13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2019-03-31, filed 2019-05-15, with 7,014 holding rows worth $234,152,580,000.
- Accession
- 0001567619-19-011119
- Filer
- CIK 1000275
- Filed
- 2019-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2019
A holdings report, 25,016 entries on the cover page, a total value of $234,152,580,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $234,152,580,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC Capital Markets Arbitrage S.A.028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerLMCG INVESTMENTS, LLC028-13608
- included managerMID CONTINENT CAPITAL LLC/IL028-05684
- included managerSymphonic Financial Advisors LLC028-12672
- included managerSEI INVESTMENTS MANAGEMENT CORP028-16475
- included managerAston Asset Management, LLC028-12347
- included managerUBS ASSET MANAGEMENT AMERICAS INC028-02682
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerJACKSON NATIONAL ASSET MANAGEMENT LLC028-06761
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 23,170 | $683,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 41,600 | $681,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V670 | DYNMC OIL GAS | 95,683 | $681,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 30,000 | $678,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 17,046 | $677,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 11,290 | $676,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q643 | SPROTT GL MINE | 35,690 | $676,000 | thousands by filing date | |
| iShares U.S. Small Cap Equity Factor ETF | 46434V290 | SHS | 16,850 | $675,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 16,025 | $674,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 3,400 | $673,000 | thousands by filing date | call |
| DEL MONTE CORP ORD | G36738105 | Stock | 24,900 | $673,000 | thousands by filing date | call |
| NIO INC SPON ADS | 62914V106 | ADR | 131,800 | $672,000 | thousands by filing date | put |
| ABRDN PRECIOUS METALS BASKET | 003263100 | PHYSCL PRECS MET | 10,561 | $672,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 95,396 | $672,000 | thousands by filing date | |
| ESSENTIAL PPTYS RLTY TR INC COM | 29670E107 | REIT | 34,344 | $671,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 11,920 | $671,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 176,223 | $670,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 150,210 | $669,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 60,888 | $668,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 64,229 | $668,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 31,582 | $667,000 | thousands by filing date | |
| ALPHA ARCHITECT U.S. QUANTITATIVE MOMENTUM ETF | 02072L409 | ETF | 22,583 | $666,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 20,336 | $666,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 12,626 | $664,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 14,803 | $663,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 44,903 | $663,000 | thousands by filing date | |
| INVESCO INTERNATIONAL CORPORAT | 46138E636 | INTL CORP BD | 25,325 | $662,000 | thousands by filing date | |
| ABRDN PALLADIUM ETF TRUST | 003262102 | PHYSICAL PALLADM | 5,071 | $662,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V431 | S&P 500 GARP ETF | 12,406 | $662,000 | thousands by filing date | |
| ISHARES TR | 46435G243 | COM | 26,384 | $661,000 | thousands by filing date | |
| ISHARES TR | 46435G417 | CR 5 10 YR ETF | 13,353 | $660,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 62,785 | $660,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 27,509 | $659,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 16,001 | $659,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 32,767 | $658,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 35,617 | $658,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R720 | NASDQ ARTFCIAL | 20,643 | $658,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 35,688 | $657,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 45,488 | $656,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 22,767 | $656,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 3,874 | $656,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 63,128 | $656,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A651 | NATIONWIDE MAX | 23,465 | $656,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 17,206 | $655,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 13,604 | $655,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U407 | LONG TERM CARE | 23,434 | $655,000 | thousands by filing date | |
| QIAGEN NV | N72482123 | SHS NEW | 16,033 | $652,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430545 | HEDGE IND ETF | 11,526 | $651,000 | thousands by filing date | |
| HARTFORD FDS EXCHANGE TRADED | 41653L602 | CMN | 16,123 | $651,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 28,516 | $651,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 19,069 | $650,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 94,902 | $650,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 17,588 | $649,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAQ5 | NOTE 4.750% 4/1 | 646,000 | $649,000 | thousands by filing date | principal |
| ASHLAND INC | 044186104 | COM | 8,267 | $647,000 | thousands by filing date | |
| COLONY CR REAL ESTATE INC | 19625T101 | COM CL A | 41,307 | $647,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 17,301 | $646,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 15,416 | $645,000 | thousands by filing date | |
| VERSUM MATLS INC | 92532W103 | COM | 12,818 | $645,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 65,374 | $645,000 | thousands by filing date | |
| FOCUS FINANCIAL PARTNERS INC. | 34417P100 | COM CL A | 18,055 | $644,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 16,271 | $643,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 72,976 | $643,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 27,813 | $641,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 49,155 | $639,000 | thousands by filing date | |
| INVESCO ENERGY EXPLORATION & PRODUCTION ETF | 46137V761 | ETF | 33,080 | $638,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 29,069 | $636,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 19,852 | $636,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 12,099 | $633,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33741X102 | SMID RISNG ETF | 31,730 | $631,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 11,198 | $630,000 | thousands by filing date | |
| XEROX CORP | 984121608 | COM NEW | 19,700 | $630,000 | thousands by filing date | put |
| ALLIANZGI CONVERTIBLE & INCOME 2024 TARGET TERM FUND | 01883H102 | COM | 69,965 | $630,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 10,089 | $629,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 26,720 | $629,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 13,257 | $629,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 13,158 | $629,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R407 | NASDAQ BUYWRITE | 29,080 | $628,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 83,812 | $628,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 8,856 | $628,000 | thousands by filing date | |
| XENETIC BIOSCIENCES INC | 984015206 | COM NEW | 323,883 | $628,000 | thousands by filing date | |
| SMART & FINAL STORES INC | 83190B101 | COM | 127,080 | $627,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 11,310 | $625,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 29,061 | $625,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 15,726 | $624,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F387 | SHRT HGH YLD MUN | 25,191 | $623,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 7,003 | $623,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 11,385 | $623,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L738 | REAL ASST IDX | 21,500 | $623,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P409 | NUVEEN ESG MIDCP | 19,818 | $621,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 47,454 | $621,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 28,406 | $618,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 35,633 | $616,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 59,689 | $614,000 | thousands by filing date | |
| ALLIANZGI DIVERSIFIED INCOME | 01883J108 | COM | 27,133 | $614,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 15,179 | $613,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 108,538 | $613,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 20,890 | $612,000 | thousands by filing date | |
| NUVEEN EMERGING MKTS DEBT 20 | 67077P101 | COM | 70,221 | $610,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 10,170 | $607,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 42,002 | $606,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 35,384 | $604,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 93,140 | $604,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 45,767 | $604,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V571 | GLOBAL DRGN CN | 14,927 | $604,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 21,860 | $603,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 8,606 | $603,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 12,000 | $600,000 | thousands by filing date | put |
| IROBOT CORP | 462726100 | COM | 5,086 | $599,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 10,106 | $599,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 38,262 | $599,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 6,718 | $598,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 145,512 | $598,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 14,308 | $597,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 15,007 | $595,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y594 | PAC EN FLTG RT | 12,268 | $595,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 14,496 | $593,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 5,000 | $592,000 | thousands by filing date | put |
| SCHWAB STRATEGIC TR | 808524789 | FUNDAMENTAL US B | 15,750 | $592,000 | thousands by filing date | |
| SPDR INDEX SHS FDS EUR STOXX SMCP | 78463X392 | CEF | 10,589 | $592,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 18,975 | $591,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P801 | US LRG CP MLTFCT | 18,786 | $590,000 | thousands by filing date | |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 41,148 | $590,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 3,711 | $589,000 | thousands by filing date | |
| ABRDN SILVER ETF TRUST | 003264108 | PHYSCL SILVR SHS | 40,145 | $589,000 | thousands by filing date | |
| NATIONAL ENERGY SERVICES REU | G6375R107 | SHS | 56,201 | $587,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 42,248 | $586,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 4,092 | $584,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 33,794 | $584,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 187,900 | $583,000 | thousands by filing date | call |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 42,259 | $581,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 6,142 | $581,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A875 | DMND HILL VAL | 17,915 | $581,000 | thousands by filing date | |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 57,038 | $580,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 3,755 | $580,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P863 | CALIF MUN INCM | 11,282 | $580,000 | thousands by filing date | |
| AQUAVENTURE HLDGS LTD | G0443N107 | SHS | 29,998 | $580,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 17,500 | $579,000 | thousands by filing date | put |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 15,594 | $579,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 17,365 | $579,000 | thousands by filing date | |
| POINTER TELOCATION LTD | M7946T104 | SHS | 36,800 | $576,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 7,588 | $575,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 29,584 | $572,000 | thousands by filing date | |
| CLEARBRIDGE ALL CAP GROWTH ESG | 524682101 | FUND | 18,733 | $570,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 17,207 | $569,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 30,567 | $569,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 13,722 | $569,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L877 | ROYCE QUANT SML | 20,896 | $569,000 | thousands by filing date | |
| YINTECH INVT HLDGS LTD | 98585M108 | SPONSORED ADR | 90,000 | $567,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 7,432 | $566,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 53,726 | $566,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 19,500 | $566,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 10,451 | $565,000 | thousands by filing date | |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 39,736 | $563,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 16,395 | $562,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G201 | S&P SMLCP MATL | 11,841 | $562,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 42,471 | $561,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 48,828 | $560,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A628 | POINT BRIDGE AMR | 20,995 | $559,000 | thousands by filing date | |
| DBX ETF TR | 233051762 | XTRACK MSCI CHNA | 16,007 | $559,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 9,778 | $557,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 70,700 | $557,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 28,570 | $557,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 184,245 | $555,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 8,600 | $555,000 | thousands by filing date | put |
| BEMIS INC | 081437105 | COM | 9,980 | $554,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 20,755 | $553,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 35,261 | $551,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 19,152 | $550,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 31,967 | $550,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 13,467 | $547,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 4,219 | $547,000 | thousands by filing date | |
| Vanguard ESG International Stock ETF | 921910725 | SHS | 11,189 | $546,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 56,360 | $545,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 41,991 | $544,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT BASIC MATERIALS MOMENTUMETF | 46137V704 | ETF | 9,183 | $544,000 | thousands by filing date | |
| LIFE STORAGE INC | 53223X107 | COM | 5,574 | $542,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 29,516 | $542,000 | thousands by filing date | |
| CARVANA CO CL A | 146869102 | Stock | 9,296 | $539,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 39,134 | $536,000 | thousands by filing date | |
| MORGAN STANLEY ASIA PAC FD I | 61744U106 | COM | 32,776 | $536,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 31,234 | $535,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 35,090 | $534,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 11,592 | $532,000 | thousands by filing date | |
| HARVEST CAP CR CORP | 41753F109 | COM | 50,937 | $532,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 76,870 | $530,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 30,973 | $530,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 6,316 | $530,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 16,483 | $530,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 9,563 | $528,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 46,723 | $528,000 | thousands by filing date | |
| REV Group Inc | 749527107 | Common Stock | 48,245 | $528,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 39,822 | $528,000 | thousands by filing date | |
| ISHARES TR | 46429B465 | MSCI GERMNY ETF | 9,705 | $527,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 14,372 | $525,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E214 | S&P INTL QULTY | 22,952 | $521,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 38,483 | $520,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 17,393 | $520,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 12,418 | $519,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 44,958 | $519,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 125,573 | $518,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 49,215 | $517,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 72,664 | $515,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 26,853 | $514,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 13,302 | $513,000 | thousands by filing date | |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 28,009 | $512,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P889 | HORIZON DMST ETF | 20,402 | $512,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 18,220 | $511,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 19,200 | $511,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 48,501 | $511,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 37,253 | $511,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 41,945 | $510,000 | thousands by filing date | |
| ETSY INC | 29786AAC0 | NOTE 3/0 | 262,000 | $510,000 | thousands by filing date | principal |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 28,119 | $509,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524722 | 1000 INDEX ETF | 18,285 | $509,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 30,400 | $508,000 | thousands by filing date | put |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 12,500 | $507,000 | thousands by filing date | put |
| HANESBRANDS INC | 410345102 | COM | 28,400 | $507,000 | thousands by filing date | call |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 32,626 | $505,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 40,532 | $505,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 14,734 | $504,000 | thousands by filing date | |
| ALLOGENE THERAPEUTICS INC | 019770106 | COM | 17,385 | $503,000 | thousands by filing date | |
| PROSHARES TR | 74347R313 | PSHS ULSHT 7-10Y | 24,102 | $501,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 25,900 | $500,000 | thousands by filing date | put |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 4,795 | $500,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q205 | EQUAL SEC ETF | 6,917 | $499,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 15,931 | $497,000 | thousands by filing date | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 65,148 | $497,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 61,769 | $496,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 99,670 | $495,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 47,516 | $492,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 10,110 | $491,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 61,200 | $490,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 10,661 | $490,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 62,443 | $490,000 | thousands by filing date | |
| TIER REIT COM | 88650V208 | COM NEW | 17,067 | $489,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 41,321 | $489,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 101,368 | $487,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 60,859 | $487,000 | thousands by filing date | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 33,225 | $486,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 11,762 | $485,000 | thousands by filing date | |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 33,438 | $485,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 27,197 | $484,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 32,644 | $484,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 48,564 | $483,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 36,270 | $480,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 60,652 | $480,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 5,762 | $480,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 59,831 | $479,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 29,070 | $479,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 76,050 | $479,000 | thousands by filing date | |
| UNION BANKSHARES CORP | 90539J109 | COM | 14,820 | $479,000 | thousands by filing date | |
| ARROW INVTS TR DOGS OF THE | 042765693 | CEF | 10,127 | $478,000 | thousands by filing date | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 73,380 | $477,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 15,943 | $477,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 71,550 | $477,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 87,941 | $477,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 14,702 | $474,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y529 | DORSY SHRT ETF | 19,120 | $474,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 35,908 | $474,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 44,705 | $473,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 23,472 | $473,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 18,463 | $473,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 7,356 | $471,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 14,200 | $471,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 12,595 | $470,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 60,506 | $469,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 6,678 | $467,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 6,080 | $466,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 12,658 | $466,000 | thousands by filing date | |
| GUARDANT HEALTH INC COM | 40131M109 | Stock | 6,063 | $465,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 33,190 | $465,000 | thousands by filing date | |
| ESPEY MFG &ELECTRONICS CORP | 296650104 | COM | 18,800 | $465,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 14,452 | $465,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 14,886 | $463,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 75,706 | $461,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C112 | RUSL 2000 DYNM | 17,701 | $461,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 1,900 | $460,000 | thousands by filing date | put |
| EVERPURE INC CL A | 74624M102 | Stock | 21,136 | $460,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 29,161 | $460,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 6,328 | $459,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 185,234 | $459,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 9,160 | $458,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 10,720 | $458,000 | thousands by filing date | |
| PROSHARES TR | 74348A566 | MERGER ETF | 12,223 | $456,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 7,806 | $455,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 9,039 | $455,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 25,093 | $454,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 12,888 | $454,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 36,737 | $454,000 | thousands by filing date | |
| 180 DEGREE CAP CORP | 68235B109 | COM | 243,686 | $453,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 30,710 | $452,000 | thousands by filing date | |
| GREENSKY INC | 39572G100 | CL A | 34,917 | $452,000 | thousands by filing date | |
| NEWMARK GROUP INC | 65158N102 | CL A | 54,123 | $451,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 28,883 | $451,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 28,487 | $450,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 4,257 | $450,000 | thousands by filing date | |
| BANK OZK LITTLE ROCK ARK COM | 06417N103 | Stock | 15,409 | $448,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 39,266 | $448,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 18,844 | $448,000 | thousands by filing date | |
| EATON VANCE NY MUNI INCOME T | 27826W104 | SH BEN INT | 36,331 | $448,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 27,050 | $447,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J505 | EURO ALPHADEX | 11,854 | $447,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 83,774 | $446,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 35,235 | $445,000 | thousands by filing date | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 8,470 | $445,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 20,493 | $445,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 25,725 | $445,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 3,525 | $444,000 | thousands by filing date | |
| UROGEN PHARMA LTD | M96088105 | COMMON STOCK | 12,058 | $444,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 5,751 | $443,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V480 | S&P SMCP VLU MNT | 14,975 | $443,000 | thousands by filing date | |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 5,961 | $442,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 9,924 | $441,000 | thousands by filing date | |
| ISHARES TR | 46435G102 | CONV BD ETF | 7,587 | $440,000 | thousands by filing date | |
| PACER FDS TR | 69374H857 | US SMALL CAP CAS | 17,551 | $440,000 | thousands by filing date | |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 48,918 | $440,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 5,000 | $439,000 | thousands by filing date | |
| EXANTAS CAP CORP | 30068N105 | COM NEW | 41,269 | $439,000 | thousands by filing date | |
| LYFT INC | 55087P104 | CL A COM | 5,579 | $437,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 22,467 | $437,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 47,867 | $436,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 4,010 | $435,000 | thousands by filing date | |
| PYXUS INTL INC | 74737V106 | COM | 18,190 | $435,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 83,736 | $434,000 | thousands by filing date | |
| World Gold TR | 98149E204 | SPRD GLD Minis | 33,505 | $433,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 8,633 | $432,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 25,515 | $432,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 108,393 | $432,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 192,792 | $431,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E119 | MSCI SUPR EM ETF | 30,567 | $431,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V647 | SEMICONDUCTORS | 8,114 | $430,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 108,260 | $430,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 102,152 | $429,000 | thousands by filing date | |
| BRANDYWINEGLOBAL GLOBAL INCOME | 10537L104 | COM | 38,568 | $429,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 14,600 | $429,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 32,981 | $428,000 | thousands by filing date | |
| ADVISORSHARES NEW TECH AND MEDIA ETF | 00768Y552 | ETF | 26,250 | $428,000 | thousands by filing date | |
| JANUS DETROIT | 47103U100 | MF Closed and MF Open | 10,311 | $427,000 | thousands by filing date | |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 9,136 | $427,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 30,966 | $426,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 34,988 | $426,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 114,100 | $426,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G706 | WEDBUSH VID GAME | 9,552 | $426,000 | thousands by filing date | |
| COUSINS PROPERTIES INC | 222795106 | COM | 43,833 | $425,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 48,318 | $425,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 32,956 | $425,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 101,893 | $424,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 16,900 | $424,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 26,730 | $422,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 35,250 | $421,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 6,717 | $421,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 18,537 | $420,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 15,649 | $420,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A101 | CMN | 4,715 | $420,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 89,930 | $420,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 22,222 | $419,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 51,900 | $419,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 17,000 | $418,000 | thousands by filing date | put |
| WINNEBAGO INDS INC | 974637100 | COM | 13,396 | $418,000 | thousands by filing date | |
| PROSHARES TR | 74347B706 | COM | 5,536 | $418,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 35,299 | $417,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 18,374 | $417,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W540 | FUND | 19,241 | $417,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 14,447 | $416,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 6,900 | $416,000 | thousands by filing date | put |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 29,523 | $416,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 35,770 | $415,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 34,616 | $414,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 50,645 | $413,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 10,363 | $413,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 24,173 | $413,000 | thousands by filing date | |
| EVI INDUSTRIES INC | 26929N102 | COMMON STOCK | 10,824 | $413,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 37,245 | $412,000 | thousands by filing date | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 22,763 | $411,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 160,861 | $411,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 19,719 | $410,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 23,603 | $410,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 15,835 | $409,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 15,379 | $409,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 20,179 | $408,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R795 | NASDAQ TRANSN | 17,454 | $408,000 | thousands by filing date | |
| ISHARES TR | 46435G144 | 10 YR INVT GRD | 8,360 | $408,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 61,773 | $407,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 64,736 | $407,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 19,800 | $406,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 9,104 | $405,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 26,164 | $405,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 11,986 | $404,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 20,072 | $404,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 26,600 | $404,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 6,629 | $403,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 19,589 | $401,000 | thousands by filing date | |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 27,496 | $399,000 | thousands by filing date | |
| HARTFORD MULTIFACTOR EMERGING MARKETS ETF | 518416201 | ETF | 17,029 | $399,000 | thousands by filing date | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 28,461 | $398,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 19,979 | $397,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 33,400 | $397,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 27,663 | $396,000 | thousands by filing date | |
| MEDEQUITIES RLTY TR INC | 58409L306 | COM | 35,436 | $395,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 8,592 | $394,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 137,503 | $394,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 10,582 | $394,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 19,131 | $393,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 6,900 | $391,000 | thousands by filing date | call |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 40,939 | $391,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 32,030 | $390,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 8,700 | $390,000 | thousands by filing date | put |
| INVESCO DB MULTI-SECTOR COMM | 46140H304 | ENERGY FD | 26,508 | $390,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 26,352 | $389,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 28,838 | $389,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 46,669 | $389,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E164 | S&P SMLCP ENGY | 36,172 | $389,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 24,950 | $388,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 2,061 | $388,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 2,477 | $388,000 | thousands by filing date | |
| COREPOINT LODGING INC | 21872L104 | COM | 34,735 | $388,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 5,671 | $387,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 30,957 | $386,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 43,593 | $385,000 | thousands by filing date | |
| BJS WHSL CLUB HLDGS INC COM | 05550J101 | Stock | 14,077 | $385,000 | thousands by filing date | |
| BANCO SANTANDER MEXICO SA | 05969B103 | SPONSORED ADS B | 56,826 | $385,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 18,119 | $385,000 | thousands by filing date | |
| ETF SER SOLUTIONS SALT HIG TRUBT | 26922A479 | Stock | 15,335 | $385,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 34,981 | $384,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V274 | S&P500 EQL UTL | 3,955 | $383,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 11,093 | $383,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 39,661 | $382,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 27,379 | $382,000 | thousands by filing date | |
| IMV INC | 44974L103 | COM | 95,223 | $382,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 20,017 | $381,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 27,985 | $381,000 | thousands by filing date | |
| NEW YORK MTG TRUST | 649604AD7 | NOTE 6.250% 1/1 | 385,000 | $381,000 | thousands by filing date | principal |
| NEW GOLD INC CDA | 644535106 | COM | 441,937 | $380,000 | thousands by filing date | |
| TANDY LEATHER FACTORY INC | 87538X105 | COM | 63,303 | $380,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 16,334 | $379,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 111,507 | $379,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 6,400 | $378,000 | thousands by filing date | put |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 27,595 | $377,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 38,456 | $377,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 4,484 | $376,000 | thousands by filing date | |
| PROSHARES TR | 74348A145 | PET CARE ETF | 9,318 | $375,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 16,519 | $374,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 17,850 | $374,000 | thousands by filing date | |
| EVENTBRITE INC | 29975E109 | COM CL A | 19,501 | $374,000 | thousands by filing date | |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 94,000 | $373,000 | thousands by filing date | principal |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 11,957 | $372,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 17,456 | $372,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 33,482 | $372,000 | thousands by filing date | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 19,892 | $371,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 9,673 | $371,000 | thousands by filing date | |
| HUYA INC ADS EACH REP 1 ORD SHS CL A | 44852D108 | COM | 13,131 | $369,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 13,400 | $369,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 15,710 | $368,000 | thousands by filing date | |
| ABERDEEN GLOBAL DYNAMIC DIVIDE | 00302M106 | COM | 38,759 | $368,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W606 | IT RT HDG HGYL | 4,117 | $368,000 | thousands by filing date | |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 21,110 | $367,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 25,726 | $366,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 18,403 | $366,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 18,053 | $363,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 71,686 | $363,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 1,500 | $362,000 | thousands by filing date | put |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 7,004 | $362,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 59,330 | $362,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 11,650 | $361,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 29,361 | $361,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V456 | S&P MDCP VLU MNT | 11,441 | $361,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 18,780 | $361,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 387 | $358,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 18,615 | $357,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 56,849 | $357,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 35,571 | $355,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 9,364 | $355,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 50,000 | $355,000 | thousands by filing date | put |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 23,930 | $355,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES | 46138W107 | JAPANESE YEN | 4,119 | $355,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 6,901 | $354,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 21,240 | $354,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 26,671 | $353,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 39,171 | $353,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 101,200 | $353,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 4,014 | $352,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 5,400 | $351,000 | thousands by filing date | call |
| STIFEL FINL CORP | 860630102 | COM | 6,653 | $351,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 14,310 | $351,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 4,780 | $351,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 25,402 | $351,000 | thousands by filing date | |
| GLOBAL X INTERNET OF THINGS ETF | 37954Y780 | UIT EXCHANGE TRADED | 19,146 | $351,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 33,742 | $350,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 29,147 | $349,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 4,290 | $349,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 8,950 | $349,000 | thousands by filing date | principal |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 231,359 | $349,000 | thousands by filing date | |
| FIRST TRUST DOW JONES INTERNATIONAL INTERNET ETF | 33734X770 | ETF | 15,703 | $348,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 90,549 | $347,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 40,000 | $347,000 | thousands by filing date | call |
| FIRST TR EXCH TRD ALPHDX FD | 33737J141 | CHINA ALPHADEX | 12,729 | $347,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 4,827 | $345,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 74,374 | $344,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 25,642 | $344,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-19-011119 | this filing | 2019-05-15 | acceptance time not in the bulk data set |