13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2019-03-31, filed 2019-05-15, with 7,014 holding rows worth $234,152,580,000.
- Accession
- 0001567619-19-011119
- Filer
- CIK 1000275
- Filed
- 2019-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2019
A holdings report, 25,016 entries on the cover page, a total value of $234,152,580,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $234,152,580,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC Capital Markets Arbitrage S.A.028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerLMCG INVESTMENTS, LLC028-13608
- included managerMID CONTINENT CAPITAL LLC/IL028-05684
- included managerSymphonic Financial Advisors LLC028-12672
- included managerSEI INVESTMENTS MANAGEMENT CORP028-16475
- included managerAston Asset Management, LLC028-12347
- included managerUBS ASSET MANAGEMENT AMERICAS INC028-02682
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerJACKSON NATIONAL ASSET MANAGEMENT LLC028-06761
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FOX CORP | 35137L204 | CL B COM | 36,098 | $1,295,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 70,461 | $1,293,000 | thousands by filing date | |
| INSTRUCTURE INC | 45781U103 | COM | 27,441 | $1,293,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 44,640 | $1,290,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 14,810 | $1,290,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 128,119 | $1,288,000 | thousands by filing date | |
| INVESCO EXCHNG TRAD SLF INDE | 46139W601 | INVT GRAD VALU | 50,000 | $1,288,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 59,100 | $1,285,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 71,682 | $1,283,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 19,220 | $1,283,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 47,376 | $1,280,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 13,686 | $1,278,000 | thousands by filing date | |
| LONESTAR RES US INC | 54240F103 | CL A VTG | 318,672 | $1,278,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 29,452 | $1,277,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 33,770 | $1,275,000 | thousands by filing date | |
| ISHARES TR | 46429B499 | MSCI NORWAY ETF | 50,845 | $1,275,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J107 | MLTFCTR LRG CAP | 34,960 | $1,274,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 16,639 | $1,271,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 81,332 | $1,271,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 35,556 | $1,270,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 40,297 | $1,269,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 100,568 | $1,267,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 96,362 | $1,267,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 93,893 | $1,265,000 | thousands by filing date | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 38,451 | $1,264,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 20,447 | $1,263,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G103 | INFRAC ACT MLP | 211,840 | $1,263,000 | thousands by filing date | |
| VEONEER INC | 92336X109 | COM | 55,046 | $1,259,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 33,107 | $1,258,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 59,878 | $1,257,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 26,038 | $1,254,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 12,533 | $1,253,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 71,707 | $1,253,000 | thousands by filing date | |
| ELASTIC N V ORD SHS | N14506104 | Stock | 15,677 | $1,252,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 101,013 | $1,252,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V779 | BLDG CONSTR ETF | 45,236 | $1,252,000 | thousands by filing date | |
| Direxion All Cap Insider Senti | 25459Y769 | ETF | 32,572 | $1,252,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 100,000 | $1,250,000 | thousands by filing date | call |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 18,212 | $1,250,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 108,521 | $1,249,000 | thousands by filing date | |
| PEABODY ENGR CORP | 704551100 | COM | 44,040 | $1,247,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061409 | GLOBAL VALUE ETF | 55,098 | $1,247,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 22,194 | $1,245,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 22,159 | $1,240,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 13,533 | $1,240,000 | thousands by filing date | |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 95,766 | $1,237,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 55,744 | $1,236,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 86,039 | $1,236,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 35,621 | $1,236,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 74,341 | $1,235,000 | thousands by filing date | |
| STONECO LTD | G85158106 | COM CL A | 30,000 | $1,233,000 | thousands by filing date | put |
| INVESCO MSCI SUSTAINABLEFUTURE ETF | 46137V407 | ETF | 29,176 | $1,230,000 | thousands by filing date | |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 164,922 | $1,228,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 51,500 | $1,227,000 | thousands by filing date | call |
| UNIFI INC | 904677200 | COM NEW | 63,377 | $1,227,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 1,758,107 | $1,226,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 24,020 | $1,222,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 31,536 | $1,219,000 | thousands by filing date | |
| LANDMARK INFRASTRUCTURE PARTNERS | 51508J108 | COMMON STOCK | 71,743 | $1,217,000 | thousands by filing date | |
| CUSHING ENERGY INCOME | 23162T102 | COM SH BEN INT | 160,928 | $1,216,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 105,036 | $1,214,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 64,191 | $1,214,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 46,620 | $1,212,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108102 | CMN | 24,615 | $1,207,000 | thousands by filing date | |
| DWS STRATEGIC MUN INCOME TR | 23342Q101 | COM | 107,000 | $1,201,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 338,549 | $1,200,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 119,657 | $1,196,000 | thousands by filing date | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 24,240 | $1,194,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 58,645 | $1,193,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 55,791 | $1,192,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 73,802 | $1,191,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W705 | INT RT HDG C B | 12,743 | $1,190,000 | thousands by filing date | |
| PIMCO EQUITY SER | 72202L371 | RAFI DYN MULTI | 48,500 | $1,190,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 33,754 | $1,188,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 10,000 | $1,184,000 | thousands by filing date | call |
| WYNDHAM HOTELS & RESORTS INC | 98311A105 | COM | 23,642 | $1,183,000 | thousands by filing date | |
| SILICON LABORATORIES INC | 826919AB8 | NOTE 1.375% 3/0 | 1,090,000 | $1,183,000 | thousands by filing date | principal |
| ISHARES TR | 46429B135 | INT PFD STK FD | 76,395 | $1,182,000 | thousands by filing date | |
| INVESCO RAFI DEVELOPED MARKETS EX-U.S. SMALL-MID ETF | 46138E735 | ETF | 39,563 | $1,181,000 | thousands by filing date | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 25,731 | $1,180,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2026 CORPORATE BOND ETF | 46138J791 | ETF | 60,548 | $1,180,000 | thousands by filing date | |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 130,000 | $1,178,000 | thousands by filing date | put |
| McDonalds Corporation | 580135101 | COM | 6,200 | $1,177,000 | thousands by filing date | call |
| ARES CAPITAL CORP | 04010L103 | COM | 68,500 | $1,174,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 35,343 | $1,172,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 57,000 | $1,172,000 | thousands by filing date | call |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 124,606 | $1,172,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 27,634 | $1,171,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 22,123 | $1,170,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 14,050 | $1,168,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 23,016 | $1,167,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 62,328 | $1,167,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 2,577 | $1,165,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 99,046 | $1,163,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 28,909 | $1,159,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 67,873 | $1,156,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 208,494 | $1,156,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X131 | INTL QULTY DIV | 40,082 | $1,152,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 46,457 | $1,152,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 28,902 | $1,151,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 88,888 | $1,150,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 55,947 | $1,149,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L803 | M STAR DEV MKT | 18,842 | $1,144,000 | thousands by filing date | |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 63,887 | $1,142,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 188,888 | $1,142,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 16,899 | $1,138,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 82,603 | $1,137,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 36,405 | $1,130,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 65,069 | $1,129,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 235,278 | $1,126,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 86,117 | $1,126,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 25,682 | $1,122,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 28,031 | $1,122,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 149,875 | $1,121,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCH TRD FD TR GLOBAL WATER PORT | 46138E651 | ETF | 41,638 | $1,120,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 161,250 | $1,120,000 | thousands by filing date | |
| ISHARES TR | 46429B515 | CMN | 28,926 | $1,119,000 | thousands by filing date | |
| WYNDHAM HOTELS & RESORTS INC | 98311A105 | COM | 22,300 | $1,115,000 | thousands by filing date | put |
| INVESCO EXCH TRADED FD TR II | 46138E156 | S&P SMLCP FINL | 21,317 | $1,115,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 35,905 | $1,113,000 | thousands by filing date | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 46,840 | $1,113,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 27,664 | $1,109,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 27,270 | $1,108,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 15,300 | $1,108,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 21,160 | $1,107,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 31,382 | $1,106,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L108 | SELECT FINL | 50,004 | $1,104,000 | thousands by filing date | |
| NORTH AMERN CONSTR GROUP LTD | 656811106 | COM | 94,830 | $1,104,000 | thousands by filing date | |
| MILLICOM INTL CELLULAR S A | L6388F110 | COM STK | 18,100 | $1,101,000 | thousands by filing date | |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 53,784 | $1,100,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 70,767 | $1,095,000 | thousands by filing date | |
| FRANKLIN FTSE CHINA ETF | 35473P819 | ETF | 45,198 | $1,094,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740L444 | 30 YR TREAS BEAR | 70,752 | $1,094,000 | thousands by filing date | |
| FIRST TR SR FLOATING RATE 20 | 33740K101 | COM SHS | 125,180 | $1,094,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 47,953 | $1,093,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 13,651 | $1,083,000 | thousands by filing date | |
| EATON VANCE HIGH INCOME 2021 | 27829W101 | COM SH BEN INT | 111,052 | $1,079,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 7,500 | $1,076,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 15,506 | $1,073,000 | thousands by filing date | |
| SCHNEIDER NATIONAL INC | 80689H102 | CL B | 50,994 | $1,073,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 74,959 | $1,072,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 24,179 | $1,072,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 116,528 | $1,071,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 10,356 | $1,070,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 43,840 | $1,067,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 37,080 | $1,065,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 21,229 | $1,063,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 73,791 | $1,063,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 87,491 | $1,062,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 49,617 | $1,061,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 9,614 | $1,060,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 22,136 | $1,060,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 89,878 | $1,058,000 | thousands by filing date | |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 185,596 | $1,056,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAA0 | NOTE 2.875% 5/1 | 1,057,000 | $1,056,000 | thousands by filing date | principal |
| U S PHYSICAL THERAPY | 90337L108 | COM | 10,047 | $1,055,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 58,894 | $1,053,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 77,726 | $1,052,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 23,685 | $1,052,000 | thousands by filing date | |
| iShares Emerging Markets Equity Factor ETF | 46434G889 | SHS | 24,547 | $1,049,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 29,086 | $1,048,000 | thousands by filing date | |
| ISHARES TR | 46435G532 | MSCI GBL SUS DEV | 17,758 | $1,048,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 82,941 | $1,037,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J833 | BULSHS 2024 HY | 41,577 | $1,037,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 186,147 | $1,035,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y500 | ZACKS MULT AST | 47,929 | $1,035,000 | thousands by filing date | |
| NUVEEN HIGH INCOME DECMBR 20 | 67076E107 | COM | 104,659 | $1,035,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 128,416 | $1,031,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 47,080 | $1,030,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 43,991 | $1,030,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 10,482 | $1,026,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 12,668 | $1,024,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 37,694 | $1,024,000 | thousands by filing date | |
| BRIDGEWATER BANCSHARES INC | 108621103 | COMMON STOCK | 99,250 | $1,023,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 64,064 | $1,022,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 14,343 | $1,022,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 125,600 | $1,020,000 | thousands by filing date | call |
| SPARTANNASH CO | 847215100 | COM | 64,207 | $1,018,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 71,352 | $1,015,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 51,226 | $1,015,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J133 | BRAZIL ALPHA | 70,874 | $1,012,000 | thousands by filing date | |
| ATHENEX INC | 04685N103 | COM | 82,505 | $1,010,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 32,410 | $1,009,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V707 | ST STR UL BD ETF | 25,009 | $1,009,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730509 | COMMON STOCK | 16,833 | $1,008,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 30,800 | $1,005,000 | thousands by filing date | call |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 79,577 | $1,005,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 25,855 | $1,005,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 32,000 | $1,004,000 | thousands by filing date | call |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 8,971 | $1,004,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 20,007 | $1,002,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 20,000 | $1,000,000 | thousands by filing date | call |
| ADVANCED DISP SVCS INC DEL | 00790X101 | COM | 35,686 | $999,000 | thousands by filing date | |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 21,612 | $998,000 | thousands by filing date | |
| SVMK INC | 78489X103 | COM | 54,610 | $995,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 48,027 | $994,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 67,176 | $994,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V159 | CMN | 19,702 | $992,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 1,005,000 | $991,000 | thousands by filing date | principal |
| INDEXIQ ETF TR | 45409B487 | IQ ENCH BD US | 52,540 | $989,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 34,705 | $988,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 33,234 | $986,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 48,394 | $986,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HLDG PL | g8060n102 | SHS | 21,893 | $985,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 13,674 | $984,000 | thousands by filing date | |
| VISTRA CORP COM | 92840M102 | Stock | 37,800 | $984,000 | thousands by filing date | call |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 87,082 | $984,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 24,333 | $984,000 | thousands by filing date | |
| O'Shares Global Internet | 67110P704 | COM | 40,830 | $984,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J305 | MULTIFACTOR CO | 30,304 | $982,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L308 | MSTAR EMKT FAC | 18,450 | $980,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 42,963 | $980,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 38,762 | $979,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 80,790 | $978,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 77,312 | $978,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 71,693 | $976,000 | thousands by filing date | |
| EMC INS GROUP INC | 268664109 | COM | 30,571 | $974,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 74,806 | $972,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H106 | AGRICULTURE FD | 58,937 | $970,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 63,644 | $966,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 17,179 | $966,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 46,361 | $963,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 75,055 | $963,000 | thousands by filing date | |
| FIRST TR BICK INDEX FD | 33733H107 | COM SHS | 35,509 | $963,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 44,598 | $961,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 20,974 | $961,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 27,402 | $960,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 64,094 | $960,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 102,879 | $960,000 | thousands by filing date | |
| DBX ETF TR | 233051663 | XTRACK JAPAN JPX | 35,916 | $960,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 18,092 | $959,000 | thousands by filing date | |
| PENNYMAC FINL SVCS INC NEW | 70932M107 | COM | 43,130 | $959,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 137,547 | $956,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC NPV ADR | 594837304 | SPON ADR NEW | 37,039 | $955,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 57,024 | $949,000 | thousands by filing date | |
| CAMBRIDGE BANCORP | 132152109 | COM | 11,455 | $949,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 108,700 | $947,000 | thousands by filing date | call |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 29,691 | $947,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 33,357 | $945,000 | thousands by filing date | |
| Aussie $ ETF | 46090N103 | ETF | 13,310 | $945,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 48,040 | $943,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223305 | CL B | 21,578 | $943,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 58,102 | $940,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 39,481 | $935,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 21,610 | $934,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R829 | S NETWRK E-COM | 42,010 | $933,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 63,790 | $932,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 100,000 | $932,000 | thousands by filing date | call |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 49,650 | $931,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 42,800 | $931,000 | thousands by filing date | put |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 52,861 | $931,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 214,293 | $930,000 | thousands by filing date | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 13,124 | $929,000 | thousands by filing date | |
| SAILPOINT TECHNOLOGIES HOLDING | 78781P105 | COM | 32,303 | $928,000 | thousands by filing date | |
| QUARTERHILL INC COM | 747713105 | COM | 836,139 | $928,000 | thousands by filing date | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 85,775 | $927,000 | thousands by filing date | |
| iShares ESG Aware MSCI USA Small-Cap ETF | 46435U663 | SHS | 35,021 | $924,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 235,147 | $923,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 43,835 | $922,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 55,643 | $922,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 25,457 | $921,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 12,079 | $917,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 13,942 | $913,000 | thousands by filing date | |
| ENTREE RES LTD COM | 29384j103 | CS | 2,500,749 | $913,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E101 | MSCI NORWAY ETF | 43,160 | $911,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 66,505 | $908,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 2,000 | $906,000 | thousands by filing date | put |
| EQUINIX INC COM | 29444U700 | REIT | 2,000 | $906,000 | thousands by filing date | call |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 20,994 | $906,000 | thousands by filing date | |
| INVSC RAFI US 1500 SML MID ETF | 46137V209 | ETF | 24,653 | $906,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 61,846 | $905,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 57,544 | $904,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 45,390 | $903,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 3,000 | $902,000 | thousands by filing date | call |
| LULULEMON ATHLETICA INC | 550021109 | COM | 5,500 | $902,000 | thousands by filing date | put |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 252,501 | $902,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 56,619 | $902,000 | thousands by filing date | |
| HUTCHMED CHINA LTD SPONSORED ADS | 44842L103 | ADR | 29,366 | $899,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 29,099 | $898,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 18,612 | $896,000 | thousands by filing date | |
| FEDNAT HOLDING COMPANY | 31431B109 | Common Stock | 55,871 | $896,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 52,309 | $893,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 49,395 | $889,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E172 | S&P SMLCP STAP | 11,687 | $887,000 | thousands by filing date | |
| PROSHARES TR | 74347B870 | CDS SH NA HYCR | 28,203 | $887,000 | thousands by filing date | |
| CARGURUS INC COM CL A | 141788109 | Stock | 22,113 | $886,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 28,813 | $886,000 | thousands by filing date | |
| FT MEGA CAP ALPHADEX FD ETF(FMK) | 33737M508 | ETF | 25,504 | $886,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 9,794 | $885,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R712 | DORSEY WRIGHT | 44,026 | $884,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 32,872 | $884,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 14,119 | $879,000 | thousands by filing date | |
| GARRETT MOTION INC | 366505105 | COM | 59,668 | $878,000 | thousands by filing date | |
| CSW INDUSTRIALS INC | 126402106 | COM | 15,279 | $875,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E200 | FTSE COLOMBIA20 | 90,343 | $873,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 13,733 | $872,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C773 | ESG REV ETF | 28,039 | $869,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 54,639 | $867,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 38,188 | $866,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 9,600 | $865,000 | thousands by filing date | put |
| HCI GROUP INC | 40416E103 | COM | 20,221 | $864,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 14,687 | $864,000 | thousands by filing date | |
| Vanguard U.S. Momentum Factor ETF | 921935508 | SHS | 10,889 | $863,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 24,741 | $863,000 | thousands by filing date | |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 16,353 | $862,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 13,137 | $857,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 97,330 | $857,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 55,766 | $857,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 33,880 | $856,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 176,884 | $855,000 | thousands by filing date | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 784,040 | $855,000 | thousands by filing date | |
| SONOS INC | 83570H108 | COM | 83,039 | $854,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 80,473 | $851,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 72,100 | $850,000 | thousands by filing date | put |
| JOHN HANCOCK EXCHANGE TRADED | 47804J834 | MULTFCTR EMRNG | 33,291 | $850,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 20,262 | $849,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 60,892 | $848,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 15,552 | $844,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 5,341 | $843,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q668 | EM SECT DIV DG | 39,243 | $843,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 115,954 | $843,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 28,299 | $842,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 165,000 | $842,000 | thousands by filing date | |
| NUVEEN HIGH INCOME 2020 TARG | 67075L102 | COM | 84,782 | $842,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 42,317 | $841,000 | thousands by filing date | |
| HFF INC | 40418F108 | CL A | 17,642 | $841,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 86,975 | $840,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G806 | VIRTUS REAVES UT | 22,450 | $840,000 | thousands by filing date | |
| KIMBELL RTY PARTNERS LP | 49435R102 | UNIT | 45,980 | $840,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 85,951 | $839,000 | thousands by filing date | |
| ISHARES TR | 46435G433 | MSCI USA SMCP MN | 25,962 | $837,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 11,723 | $837,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 33,532 | $836,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 14,445 | $835,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 69,944 | $834,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 15,439 | $832,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 45,045 | $829,000 | thousands by filing date | |
| PACER FDS TR | 69374H691 | mc | 30,648 | $828,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 17,426 | $828,000 | thousands by filing date | |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 33,232 | $828,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 11,490 | $826,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 103,735 | $826,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 126,744 | $826,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 16,348 | $826,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 19,032 | $825,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R704 | RBA INDL ETF | 33,731 | $822,000 | thousands by filing date | |
| OFFICE PPTYS INCOME TR | 67623C109 | COM SHS BEN INT | 29,732 | $822,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 33,029 | $822,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 8,993 | $822,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 23,950 | $821,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 48,762 | $821,000 | thousands by filing date | |
| EPR PPTYS | 26884U208 | PFD C CV 5.75% | 26,096 | $820,000 | thousands by filing date | principal |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 84,955 | $820,000 | thousands by filing date | |
| MUTUALFIRST FINANCIAL INC | 62845B104 | COM | 27,314 | $818,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 33,945 | $817,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 15,000 | $815,000 | thousands by filing date | call |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 6,984 | $814,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 23,163 | $813,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 57,533 | $812,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 32,734 | $811,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 64,589 | $811,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 37,338 | $811,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 23,853 | $809,000 | thousands by filing date | |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 49,305 | $809,000 | thousands by filing date | |
| SSGA ACTIVE TR | 78470P200 | ST STR TOTAL ETF | 16,428 | $809,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A110 | CMN | 7,747 | $809,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 27,474 | $806,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 33,544 | $805,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 45,654 | $805,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 67,004 | $805,000 | thousands by filing date | |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 72,968 | $803,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 60,838 | $801,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 23,452 | $798,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 50,195 | $797,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 138,999 | $795,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 73,448 | $793,000 | thousands by filing date | |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 16,019 | $793,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 31,918 | $793,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 166,104 | $793,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 35,477 | $791,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 22,398 | $790,000 | thousands by filing date | |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 47,095 | $789,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 15,859 | $788,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 12,775 | $788,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 114,537 | $787,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 18,570 | $786,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 47,780 | $786,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061300 | CAMBRIA FGN SHR | 33,739 | $786,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 6,506 | $786,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 41,979 | $786,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 58,382 | $785,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 8,233 | $784,000 | thousands by filing date | |
| AI POWERED EQUITY ETF | 26924G813 | FUND | 30,270 | $784,000 | thousands by filing date | |
| ZSCALERINC | 98980G102 | STOK | 11,041 | $783,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 22,988 | $783,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 266,437 | $783,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 8,217 | $782,000 | thousands by filing date | |
| ISHARES TR | 46435G706 | MSCI CDA ETF | 30,103 | $778,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F437 | COM | 27,010 | $777,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 33,442 | $777,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 52,280 | $776,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 23,553 | $776,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 32,589 | $776,000 | thousands by filing date | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 24,894 | $775,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 26,568 | $771,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 26,161 | $770,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 20,000 | $769,000 | thousands by filing date | put |
| Analog Devices,Inc. | 032654105 | COM | 7,300 | $768,000 | thousands by filing date | put |
| AT&T Inc | 00206R102 | COM | 24,500 | $768,000 | thousands by filing date | put |
| ISHARES TR | 46435G755 | IBONDS DEC2022 | 29,618 | $768,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 150,500 | $767,000 | thousands by filing date | call |
| ABRDN PLATINUM ETF TRUST | 003260106 | PHYSCL PLATM SHS | 9,551 | $766,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V324 | S&P500 EQL IND | 6,351 | $764,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 60,707 | $763,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 10,469 | $763,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L696 | CMN | 11,361 | $762,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 105,967 | $760,000 | thousands by filing date | |
| INVESCO INDIA EXCHANGE-TRADE | 46137R109 | INDIA ETF | 30,046 | $760,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 60,708 | $759,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 17,965 | $759,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 31,100 | $759,000 | thousands by filing date | |
| VANECK EGYPT INDEX ETF | 92189F775 | FUND | 22,891 | $757,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 28,596 | $756,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 80,216 | $750,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 15,027 | $748,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 50,856 | $748,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 57,739 | $745,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 15,898 | $744,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 29,755 | $741,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 7,379 | $740,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W398 | NEGT DUR HIG YLD | 37,084 | $740,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 42,298 | $739,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 22,903 | $739,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 32,300 | $737,000 | thousands by filing date | |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 20,635 | $736,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 11,059 | $736,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 18,379 | $735,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 18,818 | $733,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 16,574 | $733,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 17,621 | $732,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 72,569 | $729,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 42,200 | $727,000 | thousands by filing date | |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 28,544 | $727,000 | thousands by filing date | |
| NORTHWEST NAT HLDG CO COM | 66765N105 | Stock | 11,066 | $726,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 22,849 | $726,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 31,082 | $726,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 58,092 | $726,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 35,600 | $725,000 | thousands by filing date | call |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 48,628 | $724,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 12,290 | $723,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 12,000 | $723,000 | thousands by filing date | call |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 3,613 | $721,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 16,684 | $721,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 20,252 | $721,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 137,087 | $719,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 30,093 | $717,000 | thousands by filing date | |
| INVESCO S&P SMALLCAP 600PURE VALUE ETF | 46137V167 | ETF | 10,891 | $714,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 24,340 | $714,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 19,198 | $713,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 47,290 | $713,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 6,228 | $707,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 10,386 | $706,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 50,290 | $706,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 24,951 | $704,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 10,680 | $704,000 | thousands by filing date | |
| CISION LTD | G1992S109 | SHS | 51,101 | $704,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 112,947 | $702,000 | thousands by filing date | |
| PIMCO ENRGY TACTICAL CR OPP FD | 69346N107 | COM SHS BEN INT | 34,425 | $701,000 | thousands by filing date | |
| PIMCO EQUITY SER | 72202L389 | RAFI DYN EMERG | 29,700 | $701,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 2,662 | $698,000 | thousands by filing date | |
| COLUMBIA INDIA CONSUMER ETF | 19762B707 | ETF | 16,483 | $697,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V381 | S&P500 EQL DIS | 6,699 | $696,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 29,060 | $696,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 12,151 | $695,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 26,857 | $694,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 18,526 | $694,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 4,291 | $694,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 72,310 | $694,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 12,005 | $693,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33741X201 | INDXX INOVTV ETF | 23,753 | $693,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 60,600 | $693,000 | thousands by filing date | call |
| CVB FINL CORP COM | 126600105 | Stock | 32,811 | $691,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 22,317 | $691,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 68,695 | $691,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 55,384 | $690,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 14,054 | $690,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 13,682 | $690,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V639 | AI AND NEXT GEN | 7,540 | $689,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E107 | EQUAL WEGT 0-30 | 20,952 | $689,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J817 | BULSHS 2025 HY | 28,572 | $688,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D480 | X LINK GOLD SHS | 79,992 | $686,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 19,006 | $685,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 18,809 | $684,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 29,500 | $684,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 11,816 | $684,000 | thousands by filing date | |
| SPDR S&P 500 Fossil Fuel Reserves Free ETF | 78468R796 | SHS | 10,002 | $683,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 35,125 | $683,000 | thousands by filing date | |
| PGIM HIGH YIELD BOND FUND IN | 69346H100 | COM | 48,158 | $683,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 12,637 | $683,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 18,274 | $683,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-19-011119 | this filing | 2019-05-15 | acceptance time not in the bulk data set |