13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2019-03-31, filed 2019-05-15, with 7,014 holding rows worth $234,152,580,000.
- Accession
- 0001567619-19-011119
- Filer
- CIK 1000275
- Filed
- 2019-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2019
A holdings report, 25,016 entries on the cover page, a total value of $234,152,580,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $234,152,580,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC Capital Markets Arbitrage S.A.028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerLMCG INVESTMENTS, LLC028-13608
- included managerMID CONTINENT CAPITAL LLC/IL028-05684
- included managerSymphonic Financial Advisors LLC028-12672
- included managerSEI INVESTMENTS MANAGEMENT CORP028-16475
- included managerAston Asset Management, LLC028-12347
- included managerUBS ASSET MANAGEMENT AMERICAS INC028-02682
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerJACKSON NATIONAL ASSET MANAGEMENT LLC028-06761
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| OCEANEERING INTL INC | 675232102 | COM | 4,338 | $69,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 1,600 | $69,000 | thousands by filing date | put |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 9,005 | $69,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 1,841 | $69,000 | thousands by filing date | |
| TRINSEO S A | L9340P101 | SHS | 1,538 | $69,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 1,200 | $68,000 | thousands by filing date | call |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 964 | $68,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 2,587 | $68,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 1,494 | $68,000 | thousands by filing date | |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 3,266 | $68,000 | thousands by filing date | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 5,687 | $68,000 | thousands by filing date | |
| CHICAGO RIVET & MACH CO | 168088102 | COM | 2,400 | $68,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 1,617 | $68,000 | thousands by filing date | |
| BLACKROCK NY MUN INCOME TR I | 09249R102 | COM | 5,000 | $68,000 | thousands by filing date | |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 8,555 | $68,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F668 | UNCVTL OIL GAS | 5,358 | $68,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 3,300 | $67,000 | thousands by filing date | put |
| FORWARD AIR CORP | 349853101 | COM | 1,027 | $67,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 800 | $67,000 | thousands by filing date | call |
| INVESCO EXCHANGE TRADED FD T | 46137V803 | DORSEY WRGT CSMR | 1,230 | $67,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 5,480 | $67,000 | thousands by filing date | |
| ISHARES TR | 46435G821 | MSCI ITALY ETF | 3,937 | $67,000 | thousands by filing date | |
| SPDR Portfolio Corporate Bond ETF | 78464A144 | SHS | 2,057 | $66,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 6,500 | $66,000 | thousands by filing date | call |
| CARDLYTICS INC | 14161W105 | COM | 3,994 | $66,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 49,034 | $66,000 | thousands by filing date | |
| PROSHARES TR | 74347B540 | MSCI EUR DIV | 1,648 | $66,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 3,319 | $66,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L811 | COM | 2,996 | $66,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 5,278 | $66,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 16,128 | $65,000 | thousands by filing date | |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 1,447 | $65,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 4,459 | $65,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 1,701 | $65,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 6,168 | $65,000 | thousands by filing date | |
| PROSHARES TR | 74348A491 | ULSH 20YRTRE NEW | 2,914 | $65,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 600 | $64,000 | thousands by filing date | put |
| TJX Companies Inc | 872540109 | COM | 1,200 | $64,000 | thousands by filing date | call |
| FRIEDMAN INDUSTRIES | 358435105 | COMMON STOCK | 8,400 | $64,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R837 | CMN | 3,000 | $64,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 9,357 | $64,000 | thousands by filing date | |
| Alexandria Real Estate E. | 015271505 | CONVERTIBLE PREFERRED STOCK | 1,680 | $64,000 | thousands by filing date | principal |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 500 | $63,000 | thousands by filing date | put |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 4,156 | $63,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 4,584 | $63,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33741L207 | CMN | 3,542 | $63,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 18,758 | $63,000 | thousands by filing date | |
| DBX ETF TR | 233051598 | XTRACK MSCI ALL | 2,600 | $63,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 4,700 | $62,000 | thousands by filing date | put |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 1,100 | $62,000 | thousands by filing date | put |
| SUNPOWER CORP | 867652406 | COM | 9,550 | $62,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 1,300 | $62,000 | thousands by filing date | call |
| RADNET INC | 750491102 | COM | 5,020 | $62,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 5,345 | $62,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 5,108 | $62,000 | thousands by filing date | |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 1,087 | $62,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 1,050 | $62,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 4,424 | $62,000 | thousands by filing date | |
| DIREXION SHS EXCH TRD FD DAILY 30 YR TREAS BEAR | 25459Y678 | ETF | 3,872 | $62,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 8,115 | $62,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E776 | FRONTIER MKTS | 4,560 | $62,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 6,600 | $61,000 | thousands by filing date | call |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 19,345 | $61,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 600 | $61,000 | thousands by filing date | call |
| AGNC INVT CORP COM | 00123Q104 | REIT | 3,400 | $61,000 | thousands by filing date | call |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 400 | $61,000 | thousands by filing date | call |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 5,075 | $61,000 | thousands by filing date | |
| MOGO FIN TECHNOLOGY INC | 608008108 | COM | 24,376 | $61,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 1,000 | $60,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E586 | KBW PPTY CASUT | 979 | $60,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F508 | FLEXIBL MUN HIGH | 3,240 | $60,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAB1 | NOTE 2.000%10/0 | 68,000 | $60,000 | thousands by filing date | principal |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 48,507 | $60,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 46,020 | $60,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N881 | VCSHS INTL HG DV | 1,852 | $60,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 5,500 | $60,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 11,062 | $60,000 | thousands by filing date | |
| Fidelity High Dividend ETF | 316092840 | SHS | 1,980 | $59,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 700 | $59,000 | thousands by filing date | call |
| WAYFAIR INC | 94419L101 | CL A | 400 | $59,000 | thousands by filing date | put |
| ANAPLAN INC | 03272L108 | COM | 1,487 | $59,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 900 | $59,000 | thousands by filing date | put |
| ABSOLUTE SHS TR | 00400R858 | WBI PWR FACTOR | 2,400 | $59,000 | thousands by filing date | |
| INVESCO HIG INCM 2023 TARG T | 46135X108 | COM | 5,750 | $59,000 | thousands by filing date | |
| TITAN MED INC | 88830X819 | COM | 21,151 | $59,000 | thousands by filing date | |
| HARBORONE BANCORP INC | 41165F101 | COM | 3,416 | $59,000 | thousands by filing date | |
| ALTUS MIDSTREAM CO | 02215L100 | CL A | 10,000 | $59,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 1,667 | $58,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 21,041 | $58,000 | thousands by filing date | |
| KLX ENERGY SERVICS HOLDNGS I | 48253L106 | COM | 2,322 | $58,000 | thousands by filing date | |
| ALCENTRA CAP CORP | 01374T102 | COM | 7,785 | $58,000 | thousands by filing date | |
| ISHARES MSCI UNITED KINGDOM SMALL-CAP ETF | 46429B416 | ETF | 1,500 | $58,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 3,956 | $58,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 200 | $57,000 | thousands by filing date | put |
| ETF SER SOLUTIONS | 26922A446 | OPUS SML CP VL | 2,352 | $57,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P306 | US CORE DIV TILT | 2,034 | $57,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F593 | CMN | 1,840 | $57,000 | thousands by filing date | |
| PEDEVCO CORP C | 70532Y303 | OM PAR | 20,340 | $57,000 | thousands by filing date | |
| TREMONT MTG TR | 894789106 | COM | 6,505 | $57,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 7,000 | $56,000 | thousands by filing date | put |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 2,700 | $56,000 | thousands by filing date | put |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 6,937 | $56,000 | thousands by filing date | |
| CIMPRESS N V | N20146101 | SHS EURO | 700 | $56,000 | thousands by filing date | |
| VOLT INFORMATION SCIEN COM | 928703107 | COM | 11,900 | $56,000 | thousands by filing date | |
| CARBON BLACK INC | 14081R103 | COM | 4,007 | $56,000 | thousands by filing date | |
| TIBERIUS ACQUISITION CORP | 88633A107 | COM | 5,602 | $56,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 3,355 | $55,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 1,709 | $55,000 | thousands by filing date | |
| SITE CENTERS CORP | 82981J109 | COM | 4,062 | $55,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 3,700 | $55,000 | thousands by filing date | call |
| SEMGROUP CORP | 81663A105 | CL A | 3,714 | $55,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 1,700 | $55,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33736M103 | ALERIAN US NXTGN | 1,095 | $55,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 7,240 | $55,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 600 | $54,000 | thousands by filing date | call |
| ARK ETF TR | 00214Q609 | ISRAEL INOVATE | 2,450 | $54,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 4,100 | $54,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P504 | INCOME EQT FOCUS | 1,600 | $54,000 | thousands by filing date | |
| SOCKET MOBILE INC | 83368E200 | COM NEW | 27,235 | $54,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 97,939 | $54,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y707 | RENEWABLE ENERGY | 4,200 | $54,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 7,600 | $54,000 | thousands by filing date | |
| SPDR SER TR | 78468R820 | S&P 500 BUYBCK | 847 | $54,000 | thousands by filing date | |
| BILIBILI INC SPONS ADS REP Z | 090040106 | ADR | 2,810 | $53,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 4,400 | $53,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 7,543 | $53,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 2,032 | $53,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P868 | FRANKLIN DYN MUN | 2,123 | $53,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F866 | AFRICA INDEX ETF | 2,441 | $53,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 7,300 | $53,000 | thousands by filing date | call |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 16,910 | $52,000 | thousands by filing date | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 700 | $52,000 | thousands by filing date | put |
| ACCENDRA HEALTH INC | 690732102 | COM | 12,552 | $52,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 7,900 | $52,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 1,591 | $52,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G847 | GBL CLEAN ENRG | 4,384 | $52,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 7,091 | $52,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 26,575 | $52,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 8,600 | $52,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 400 | $51,000 | thousands by filing date | put |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 400 | $51,000 | thousands by filing date | call |
| GAMESTOP CORP | 36467W109 | CL A | 5,000 | $51,000 | thousands by filing date | put |
| XILINX INC | 983919101 | COM | 400 | $51,000 | thousands by filing date | put |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 3,900 | $51,000 | thousands by filing date | call |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 1,501 | $51,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W812 | INT RT HD LONG | 2,087 | $51,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 2,414 | $51,000 | thousands by filing date | |
| GLOBAL X FDS GLB X | 37950E499 | FERTIL | 5,485 | $51,000 | thousands by filing date | |
| ISHARES TR | 46432FAK3 | 2020 INVTGR BD | 2,104 | $51,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 1,799 | $51,000 | thousands by filing date | |
| LEGG MASON ETF INVT TR | 52468L703 | GLOBAL INFSTRU | 1,700 | $51,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L102 | SUSTANBLE GLBL | 1,980 | $51,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 3,802 | $50,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 400 | $50,000 | thousands by filing date | call |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 5,325 | $50,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 16,914 | $50,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 24,576 | $50,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E259 | GB MSCI AR ETF | 1,818 | $50,000 | thousands by filing date | |
| 111 INC | 68247Q102 | ADR | 7,725 | $50,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 17,635 | $50,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 1,879 | $49,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 800 | $49,000 | thousands by filing date | call |
| ALBEMARLE CORP | 012653101 | COM | 600 | $49,000 | thousands by filing date | call |
| HEICO CORP NEW | 422806208 | CL A | 589 | $49,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 501 | $49,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 5,799 | $49,000 | thousands by filing date | |
| INVESCO DB MULTI ETF SECTOR COMMODITY TRUST BASE METALS FUND | 46140H700 | ETF | 2,888 | $49,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416409 | HARTFORD US EQTY | 1,600 | $49,000 | thousands by filing date | |
| FLEXSHARES DURATION MBS | 33939l779 | INDX FD | 2,076 | $49,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 699 | $49,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 7,000 | $49,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 3,493 | $49,000 | thousands by filing date | |
| MAGAL SECURITY SYS LTD | M6786D104 | ORD | 9,364 | $49,000 | thousands by filing date | |
| PINGTAN MARINE ENTERPRISE LT | G7114V102 | SHS | 20,738 | $49,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 81170YAB5 | NOTE 3.000%11/1 | 50,000 | $49,000 | thousands by filing date | principal |
| Costco Wholesale Corporation | 22160K105 | COM | 200 | $48,000 | thousands by filing date | call |
| RBB FD INC | 74933W601 | MOTLEY FOL ETF | 2,275 | $48,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 400 | $48,000 | thousands by filing date | call |
| DENISON MINES CORP | 248356107 | COM | 93,413 | $48,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q886 | DIVERSFED RTRN | 735 | $48,000 | thousands by filing date | |
| ATKORE INC | 047649108 | COMMON STOCK | 2,232 | $48,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 1,115 | $48,000 | thousands by filing date | |
| AXONICS INC | 05465P101 | COM | 2,000 | $48,000 | thousands by filing date | |
| ObsEva SA | H5861P103 | COM | 3,765 | $48,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 3,158 | $48,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 15,750 | $48,000 | thousands by filing date | |
| BANCORP NEW JERSEY INC NEW | 059915108 | COM | 3,618 | $48,000 | thousands by filing date | |
| ITERUM THERAPEUTICS PLC SHS NEW | G6333L101 | Stock | 6,100 | $48,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V806 | MFS SYS COR EQ | 597 | $48,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 300 | $47,000 | thousands by filing date | call |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 2,003 | $47,000 | thousands by filing date | |
| TIVO CORP | 88870P106 | COM | 5,056 | $47,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 10,000 | $47,000 | thousands by filing date | |
| AMREP CORP | 032159105 | COM | 8,104 | $47,000 | thousands by filing date | |
| DONEGAL GROUP INC | 257701300 | CL B | 3,946 | $47,000 | thousands by filing date | |
| REATA PHARMACEUTICALS INC | 75615P103 | CL A | 554 | $47,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 8,120 | $47,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 7,350 | $47,000 | thousands by filing date | |
| GOLD STD VENTURES CORP | 380738104 | COM | 46,586 | $47,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 2,300 | $46,000 | thousands by filing date | put |
| VANGUARD WELLINGTON FD | 921935805 | US VALUE FACTR | 643 | $46,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 3,211 | $46,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 1,000 | $46,000 | thousands by filing date | call |
| TITAN MACHY INC | 88830R101 | COM | 2,998 | $46,000 | thousands by filing date | |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 544 | $46,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 1,715 | $46,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 2,512 | $46,000 | thousands by filing date | |
| ALPHA ARCHITECT INTERNATIONAL QUANTITATIVE MOMENTUM ET | 02072L300 | ETF | 1,779 | $46,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 2,418 | $46,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES BRITISH | 46138m109 | INDX FD | 369 | $46,000 | thousands by filing date | |
| VOLITIONRX LTD | 928661107 | COM | 14,007 | $46,000 | thousands by filing date | |
| TRICIDA INC | 89610F101 | COM | 1,200 | $46,000 | thousands by filing date | |
| CASA SYS INC | 14713L102 | COM | 5,579 | $46,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740L493 | 10 YR TREAS BULL | 571 | $46,000 | thousands by filing date | |
| OSI ETF TR | 67110P506 | OSHARES FTSE EUR | 1,922 | $46,000 | thousands by filing date | |
| DOMINION ENERGY INC | 25746U836 | UNIT 08/15/2019 | 915 | $46,000 | thousands by filing date | principal |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 2,442 | $45,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 4,874 | $45,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 1,324 | $45,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 1,954 | $45,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 4,037 | $45,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 1,801 | $45,000 | thousands by filing date | |
| MOUNTAIN PROV DIAMONDS INC COM NEW ISIN #CA62426E4022 SEDOL #2607948 | 62426E402 | Equities | 50,214 | $45,000 | thousands by filing date | |
| AZUL S A | 05501U106 | OPT | 1,554 | $45,000 | thousands by filing date | |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 131,274 | $45,000 | thousands by filing date | |
| CHEROKEE INC | 16444H102 | COM | 64,200 | $45,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W828 | ASIA PAC EXJP FD | 670 | $45,000 | thousands by filing date | |
| LISTED FD TR EVENTSHS US LEGI | 53656F102 | CEF | 2,116 | $45,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 1,100 | $44,000 | thousands by filing date | put |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 1,015 | $44,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 1,200 | $44,000 | thousands by filing date | call |
| VERACYTE INC COM | 92337F107 | Stock | 1,729 | $44,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 2,800 | $44,000 | thousands by filing date | call |
| URBAN EDGE PPTYS | 91704F104 | COM | 2,345 | $44,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y830 | GLOBAL X COPPER | 2,000 | $44,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 1,013 | $44,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 8,750 | $44,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 1,700 | $44,000 | thousands by filing date | call |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 5,127 | $44,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 5,618 | $44,000 | thousands by filing date | |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 6,550 | $43,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 2,631 | $43,000 | thousands by filing date | |
| ASTRANA HEALTH INC | 03763A207 | COM NEW | 2,330 | $43,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 2,610 | $43,000 | thousands by filing date | |
| COVISTA INC | 00737L103 | COM | 912 | $43,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 1,404 | $43,000 | thousands by filing date | |
| EAGLE CAP GROWTH FD INC | 269451100 | CLSD FD | 5,612 | $43,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 11,309 | $43,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 5,055 | $43,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 7,500 | $43,000 | thousands by filing date | |
| KRANESHARES TR | 500767702 | BLOOMBERG CHIINA | 1,250 | $43,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 900 | $42,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 500 | $42,000 | thousands by filing date | call |
| LEVI STRAUSS & CO NEW CL A COM STK | 52736R102 | Stock | 1,760 | $42,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 5,858 | $42,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 1,000 | $42,000 | thousands by filing date | call |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 2,300 | $42,000 | thousands by filing date | call |
| NETAPP INC COM | 64110D104 | Stock | 600 | $42,000 | thousands by filing date | put |
| TYSON FOODS INC CL A | 902494103 | Stock | 600 | $42,000 | thousands by filing date | put |
| GOPRO INC | 38268T103 | CL A | 6,500 | $42,000 | thousands by filing date | call |
| US ECOLOGY INC COM | 91732J102 | COM | 756 | $42,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 915 | $42,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 9,796 | $42,000 | thousands by filing date | |
| CAPITAL CLEAN ENERGY CARRIERS COM | Y11082206 | Stock | 3,966 | $42,000 | thousands by filing date | |
| BLUE CAP REINS HLDGS LTD COM COM | G1190F107 | COM | 6,300 | $42,000 | thousands by filing date | |
| FI ENHANCED EUROPE 50 ETN UBS | 90274D234 | COM | 277 | $42,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 800 | $41,000 | thousands by filing date | put |
| SYNCHRONYFINL | 87165B103 | STOK | 1,300 | $41,000 | thousands by filing date | call |
| WENDYS CO COM | 95058W100 | Stock | 2,300 | $41,000 | thousands by filing date | call |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 600 | $41,000 | thousands by filing date | call |
| ETFIS SER TR I | 26923G822 | VIRTUS INFRCAP | 1,650 | $41,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 1,000 | $41,000 | thousands by filing date | put |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 900 | $41,000 | thousands by filing date | call |
| SAFEHOLD INC | 78645L100 | COM | 1,900 | $41,000 | thousands by filing date | |
| MERCHANTS BANCORP IND | 58844R108 | COM | 1,900 | $41,000 | thousands by filing date | |
| Vaneck Long Muni ETF | 92189F536 | ETF | 2,004 | $41,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V423 | S&P 500 VLU MOMN | 1,062 | $41,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 900 | $41,000 | thousands by filing date | put |
| NEXA RES S A | L67359106 | COM | 3,265 | $41,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 8,500 | $41,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y108 | 7-10YR TR BEAR | 1,499 | $41,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L201 | SUSTNBLE INTL | 1,630 | $41,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 500 | $40,000 | thousands by filing date | call |
| TOLL BROTHERS INC COM | 889478103 | Stock | 1,100 | $40,000 | thousands by filing date | call |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 622 | $40,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 4,000 | $40,000 | thousands by filing date | call |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 1,172 | $40,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 1,077 | $40,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 731 | $40,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 1,254 | $40,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 1,329 | $40,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 1,270 | $40,000 | thousands by filing date | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 7,615 | $40,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 900 | $40,000 | thousands by filing date | call |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 3,685 | $40,000 | thousands by filing date | |
| CUSHMAN WAKEFIELD PLC | G2717B108 | SHS | 2,273 | $40,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 700 | $40,000 | thousands by filing date | put |
| EXFO INC | 302046107 | SUB VTG SHS | 10,739 | $40,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 8,340 | $40,000 | thousands by filing date | |
| BIOCEPT INC | 09072V402 | COM PAR | 35,053 | $40,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 154,390 | $40,000 | thousands by filing date | |
| NUVEEN ALL CAP ENE MLP OP JMLP | 67075E108 | COMMON | 5,819 | $40,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 3,500 | $39,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 415 | $39,000 | thousands by filing date | |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 2,000 | $39,000 | thousands by filing date | |
| TAPESTRY INC COM | 876030107 | Stock | 1,200 | $39,000 | thousands by filing date | call |
| TECHTARGET INC | 87874R100 | COM | 2,394 | $39,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 3,537 | $39,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 6,900 | $39,000 | thousands by filing date | put |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 25,222 | $39,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 3,004 | $39,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X376 | MSCI CDA STRTGIC | 685 | $39,000 | thousands by filing date | |
| CAROLINA FINL CORP NEW | 143873107 | COM | 1,124 | $39,000 | thousands by filing date | |
| JOHN HANCOCK MULTIFACTOR HEALTHCARE ETF | 47804J503 | ETF | 1,128 | $39,000 | thousands by filing date | |
| REALITY SHS ETF TR DIVS ETF | 75605A108 | CEF | 1,498 | $39,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 535 | $38,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 900 | $38,000 | thousands by filing date | call |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 1,190 | $38,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 1,786 | $38,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 5,096 | $38,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 800 | $38,000 | thousands by filing date | call |
| BLACKBERRY LTD COM | 09228F103 | Stock | 3,800 | $38,000 | thousands by filing date | call |
| NEURONETICS INC | 64131A105 | COM | 2,505 | $38,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 1,198 | $38,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD ARIZ FD | 09254K109 | COM | 2,785 | $38,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 2,876 | $38,000 | thousands by filing date | |
| UNICO AMERN CORP | 904607108 | COM | 6,401 | $38,000 | thousands by filing date | |
| BLACKROCK MASS TAX-EXEMPT TR | 09258E109 | SH BEN INT | 3,000 | $38,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 300 | $37,000 | thousands by filing date | call |
| TOPBUILD COR COM | 89055F103 | Stock | 581 | $37,000 | thousands by filing date | |
| ARVINAS INC | 04335A105 | COM | 2,500 | $37,000 | thousands by filing date | |
| VANECK INTERNATIONAL HIGH YIEL | 92189F445 | INTERNATIONAL HI | 1,498 | $37,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 690 | $37,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 6,112 | $37,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 1,433 | $37,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W380 | INTRST RATE HDGE | 765 | $37,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 12,509 | $37,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 880 | $37,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 5,020 | $37,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E248 | S&P INTL DEV | 1,350 | $37,000 | thousands by filing date | |
| TALEND S A | 874224207 | ADS | 729 | $37,000 | thousands by filing date | |
| LF Capital Acquisition Corp | 50200K108 | LF CAPITAL ACQUISITION COR-A | 3,700 | $37,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 300 | $36,000 | thousands by filing date | put |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 10,044 | $36,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 200 | $36,000 | thousands by filing date | call |
| VANECK ETF TRUST | 92189F841 | NATURAL RESOURC | 999 | $36,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 8,783 | $36,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 763 | $36,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 910 | $36,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 446 | $36,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 1,843 | $36,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A508 | WHEAT FD | 6,846 | $36,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 1,300 | $36,000 | thousands by filing date | |
| SWITCH INC | 87105L104 | CL A | 3,500 | $36,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 1,791 | $36,000 | thousands by filing date | |
| ARROW INVTS TR | 042765792 | DWA TACTICAL MAC | 3,322 | $36,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 200 | $35,000 | thousands by filing date | call |
| APPFOLIO INC | 03783C100 | COM CL A | 440 | $35,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 500 | $35,000 | thousands by filing date | call |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 400 | $35,000 | thousands by filing date | put |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 1,902 | $35,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 300 | $35,000 | thousands by filing date | call |
| PLUG PWR INC | 72919P202 | COM NEW | 14,732 | $35,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 3,500 | $35,000 | thousands by filing date | call |
| IMMUNOMEDICS INC | 452907108 | COM | 1,800 | $35,000 | thousands by filing date | put |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 1,703 | $35,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 2,600 | $35,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 1,193 | $35,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 4,600 | $35,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J406 | EX US SML CP | 955 | $35,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 17,857 | $35,000 | thousands by filing date | |
| ISRAMCO INC | 465141406 | COM | 311 | $35,000 | thousands by filing date | |
| NUVEEN CALIF MUNICPAL VALU F | 6706EB106 | COM | 2,175 | $35,000 | thousands by filing date | |
| CRH MEDICAL CORP | 12626F105 | COM | 13,474 | $35,000 | thousands by filing date | |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 10,827 | $35,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E701 | CHINA SMALL CP | 1,301 | $35,000 | thousands by filing date | |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 582 | $34,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 300 | $34,000 | thousands by filing date | call |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 24,460 | $34,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 808 | $34,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 500 | $34,000 | thousands by filing date | call |
| ZYNGA INC. | 98986T108 | CL A | 6,300 | $34,000 | thousands by filing date | put |
| MOMO INC | 60879B107 | ADR | 900 | $34,000 | thousands by filing date | call |
| TTEC HLDGS INC | 89854H102 | COM | 939 | $34,000 | thousands by filing date | |
| RLJ LODGING TR | 74965L200 | CUM CONV PFD A | 1,327 | $34,000 | thousands by filing date | principal |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 2,241 | $34,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 6,500 | $34,000 | thousands by filing date | |
| CURIS INC | 231269200 | COM | 16,970 | $34,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 3,970 | $34,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 200 | $33,000 | thousands by filing date | call |
| TENABLE HLDGS INC | 88025T102 | COM | 1,057 | $33,000 | thousands by filing date | |
| GRAFTECH INTL LTD | 384313508 | COM | 2,547 | $33,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 1,003 | $33,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 6,184 | $33,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 800 | $33,000 | thousands by filing date | call |
| FIRST LONG IS CORP | 320734106 | COM | 1,524 | $33,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 6,720 | $33,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 2,300 | $33,000 | thousands by filing date | |
| INDEXIQ ETF TR HDG MACTRK | 45409B206 | ETF | 1,256 | $33,000 | thousands by filing date | |
| VERSO CORP | 92531L207 | CL A | 1,565 | $33,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 12,600 | $33,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 2,444 | $32,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 600 | $32,000 | thousands by filing date | call |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 1,200 | $32,000 | thousands by filing date | put |
| JUNIPER NETWORKS INC | 48203R104 | COM | 1,200 | $32,000 | thousands by filing date | call |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 22,000 | $32,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33741L108 | CMN | 1,545 | $32,000 | thousands by filing date | |
| INVESCO QQQ TRUST SERIES 1 | 74347B268 | ULTRAPRO SHORT S | 1,000 | $32,000 | thousands by filing date | |
| VanEck Rare Earth/Strat Mtls ETF | 92189F742 | Exchange Traded Fund | 2,002 | $32,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 8,892 | $32,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 3,714 | $32,000 | thousands by filing date | |
| QUMU CORP | 749063103 | COM | 12,905 | $32,000 | thousands by filing date | |
| iShares Broad USD High Yield Corporate Bond ETF | 46435U853 | SHS | 627 | $31,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 2,430 | $31,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 2,700 | $31,000 | thousands by filing date | call |
| IMMUNOMEDICS INC | 452907108 | COM | 1,600 | $31,000 | thousands by filing date | call |
| MEDLEY CAP CORP | 58503F106 | COM | 9,956 | $31,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 2,400 | $31,000 | thousands by filing date | put |
| ISHARES TR | 46432F370 | MSCI USA SZE FT | 350 | $31,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 2,860 | $31,000 | thousands by filing date | |
| iShares iBonds Dec. 2028 Corporate Bond ETF | 46435U515 | ETF | 1,184 | $31,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 770 | $31,000 | thousands by filing date | |
| CELLECTIS ADS | 15117K103 | COM | 1,676 | $31,000 | thousands by filing date | |
| AMERICAN SHARED HOSPITAL SVC | 029595105 | COM | 11,000 | $31,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R705 | ST STR 1500MOM | 249 | $31,000 | thousands by filing date | |
| SUMMIT ST BK SANTA ROSA CALI | 866264203 | COM | 2,700 | $31,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 2,825 | $31,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 6,184 | $31,000 | thousands by filing date | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 1,416 | $31,000 | thousands by filing date | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 4,433 | $31,000 | thousands by filing date | |
| IDEANOMICS INC | 45166V106 | COM | 15,976 | $31,000 | thousands by filing date | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 1,000 | $31,000 | thousands by filing date | |
| GSE SYS INC | 36227k106 | COM | 11,132 | $31,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y100 | COM | 1,719 | $31,000 | thousands by filing date | |
| ACER THERAPEUTICS INC | 00444P108 | CMN | 1,296 | $31,000 | thousands by filing date | |
| CIM COML TR CORP | 125525105 | COM | 1,686 | $31,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 600 | $30,000 | thousands by filing date | call |
| DOW HLDGS INC COM | 260557103 | Stock | 576 | $30,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 1,200 | $30,000 | thousands by filing date | call |
| VANGUARD WELLINGTON FD | 921935706 | US QUALITY | 380 | $30,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P805 | NUVEEN ESG INTL | 1,250 | $30,000 | thousands by filing date | |
| OPTIMIZERX CORP | 68401U204 | COM NEW | 2,334 | $30,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 1,900 | $30,000 | thousands by filing date | call |
| LOOP INDS INC | 543518104 | COM | 3,735 | $30,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 2,113 | $30,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 1,500 | $30,000 | thousands by filing date | call |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 658 | $30,000 | thousands by filing date | |
| STATE STREET SPDR RUSSELL MOMENTU | 78468R762 | ETF | 425 | $30,000 | thousands by filing date | |
| DBX ETF TR ETF X TRACKERS SHORT DUR HIGH YIELD BOND ETF | 233051283 | ETF | 600 | $30,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 8,701 | $30,000 | thousands by filing date | |
| NATIONAL SEC GROUP INC | 637546102 | COM | 2,500 | $30,000 | thousands by filing date | |
| INVESCO BLDRS INDEX FDS TR | 46090C107 | ASIA 50ADR IDX | 958 | $30,000 | thousands by filing date | |
| NATIXIS ETF TR | 63873X109 | SEEYOND INTL ETF | 700 | $30,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 23,000 | $30,000 | thousands by filing date | principal |
| USBANCORPDEL | 902973304 | COM NEW | 600 | $29,000 | thousands by filing date | call |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 963 | $29,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 1,200 | $29,000 | thousands by filing date | call |
| REALTY INCOME CORP COM | 756109104 | REIT | 400 | $29,000 | thousands by filing date | call |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 4,906 | $29,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 2,940 | $29,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 1,724 | $29,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 700 | $29,000 | thousands by filing date | put |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 748 | $29,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 1,746 | $29,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 4,450 | $29,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 1,000 | $29,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 2,149 | $29,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 2,105 | $29,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E529 | NY AMT FRE MUN | 1,166 | $29,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 7,409 | $29,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430305 | ACTIVEBETA EUR | 1,000 | $29,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 6,667 | $29,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 10,500 | $29,000 | thousands by filing date | |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 14,605 | $29,000 | thousands by filing date | |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 26,000 | $29,000 | thousands by filing date | principal |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 7,657 | $29,000 | thousands by filing date | |
| JOHN HANCOCK MULTIFACTOR INDUSTRIALS ETF | 47804J883 | ETF | 820 | $29,000 | thousands by filing date | |
| SPDR SER TR | 78468R119 | S&P TECH H | 400 | $29,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 2,300 | $28,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 2,300 | $28,000 | thousands by filing date | call |
| PDD HOLDINGS INC SPONSORED ADS | 722304102 | ADR | 1,110 | $28,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 4,291 | $28,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 400 | $28,000 | thousands by filing date | call |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 290 | $28,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 2,000 | $28,000 | thousands by filing date | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 1,630 | $28,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 1,014 | $28,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 1,625 | $28,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 524682200 | CMN | 839 | $28,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 10,898 | $28,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 5,134 | $28,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 4,617 | $28,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 7,068 | $28,000 | thousands by filing date | |
| SELECT BANCORP INC NEW COM | 81617L108 | Stock | 2,500 | $28,000 | thousands by filing date | |
| ONCOLYTICS BIOTECH INC | 682310875 | COM NEW | 15,215 | $28,000 | thousands by filing date | |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 1,000 | $28,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 719 | $28,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 1,216 | $28,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 3,424 | $28,000 | thousands by filing date | |
| PROTEOSTASIS THERAPEUTICS IN | 74373B109 | COM | 22,498 | $28,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-19-011119 | this filing | 2019-05-15 | acceptance time not in the bulk data set |