INDL | 2,732 | $172,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R861 | STATE STRET SPDR | 8,885 | $172,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 10,200 | $171,000 | thousands by filing date | call |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 3,116 | $170,000 | thousands by filing date | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 11,087 | $170,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 28,300 | $170,000 | thousands by filing date | |
| ANAPTYSBIO INC | 032724106 | COM | 2,309 | $169,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A143 | SHS NEW | 36,382 | $169,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 5,882 | $168,000 | thousands by filing date | |
| VOYA INTL HIGH DIVID EQTY IN | 92912Y109 | COM | 27,193 | $168,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR MFS SYS GWT EQ | 78467V889 | CEF | 2,066 | $168,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 2,055 | $167,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X309 | S NETWRK FUT VEH | 5,060 | $166,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 13,072 | $166,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 12,500 | $166,000 | thousands by filing date | |
| EAGLE GRWTH & INCOME OPPTY F | 26958J105 | COM SHS BEN IN | 10,825 | $166,000 | thousands by filing date | |
| REGENXBIO INC | 75901B107 | COM | 2,870 | $165,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 7,300 | $165,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 17,180 | $165,000 | thousands by filing date | |
| OPTICAL CABLE CORP | 683827208 | COM NEW | 35,422 | $165,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X255 | EUROPE MULTIFCTR | 5,820 | $165,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 16,569 | $163,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 13,691 | $163,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 17,436 | $163,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 53,140 | $163,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A305 | ALPCLONE ALTER | 3,239 | $163,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 31,724 | $162,000 | thousands by filing date | |
| PACER FDS TR | 69374H873 | DEVELOPED MRKT | 6,104 | $162,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 3,445 | $162,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V605 | DJ INDL AVG DV | 4,458 | $162,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B479 | IQ ENCH COR PL | 8,445 | $162,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78470E106 | ST STR MSCI EAFE | 2,427 | $161,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 5,042 | $161,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 5,818 | $160,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 8,000 | $160,000 | thousands by filing date | call |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 5,516 | $160,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188101 | CORP BOND ETF | 3,183 | $160,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 4,861 | $160,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 12,304 | $160,000 | thousands by filing date | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 4,811 | $159,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 12,404 | $159,000 | thousands by filing date | |
| NEW FORTRESS ENERGY INC | 644393100 | COM CL A | 13,600 | $159,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 16,589 | $159,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 10,000 | $158,000 | thousands by filing date | call |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 13,731 | $158,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 6,779 | $158,000 | thousands by filing date | |
| ARCH COAL INC | 039380407 | COMMON STOCK | 1,730 | $158,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 33,125 | $158,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 56,000 | $158,000 | thousands by filing date | |
| ARROW INVTS TR | 042765784 | QVM EQT FACTOR | 5,899 | $158,000 | thousands by filing date | |
| VANECK INDONESIA INDEX ETF | 92189F833 | ETF | 6,952 | $157,000 | thousands by filing date | |
| BARINGS PARTN INVS | 06761A103 | SH BEN INT | 10,219 | $157,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-19-011119 | this filing | 2019-05-15 | acceptance time not in the bulk data set |