13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2019-03-31, filed 2019-05-15, with 7,014 holding rows worth $234,152,580,000.
- Accession
- 0001567619-19-011119
- Filer
- CIK 1000275
- Filed
- 2019-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2019
A holdings report, 25,016 entries on the cover page, a total value of $234,152,580,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $234,152,580,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC Capital Markets Arbitrage S.A.028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerLMCG INVESTMENTS, LLC028-13608
- included managerMID CONTINENT CAPITAL LLC/IL028-05684
- included managerSymphonic Financial Advisors LLC028-12672
- included managerSEI INVESTMENTS MANAGEMENT CORP028-16475
- included managerAston Asset Management, LLC028-12347
- included managerUBS ASSET MANAGEMENT AMERICAS INC028-02682
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerJACKSON NATIONAL ASSET MANAGEMENT LLC028-06761
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 335,305 | $10,244,000 | thousands by filing date | |
| INVESCO EXCHNG TRAD SLF INDE | 46139W809 | MLT FTR CR PLS | 400,000 | $10,236,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 53,995 | $10,212,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 216,622 | $10,209,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 249,404 | $10,192,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 233,768 | $10,191,000 | thousands by filing date | |
| SEMPRA ENERGY | 816851406 | 6% PFD CONV A | 96,203 | $10,169,000 | thousands by filing date | principal |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 235,576 | $10,155,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 883,117 | $10,121,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 85,285 | $10,107,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 146,615 | $10,094,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 198,398 | $10,091,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 355,367 | $10,071,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 943,851 | $10,061,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 372,303 | $10,059,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 250,020 | $10,053,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 110,428 | $10,049,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 332,090 | $10,049,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 572,494 | $10,042,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 342,534 | $10,039,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 320,464 | $10,035,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 593,000 | $10,027,000 | thousands by filing date | put |
| INVESCO S&P 500 TOP 50 ETF | 46137V233 | ETF | 49,386 | $10,021,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 110,710 | $10,007,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 168,521 | $10,003,000 | thousands by filing date | |
| OI SA-ADR | 670851500 | ADR | 5,315,836 | $9,994,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 485,945 | $9,981,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 478,300 | $9,968,000 | thousands by filing date | call |
| HCP INC | 40414L109 | COM | 318,442 | $9,968,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 281,518 | $9,955,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 59,250 | $9,947,000 | thousands by filing date | |
| ISHARES INC | 46434G863 | COM | 291,788 | $9,940,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 558,141 | $9,907,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 70,719 | $9,894,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 80,700 | $9,890,000 | thousands by filing date | call |
| TARGA RES CORP COM | 87612G101 | Stock | 237,781 | $9,879,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 205,000 | $9,875,000 | thousands by filing date | call |
| GOLDMAN SACHS ETF TR | 381430107 | ACTIVEBETA INT | 351,162 | $9,850,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 119,586 | $9,833,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 218,444 | $9,832,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 5,919,085 | $9,825,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 256,493 | $9,824,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 477,484 | $9,822,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 1,206,551 | $9,822,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 460,051 | $9,808,000 | thousands by filing date | |
| FIRST TRUST TCW OPPORTUNISTIC | 33740F805 | TCW OPPORTUNIS | 193,703 | $9,794,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 425,300 | $9,778,000 | thousands by filing date | call |
| CROWN HLDGS INC COM | 228368106 | Stock | 178,925 | $9,763,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 464,696 | $9,763,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 208,904 | $9,743,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 68,612 | $9,742,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 784,864 | $9,741,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 320,527 | $9,706,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 261,000 | $9,667,000 | thousands by filing date | put |
| GAP INC COM | 364760108 | Stock | 366,954 | $9,607,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 353,514 | $9,603,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 200,000 | $9,586,000 | thousands by filing date | call |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 95,913 | $9,561,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 170,000 | $9,539,000 | thousands by filing date | call |
| Vanguard Energy ETF | 92204A306 | SHS | 106,547 | $9,525,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 142,180 | $9,478,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 131,798 | $9,472,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 254,508 | $9,470,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | N96617118 | ORD SHS | 301,031 | $9,467,000 | thousands by filing date | |
| DOWDUPONT INC | 26078J100 | COM | 177,500 | $9,463,000 | thousands by filing date | call |
| PRICESMART INC COM | 741511109 | Stock | 160,584 | $9,456,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 398,041 | $9,421,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 331,089 | $9,383,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 125,000 | $9,381,000 | thousands by filing date | call |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 553,140 | $9,354,000 | thousands by filing date | |
| TWITTER INC | 90184LAB8 | NOTE 0.250% 9/1 | 9,499,000 | $9,341,000 | thousands by filing date | principal |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 62,000 | $9,339,000 | thousands by filing date | put |
| VERMILION ENERGY INC COM | 923725105 | Stock | 375,000 | $9,263,000 | thousands by filing date | call |
| BLOCK H & R INC COM | 093671105 | Stock | 386,266 | $9,247,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 144,926 | $9,230,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 76,960 | $9,172,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 722,386 | $9,145,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 241,985 | $9,133,000 | thousands by filing date | |
| DBX ETF TR | 233051481 | XTRA RU 1000 ETF | 279,946 | $9,126,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 86,600 | $9,096,000 | thousands by filing date | put |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 110,531 | $9,091,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 83,974 | $9,077,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 30,200 | $9,065,000 | thousands by filing date | call |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 772,704 | $9,064,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 127,082 | $9,061,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 85,292 | $9,041,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 519,200 | $9,019,000 | thousands by filing date | put |
| SPIRIT AIRLS INC | 848577102 | COM | 170,549 | $9,016,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 437,412 | $9,011,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 104,017 | $9,010,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 1,191,571 | $9,009,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 232,310 | $8,997,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 343,197 | $8,996,000 | thousands by filing date | |
| KKR & CO INC | 48251W104 | COM | 382,736 | $8,990,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 197,779 | $8,983,000 | thousands by filing date | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 700,820 | $8,978,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 93,223 | $8,969,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 256,200 | $8,931,000 | thousands by filing date | put |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 355,204 | $8,890,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 115,000 | $8,844,000 | thousands by filing date | put |
| TERNIUM SA | 880890108 | SPONSORED ADS | 324,630 | $8,837,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 364,906 | $8,835,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 58,938 | $8,823,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 733,875 | $8,821,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 67,989 | $8,811,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E875 | DORSEY WRGT DVLP | 340,533 | $8,806,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 2,079,739 | $8,797,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 166,202 | $8,781,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 147,221 | $8,773,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAQ3 | ETF | 347,652 | $8,773,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 1,431,073 | $8,745,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 174,507 | $8,700,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 147,884 | $8,699,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q309 | HIGH INCM STRGC | 174,926 | $8,697,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 186,410 | $8,694,000 | thousands by filing date | |
| FORTIS INC | 349553107 | COM | 235,000 | $8,692,000 | thousands by filing date | put |
| VICTORY PORTFOLIOS II | 92647N691 | VICTORYSHS US | 295,809 | $8,691,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 115,351 | $8,688,000 | thousands by filing date | |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 136,595 | $8,674,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 88,700 | $8,651,000 | thousands by filing date | put |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 1,521,312 | $8,626,000 | thousands by filing date | call |
| NN INC | 629337106 | COM | 1,151,272 | $8,624,000 | thousands by filing date | |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 950,000 | $8,607,000 | thousands by filing date | call |
| TORCHMARK CORP | 891027104 | COM | 104,779 | $8,587,000 | thousands by filing date | |
| DELEK US HLDGS INC NEW COM | 24665A103 | Stock | 235,604 | $8,581,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 168,795 | $8,545,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 232,643 | $8,532,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 282,680 | $8,520,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 765,447 | $8,518,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 171,153 | $8,476,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 99,900 | $8,475,000 | thousands by filing date | put |
| CANOPY GROWTH CORP | 138035100 | COM | 195,200 | $8,466,000 | thousands by filing date | call |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 386,786 | $8,436,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J206 | MULTIFACTOR MI | 239,610 | $8,420,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 687,374 | $8,413,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 51,910 | $8,391,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 244,995 | $8,381,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 332,139 | $8,373,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 2,734,417 | $8,367,000 | thousands by filing date | |
| ABACUS FCF ETF TR | 89628W302 | LEADERS ETF | 235,643 | $8,359,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 100,400 | $8,329,000 | thousands by filing date | put |
| EQT CORP COM | 26884L109 | Stock | 400,990 | $8,316,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 439,996 | $8,304,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 607,295 | $8,283,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 51,800 | $8,275,000 | thousands by filing date | put |
| CENTERPOINT ENERGY INC | 15189T503 | DEP RP PFD CV B | 156,538 | $8,271,000 | thousands by filing date | principal |
| CAVCO INDS INC DEL | 149568107 | COM | 70,324 | $8,265,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 143,413 | $8,262,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 75,882 | $8,250,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 318,700 | $8,232,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 183,705 | $8,226,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 125,000 | $8,190,000 | thousands by filing date | call |
| MACYS INC COM | 55616P104 | Stock | 340,600 | $8,184,000 | thousands by filing date | put |
| ISHARES TR | 46434V282 | U S EQUITY FACTR | 263,657 | $8,181,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 257,696 | $8,177,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 211,461 | $8,155,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 37,526 | $8,155,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 167,352 | $8,147,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 157,288 | $8,129,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 462,501 | $8,122,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 68,001 | $8,103,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 51,715 | $8,103,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 252,614 | $8,101,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 46,200 | $8,100,000 | thousands by filing date | put |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 347,707 | $8,095,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 40,000 | $8,047,000 | thousands by filing date | put |
| GEO GROUP INC NEW | 36162J106 | COM | 418,691 | $8,040,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 60,433 | $8,030,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 634,174 | $8,017,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 1,731,552 | $8,016,000 | thousands by filing date | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 149,635 | $8,002,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAB6 | NOTE 4.375% 5/0 | 7,917,000 | $7,996,000 | thousands by filing date | principal |
| NORDSTROM INC | 655664100 | COM | 180,100 | $7,992,000 | thousands by filing date | put |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 246,200 | $7,985,000 | thousands by filing date | put |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 76,241 | $7,985,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 335,209 | $7,978,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 729,472 | $7,974,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 29,542 | $7,968,000 | thousands by filing date | |
| KIRKLAND LAKE GOLD LTD | 49741E100 | COM | 261,900 | $7,964,000 | thousands by filing date | call |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 331,786 | $7,937,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 360,475 | $7,930,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 633,500 | $7,919,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 481,060 | $7,870,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 223,284 | $7,869,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 54,743 | $7,840,000 | thousands by filing date | |
| FRONT YD RESIDENTIAL CORP | 35904G107 | COM | 841,000 | $7,796,000 | thousands by filing date | put |
| MOBILE MINI INC | 60740F105 | COM | 229,101 | $7,775,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N816 | VCSHS DEV ENH VL | 245,889 | $7,772,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 376,700 | $7,749,000 | thousands by filing date | call |
| VANECK ETF TRUST | 92189H201 | INTRMDT MUNI ETF | 158,730 | $7,746,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q308 | DIV RTN EM EQT | 142,704 | $7,740,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 1,098,273 | $7,723,000 | thousands by filing date | |
| ABRDN ETFS | 003261104 | BBRG ALL COMD K1 | 339,581 | $7,705,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 311,588 | $7,704,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 491,200 | $7,702,000 | thousands by filing date | put |
| PGT INNOVATIONS INC | 69336V101 | COM | 555,698 | $7,696,000 | thousands by filing date | |
| CROWN CASTLE INTL CORP NEW | 22822V309 | 6.875% CON PFD A | 6,495 | $7,683,000 | thousands by filing date | principal |
| INVESCO EXCHNG TRAD SLF INDE | 46139W205 | EMR MKT DB VLU | 300,000 | $7,677,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 131,210 | $7,667,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 60,909 | $7,656,000 | thousands by filing date | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 352,807 | $7,646,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 94,580 | $7,625,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 233,561 | $7,613,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 55,078 | $7,580,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 341,260 | $7,572,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 238,967 | $7,561,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 270,782 | $7,553,000 | thousands by filing date | |
| CAPRI HOLDINGS LIMITED | G1890L107 | SHS | 165,000 | $7,549,000 | thousands by filing date | put |
| ANDERSONS INC COM | 034164103 | Stock | 234,197 | $7,548,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 202,900 | $7,536,000 | thousands by filing date | call |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 29,176 | $7,530,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 82,450 | $7,525,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 377,759 | $7,513,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 83,056 | $7,482,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 223,364 | $7,482,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 210,233 | $7,475,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 541,226 | $7,475,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 564,066 | $7,474,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 53,217 | $7,470,000 | thousands by filing date | |
| INVESCO EXCHANGETRADED FD T DWA TACTCL SCT | 46138E826 | CEF | 250,589 | $7,462,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 856,992 | $7,456,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 1,240,026 | $7,453,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 119,152 | $7,431,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 212,200 | $7,421,000 | thousands by filing date | put |
| NXP SEMICONDUCTORS N V | 62952QAB6 | NOTE 1.000%12/0 | 7,247,000 | $7,421,000 | thousands by filing date | principal |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 301,281 | $7,378,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 68,714 | $7,354,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 319,463 | $7,344,000 | thousands by filing date | |
| ISHARES TR | 46434V456 | MSCI INTL QUALTY | 251,632 | $7,341,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V738 | LARGE CAP VALUE | 206,891 | $7,328,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 186,168 | $7,317,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 423,900 | $7,304,000 | thousands by filing date | call |
| CUBESMART COM | 229663109 | REIT | 227,063 | $7,275,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 147,142 | $7,264,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 109,759 | $7,245,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 275,000 | $7,241,000 | thousands by filing date | put |
| TEXTRON INC COM | 883203101 | Stock | 142,871 | $7,238,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 84,568 | $7,230,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 439,511 | $7,226,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 52,891 | $7,223,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 200,000 | $7,216,000 | thousands by filing date | put |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 273,959 | $7,207,000 | thousands by filing date | |
| ISHARES | 46434VBA7 | EXCHANGE TRADED | 287,675 | $7,166,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A887 | ULTRA SHRT DUR | 142,381 | $7,159,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N774 | VCSHS US DISCVRY | 180,705 | $7,143,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 67,159 | $7,142,000 | thousands by filing date | |
| Vanguard International High Dividend Yield ETF | 921946794 | SHS | 117,317 | $7,139,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 145,247 | $7,122,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 217,208 | $7,107,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 658,924 | $7,103,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 258,739 | $7,082,000 | thousands by filing date | |
| INVESCO S&P 500 EQUAL WEIGHT ENERGY ETF | 46137V365 | ETF | 139,826 | $7,081,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 87,600 | $7,078,000 | thousands by filing date | call |
| Ishares Ibonds Dec | 46434VAU4 | ETF | 284,511 | $7,073,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 144,000 | $7,069,000 | thousands by filing date | put |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 864,005 | $7,059,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 424,904 | $7,048,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 83,917 | $7,038,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 900,000 | $7,011,000 | thousands by filing date | put |
| GCI LIBERTY INC COM CLASS A | 36164V305 | Stock | 125,988 | $7,005,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 18,851 | $7,001,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 200,000 | $6,994,000 | thousands by filing date | call |
| NEWMARKET CORP COM | 651587107 | Stock | 16,111 | $6,986,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 49,273 | $6,983,000 | thousands by filing date | |
| AVALARA INC | 05338G106 | COM | 125,105 | $6,979,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 41,201 | $6,967,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 298,572 | $6,960,000 | thousands by filing date | |
| FRONT YD RESIDENTIAL CORP | 35904G107 | COM | 749,000 | $6,943,000 | thousands by filing date | call |
| VULCAN MATLS CO COM | 929160109 | Stock | 58,582 | $6,938,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F888 | TCW UNCONSTRAI | 273,175 | $6,927,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 183,686 | $6,927,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 117,700 | $6,926,000 | thousands by filing date | call |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 180,000 | $6,914,000 | thousands by filing date | call |
| KOHLS CORP | 500255104 | COM | 100,400 | $6,905,000 | thousands by filing date | put |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 680,418 | $6,903,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 44,826 | $6,902,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 253,255 | $6,870,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 100,626 | $6,863,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 131,353 | $6,862,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 188,311 | $6,862,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 215,600 | $6,848,000 | thousands by filing date | put |
| FRANKLIN TEMPLETON ETF TR | 35473P744 | FTSE JAPAN ETF | 282,301 | $6,843,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VBK5 | ETF | 276,787 | $6,842,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 180,705 | $6,828,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430206 | ACTIVEBETA EME | 209,701 | $6,824,000 | thousands by filing date | |
| HUBBELL INC COM | 443510607 | Stock | 57,676 | $6,805,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V308 | BUYBACK ACHIEV | 114,097 | $6,803,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 55,100 | $6,787,000 | thousands by filing date | put |
| TOTAL SYS SVCS INC | 891906109 | COM | 71,360 | $6,780,000 | thousands by filing date | |
| EVERFORTH INC COM | 00191U102 | Stock | 106,760 | $6,779,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 132,000 | $6,777,000 | thousands by filing date | call |
| HMS HLDGS CORP | 40425J101 | COM | 228,729 | $6,773,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 152,346 | $6,769,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 139,546 | $6,765,000 | thousands by filing date | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 243,347 | $6,763,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 56,506 | $6,750,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 188,300 | $6,736,000 | thousands by filing date | call |
| Union Pacific Corporation | 907818108 | COM | 40,100 | $6,705,000 | thousands by filing date | put |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 133,541 | $6,702,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 61,200 | $6,689,000 | thousands by filing date | call |
| Cisco Systems,Inc. | 17275R102 | COM | 123,800 | $6,684,000 | thousands by filing date | call |
| Adobe Inc | 00724F101 | COM | 25,000 | $6,662,000 | thousands by filing date | put |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 130,600 | $6,660,000 | thousands by filing date | call |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 128,679 | $6,654,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 125,200 | $6,644,000 | thousands by filing date | put |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 635,359 | $6,639,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P876 | US SML CP MLTFCT | 239,791 | $6,637,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 279,286 | $6,627,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 119,042 | $6,614,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 750,545 | $6,613,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 182,252 | $6,604,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 198,497 | $6,595,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C102 | mc | 196,701 | $6,594,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 358,352 | $6,587,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 821,622 | $6,582,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 114,999 | $6,581,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A537 | CBOE VEST S&P | 154,644 | $6,574,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 1,159,200 | $6,573,000 | thousands by filing date | put |
| UMH PPTYS INC | 903002103 | COM | 464,871 | $6,545,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 500,300 | $6,534,000 | thousands by filing date | put |
| L BRANDS INC | 501797104 | COM | 236,795 | $6,531,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 162,836 | $6,524,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 59,500 | $6,513,000 | thousands by filing date | put |
| ALCOA CORP COM | 013872106 | Stock | 231,240 | $6,513,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X578 | EM EX ST-OWNED | 225,507 | $6,501,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 76,936 | $6,496,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 357,725 | $6,496,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 1,012,338 | $6,489,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 158,494 | $6,480,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 104,100 | $6,477,000 | thousands by filing date | call |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 443,284 | $6,472,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 85,242 | $6,468,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 43,430 | $6,447,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 173,907 | $6,446,000 | thousands by filing date | |
| THE STARS GROUP INC | 85570W100 | COMMON STOCK-FO | 368,116 | $6,446,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 713,485 | $6,422,000 | thousands by filing date | |
| SAPIENS INTL CORP N V SHS | G7T16G103 | Stock | 418,963 | $6,402,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 134,516 | $6,400,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 200,618 | $6,399,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 176,000 | $6,387,000 | thousands by filing date | put |
| DISCOVERY INC | 25470F302 | COM SER C | 251,195 | $6,384,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 2,604,095 | $6,380,000 | thousands by filing date | |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 154,538 | $6,369,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 469,328 | $6,368,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 109,591 | $6,363,000 | thousands by filing date | |
| ISHARES INC ETF MSCI GLOBAL GOLD MINERS ETF NEW | 46434G855 | ETF | 362,105 | $6,359,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 2,796,573 | $6,348,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 108,112 | $6,344,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 238,137 | $6,344,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 166,582 | $6,339,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 200,000 | $6,338,000 | thousands by filing date | put |
| FIRST TR EXCHANGE TRADED FD | 33738R878 | DORSEY WRIGHT | 236,665 | $6,327,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 151,541 | $6,309,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 152,400 | $6,306,000 | thousands by filing date | put |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 183,110 | $6,303,000 | thousands by filing date | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 762,358 | $6,290,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 305,000 | $6,283,000 | thousands by filing date | put |
| WISDOMTREE INC | 97717P104 | COM | 889,319 | $6,278,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 132,590 | $6,270,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 518,081 | $6,268,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 256,841 | $6,267,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 1,177,547 | $6,264,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 125,235 | $6,261,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 175,193 | $6,247,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 2,624,646 | $6,247,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 1,146,144 | $6,246,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 21,144 | $6,232,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 151,803 | $6,230,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 253,620 | $6,216,000 | thousands by filing date | |
| PACER FDS TR | 69374H881 | US CASH COWS 100 | 213,873 | $6,187,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 320,342 | $6,183,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 210,513 | $6,180,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 338,461 | $6,160,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 132,841 | $6,159,000 | thousands by filing date | |
| KEURIG DR PEPPER INC COM | 49271V100 | Stock | 219,627 | $6,143,000 | thousands by filing date | |
| PACER TRENDPILOT 100 ETF | 69374H303 | ETF | 179,899 | $6,133,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 408,050 | $6,129,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 320,763 | $6,120,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 133,190 | $6,100,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 225,400 | $6,093,000 | thousands by filing date | put |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 888,215 | $6,080,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E867 | DORSEY WRGT EMRG | 356,909 | $6,067,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 104,807 | $6,050,000 | thousands by filing date | |
| SILVERCREST METALS INC | 828363101 | COM | 1,846,850 | $6,048,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 107,638 | $6,042,000 | thousands by filing date | |
| PROSHARES TR | 74347B698 | RUSS 2000 DIVD | 103,649 | $6,038,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 120,700 | $6,025,000 | thousands by filing date | put |
| HOLLYFRONTIER CORP | 436106108 | COM | 122,267 | $6,025,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 460,300 | $5,984,000 | thousands by filing date | put |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 94,095 | $5,978,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 101,668 | $5,976,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 56,600 | $5,974,000 | thousands by filing date | put |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 276,145 | $5,971,000 | thousands by filing date | |
| APTIV PLC | G6095L109 | SHS | 75,000 | $5,962,000 | thousands by filing date | call |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 135,715 | $5,957,000 | thousands by filing date | |
| Invesco S&P MidCap Momentum ETF | 46137V464 | SHS | 105,245 | $5,954,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 120,056 | $5,942,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 99,349 | $5,938,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 217,285 | $5,929,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROUP SPONSORED ADS | 45857P806 | ADR | 96,563 | $5,899,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 351,122 | $5,895,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 163,262 | $5,883,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 136,131 | $5,882,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 720,995 | $5,856,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 70,300 | $5,847,000 | thousands by filing date | call |
| iShares International Equity Factor ETF | 46434V274 | SHS | 222,044 | $5,845,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 546,161 | $5,845,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 199,914 | $5,832,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287AA6 | NOTE | 5,833,000 | $5,823,000 | thousands by filing date | principal |
| ROYCE VALUE TRUST | 780910105 | COM | 421,417 | $5,799,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 42,037 | $5,795,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 42,500 | $5,787,000 | thousands by filing date | put |
| ZUORA INC | 98983V106 | COMMON STOCK | 288,460 | $5,778,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 658,000 | $5,777,000 | thousands by filing date | call |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 589,873 | $5,763,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 387,599 | $5,756,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 654,065 | $5,750,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 230,335 | $5,742,000 | thousands by filing date | |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 184,506 | $5,733,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 106,657 | $5,732,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 143,090 | $5,722,000 | thousands by filing date | |
| SRC ENERGY INC | 78470V108 | COM | 1,117,491 | $5,721,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 121,367 | $5,718,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 10,000 | $5,706,000 | thousands by filing date | put |
| CVS Health Corporation | 126650100 | COM | 105,500 | $5,690,000 | thousands by filing date | call |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 61,329 | $5,689,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 161,482 | $5,681,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 33,256 | $5,672,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 423,982 | $5,664,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 94,820 | $5,654,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 328,055 | $5,652,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 90,980 | $5,648,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 2,210,726 | $5,637,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 171,769 | $5,626,000 | thousands by filing date | |
| ARRIS INTL INC SHS | G0551A103 | SHS | 177,841 | $5,623,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 154,954 | $5,594,000 | thousands by filing date | |
| R1 RCM INC | 749397105 | COM | 577,343 | $5,584,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 416,435 | $5,580,000 | thousands by filing date | |
| IRHYTHM HOLDINGS INC COM | 450056106 | Stock | 74,390 | $5,576,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 293,921 | $5,558,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 71,293 | $5,544,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 57,776 | $5,514,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 508,154 | $5,514,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 122,799 | $5,503,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 159,044 | $5,464,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 104,075 | $5,457,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V258 | S&P500 PUR VAL | 86,529 | $5,456,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 178,417 | $5,456,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 307,457 | $5,455,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 213,561 | $5,447,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 221,699 | $5,437,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 8,873 | $5,434,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 165,347 | $5,406,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 374,183 | $5,404,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 119,659 | $5,377,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 134,923 | $5,376,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 189,773 | $5,367,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 195,000 | $5,363,000 | thousands by filing date | call |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 625,717 | $5,355,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 104,379 | $5,354,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 65,665 | $5,345,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 344,411 | $5,332,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 66,000 | $5,318,000 | thousands by filing date | put |
| BENEFITFOCUS INC | 08180D106 | COM | 107,381 | $5,318,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 93,689 | $5,317,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 870,382 | $5,300,000 | thousands by filing date | |
| MANDIANT INC | 31816QAD3 | NOTE 1.625% 6/0 | 5,673,000 | $5,293,000 | thousands by filing date | principal |
| SERVICE CORP INTL COM | 817565104 | Stock | 131,611 | $5,284,000 | thousands by filing date | |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 105,009 | $5,282,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 38,975 | $5,280,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 127,862 | $5,269,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 156,427 | $5,268,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 202,273 | $5,261,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 192,584 | $5,244,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 274,333 | $5,242,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 508,364 | $5,216,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 50,071 | $5,206,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 83,800 | $5,194,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 112,634 | $5,188,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R754 | CL A | 102,807 | $5,170,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 289,871 | $5,169,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 101,774 | $5,156,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 342,037 | $5,155,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 39,906 | $5,140,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 117,775 | $5,137,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 48,672 | $5,133,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 285,172 | $5,133,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 36,000 | $5,132,000 | thousands by filing date | put |
| SPIRIT RLTY CAP INC NEW NPV | 84860W300 | COM NEW | 129,152 | $5,132,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 26,700 | $5,126,000 | thousands by filing date | call |
| OLD REP INTL CORP COM | 680223104 | Stock | 244,946 | $5,124,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 20,500 | $5,119,000 | thousands by filing date | call |
| INVESCO EXCHNG TRAD SLF INDE | 46139W700 | MLT FTR CR FXD | 200,000 | $5,117,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 220,000 | $5,100,000 | thousands by filing date | put |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 52,439 | $5,096,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 51,507 | $5,096,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 80,000 | $5,083,000 | thousands by filing date | call |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 41,203 | $5,068,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 47,920 | $5,059,000 | thousands by filing date | |
| INVESCO EXCHNG TRAD SLF INDE | 46139W106 | EMMKT DB DEFSV | 200,000 | $5,059,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-19-011119 | this filing | 2019-05-15 | acceptance time not in the bulk data set |