13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2019-03-31, filed 2019-05-15, with 7,014 holding rows worth $234,152,580,000.
- Accession
- 0001567619-19-011119
- Filer
- CIK 1000275
- Filed
- 2019-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2019
A holdings report, 25,016 entries on the cover page, a total value of $234,152,580,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $234,152,580,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC Capital Markets Arbitrage S.A.028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerLMCG INVESTMENTS, LLC028-13608
- included managerMID CONTINENT CAPITAL LLC/IL028-05684
- included managerSymphonic Financial Advisors LLC028-12672
- included managerSEI INVESTMENTS MANAGEMENT CORP028-16475
- included managerAston Asset Management, LLC028-12347
- included managerUBS ASSET MANAGEMENT AMERICAS INC028-02682
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerJACKSON NATIONAL ASSET MANAGEMENT LLC028-06761
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES INC | 464286624 | MSCI THAILND ETF | 29,055 | $2,567,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 431,249 | $2,566,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 35,300 | $2,557,000 | thousands by filing date | call |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 89,680 | $2,557,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 3,278 | $2,536,000 | thousands by filing date | |
| JANUS HENDERSON SMALL/MID CAP GROWTH ALPHA ETF | 47103U209 | ETF | 59,377 | $2,534,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 209,159 | $2,533,000 | thousands by filing date | |
| INVESCO EXCHNG TRAD SLF INDE | 46139W304 | CORRT INM DEFS | 100,000 | $2,533,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 10,949 | $2,524,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 449,521 | $2,522,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 161,050 | $2,522,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 100,000 | $2,521,000 | thousands by filing date | call |
| ADT INC DEL COM | 00090Q103 | Stock | 393,944 | $2,518,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 22,118 | $2,513,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 65,073 | $2,502,000 | thousands by filing date | |
| PACER FDS TR | 69374H709 | GLOBL CASH ETF | 81,883 | $2,501,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 109,686 | $2,499,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V753 | FOOD & BEVERAGE | 75,120 | $2,495,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 71,699 | $2,492,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 83,940 | $2,491,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 48,100 | $2,490,000 | thousands by filing date | call |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 78,453 | $2,487,000 | thousands by filing date | |
| CannTrust Holdings Inc | 137800207 | Common / Ordinary Stock | 320,000 | $2,483,000 | thousands by filing date | call |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 199,757 | $2,478,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 32,515 | $2,475,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 47,790 | $2,472,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 69,848 | $2,470,000 | thousands by filing date | |
| iShares MSCI Intl Momentum Factor ETF | 46434V449 | SHS | 86,453 | $2,469,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 126,631 | $2,464,000 | thousands by filing date | |
| INVESCO EXCHNG TRAD SLF INDE | 46139W403 | CORRT INM VALU | 100,000 | $2,464,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 51,200 | $2,461,000 | thousands by filing date | call |
| ICU MED INC | 44930G107 | COM | 10,280 | $2,461,000 | thousands by filing date | |
| ARES MANAGEMENT CORPORATION CL A COM STK | 03990B101 | Stock | 105,964 | $2,460,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 68,760 | $2,456,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 7,800 | $2,452,000 | thousands by filing date | put |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 119,856 | $2,442,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 30,950 | $2,440,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 440,264 | $2,435,000 | thousands by filing date | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 28,515 | $2,434,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 57,732 | $2,429,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 45,000 | $2,412,000 | thousands by filing date | put |
| QTS RLTY TR INC | 74736A103 | COM CL A | 53,593 | $2,411,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 223,346 | $2,410,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 18,504 | $2,407,000 | thousands by filing date | |
| FOX CORP CL A COM | 35137L105 | Stock | 65,404 | $2,402,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 30,090 | $2,399,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 81,031 | $2,398,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 20,100 | $2,392,000 | thousands by filing date | put |
| WINGSTOP INC COM | 974155103 | Stock | 31,440 | $2,390,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 85,400 | $2,388,000 | thousands by filing date | put |
| REALITY SHS ETF TR | 75605A405 | DIVCN LDRS ETF | 71,053 | $2,386,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 453,803 | $2,382,000 | thousands by filing date | |
| PROSHARES TR | 74347B839 | MSCI EAFE DIVD | 64,545 | $2,380,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 325,486 | $2,366,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 54,900 | $2,364,000 | thousands by filing date | put |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 54,461 | $2,361,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q507 | SSI STRG ETF | 77,520 | $2,357,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q536 | DYNA CORE IN ETF | 96,476 | $2,357,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 133,366 | $2,351,000 | thousands by filing date | |
| CUSHING ETF TRUST | 23163L108 | ENRGY &MLP ETF | 91,053 | $2,351,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 150,300 | $2,350,000 | thousands by filing date | call |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 43,410 | $2,348,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 18,104 | $2,347,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 150,000 | $2,345,000 | thousands by filing date | put |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 43,797 | $2,344,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 45,884 | $2,344,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 270,000 | $2,344,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V373 | S&P500 EQL STP | 17,830 | $2,340,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 61,582 | $2,340,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 87,969 | $2,340,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 198,300 | $2,338,000 | thousands by filing date | call |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 188,791 | $2,315,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 15,100 | $2,308,000 | thousands by filing date | put |
| ISHARES TR | 46435G326 | CORE MSCI INTL | 42,449 | $2,299,000 | thousands by filing date | |
| PROSHARES TR | 74347R404 | PSHS ULT MCAP400 | 58,684 | $2,294,000 | thousands by filing date | |
| MODERNA INC | 60770K107 | COM | 112,589 | $2,292,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 139,055 | $2,289,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P830 | SHRT DUR MNG MUN | 112,805 | $2,286,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 21,700 | $2,284,000 | thousands by filing date | call |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 530,020 | $2,283,000 | thousands by filing date | |
| ISHARES SYSTEMATIC BOND ETF | 46435U796 | COM | 22,931 | $2,280,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 28,406 | $2,274,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 50,000 | $2,274,000 | thousands by filing date | put |
| TRI CONTL CORP | 895436103 | COM | 86,359 | $2,271,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092535 | INTL MULTIFACTOR | 89,954 | $2,271,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 30,000 | $2,267,000 | thousands by filing date | call |
| DAUCH CORP | 024061103 | COM | 158,200 | $2,264,000 | thousands by filing date | put |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 214,571 | $2,264,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 142,202 | $2,258,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 173,800 | $2,252,000 | thousands by filing date | put |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 45,121 | $2,250,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 160,350 | $2,249,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 800,000 | $2,248,000 | thousands by filing date | call |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 181,911 | $2,248,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 77,752 | $2,247,000 | thousands by filing date | |
| ATHENE HOLDING LTD | G0684D107 | CL A | 55,036 | $2,245,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 192,421 | $2,242,000 | thousands by filing date | |
| CATALENT INC USD 0.01 | 148806102 | COM | 55,090 | $2,236,000 | thousands by filing date | |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 150,921 | $2,235,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y401 | CMN | 32,813 | $2,235,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 83,917 | $2,232,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 3,266 | $2,232,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 54,794 | $2,228,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 500,618 | $2,228,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 136,945 | $2,216,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 90,700 | $2,215,000 | thousands by filing date | put |
| CGI INC CL A SUB VTG | 12532H104 | Stock | 32,200 | $2,214,000 | thousands by filing date | call |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 57,997 | $2,213,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 10,302 | $2,206,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 62,100 | $2,206,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 68,638 | $2,204,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E800 | CHINA TECHNLGY | 44,780 | $2,199,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 230,688 | $2,198,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 42,984 | $2,195,000 | thousands by filing date | |
| JPMORGAN ULTRA-SHORT MUNICIPAL INCOME ETF | 46641Q654 | ETF | 43,477 | $2,188,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 97,977 | $2,184,000 | thousands by filing date | |
| SPDR SER TR | 78468R812 | MSCI USA STRTGIC | 26,235 | $2,181,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 63,944 | $2,175,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 147,659 | $2,171,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V712 | BLOO MVP MUL ETF | 22,540 | $2,169,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 188,500 | $2,168,000 | thousands by filing date | put |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 628,098 | $2,161,000 | thousands by filing date | |
| WISDOMTREE DYNAMIC LONG/SHORT | 97717x313 | INDX FD | 73,613 | $2,161,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 98,203 | $2,156,000 | thousands by filing date | |
| PACER FDS TR | 69374H832 | MILTRY TIMS ETF | 78,422 | $2,155,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X610 | EURO QTLY DIV GR | 85,989 | $2,153,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 59,277 | $2,146,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 38,997 | $2,144,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 66,852 | $2,144,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 119,290 | $2,142,000 | thousands by filing date | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 110,799 | $2,137,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 5,000 | $2,137,000 | thousands by filing date | put |
| TRITON INTL LTD | G9078F107 | CL A | 68,670 | $2,136,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 294,500 | $2,132,000 | thousands by filing date | put |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 56,254 | $2,121,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 373,563 | $2,121,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 24,054 | $2,119,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 32,857 | $2,119,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 85,700 | $2,117,000 | thousands by filing date | put |
| PENUMBRA INC COM | 70975L107 | Stock | 14,359 | $2,110,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 196,288 | $2,107,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L787 | GLB QLT R/E IDX | 32,937 | $2,105,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 26,273 | $2,103,000 | thousands by filing date | |
| BEONE MEDICINES LTD SPONSORED ADS | 07725L102 | ADR | 15,909 | $2,100,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 148,193 | $2,093,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 129,594 | $2,093,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 27,078 | $2,089,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 138,332 | $2,089,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 78,097 | $2,088,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 198,511 | $2,086,000 | thousands by filing date | |
| WAGEWORKS INC | 930427109 | COM | 55,167 | $2,084,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 63,300 | $2,082,000 | thousands by filing date | call |
| ROGERS CORP COM | 775133101 | Stock | 13,050 | $2,073,000 | thousands by filing date | |
| FRONT YD RESIDENTIAL CORP | 35904G107 | COM | 223,419 | $2,071,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 62,079 | $2,063,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 70,134 | $2,062,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 37,035 | $2,061,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 12,500 | $2,061,000 | thousands by filing date | call |
| ISHARES TR | 46434V571 | ISHARES TR | 80,869 | $2,061,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 30,000 | $2,056,000 | thousands by filing date | put |
| FIRST TR EXCH TRADED FD III | 33739P855 | INSTL PFD SECS | 107,992 | $2,053,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 92,281 | $2,052,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y475 | S&P 500 COVERED | 42,907 | $2,050,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R688 | S&P INTL DIVID | 122,169 | $2,049,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 139,328 | $2,048,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 31,832 | $2,039,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 45,658 | $2,039,000 | thousands by filing date | |
| O'Shares FTSE U.S. Quality Divid | 67110P407 | COM | 60,673 | $2,039,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 56,995 | $2,036,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 52,516 | $2,034,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V811 | S&P500 EQL HIG | 29,997 | $2,034,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 150,572 | $2,025,000 | thousands by filing date | |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 127,307 | $2,025,000 | thousands by filing date | |
| XEROX CORP | 984121608 | COM NEW | 63,302 | $2,025,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 17,158 | $2,021,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 236,000 | $2,020,000 | thousands by filing date | put |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 166,692 | $2,019,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 200,100 | $2,019,000 | thousands by filing date | put |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 13,156 | $2,011,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 88,957 | $2,009,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 8,526 | $2,006,000 | thousands by filing date | |
| TPI Composites Inc | 87266J104 | Common Stock | 70,021 | $2,004,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 98,926 | $2,003,000 | thousands by filing date | |
| ISHARES | 46435U432 | EXCHANGE TRADED | 75,603 | $2,003,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 17,666 | $2,000,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 11,790 | $1,997,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 79,979 | $1,991,000 | thousands by filing date | |
| WESTERN MIDSTREAM PARTNERS L | 958669103 | COM UNIT LP INT | 63,333 | $1,986,000 | thousands by filing date | |
| WORLD GOLD TR SPDR LNG DLR GLD | 98149E105 | CEF | 15,372 | $1,985,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 1,037,400 | $1,971,000 | thousands by filing date | call |
| INVESCO EXCHANGE TRADED FD T | 46137V530 | CMN | 14,621 | $1,971,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 112,179 | $1,970,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L405 | CMN | 109,905 | $1,969,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 94,788 | $1,968,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 63,416 | $1,966,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 65,008 | $1,964,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 32,560 | $1,963,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 151,704 | $1,963,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 28,034 | $1,960,000 | thousands by filing date | |
| INVESCO TR II ETF S&P INTL DEV LOW LOW VOLATILITY | 46138E230 | ETF | 59,653 | $1,959,000 | thousands by filing date | |
| MMA Capital Management LLC | 55315D105 | COM | 64,674 | $1,959,000 | thousands by filing date | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 45,009 | $1,956,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 28,045 | $1,951,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 53,043 | $1,949,000 | thousands by filing date | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 56,567 | $1,948,000 | thousands by filing date | |
| COCRYSTAL PHARMA INC | 19188J300 | CMN | 713,240 | $1,947,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 216,503 | $1,946,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 50,690 | $1,942,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 53,308 | $1,939,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 77,121 | $1,936,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 75,063 | $1,935,000 | thousands by filing date | principal |
| FRANCO NEV CORP COM | 351858105 | Stock | 25,700 | $1,929,000 | thousands by filing date | put |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 75,000 | $1,925,000 | thousands by filing date | put |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 178,734 | $1,924,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q528 | DYNAM US ETF | 59,872 | $1,922,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V498 | S&P SMLCP MOMENT | 52,724 | $1,920,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 59,611 | $1,919,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FUND TRUST INVESCO DORSEY WRIGHT UTILITIES MOMENTUM ETF | 46137V795 | ETF | 59,329 | $1,918,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 141,772 | $1,915,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 14,700 | $1,908,000 | thousands by filing date | call |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 148,959 | $1,907,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 158,700 | $1,903,000 | thousands by filing date | put |
| ASSURANT INC COM | 04621X108 | Stock | 20,018 | $1,899,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 80,753 | $1,897,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 149,744 | $1,897,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 20,057 | $1,894,000 | thousands by filing date | |
| ISHARES TR | 46435G425 | COM | 30,433 | $1,891,000 | thousands by filing date | |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 28,820 | $1,889,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2021 TERM MUNI BD ETF | 46435G789 | ETF | 73,612 | $1,889,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 122,000 | $1,885,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 49,491 | $1,884,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 273,097 | $1,876,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 152,053 | $1,872,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 31,543 | $1,870,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 33,068 | $1,867,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 12,108 | $1,858,000 | thousands by filing date | |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 73,819 | $1,856,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 92,518 | $1,850,000 | thousands by filing date | |
| EVERSPIN TECHNOLOGIES INC | 30041T104 | COMMON STOCK | 241,581 | $1,850,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 29,082 | $1,850,000 | thousands by filing date | |
| ISHARES MSCI DENMARK ETF | 46429B523 | ETF | 29,321 | $1,849,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 51,728 | $1,847,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 18,412 | $1,847,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 9,860 | $1,846,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E263 | S&P GBL WATER | 52,102 | $1,845,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 49,273 | $1,843,000 | thousands by filing date | |
| ISHARES TR | 46434VBD1 | IBONDS DEC25 ETF | 74,076 | $1,842,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 138,967 | $1,841,000 | thousands by filing date | |
| GRANITESHARES GOLD TR | 38748G101 | SHS BEN INT | 142,749 | $1,840,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 70,836 | $1,834,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 45,929 | $1,833,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 140,636 | $1,832,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 101,728 | $1,832,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 236,533 | $1,829,000 | thousands by filing date | |
| ISHARES TR | 46434V266 | INTERNATIONAL SL | 63,890 | $1,828,000 | thousands by filing date | |
| INVESCO | 46138J874 | EXCHANGE TRADED | 74,684 | $1,828,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 37,826 | $1,822,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 87,323 | $1,820,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q510 | ACTIVE EQTY OPPT | 55,314 | $1,819,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 130,584 | $1,818,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAT9 | BOND | 1,841,000 | $1,816,000 | thousands by filing date | principal |
| NEKTAR THERAPEUTICS | 640268108 | COM | 53,985 | $1,814,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X426 | ST STR MSCI EM | 30,659 | $1,813,000 | thousands by filing date | |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 100,000 | $1,810,000 | thousands by filing date | put |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 167,584 | $1,808,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B560 | FTSE INTL EQTY C | 90,325 | $1,807,000 | thousands by filing date | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 26,784 | $1,806,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 34,578 | $1,804,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 60,361 | $1,804,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 50,400 | $1,803,000 | thousands by filing date | put |
| TRIPADVISOR INC | 896945201 | COM | 35,000 | $1,801,000 | thousands by filing date | put |
| WIX COM LTD SHS | M98068105 | Stock | 14,903 | $1,800,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 14,140 | $1,800,000 | thousands by filing date | |
| FRANKLIN ETF TR | 353506108 | SHRT DUR US GOVT | 19,038 | $1,798,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 505,060 | $1,798,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 5,879 | $1,797,000 | thousands by filing date | |
| CUSHING RENAISSANCE FD | 231647108 | COM | 106,156 | $1,794,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 159,937 | $1,793,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 51,550 | $1,793,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 215,200 | $1,792,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V662 | PHARMACEUTICALS | 27,468 | $1,791,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 40,917 | $1,789,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 20,592 | $1,787,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 57,822 | $1,787,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 250,000 | $1,785,000 | thousands by filing date | call |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 441,703 | $1,785,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 58,856 | $1,784,000 | thousands by filing date | |
| INVESCO | 46138J841 | EXCHANGE TRADED | 86,064 | $1,784,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 35,733 | $1,779,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 127,276 | $1,778,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 130,301 | $1,772,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 31,309 | $1,770,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y673 | US INFR DEV ETF | 112,712 | $1,770,000 | thousands by filing date | |
| PACER FDS TR | 69374H840 | WEALTHSHIELD | 72,940 | $1,768,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L207 | SELECT US EQTY | 78,286 | $1,767,000 | thousands by filing date | |
| CADENCE BANCORP | 12739A100 | COMMON EQUITY | 95,235 | $1,767,000 | thousands by filing date | |
| INVITATION HOMES INC COM | 46187W107 | REIT | 72,479 | $1,764,000 | thousands by filing date | |
| APELLIS PHARMACEUTICALS INC | 03753U106 | COM | 90,367 | $1,762,000 | thousands by filing date | |
| ISHARES TR | 46432FBC0 | IBONDS MAR20 ETF | 67,548 | $1,761,000 | thousands by filing date | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 124,106 | $1,759,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 278,445 | $1,754,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 523,200 | $1,753,000 | thousands by filing date | call |
| PLURALSIGHT INC | 72941B106 | COM CL A | 55,235 | $1,753,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 123,885 | $1,747,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 269,557 | $1,747,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 11,873 | $1,745,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 50,684 | $1,741,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 26,789 | $1,738,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 23,976 | $1,738,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 57,341 | $1,734,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 31,948 | $1,734,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 22,336 | $1,732,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 18,838 | $1,731,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 108,539 | $1,731,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 36,461 | $1,726,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 190,913 | $1,723,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 500,000 | $1,720,000 | thousands by filing date | put |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 104,731 | $1,720,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 37,156 | $1,716,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT INDUSTRIALS MOMENTUM ETF | 46137V845 | ETF | 28,092 | $1,716,000 | thousands by filing date | |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 457,602 | $1,716,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 100,900 | $1,714,000 | thousands by filing date | put |
| INVESCO BULLETSHARES 2021 HIGH | 46138J809 | BULSHS 2021 HY | 69,265 | $1,712,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 25,470 | $1,707,000 | thousands by filing date | |
| RIVERNORTH OPPOR MUNI INCM FD | 76883F108 | COM | 81,924 | $1,706,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 100,373 | $1,706,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 75,029 | $1,700,000 | thousands by filing date | |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 56,969 | $1,699,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 13,248 | $1,690,000 | thousands by filing date | |
| Etfmg Prime Mobile | 26924G409 | COM | 39,255 | $1,687,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 150,200 | $1,681,000 | thousands by filing date | call |
| RIVERNORTH OPPORTUNITIES FD | 76881Y109 | COM | 101,807 | $1,680,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 34,823 | $1,678,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 37,203 | $1,673,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 86,908 | $1,665,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E578 | BLOOM DATA ETF | 34,116 | $1,664,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 75,000 | $1,661,000 | thousands by filing date | call |
| Advanced Micro Devices,Inc. | 007903107 | COM | 64,900 | $1,656,000 | thousands by filing date | call |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 18,093 | $1,651,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 31,253 | $1,649,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P707 | RIVR FRNT DYN | 26,326 | $1,649,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 17,300 | $1,647,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 41,950 | $1,647,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 10,000 | $1,646,000 | thousands by filing date | put |
| TEREX CORP NEW COM | 880779103 | Stock | 51,192 | $1,646,000 | thousands by filing date | |
| ANDEAVOR LOGISTICS LP NPV | 03350F106 | COM UNIT LP INT | 46,617 | $1,644,000 | thousands by filing date | |
| GREAT WESTN BANCORP INC | 391416104 | COM | 51,913 | $1,641,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 80,609 | $1,640,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 19,769 | $1,636,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 56,716 | $1,636,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 43,514 | $1,632,000 | thousands by filing date | |
| BANK OF MONTREAL | 063679104 | ETN LKD 36 | 33,402 | $1,627,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 35,943 | $1,623,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 125,592 | $1,623,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 10,200 | $1,621,000 | thousands by filing date | call |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 45,000 | $1,619,000 | thousands by filing date | call |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 141,910 | $1,619,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 88,771 | $1,615,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 124,111 | $1,609,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 29,700 | $1,609,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 50,300 | $1,605,000 | thousands by filing date | put |
| FIRST TR EXCH TRADED FD III | 33739P202 | EME MRK BD ETF | 42,339 | $1,604,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 33,700 | $1,602,000 | thousands by filing date | put |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 190,152 | $1,590,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 31,954 | $1,586,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q783 | RIVRFRNT STR INC | 64,350 | $1,584,000 | thousands by filing date | |
| THL CR SR LN FD | 87244R103 | COM | 103,146 | $1,584,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 77,346 | $1,582,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 141,003 | $1,578,000 | thousands by filing date | |
| NUVEEN CR OPPORTUNITIES 2022 | 67075U102 | COM | 163,698 | $1,578,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 15,000 | $1,577,000 | thousands by filing date | put |
| BARCLAYS BANK PLC | 06742A669 | IPATH SHILR CAPE | 12,087 | $1,573,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 40,659 | $1,562,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 89,178 | $1,560,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 121,291 | $1,551,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 20,039 | $1,550,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 40,384 | $1,550,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505301 | YLD SHS HGH INC | 87,639 | $1,547,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 66,625 | $1,543,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 141,074 | $1,543,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 50,819 | $1,537,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 1,300 | $1,525,000 | thousands by filing date | call |
| INTL FCSTONE INC | 46116V105 | COM | 39,361 | $1,525,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 106,620 | $1,524,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 299,529 | $1,524,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 151,951 | $1,519,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 78,488 | $1,517,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 62,157 | $1,515,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 107,995 | $1,514,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 72,827 | $1,511,000 | thousands by filing date | |
| EVERFORTH INC COM | 00191U102 | Stock | 23,700 | $1,505,000 | thousands by filing date | call |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 60,493 | $1,505,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 15,233 | $1,503,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 320,480 | $1,503,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 37,281 | $1,502,000 | thousands by filing date | |
| ISHARES TR | 46429B564 | IBONDS SEP19 ETF | 58,996 | $1,502,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 61,395 | $1,501,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 52,799 | $1,498,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L852 | COM | 34,366 | $1,496,000 | thousands by filing date | |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 28,840 | $1,494,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F486 | IG FLOA RATE ETF | 59,315 | $1,493,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 69,391 | $1,492,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 149,100 | $1,490,000 | thousands by filing date | call |
| PREMIER INC | 74051N102 | CL A | 43,187 | $1,489,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 85,100 | $1,488,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 107,610 | $1,488,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 27,900 | $1,478,000 | thousands by filing date | put |
| PAPA JOHNS INTL INC | 698813102 | COM | 27,900 | $1,478,000 | thousands by filing date | call |
| INVESCO EXCHANGE TRADED FD T | 46137V829 | DWA NASDAQ MNT | 13,433 | $1,472,000 | thousands by filing date | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 24,222 | $1,471,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 26,885 | $1,462,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 72,346 | $1,461,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 70,576 | $1,460,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 52,949 | $1,455,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 61,079 | $1,455,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 43,963 | $1,454,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 18,700 | $1,451,000 | thousands by filing date | call |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 20,000 | $1,449,000 | thousands by filing date | put |
| SYNAPTICS INC COM | 87157D109 | Stock | 36,453 | $1,449,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 26,306 | $1,448,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F767 | INDIA GROWTH LDR | 32,859 | $1,441,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 96,540 | $1,432,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 31,991 | $1,429,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 99,372 | $1,426,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 118,314 | $1,426,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 50,000 | $1,419,000 | thousands by filing date | put |
| URBAN OUTFITTERS INC | 917047102 | COM | 47,827 | $1,417,000 | thousands by filing date | |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 21,463 | $1,416,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 75,594 | $1,415,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 62,195 | $1,413,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 92,245 | $1,413,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 38,976 | $1,412,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 73,471 | $1,411,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 85,830 | $1,406,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 113,986 | $1,404,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 65,574 | $1,403,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 69,912 | $1,400,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 66,747 | $1,400,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 108,500 | $1,399,000 | thousands by filing date | call |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 25,055 | $1,399,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 81,243 | $1,399,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V340 | S&P500 EQL FIN | 34,668 | $1,396,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 30,210 | $1,395,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 45,441 | $1,389,000 | thousands by filing date | |
| TERADYNE INC | 880770AG7 | NOTE | 1,002,000 | $1,389,000 | thousands by filing date | principal |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 28,401 | $1,388,000 | thousands by filing date | |
| DYCOM INDS INC | 267475AB7 | NOTE 0.750% 9/1 | 1,507,000 | $1,387,000 | thousands by filing date | principal |
| ARCHROCK INC | 03957W106 | COM | 141,816 | $1,386,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 45,026 | $1,385,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J858 | BULSHS 2023 HY | 53,111 | $1,382,000 | thousands by filing date | |
| PACER TRENDPILOT EUROPEAN INDEX ETF | 69374H808 | ETF | 54,096 | $1,378,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 10,268 | $1,375,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 66,620 | $1,375,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 47,378 | $1,374,000 | thousands by filing date | |
| INVESCO | 46138J825 | EXCHANGE TRADED | 66,828 | $1,374,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 50,012 | $1,373,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 149,277 | $1,371,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 86,200 | $1,371,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 36,336 | $1,368,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 54,325 | $1,367,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 4,501 | $1,362,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 47,529 | $1,362,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 1,378,000 | $1,361,000 | thousands by filing date | principal |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 75,100 | $1,359,000 | thousands by filing date | call |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 22,090 | $1,359,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 35,517 | $1,358,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 35,204 | $1,357,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 97,016 | $1,356,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 31,147 | $1,355,000 | thousands by filing date | |
| Blackrock 2022 Global In | 09258P104 | ETF | 148,811 | $1,348,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 32,000 | $1,340,000 | thousands by filing date | call |
| INVESCO EXCHANGE TRADED FD T | 46137V555 | INSIDER SENMNT | 20,609 | $1,340,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 99,921 | $1,338,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 195,777 | $1,337,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 20,000 | $1,335,000 | thousands by filing date | put |
| RENASANT CORP | 75970E107 | COM | 39,344 | $1,332,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 39,033 | $1,332,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 51,442 | $1,331,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B388 | IQ U.S. LRGE CAP | 56,219 | $1,330,000 | thousands by filing date | |
| NATIONAL VISION HLDGS INC COM | 63845R107 | Stock | 42,194 | $1,326,000 | thousands by filing date | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 45,427 | $1,326,000 | thousands by filing date | |
| CABLE ONE INC | 12685J105 | COM | 1,346 | $1,321,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 92,636 | $1,320,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 16,273 | $1,319,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 64,312 | $1,319,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 176,987 | $1,318,000 | thousands by filing date | |
| TRANSUNION COM | 89400J107 | Stock | 19,689 | $1,316,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 58,054 | $1,314,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W323 | CMN | 53,086 | $1,313,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P301 | MUNI HI INCM ETF | 25,583 | $1,312,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 111,288 | $1,308,000 | thousands by filing date | |
| COVETRUS INC | 22304C100 | COM | 41,051 | $1,307,000 | thousands by filing date | |
| YEXT INC | 98585N106 | COM | 59,752 | $1,306,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 33,093 | $1,303,000 | thousands by filing date | |
| CERIDIAN HCM HLDG INC | 15677J108 | COM | 25,408 | $1,303,000 | thousands by filing date | |
| Q2 HLDGS INC | 74736LAB5 | NOTE 0.750% 2/1 | 1,000,000 | $1,303,000 | thousands by filing date | principal |
| WESTLAKE CORPORATION | 960413102 | COM | 19,165 | $1,299,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 46,400 | $1,297,000 | thousands by filing date | call |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 63,000 | $1,296,000 | thousands by filing date | put |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 16,083 | $1,296,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-19-011119 | this filing | 2019-05-15 | acceptance time not in the bulk data set |