13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2019-03-31, filed 2019-05-15, with 7,014 holding rows worth $234,152,580,000.
- Accession
- 0001567619-19-011119
- Filer
- CIK 1000275
- Filed
- 2019-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2019
A holdings report, 25,016 entries on the cover page, a total value of $234,152,580,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $234,152,580,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC Capital Markets Arbitrage S.A.028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerLMCG INVESTMENTS, LLC028-13608
- included managerMID CONTINENT CAPITAL LLC/IL028-05684
- included managerSymphonic Financial Advisors LLC028-12672
- included managerSEI INVESTMENTS MANAGEMENT CORP028-16475
- included managerAston Asset Management, LLC028-12347
- included managerUBS ASSET MANAGEMENT AMERICAS INC028-02682
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerJACKSON NATIONAL ASSET MANAGEMENT LLC028-06761
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SCHD | 808524797 | COM | 96,720 | $5,056,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 74,906 | $5,055,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 154,020 | $5,052,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 96,604 | $5,038,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 178,691 | $5,021,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 108,300 | $5,011,000 | thousands by filing date | put |
| BRUNSWICK CORP | 117043109 | COM | 99,276 | $4,998,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 109,700 | $4,995,000 | thousands by filing date | put |
| CITRIX SYSTEMS INC | 177376100 | COM | 50,100 | $4,993,000 | thousands by filing date | put |
| ENVESTNET INC | 29404KAA4 | NOTE 1.75012/1 | 4,470,000 | $4,978,000 | thousands by filing date | principal |
| COTY INC | 222070203 | COM CL A | 432,500 | $4,974,000 | thousands by filing date | call |
| Home Depot, Inc | 437076102 | COM | 25,900 | $4,970,000 | thousands by filing date | put |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 31,013 | $4,963,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 106,074 | $4,962,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 449,600 | $4,955,000 | thousands by filing date | call |
| MANAGED PORTFOLIO SERIES | 56167N720 | TORTOISE NRAM PI | 207,490 | $4,955,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y483 | NASDAQ 100 COVER | 218,018 | $4,949,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 93,392 | $4,945,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 38,030 | $4,940,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G202 | VIRTUS LIFESC BT | 109,898 | $4,925,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 112,566 | $4,918,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 102,000 | $4,916,000 | thousands by filing date | put |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 77,994 | $4,912,000 | thousands by filing date | |
| AXA EQUITABLE HLDGS INC | 054561105 | COM | 243,737 | $4,909,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 129,203 | $4,900,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 126,857 | $4,891,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 32,195 | $4,885,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 72,917 | $4,882,000 | thousands by filing date | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 203,600 | $4,870,000 | thousands by filing date | put |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 145,927 | $4,864,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 247,279 | $4,861,000 | thousands by filing date | |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 223,179 | $4,861,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 143,457 | $4,853,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 854,208 | $4,844,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 26,700 | $4,843,000 | thousands by filing date | put |
| Johnson & Johnson | 478160104 | COM | 34,600 | $4,837,000 | thousands by filing date | call |
| INVESCO EXCHANGE TRADED FD T | 46137V399 | S&P500 BUY WRT | 230,012 | $4,837,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 374,915 | $4,836,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 174,400 | $4,810,000 | thousands by filing date | put |
| ELDORADO RESORTS INC | 28470R102 | COM | 102,813 | $4,800,000 | thousands by filing date | |
| APERGY CORP | 03755L104 | COM | 116,717 | $4,793,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 40,612 | $4,792,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 58,228 | $4,788,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 213,101 | $4,780,000 | thousands by filing date | |
| INVESCO TR II ETF S&P 500 EMERGING MKTS LOW VOLATILITY | 46138E297 | ETF | 198,640 | $4,778,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 237,906 | $4,776,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 14,901 | $4,770,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 10,223 | $4,769,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 148,697 | $4,743,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 161,500 | $4,732,000 | thousands by filing date | call |
| WORKDAY INC | 98138HAD3 | NOTE 1.500% 7/1 | 2,002,000 | $4,732,000 | thousands by filing date | principal |
| LIVE NATION ENTERTAINMENT IN | 538034AQ2 | NOTE 2.500% 3/1 | 4,101,000 | $4,729,000 | thousands by filing date | principal |
| GENTEX CORP COM | 371901109 | Stock | 228,554 | $4,727,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 87,126 | $4,720,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 69,907 | $4,714,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 94,377 | $4,707,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 102,775 | $4,707,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N865 | CMN | 102,414 | $4,704,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 41,849 | $4,702,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P806 | RIVRFRNT DYN EUR | 80,383 | $4,702,000 | thousands by filing date | |
| JP Morgan Exchange Traded Fund | 46641Q712 | Betbuld Japan | 206,759 | $4,697,000 | thousands by filing date | |
| STRATEGIC ED INC COM | 86272C103 | Stock | 35,758 | $4,695,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 119,341 | $4,694,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 528,955 | $4,692,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 113,374 | $4,668,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 110,363 | $4,661,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 49,102 | $4,658,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 85,684 | $4,658,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 38,093 | $4,653,000 | thousands by filing date | |
| RH | 74967X103 | COM | 45,140 | $4,647,000 | thousands by filing date | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 290,749 | $4,646,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 115,900 | $4,634,000 | thousands by filing date | call |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 227,304 | $4,633,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y814 | FINTECH ETF | 167,096 | $4,625,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R106 | 1-3YR USTREIDX | 91,416 | $4,612,000 | thousands by filing date | |
| JEFFERIES FINANCIAL GROUP IN | 47233W109 | COM | 245,370 | $4,611,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 226,331 | $4,599,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 38,871 | $4,597,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767405 | BOSE MSC CHI ETF | 144,041 | $4,594,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 54,700 | $4,593,000 | thousands by filing date | put |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 201,787 | $4,584,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 123,176 | $4,582,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 400,100 | $4,577,000 | thousands by filing date | put |
| SYNEOS HEALTH INC | 87166B102 | CL A | 88,014 | $4,555,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 344,982 | $4,554,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X719 | CHINADIV EX FI | 58,323 | $4,546,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 100,000 | $4,541,000 | thousands by filing date | call |
| DROPBOX INC CL A | 26210C104 | Stock | 208,220 | $4,539,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 124,623 | $4,533,000 | thousands by filing date | |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 87,520 | $4,529,000 | thousands by filing date | |
| PROTECTIVE INSURANCE CORP- B | 74368l203 | COM | 243,875 | $4,516,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 223,030 | $4,514,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 170,351 | $4,509,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 175,483 | $4,490,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 359,311 | $4,484,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 239,681 | $4,480,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 461,465 | $4,476,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 28,586 | $4,451,000 | thousands by filing date | |
| BMC STK HLDGS INC | 05591B109 | COM | 250,903 | $4,434,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 34,320 | $4,433,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 163,923 | $4,431,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 292,376 | $4,418,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 29,970 | $4,415,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 83,180 | $4,415,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 1,267,167 | $4,397,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 27,559 | $4,383,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 32,682 | $4,372,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 52,813 | $4,367,000 | thousands by filing date | |
| HEXO CORP | 428304109 | COM | 658,647 | $4,367,000 | thousands by filing date | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 311,736 | $4,345,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 125,818 | $4,341,000 | thousands by filing date | |
| FIRST HAWAIIAN INC | 32051X108 | COM | 166,356 | $4,334,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 80,392 | $4,329,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 96,194 | $4,322,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 50,825 | $4,320,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 192,300 | $4,312,000 | thousands by filing date | call |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 113,904 | $4,310,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 191,414 | $4,303,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 998,779 | $4,294,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 300,000 | $4,293,000 | thousands by filing date | call |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 54,632 | $4,292,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 121,842 | $4,286,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 51,288 | $4,283,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 315,603 | $4,282,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 131,048 | $4,282,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 1,546 | $4,278,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 230,925 | $4,273,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 35,000 | $4,268,000 | thousands by filing date | call |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 265,619 | $4,260,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 181,451 | $4,257,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 118,788 | $4,248,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 51,400 | $4,239,000 | thousands by filing date | put |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 91,666 | $4,238,000 | thousands by filing date | |
| STONECO LTD | G85158106 | COM CL A | 103,060 | $4,237,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 78,385 | $4,230,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 367,809 | $4,229,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 94,653 | $4,219,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J859 | MULTI INTL ETF | 150,257 | $4,219,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 216,908 | $4,209,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 305,404 | $4,209,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J601 | BULSHS 2020 HY | 174,634 | $4,205,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R860 | NASDAQ BK ETF | 172,242 | $4,200,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 92,325 | $4,197,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 53,559 | $4,190,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 350,754 | $4,174,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 93,969 | $4,170,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 479,671 | $4,168,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 35,000 | $4,167,000 | thousands by filing date | put |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 35,000 | $4,167,000 | thousands by filing date | call |
| CHEESECAKE FACTORY INC | 163072101 | COM | 84,983 | $4,157,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 20,000 | $4,156,000 | thousands by filing date | put |
| FIRST TR EXCHNG TRADED FD VI | 33740F409 | INCOME OPPRTNTES | 193,845 | $4,148,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 32,252 | $4,144,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 102,380 | $4,136,000 | thousands by filing date | |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 165,252 | $4,129,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 21,777 | $4,127,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E115 | S&P SMLCP INFO | 51,435 | $4,126,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 125,530 | $4,110,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 395,202 | $4,110,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 26,906 | $4,084,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 70,000 | $4,072,000 | thousands by filing date | call |
| NVENT ELEC PLC SHS | G6700G107 | Stock | 150,926 | $4,072,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 64,949 | $4,067,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 93,575 | $4,066,000 | thousands by filing date | |
| Wisdomtree Equity Premium Income Fund | 97717X560 | COM | 150,790 | $4,061,000 | thousands by filing date | |
| DOWDUPONT INC | 26078J100 | COM | 75,900 | $4,047,000 | thousands by filing date | put |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 200,275 | $4,042,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 318,928 | $4,040,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 83,341 | $4,034,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 29,751 | $4,030,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 316,575 | $4,005,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 86,496 | $4,000,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 67,678 | $3,999,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 347,525 | $3,999,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B509 | RESEARCH ENHANCD | 176,848 | $3,993,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 160,085 | $3,991,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 50,065 | $3,977,000 | thousands by filing date | |
| ALLSCRIPTS HEALTHCARE SOLUTN | 01988PAD0 | NOTE 1.250% 7/0 | 4,050,000 | $3,961,000 | thousands by filing date | principal |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 176,269 | $3,950,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 250,258 | $3,947,000 | thousands by filing date | |
| SERVICENOW INC | 81762PAC6 | NOTE 6/0 | 2,125,000 | $3,937,000 | thousands by filing date | principal |
| ISHARES INC | 464286103 | MSCI AUST ETF | 182,600 | $3,930,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 182,195 | $3,920,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 247,080 | $3,917,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 24,858 | $3,912,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E784 | EMRNG MKT SVRG | 139,536 | $3,907,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 152,259 | $3,904,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 62,200 | $3,893,000 | thousands by filing date | call |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 132,509 | $3,892,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 250,124 | $3,887,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887208 | PFD SHS CONV A | 62,850 | $3,885,000 | thousands by filing date | principal |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 310,107 | $3,877,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 73,740 | $3,876,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 230,953 | $3,873,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 50,815 | $3,872,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 226,000 | $3,864,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 59,861 | $3,862,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 56,022 | $3,862,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 101,216 | $3,861,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 353,919 | $3,861,000 | thousands by filing date | |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 4,923,000 | $3,849,000 | thousands by filing date | principal |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 85,547 | $3,848,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 139,800 | $3,845,000 | thousands by filing date | put |
| ENSCO PLC | G3157S106 | SHS CLASS A | 975,800 | $3,835,000 | thousands by filing date | put |
| OPPENHEIMER ETF TR | 68386C724 | RUSL 1000 DYNM | 133,201 | $3,833,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 33,400 | $3,828,000 | thousands by filing date | put |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 31,994 | $3,827,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 247,107 | $3,825,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L786 | WESTN AST SHRT | 150,000 | $3,821,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 36,300 | $3,813,000 | thousands by filing date | call |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 120,800 | $3,812,000 | thousands by filing date | put |
| ALLEGION PLC | G0176J109 | ORD SHS | 41,946 | $3,804,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 26,907 | $3,800,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 75,911 | $3,798,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 33,100 | $3,793,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 295,669 | $3,793,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 162,814 | $3,785,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 391,152 | $3,783,000 | thousands by filing date | |
| BLACK KNIGHT INC COM | 09215C105 | Stock | 69,391 | $3,781,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 9,900 | $3,776,000 | thousands by filing date | put |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 333,645 | $3,770,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 80,064 | $3,770,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 432,123 | $3,764,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 478,801 | $3,763,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 139,759 | $3,757,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 31,925 | $3,747,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 33,033 | $3,742,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 148,642 | $3,741,000 | thousands by filing date | |
| Vanguard Total World Bond ETF | 92206C565 | SHS | 48,675 | $3,740,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 220,698 | $3,736,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 168,811 | $3,731,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L406 | FRANKLIN US LOW | 117,263 | $3,730,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 70,000 | $3,709,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 136,022 | $3,706,000 | thousands by filing date | |
| DELPHI TECHNOLOGIES PLC | G2709G107 | SHS | 190,933 | $3,677,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 130,500 | $3,675,000 | thousands by filing date | put |
| ETSY INC | 29786A106 | COM | 54,631 | $3,673,000 | thousands by filing date | |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 181,865 | $3,669,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 190,000 | $3,669,000 | thousands by filing date | call |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 298,473 | $3,666,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 66,818 | $3,658,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 45,000 | $3,653,000 | thousands by filing date | call |
| PROOFPOINT INC | 743424103 | COM | 30,071 | $3,652,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 286,766 | $3,648,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 50,288 | $3,645,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 105,877 | $3,637,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 12,342 | $3,619,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 45,300 | $3,614,000 | thousands by filing date | put |
| PAYCHEX INC | 704326107 | COM | 45,000 | $3,609,000 | thousands by filing date | call |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 179,188 | $3,603,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 327,006 | $3,603,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAW3 | NOTE 4.625% 3/0 | 3,630,000 | $3,602,000 | thousands by filing date | principal |
| FLEXSHARES TR | 33939L886 | ULTR SHO INC FD | 47,656 | $3,599,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E149 | S&P SMLCP HELT | 31,116 | $3,594,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 94,100 | $3,590,000 | thousands by filing date | put |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 330,721 | $3,588,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 29,098 | $3,587,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 145,000 | $3,582,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 195,655 | $3,574,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 57,626 | $3,572,000 | thousands by filing date | |
| NUVEEN CORPORATE INCM NOVEME | 67077N106 | COM | 364,174 | $3,562,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 74,567 | $3,551,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 294,363 | $3,551,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 150,000 | $3,551,000 | thousands by filing date | call |
| CLEVELAND CLIFFS INC | 185899AA9 | DBCV 1.500% 1/1 | 2,600,000 | $3,550,000 | thousands by filing date | principal |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 43,400 | $3,545,000 | thousands by filing date | put |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 105,195 | $3,545,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 125,500 | $3,543,000 | thousands by filing date | put |
| STITCH FIX INC | 860897107 | COM CL A | 125,500 | $3,543,000 | thousands by filing date | call |
| BLACKLINE, INC. | 09239B109 | COM | 76,482 | $3,543,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 119,180 | $3,537,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 40,000 | $3,531,000 | thousands by filing date | put |
| MAXAR TECHNOLOGIES INC | 57778K105 | COM | 875,827 | $3,521,000 | thousands by filing date | |
| FORTIS INC | 349553107 | COM | 95,000 | $3,514,000 | thousands by filing date | call |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 142,036 | $3,511,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 303,281 | $3,510,000 | thousands by filing date | |
| INVESCO ACTVELY MNGD ETC FD | 46090F100 | OPTIMUM YIELD | 211,285 | $3,509,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 42,265 | $3,496,000 | thousands by filing date | |
| EURONET WORLDWIDE INC | 298736AH2 | NOTE 1.50010/0 | 1,778,000 | $3,491,000 | thousands by filing date | principal |
| JETBLUE AWYS CORP | 477143101 | COM | 213,088 | $3,486,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 149,514 | $3,484,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 9,902 | $3,481,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 117,068 | $3,481,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 97,500 | $3,476,000 | thousands by filing date | put |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 10,000 | $3,469,000 | thousands by filing date | call |
| APACHE CORP | 037411105 | COM | 100,100 | $3,469,000 | thousands by filing date | call |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 51,413 | $3,468,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 156,033 | $3,467,000 | thousands by filing date | |
| KNIGHT-SWIFT TRANSN HLDGS IN | 499049104 | CL A | 106,040 | $3,464,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 37,850 | $3,459,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 48,245 | $3,458,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 105,012 | $3,451,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 274,232 | $3,450,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 62,755 | $3,449,000 | thousands by filing date | |
| ISHARES | 46434VAX8 | EXCHANGE TRADED | 137,797 | $3,446,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 262,409 | $3,440,000 | thousands by filing date | |
| EA SERIES TRUST | 02072L508 | ALPHA ARCHITECT | 137,882 | $3,415,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 48,790 | $3,412,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 734,362 | $3,408,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 108,075 | $3,406,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 105,571 | $3,405,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 26,618 | $3,404,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 140,185 | $3,402,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 118,796 | $3,399,000 | thousands by filing date | |
| SOLARCITY CORP | 83416TAC4 | NOTE 1.625%11/0 | 3,508,000 | $3,387,000 | thousands by filing date | principal |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 48,332 | $3,378,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 125,000 | $3,378,000 | thousands by filing date | call |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 88,854 | $3,376,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 555,074 | $3,375,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 51,000 | $3,372,000 | thousands by filing date | call |
| TARGET CORP COM | 87612E106 | Stock | 42,000 | $3,371,000 | thousands by filing date | put |
| SASOL LTD | 803866300 | SPONSORED ADR | 108,705 | $3,362,000 | thousands by filing date | |
| ISHARES GLOBAL EQUITY FACTOR ETF | 46434V316 | COM | 115,693 | $3,362,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 1,079,680 | $3,346,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 150,295 | $3,340,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 33,788 | $3,339,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 12,500 | $3,332,000 | thousands by filing date | call |
| INVESCO EXCHANGE TRADED FD T | 46137V241 | S&P500 QUALITY | 103,621 | $3,332,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 161,739 | $3,332,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L306 | SELECT WRLD WI | 143,575 | $3,330,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 33,200 | $3,324,000 | thousands by filing date | call |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 169,204 | $3,324,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 48,254 | $3,316,000 | thousands by filing date | |
| INVESCO INVESTMENT GRADE DEFENSIVE ETF | 46139W502 | ETF | 129,682 | $3,316,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 37,199 | $3,313,000 | thousands by filing date | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 66,478 | $3,313,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 47,055 | $3,312,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 55,407 | $3,310,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 63,203 | $3,307,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 244,236 | $3,305,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 25,402 | $3,289,000 | thousands by filing date | |
| ISHARES TR IBONDS DEC2023 | 46435G318 | IBONDS DEC2023 | 129,033 | $3,286,000 | thousands by filing date | |
| DHX MEDIA LTD | 252406152 | COM VAR VTG | 2,144,178 | $3,281,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V787 | BIOTECHNOLOGY | 59,362 | $3,276,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 277,991 | $3,274,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 110,000 | $3,265,000 | thousands by filing date | put |
| FIRST TR EXCH TRADED FD III | 33740J104 | ULTRA SHT DUR MU | 162,586 | $3,260,000 | thousands by filing date | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 289,944 | $3,258,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 81,726 | $3,252,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 41,600 | $3,250,000 | thousands by filing date | put |
| Invesco S&P 500 Revenue ETF | 68386C104 | Exchange Traded Fund | 62,805 | $3,240,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 248,799 | $3,234,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 51,100 | $3,234,000 | thousands by filing date | put |
| LIVANOVA PLC | G5509L101 | SHS | 33,239 | $3,232,000 | thousands by filing date | |
| H WORLD GROUP LTD SPONSORED ADS | 44332N106 | ADR | 76,647 | $3,231,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 188,973 | $3,229,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 62,500 | $3,228,000 | thousands by filing date | call |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 87,576 | $3,222,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 64,675 | $3,220,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 43,300 | $3,219,000 | thousands by filing date | call |
| CLOROX CO DEL | 189054109 | COM | 20,000 | $3,209,000 | thousands by filing date | put |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 34,888 | $3,203,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 175,163 | $3,202,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 139,819 | $3,199,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 335,974 | $3,199,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 100,300 | $3,186,000 | thousands by filing date | call |
| AZENTA INC | 114340102 | COM | 108,346 | $3,178,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 71,652 | $3,178,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 91,600 | $3,174,000 | thousands by filing date | put |
| GENESEE & WYOMING INC | 371559105 | CL A | 36,270 | $3,160,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 42,068 | $3,159,000 | thousands by filing date | |
| NUVECTRA CORP | 67075N108 | COM | 286,509 | $3,155,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 75,000 | $3,133,000 | thousands by filing date | call |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 90,001 | $3,123,000 | thousands by filing date | |
| PACER FDS TR | 69374H204 | TRENDP US MID CP | 102,833 | $3,121,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V746 | LARGE CAP GROWTH | 65,752 | $3,120,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 285,857 | $3,118,000 | thousands by filing date | |
| WISDOMTREE | 97718W108 | EXCHANGE TRADED | 173,092 | $3,117,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B396 | IQ U.S. SMALL CA | 125,320 | $3,111,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 10,000 | $3,107,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V217 | S&P MDCP400 PR | 20,548 | $3,106,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 42,218 | $3,104,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 98,300 | $3,102,000 | thousands by filing date | call |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 170,891 | $3,102,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 61,602 | $3,092,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 85,423 | $3,087,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 70,856 | $3,072,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 127,075 | $3,071,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 106,124 | $3,067,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 24,500 | $3,065,000 | thousands by filing date | call |
| EVOQUA WATER TECHNOLOGIES CO | 30057T105 | COM | 241,635 | $3,039,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 26,684 | $3,032,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 35,000 | $3,026,000 | thousands by filing date | call |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 92,127 | $3,026,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 42,774 | $3,024,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 40,042 | $3,019,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 88,129 | $2,995,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 45,092 | $2,991,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 127,682 | $2,991,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 116,325 | $2,987,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 82,502 | $2,978,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 57,897 | $2,978,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 95,966 | $2,975,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 110,562 | $2,969,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 29,199 | $2,963,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 197,018 | $2,962,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 31,931 | $2,960,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y888 | SPECTRUM PFD | 31,055 | $2,957,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 395,089 | $2,951,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2019 HIGH | 46138J403 | BULSHS 2019 HY | 122,410 | $2,938,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 247,828 | $2,937,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 67,679 | $2,935,000 | thousands by filing date | |
| ALPHA ARCHITECT U.S. QUANTITATIVE VALUE ETF | 02072L102 | ETF | 102,225 | $2,933,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 24,420 | $2,928,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 65,590 | $2,927,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 70,300 | $2,925,000 | thousands by filing date | call |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 14,083 | $2,920,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 14,549 | $2,915,000 | thousands by filing date | |
| GRANITESHARES ETF TR | 38747R108 | BBG COMMD K 1 | 119,886 | $2,912,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 32,740 | $2,908,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 144,316 | $2,898,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 28,297 | $2,898,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 315,235 | $2,897,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E719 | BLOO EN ANGE ETF | 155,202 | $2,895,000 | thousands by filing date | |
| ISHARES TR | 46435G516 | COM | 45,778 | $2,892,000 | thousands by filing date | |
| CannTrust Holdings Inc | 137800207 | Common / Ordinary Stock | 372,497 | $2,891,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 72,509 | $2,885,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 14,000 | $2,884,000 | thousands by filing date | call |
| KBHOME | 48666K109 | COM | 119,300 | $2,883,000 | thousands by filing date | put |
| Viewra, Inc | 92672L107 | COM | 390,000 | $2,882,000 | thousands by filing date | put |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 55,532 | $2,880,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 147,800 | $2,880,000 | thousands by filing date | call |
| SPLUNK INC | 848637104 | COM | 23,100 | $2,879,000 | thousands by filing date | put |
| MGC | 921910873 | COM | 29,436 | $2,876,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A404 | VIDENT INTERNATI | 118,323 | $2,873,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 279,039 | $2,857,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 149,827 | $2,847,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 40,000 | $2,846,000 | thousands by filing date | call |
| TREX CO INC | 89531P105 | COM | 46,187 | $2,841,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 47,033 | $2,841,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 47,070 | $2,836,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 218,856 | $2,835,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 64,590 | $2,831,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 80,694 | $2,828,000 | thousands by filing date | |
| JELD-WEN HLDG INC | 47580P103 | COM | 159,582 | $2,818,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 56,626 | $2,818,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V191 | S&P MDCP400 VL | 42,552 | $2,812,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 146,021 | $2,811,000 | thousands by filing date | |
| WARRIOR MET COAL INC | 93627C101 | COM | 92,016 | $2,797,000 | thousands by filing date | |
| BROOKFIELD PPTY REIT INC | 11282X103 | CL A | 136,501 | $2,797,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 542,036 | $2,792,000 | thousands by filing date | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 78,510 | $2,791,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 16,040 | $2,791,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G301 | VIRTUS LIFESC CT | 97,960 | $2,789,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 320,700 | $2,787,000 | thousands by filing date | call |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 50,000 | $2,775,000 | thousands by filing date | put |
| CHOICE HOTELS INTL INC | 169905106 | COM | 35,654 | $2,773,000 | thousands by filing date | |
| WISDOMTREE TR DYNAMIC US EQT | 97717X297 | CEF | 119,923 | $2,773,000 | thousands by filing date | |
| ETFS GOLD TR | 00326A104 | PHYSCL GOLD SHS | 22,230 | $2,769,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 48,101 | $2,764,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 49,620 | $2,763,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 87,318 | $2,762,000 | thousands by filing date | |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 2,071,000 | $2,762,000 | thousands by filing date | principal |
| AXOSFINLINC | 05465C100 | STOK | 95,094 | $2,754,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 25,708 | $2,754,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 263,263 | $2,751,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 22,300 | $2,747,000 | thousands by filing date | call |
| ANGIODYNAMICS INC | 03475V101 | COM | 120,162 | $2,746,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 229,000 | $2,746,000 | thousands by filing date | call |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 224,981 | $2,742,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 195,525 | $2,741,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 48,659 | $2,737,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 40,013 | $2,737,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 74,700 | $2,733,000 | thousands by filing date | put |
| FAIR ISAAC CORP COM | 303250104 | Stock | 10,046 | $2,730,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AP0 | NOTE 1.625%10/1 | 2,211,000 | $2,725,000 | thousands by filing date | principal |
| ISHARES | 46434VBG4 | EXCHANGE TRADED | 109,509 | $2,724,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 15,000 | $2,708,000 | thousands by filing date | put |
| MOELIS & CO | 60786M105 | CL A | 65,051 | $2,706,000 | thousands by filing date | |
| US FOODS HLDG CORP COM | 912008109 | Stock | 77,323 | $2,698,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 15,992 | $2,695,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 33,400 | $2,692,000 | thousands by filing date | call |
| DAUCH CORP | 024061103 | COM | 185,768 | $2,658,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 12,600 | $2,656,000 | thousands by filing date | put |
| Vanguard Materials ETF | 92204A801 | SHS | 21,541 | $2,652,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 358,863 | $2,652,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 469,213 | $2,651,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 57,502 | $2,641,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D203 | BULLISH FD | 101,467 | $2,641,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 12,800 | $2,637,000 | thousands by filing date | put |
| SLM CORP COM | 78442P106 | Stock | 265,934 | $2,636,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 249,305 | $2,633,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 117,679 | $2,631,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 61,540 | $2,626,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 51,958 | $2,624,000 | thousands by filing date | |
| ISHARES TR | 46434V423 | MSCI SAUDI ARBIA | 78,784 | $2,623,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 65,070 | $2,620,000 | thousands by filing date | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 172,846 | $2,617,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 21,937 | $2,612,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 30,000 | $2,611,000 | thousands by filing date | call |
| Apollo Global Management | 037612306 | COM | 92,303 | $2,608,000 | thousands by filing date | |
| INVESCO | 46138J866 | EXCHANGE TRADED | 124,990 | $2,600,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 173,997 | $2,599,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E743 | RAFI DVLPD MRKTS | 64,098 | $2,598,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 70,000 | $2,593,000 | thousands by filing date | call |
| QEP RESOURCES INC | 74733V100 | COM | 332,652 | $2,590,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 20,232 | $2,577,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q718 | INTL SEC DV DOG | 98,145 | $2,576,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E834 | DWA TACTCL MLT | 102,767 | $2,571,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 30,354 | $2,568,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-19-011119 | this filing | 2019-05-15 | acceptance time not in the bulk data set |