13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2019-03-31, filed 2019-05-15, with 7,014 holding rows worth $234,152,580,000.
- Accession
- 0001567619-19-011119
- Filer
- CIK 1000275
- Filed
- 2019-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2019
A holdings report, 25,016 entries on the cover page, a total value of $234,152,580,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $234,152,580,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC Capital Markets Arbitrage S.A.028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerLMCG INVESTMENTS, LLC028-13608
- included managerMID CONTINENT CAPITAL LLC/IL028-05684
- included managerSymphonic Financial Advisors LLC028-12672
- included managerSEI INVESTMENTS MANAGEMENT CORP028-16475
- included managerAston Asset Management, LLC028-12347
- included managerUBS ASSET MANAGEMENT AMERICAS INC028-02682
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerJACKSON NATIONAL ASSET MANAGEMENT LLC028-06761
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| UBS AG LONDON BRH | 90267B682 | ETRAC ALER MLP | 9,800 | $157,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 5,770 | $156,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 38,623 | $156,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 74,200 | $156,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 2,400 | $155,000 | thousands by filing date | call |
| MONGODB INC CL A | 60937P106 | Stock | 1,053 | $155,000 | thousands by filing date | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 8,194 | $155,000 | thousands by filing date | |
| IPATH US TSY 10Y BEAR | 06740L451 | COMMON | 9,147 | $155,000 | thousands by filing date | |
| SOCIAL CAP HEDOSOPHIA HLDGS | G8250R111 | UNIT 99/99/9999 | 15,000 | $155,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X418 | CMN | 1,997 | $154,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 1,761 | $153,000 | thousands by filing date | |
| GMS INC | 36251C103 | COM | 10,120 | $153,000 | thousands by filing date | |
| TRANSLATE BIO INC. | 89374L104 | Common Stock | 15,000 | $153,000 | thousands by filing date | |
| NEW AGE BEVERAGES CORP | 64157V108 | COM | 29,100 | $153,000 | thousands by filing date | call |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 5,632 | $152,000 | thousands by filing date | |
| PERSPECTA INC | 715347100 | COM | 7,571 | $152,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y607 | PRIN U S SMALL | 4,880 | $152,000 | thousands by filing date | |
| iShares Trust iShares USD Green Bond ETF | 46435U440 | SHS | 2,873 | $151,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 370 | $151,000 | thousands by filing date | |
| MR COOPER GROUP INC | 62482R107 | COM | 15,708 | $151,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 4,097 | $151,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 11,594 | $151,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N832 | VCSHS US SML CAP | 3,367 | $151,000 | thousands by filing date | |
| NEW AGE BEVERAGES CORP | 64157V108 | COM | 28,700 | $151,000 | thousands by filing date | |
| JP MORGAN EXCHANGE TRADED FD | 46641Q803 | DIVERSIFIED ET | 6,080 | $151,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 3,658 | $150,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 2,385 | $150,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V871 | MFS SYS VAL EQ | 2,280 | $150,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 10,001 | $149,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 4,462 | $148,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 11,335 | $148,000 | thousands by filing date | |
| VISTRA ENERGY CORP | 92840M300 | UNIT 02/02/2024 | 1,500 | $148,000 | thousands by filing date | principal |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 66,000 | $147,000 | thousands by filing date | |
| PCSB FINL CORP COM | 69324R104 | Stock | 7,500 | $147,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 9,300 | $146,000 | thousands by filing date | put |
| ACUSHNET HLDGS CORP | 005098108 | COM | 6,298 | $146,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 10,355 | $146,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 12,632 | $146,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78470E205 | ST STR MSCI EMRG | 2,330 | $146,000 | thousands by filing date | |
| RANGER OIL CORPORATION CLASS A COM | 70788V102 | Stock | 3,317 | $146,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 13,485 | $146,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 700 | $145,000 | thousands by filing date | call |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 21,042 | $145,000 | thousands by filing date | |
| iShares iBonds Dec. 2027 Corporate Bond ETF | 46435UAA9 | ETF | 5,901 | $145,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E560 | LADERITE 0-5YR | 5,787 | $145,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 5,048 | $144,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 10,725 | $144,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 6,700 | $144,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 226,432 | $143,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 72,734 | $143,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 800 | $143,000 | thousands by filing date | call |
| PARSLEY ENERGY INC | 701877102 | CL A | 7,400 | $143,000 | thousands by filing date | call |
| INVESCO S&P MIDCAP 400 GARP ETF | 46137V225 | ETF | 2,252 | $143,000 | thousands by filing date | |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 11,185 | $143,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 6,467 | $142,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 3,901 | $142,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 8,483 | $142,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 826 | $142,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 67,914 | $142,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 1,100 | $142,000 | thousands by filing date | call |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 31,241 | $142,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 24,600 | $141,000 | thousands by filing date | put |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 22,152 | $141,000 | thousands by filing date | |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 25,196 | $141,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 3,200 | $140,000 | thousands by filing date | call |
| VIRTUS TOTAL RETURN FUND INC | 92837G100 | COM | 13,900 | $140,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E606 | CHINA FINL ETF | 8,120 | $140,000 | thousands by filing date | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 1,686 | $139,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 9,877 | $139,000 | thousands by filing date | |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 4,200 | $139,000 | thousands by filing date | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 4,022 | $138,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 2,891 | $138,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 103,750 | $138,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 3,259 | $137,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 8,318 | $137,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 18,771 | $137,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 12,091 | $137,000 | thousands by filing date | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 11,117 | $136,000 | thousands by filing date | |
| XPERI CORP | 98421B100 | COM | 5,835 | $136,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 5,203 | $136,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V860 | DORSEY WRGT FINL | 4,070 | $136,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 968 | $136,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 700 | $135,000 | thousands by filing date | call |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 14,549 | $135,000 | thousands by filing date | |
| WESTERN ASSET VAR RT STRG FD | 957667108 | COM | 8,493 | $135,000 | thousands by filing date | |
| HULL TACTICAL US ETF | 301505806 | ETF | 5,550 | $135,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 1,000 | $134,000 | thousands by filing date | call |
| RH | 74967X103 | COM | 1,300 | $134,000 | thousands by filing date | call |
| ZYNGA INC. | 98986T108 | CL A | 25,200 | $134,000 | thousands by filing date | call |
| AMBARELLA INC | G037AX101 | SHS | 3,100 | $134,000 | thousands by filing date | call |
| FITBIT INC | 33812L102 | CL A | 22,748 | $134,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 2,000 | $133,000 | thousands by filing date | call |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 16,733 | $133,000 | thousands by filing date | |
| GLAUKOS CORP COM | 377322102 | Stock | 1,699 | $133,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 3,200 | $133,000 | thousands by filing date | call |
| INVESCO BULLETSHARES 2028 CORPORATE BOND ETF | 46138J643 | ETF | 6,402 | $133,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 14,000 | $133,000 | thousands by filing date | |
| ISHARES TR | 46434V514 | MSCI CHINA A | 4,500 | $133,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33739Q606 | HEITMAN GLOBAL | 6,375 | $133,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 5,537 | $132,000 | thousands by filing date | |
| Invsc SP 500 Equal Weight Matrl ETF | 46137V316 | ETF | 1,251 | $132,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 3,680 | $132,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 8,415 | $132,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 1,100 | $131,000 | thousands by filing date | call |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 12,139 | $131,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 3,200 | $131,000 | thousands by filing date | call |
| GLOBAL X FDS | 37954Y657 | US PFD ETF | 5,424 | $131,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P108 | INTL COR DIV TIL | 5,287 | $131,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F460 | CEF MUNI INCOME | 5,023 | $131,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 4,613 | $131,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 2,472 | $130,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 10,000 | $130,000 | thousands by filing date | call |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 3,027 | $130,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 1,400 | $129,000 | thousands by filing date | call |
| SEABOARD CORP DEL | 811543107 | COM | 30 | $129,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 8,803 | $129,000 | thousands by filing date | |
| DIAMOND S SHIPPING INC COM | Y20676105 | COM | 12,350 | $129,000 | thousands by filing date | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 20,866 | $129,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 6,111 | $128,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 2,300 | $128,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 2,751 | $128,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 1,900 | $128,000 | thousands by filing date | put |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 14,288 | $128,000 | thousands by filing date | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 11,229 | $128,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y491 | DAX GERMANY ETF | 5,000 | $127,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y727 | NEWFLT MULSINC | 2,639 | $127,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 9,794 | $126,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 8,900 | $126,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 37,100 | $126,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 45,690 | $126,000 | thousands by filing date | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 4,803 | $125,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 7,400 | $125,000 | thousands by filing date | call |
| HILLTOP HLDGS INC | 432748101 | COM | 6,883 | $125,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P870 | NUVEEN ESG US | 5,046 | $125,000 | thousands by filing date | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 16,200 | $125,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 5,976 | $125,000 | thousands by filing date | |
| ISHARES TR | 46435G862 | MSCI UN KNGDOM | 5,301 | $125,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 500 | $124,000 | thousands by filing date | call |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 1,892 | $124,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X263 | CURRNCY INT EQ | 4,335 | $124,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 6,827 | $124,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 2,226 | $124,000 | thousands by filing date | |
| YIREN DIGITAL LTD | 98585L100 | SPONSORED ADS | 9,125 | $124,000 | thousands by filing date | |
| iShares MSCI Russia ETF Special | 46434G798 | Exchange Traded Fund | 3,592 | $124,000 | thousands by filing date | |
| STRATEGY | 86280R209 | EXCHANGE TRADED | 3,100 | $124,000 | thousands by filing date | |
| ISHARES FALLEN ANGELS USD BOND ETF | 46435G474 | ETF | 4,688 | $123,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 6,700 | $123,000 | thousands by filing date | put |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 6,976 | $123,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P102 | NUVEEN ENHNC YLD | 5,161 | $123,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 6,463 | $123,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 1,258 | $122,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 3,875 | $122,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 22,428 | $122,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 9,069 | $122,000 | thousands by filing date | |
| DBX ETF TR | 233051242 | CMN | 4,582 | $122,000 | thousands by filing date | |
| OPTINOSE INC | 68404V100 | COM | 11,800 | $122,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 19,686 | $122,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 1,910 | $121,000 | thousands by filing date | |
| BARINGS BDC INC | 06759L103 | COM | 12,326 | $121,000 | thousands by filing date | |
| ACQUIRERS SMALL AND MICRO DEEP VALUE ETF | 26922A701 | ETF | 3,725 | $121,000 | thousands by filing date | |
| ALLIANCE CALIFORNIA MUNICIPAL | 018546101 | COM | 8,187 | $121,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 122,150 | $121,000 | thousands by filing date | |
| IQ HEDGE MARKET NEUT TRACK | 45409B503 | CMN | 4,639 | $121,000 | thousands by filing date | |
| GREENLAND ACQUISITIN CORPORA | G40981139 | SHS | 12,026 | $121,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 2,355 | $120,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 20,037 | $120,000 | thousands by filing date | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 9,535 | $120,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B412 | IQ S&P HGH YLD | 4,872 | $120,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F510 | PRE REFUNDED MUN | 4,881 | $120,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 668 | $119,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 5,916 | $119,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 11,400 | $119,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 18,398 | $119,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 3,700 | $119,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 20,899 | $118,000 | thousands by filing date | |
| BLACKROCK NY MUNICIPAL BOND | 09249P106 | COM | 8,315 | $118,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 3,499 | $118,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 1,300 | $117,000 | thousands by filing date | put |
| NUCOR CORP COM | 670346105 | Stock | 2,000 | $117,000 | thousands by filing date | call |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 10,647 | $117,000 | thousands by filing date | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 13,399 | $117,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 1,188 | $117,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B806 | INDIA INFRSR ETF | 9,799 | $117,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 600 | $116,000 | thousands by filing date | put |
| TWILIO INC CL A | 90138F102 | Stock | 900 | $116,000 | thousands by filing date | call |
| CVR ENERGY, INC. | 12662P108 | COM | 2,809 | $116,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 12,539 | $116,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 44,250 | $116,000 | thousands by filing date | |
| ALPHA ARCHITECT INTERNATIONAL QUANTITATIVE VALUE ETF | 02072L201 | ETF | 4,134 | $116,000 | thousands by filing date | |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 14,908 | $116,000 | thousands by filing date | |
| ISHARES TR | 46429B200 | CHINA SM-CAP ETF | 2,539 | $116,000 | thousands by filing date | |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 10,220 | $116,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T807 | COM | 29,108 | $116,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 14,700 | $116,000 | thousands by filing date | |
| NATIONAL ENERGY SERVICES REU | G6375R115 | *W EXP 06/06/202 | 101,801 | $116,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V449 | S&P 100 EQL WIGH | 2,102 | $115,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 3,300 | $115,000 | thousands by filing date | call |
| PDD HOLDINGS INC SPONSORED ADS | 722304102 | ADR | 4,600 | $114,000 | thousands by filing date | put |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 9,232 | $114,000 | thousands by filing date | |
| INTELLICHECK MOBILISA INC | 45817G201 | COM NEW | 32,267 | $114,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 9,525 | $114,000 | thousands by filing date | |
| VIVUS INC | 928551308 | COM NEW | 27,141 | $114,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 3,671 | $113,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 8,989 | $113,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 3,300 | $113,000 | thousands by filing date | put |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 12,050 | $112,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 4,500 | $112,000 | thousands by filing date | call |
| KEWAUNEE SCIENTIFIC CP | 492854104 | COMM | 5,300 | $112,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 55,897 | $112,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 3,783 | $112,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 8,066 | $111,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 1,441 | $111,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 10,517 | $111,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 26,700 | $111,000 | thousands by filing date | |
| DBX ETF TR | 233051192 | XTKR EMGRIN MKTS | 4,258 | $111,000 | thousands by filing date | |
| JANUS DETROIT STR TR OBESITY ETF | 47103U506 | CEF | 3,275 | $111,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 1,000 | $110,000 | thousands by filing date | call |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 1,037 | $110,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 2,088 | $110,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P110 | NUVEEN ESG 1-5 | 4,443 | $110,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 5,065 | $109,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 5,615 | $109,000 | thousands by filing date | |
| PRINCIPAL ACTIVE HIGH YIELD ETF | 74255Y102 | COM | 2,750 | $109,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V720 | LEISU ENTMT ETF | 2,545 | $109,000 | thousands by filing date | |
| NUVEEN ESG LARGE-CAP GROWTH ETF | 67092P201 | ETF | 3,058 | $108,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 1,300 | $108,000 | thousands by filing date | call |
| GOSSAMER BIO INC COM | 38341P102 | Stock | 5,000 | $108,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 46,843 | $108,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 2,804 | $108,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 2,738 | $108,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 1,689 | $108,000 | thousands by filing date | |
| FIRST TRUST | 33737J208 | CANADA ALPHA | 4,728 | $108,000 | thousands by filing date | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 4,506 | $107,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 2,409 | $107,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 13,393 | $107,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 44,202 | $107,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 23,100 | $107,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 7,400 | $107,000 | thousands by filing date | |
| DBX ETF TR | 233051739 | UIT EXCHANGE TRADED | 4,600 | $107,000 | thousands by filing date | |
| EXELA TECHNOLOGIES INC | 30162V102 | COM | 31,936 | $107,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | 500688106 | COM | 17,066 | $106,000 | thousands by filing date | |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 900 | $106,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 10,987 | $106,000 | thousands by filing date | |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 26,709 | $106,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 12,308 | $106,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 2,937 | $106,000 | thousands by filing date | |
| FANG HOLDING-ADR | 30711Y102 | ADR | 78,697 | $106,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 19,659 | $105,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 5,074 | $105,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 4,359 | $104,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 3,100 | $103,000 | thousands by filing date | call |
| TRIPADVISOR INC | 896945201 | COM | 2,000 | $103,000 | thousands by filing date | call |
| ENSIGN GROUP INC | 29358P101 | COM | 2,028 | $103,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 6,993 | $103,000 | thousands by filing date | |
| INVESCO | 46090C305 | EXCHANGE TRADED | 2,506 | $103,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 7,962 | $103,000 | thousands by filing date | |
| MFS CALIF MUN FD | 59318C106 | COM | 9,031 | $103,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 3,688 | $102,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 10,845 | $102,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 7,879 | $102,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 10,200 | $102,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 14,820 | $102,000 | thousands by filing date | |
| PURE ACQUISITION CORP | 74621Q106 | CL A | 10,100 | $102,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 3,036 | $101,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 1,800 | $101,000 | thousands by filing date | call |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 2,819 | $101,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 7,412 | $101,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 3,661 | $101,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 12,727 | $101,000 | thousands by filing date | |
| AQUANTIA CORP | 03842Q108 | COM | 11,152 | $101,000 | thousands by filing date | |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 11,985 | $100,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 2,400 | $100,000 | thousands by filing date | put |
| ISHARES TR | 46435G847 | MSCI ACWI EXUS | 3,785 | $100,000 | thousands by filing date | |
| EQUUS TOTAL RETURN INC | 294766100 | COM | 52,329 | $100,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 7,752 | $100,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 15,416 | $99,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 65,024 | $99,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 27,087 | $99,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 51,769 | $98,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 2,685 | $98,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 7,432 | $98,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 11,091 | $98,000 | thousands by filing date | |
| BOWL AMER INC BWL | 102565108 | COMMON | 6,527 | $98,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 8,612 | $98,000 | thousands by filing date | |
| ARK ETF TR | 00214Q708 | BLOC FIN INN ETF | 4,500 | $97,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 29,383 | $97,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 1,600 | $97,000 | thousands by filing date | put |
| PROSHARES TR | 74347R172 | ULTRA 20YR TRE | 1,171 | $97,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 3,850 | $97,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 6,074 | $96,000 | thousands by filing date | |
| iShares ESG Aware US Aggregate Bond ETF | 46435U549 | SHS | 1,848 | $96,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 2,700 | $96,000 | thousands by filing date | call |
| MARATHON PETE CORP COM | 56585A102 | Stock | 1,600 | $96,000 | thousands by filing date | put |
| INVESCO CURRENCYSHARES EURO | 46138K103 | EURO SHS | 897 | $96,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 6,121 | $96,000 | thousands by filing date | |
| Rafael Holdings Inc Class B | 75062E106 | COM | 7,600 | $96,000 | thousands by filing date | |
| Misonix Inc | 604871103 | COM | 5,000 | $96,000 | thousands by filing date | |
| EVINE LIVE INC | 300487105 | CL A | 204,687 | $96,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 500 | $95,000 | thousands by filing date | put |
| Salesforce.com, Inc | 79466L302 | COM | 600 | $95,000 | thousands by filing date | call |
| GUESS INC COM | 401617105 | Stock | 4,836 | $95,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 800 | $95,000 | thousands by filing date | put |
| WYNN RESORTS LTD | 983134107 | COM | 800 | $95,000 | thousands by filing date | call |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 3,578 | $95,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A705 | S&P500 DOWNSID | 3,412 | $95,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F635 | ISRAEL ETF | 3,005 | $95,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 108 | $95,000 | thousands by filing date | |
| PENNYMAC CORP | 70932AAB9 | NOTE 5.375% 5/0 | 94,998 | $95,000 | thousands by filing date | principal |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 11,655 | $94,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 4,591 | $94,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 3,454 | $94,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 10,865 | $94,000 | thousands by filing date | |
| ISHARES TR | 46435G888 | MSCI SO KOREA | 3,655 | $94,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J404 | CMN | 2,691 | $94,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 1,800 | $93,000 | thousands by filing date | call |
| AUTODESK INC COM | 052769106 | Stock | 600 | $93,000 | thousands by filing date | put |
| ELEMENT SOLUTIONS INC COM | 28618M106 | Stock | 9,135 | $93,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 2,419 | $93,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X194 | SST SPDR MSCI | 1,024 | $93,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 16,730 | $93,000 | thousands by filing date | |
| ECOLOGY & ENVIRONMENT INC | 278878103 | CL A | 8,480 | $93,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 4,093 | $93,000 | thousands by filing date | |
| PROSHARES TR | 74347B813 | mc | 2,499 | $93,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 4,703 | $92,000 | thousands by filing date | |
| ORTHOPEDIATRICS CORP | 68752L100 | COMMON STOCK | 2,089 | $92,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 11,000 | $92,000 | thousands by filing date | |
| DELAWARE INVESTMENTS | 246101109 | EXCHANGE TRADED | 6,510 | $92,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 7,222 | $92,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 8,875 | $91,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 11,400 | $91,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 17,195 | $91,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 5,173 | $91,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 12,300 | $91,000 | thousands by filing date | call |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 4,400 | $91,000 | thousands by filing date | call |
| ALCOA CORP COM | 013872106 | Stock | 3,200 | $90,000 | thousands by filing date | call |
| BRADY CORP | 104674106 | CL A | 1,935 | $90,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 4,728 | $90,000 | thousands by filing date | |
| APPIAN CORP | 03782L101 | CL A | 2,620 | $90,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 2,350 | $90,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 3,717 | $90,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 5,712 | $90,000 | thousands by filing date | |
| REVIVA PHARMACEUTCLS HLDGS INC COM | G8708A116 | Stock | 8,900 | $90,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 902677780 | NT LKD 24 | 360 | $90,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 44,362 | $89,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 10,172 | $89,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 1,519 | $89,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 4,007 | $89,000 | thousands by filing date | |
| PROSHARES TR | 74348A160 | ULTRAPRO SHORT Q | 8,800 | $89,000 | thousands by filing date | call |
| DREYFUS ALCENTRA GBL CR INCO | 26189A105 | COM | 10,144 | $89,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 1,200 | $88,000 | thousands by filing date | put |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 6,325 | $88,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 1,000 | $88,000 | thousands by filing date | |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 3,556 | $88,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 22,785 | $88,000 | thousands by filing date | |
| BLACKROCK MUNI N Y INTER DUR | 09255F109 | COM | 6,500 | $88,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 41,447 | $88,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 6,942 | $87,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R308 | BUYWRIT INCM ETF | 4,017 | $87,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 5,655 | $87,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 2,004 | $87,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 1,780 | $87,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 5,600 | $86,000 | thousands by filing date | put |
| EXELIXIS INC COM | 30161Q104 | Stock | 3,600 | $86,000 | thousands by filing date | put |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 3,400 | $86,000 | thousands by filing date | call |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 2,127 | $86,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 2,500 | $86,000 | thousands by filing date | call |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 8,589 | $86,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 18,200 | $86,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E127 | REIT ETF | 5,740 | $86,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 1,223 | $85,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 4,579 | $85,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 5,994 | $85,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 5,779 | $85,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 26,362 | $85,000 | thousands by filing date | |
| DBX ETF TR | 233051515 | XTRACKERS FTSE | 3,112 | $85,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 5,725 | $85,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 9,653 | $85,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 2,529 | $84,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 6,173 | $84,000 | thousands by filing date | |
| PIMCO NEW YORK MUN INCM | 72201E105 | FD 1 COM | 8,167 | $84,000 | thousands by filing date | |
| SEVERN BANCORP ANNAPOLIS MD | 81811M100 | COM | 8,850 | $84,000 | thousands by filing date | |
| ISHARES TR | 46435G813 | MSCI SPAIN ETF | 3,902 | $84,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 3,040 | $83,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 3,222 | $83,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 4,413 | $83,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 8,997 | $83,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 3,481 | $83,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 12,405 | $83,000 | thousands by filing date | |
| MEDLEY MANAGEMENT INC | 58503T106 | EQUITY | 24,310 | $83,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940T109 | COM | 6,303 | $82,000 | thousands by filing date | |
| ETRACS Wells Fargo Busine | 902641588 | ETRAC WELLS BDCI | 4,165 | $82,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 4,248 | $82,000 | thousands by filing date | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 11,040 | $82,000 | thousands by filing date | |
| DBX ETF TR | 233051440 | XTRACK RUSS 2000 | 2,500 | $82,000 | thousands by filing date | |
| ISHARES TR | 464288471 | EPRA/NAR DEV EUR | 2,163 | $82,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 1,600 | $81,000 | thousands by filing date | call |
| PROPETRO HLDG CORP | 74347M108 | COM | 3,526 | $81,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 4,561 | $81,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 1,986 | $81,000 | thousands by filing date | |
| VANGUARD WELLINGTON FD | 921935409 | US MINIMUM | 978 | $81,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 4,355 | $81,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 6,525 | $81,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 12,300 | $81,000 | thousands by filing date | |
| NATERA INC COM | 632307104 | Stock | 3,884 | $80,000 | thousands by filing date | |
| HARTFORD FINL SVCS GROUP INC | 416515120 | *W EXP 06/26/201 | 1,750 | $80,000 | thousands by filing date | |
| MIDSTATES PETE CO INC | 59804T407 | COM PAR | 8,145 | $80,000 | thousands by filing date | |
| CAREDX INC | 14167L103 | COM | 2,511 | $79,000 | thousands by filing date | |
| NLIGHT INC | 65487K100 | COM | 3,536 | $79,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 13,727 | $79,000 | thousands by filing date | |
| QUANTENNA COMMUNICATIONS INC | 74766D100 | COM | 3,236 | $79,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 500 | $78,000 | thousands by filing date | call |
| LIVERAMP HLDGS INC COM | 53815P108 | Stock | 1,429 | $78,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 870 | $78,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 14,051 | $78,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 9,100 | $78,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 10,550 | $78,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 9,690 | $78,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767868 | MSCI ONE BELT | 3,300 | $78,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G409 | S&P SMLCP UTIL | 1,449 | $78,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 1,643 | $78,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 18,233 | $78,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 3,411 | $78,000 | thousands by filing date | |
| INDEXIQ ETF TR IQ GLB | 45409B883 | RES ETF | 2,840 | $78,000 | thousands by filing date | |
| COVIA HLDGS CORP | 22305A103 | COM | 13,961 | $78,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W622 | INOVATIV HLTCR | 3,000 | $78,000 | thousands by filing date | |
| XAI OCTAGN FLT RAT & ALT INM | 98400T106 | COM | 8,762 | $77,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 6,870 | $77,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 10,774 | $77,000 | thousands by filing date | |
| PERMIANVILLE RTY TR | 71425H100 | TR UNIT | 23,355 | $77,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 123,818 | $77,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 14,722 | $76,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 1,100 | $76,000 | thousands by filing date | call |
| HARTFORD FDS EXCHANGE TRADED | 41653L305 | TOTAL RTRN ETF | 1,900 | $76,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 6,600 | $76,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 113,312 | $76,000 | thousands by filing date | |
| TCP Cap Corp Sr Conv Nt | 87238qad5 | CONV | 75,000 | $76,000 | thousands by filing date | principal |
| KELLANOVA | 487836108 | COM | 1,300 | $75,000 | thousands by filing date | call |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 8,798 | $75,000 | thousands by filing date | |
| QUANTERIX CORP | 74766Q101 | COMMON STOCK | 2,905 | $75,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 4,800 | $75,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 3,845 | $75,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V654 | DYNMC RETAIL | 2,030 | $75,000 | thousands by filing date | |
| DOCUMENT SEC SYS INC COM NEW | 25614T200 | Stock | 57,954 | $75,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 500 | $74,000 | thousands by filing date | call |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 1,800 | $74,000 | thousands by filing date | call |
| EVERBRIDGE INC | 29978A104 | COM | 980 | $74,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 8,147 | $74,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 2,700 | $74,000 | thousands by filing date | call |
| MYLAN NV | N59465109 | SHS EURO | 2,600 | $74,000 | thousands by filing date | call |
| QUINSTREET INC | 74874Q100 | COM | 5,518 | $74,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 6,500 | $74,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 5,774 | $74,000 | thousands by filing date | |
| THE ONE GROUP HOSPITALITY IN | 88338K103 | COM | 25,000 | $74,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 6,902 | $74,000 | thousands by filing date | |
| PROSHARES TR | 74347B417 | K1 FRE CRD OIL | 3,399 | $74,000 | thousands by filing date | |
| ISHARES TR | 46434V746 | MIN VOL ASIA JAP | 2,050 | $74,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 5,652 | $73,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733A201 | DOW 30 EQL WGT | 3,080 | $73,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 2,874 | $73,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F870 | LOW DUR STRTGC | 3,605 | $73,000 | thousands by filing date | |
| PROSHARES TR | 74347R180 | ULTR 7-10 TREA | 1,256 | $73,000 | thousands by filing date | |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 11,001 | $73,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 1,272 | $73,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 48,888 | $73,000 | thousands by filing date | |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 3,813 | $73,000 | thousands by filing date | |
| OBSIDIAN ENERGY LTD | 674482104 | COM | 263,555 | $73,000 | thousands by filing date | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 3,000 | $72,000 | thousands by filing date | call |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 1,607 | $72,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 2,500 | $72,000 | thousands by filing date | call |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 6,000 | $72,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 23,304 | $72,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 2,833 | $72,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 31,561 | $72,000 | thousands by filing date | |
| TIVITY HEALTH INC | 88870R102 | COM | 4,057 | $72,000 | thousands by filing date | |
| NUVEEN CONNECTICUT PREM INC | 67060D107 | COM | 5,969 | $72,000 | thousands by filing date | |
| SANCHEZ MIDSTEAM PARTNERS LP | 79971C201 | COM UNITS REP B | 33,480 | $72,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 2,536 | $71,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 935 | $71,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 1,200 | $71,000 | thousands by filing date | put |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 1,700 | $71,000 | thousands by filing date | call |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 6,601 | $71,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 1,076 | $71,000 | thousands by filing date | |
| JOINT CORP | 47973J102 | COM | 4,500 | $71,000 | thousands by filing date | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 10,500 | $71,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 18,031 | $71,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 767 | $71,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 20,400 | $71,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 1,727 | $71,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 623 | $71,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 1,920 | $70,000 | thousands by filing date | |
| ISHARES SHORT MATURITY MUNICIPAL BOND ACTIVE ETF | 46431W838 | ETF | 1,392 | $70,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 200 | $70,000 | thousands by filing date | put |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 8,408 | $70,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J109 | ASIA EX JAPAN | 2,287 | $70,000 | thousands by filing date | |
| PROSHARES TR | 74347B847 | MSCI EMRG MKTS | 1,210 | $70,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 10,300 | $70,000 | thousands by filing date | call |
| NAM TAI PROPERTY INC | G63907102 | Com | 7,059 | $70,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 19,966 | $70,000 | thousands by filing date | |
| NUVEEN MO QUALITY MUN INCOME | 67060Q108 | COM | 5,400 | $70,000 | thousands by filing date | |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 3,578 | $70,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-19-011119 | this filing | 2019-05-15 | acceptance time not in the bulk data set |