13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2019-03-31, filed 2019-05-15, with 7,014 holding rows worth $234,152,580,000.
- Accession
- 0001567619-19-011119
- Filer
- CIK 1000275
- Filed
- 2019-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2019
A holdings report, 25,016 entries on the cover page, a total value of $234,152,580,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $234,152,580,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC Capital Markets Arbitrage S.A.028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerLMCG INVESTMENTS, LLC028-13608
- included managerMID CONTINENT CAPITAL LLC/IL028-05684
- included managerSymphonic Financial Advisors LLC028-12672
- included managerSEI INVESTMENTS MANAGEMENT CORP028-16475
- included managerAston Asset Management, LLC028-12347
- included managerUBS ASSET MANAGEMENT AMERICAS INC028-02682
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerJACKSON NATIONAL ASSET MANAGEMENT LLC028-06761
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INVESCO EXCH TRADED FD TR II | 46138E362 | S&P500 HDL VOL | 524,426 | $22,268,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 475,100 | $22,263,000 | thousands by filing date | call |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 368,911 | $22,252,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 21,645 | $22,166,000 | thousands by filing date | |
| JPMorgan BetaBuilders Europe ETF | 46641Q720 | Exchange Traded Fund | 938,592 | $22,132,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 1,138,541 | $22,124,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 110,813 | $22,003,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 1,813,789 | $21,963,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 998,786 | $21,825,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 516,066 | $21,799,000 | thousands by filing date | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 156,923 | $21,781,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 172,146 | $21,774,000 | thousands by filing date | |
| ENCOMPASS HEALTH CORP COM | 29261A100 | Stock | 372,726 | $21,767,000 | thousands by filing date | |
| PETIQ INC | 71639T106 | COMMON STOCK | 691,621 | $21,723,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 590,922 | $21,597,000 | thousands by filing date | |
| STERIS PLC SHS USD | G8473T100 | Stock | 168,066 | $21,518,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 511,182 | $21,490,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 727,035 | $21,484,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 1,949,000 | $21,478,000 | thousands by filing date | put |
| METLIFE INC COM | 59156R108 | Stock | 503,500 | $21,434,000 | thousands by filing date | put |
| Pfizer Inc. | 717081103 | COM | 503,600 | $21,388,000 | thousands by filing date | call |
| KORN FERRY COM NEW | 500643200 | Stock | 476,982 | $21,358,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 395,158 | $21,347,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 695,072 | $21,338,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 352,133 | $21,338,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 352,783 | $21,291,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 185,712 | $21,227,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 277,526 | $21,206,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 316,059 | $21,140,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 155,000 | $21,106,000 | thousands by filing date | call |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 834,783 | $21,053,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 697,305 | $21,031,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 270,918 | $20,982,000 | thousands by filing date | |
| SITEONE LANDSCAPE SUPPLY INC | 82982L103 | COM | 366,839 | $20,966,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 447,804 | $20,926,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 321,040 | $20,919,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 408,268 | $20,916,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 416,333 | $20,801,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 1,092,983 | $20,745,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 372,032 | $20,729,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 194,831 | $20,727,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 175,238 | $20,700,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 214,003 | $20,622,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 594,914 | $20,619,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 45,417 | $20,618,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 704,454 | $20,577,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 161,841 | $20,572,000 | thousands by filing date | |
| ELANCO ANIMAL HEALTH INC COM | 28414H103 | Stock | 640,732 | $20,547,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 158,671 | $20,434,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 706,437 | $20,387,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 425,000 | $20,353,000 | thousands by filing date | put |
| MEDPACE HLDGS INC COM | 58506Q109 | Stock | 343,868 | $20,278,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 263,774 | $20,264,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 388,606 | $20,258,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 624,922 | $20,197,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 280,298 | $20,102,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 459,313 | $20,091,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 2,860,252 | $20,079,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 569,327 | $20,071,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 735,154 | $20,070,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 328,827 | $20,045,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 538,697 | $20,013,000 | thousands by filing date | |
| RED ROCK RESORTS INC | 75700L108 | CL A | 773,598 | $19,996,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP CL A | 78410G104 | REIT | 100,000 | $19,966,000 | thousands by filing date | call |
| CENTURYLINK INC | 156700106 | COM | 1,664,203 | $19,954,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 269,346 | $19,950,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 271,597 | $19,848,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 564,002 | $19,843,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 1,415,747 | $19,793,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 90,855 | $19,786,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 356,291 | $19,775,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P103 | LNG/SHT EQUITY | 504,035 | $19,763,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 333,236 | $19,751,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 303,736 | $19,664,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 1,965,383 | $19,634,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 800,975 | $19,592,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E842 | DORSEY WRGT SMLC | 387,135 | $19,549,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 266,236 | $19,542,000 | thousands by filing date | |
| TRIBUNE COMPANY | 896047503 | COMMON | 423,364 | $19,534,000 | thousands by filing date | |
| ALTAIR ENGINEERING INC | 021369103 | COMMON STOCK | 528,735 | $19,463,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 786,534 | $19,451,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 265,350 | $19,435,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 5,994,355 | $19,422,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 277,832 | $19,420,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 522,800 | $19,411,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 140,146 | $19,379,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 342,323 | $19,378,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 135,838 | $19,369,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 358,700 | $19,366,000 | thousands by filing date | put |
| GENTHERM INC | 37253A103 | COM | 525,362 | $19,365,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 227,695 | $19,359,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 172,800 | $19,309,000 | thousands by filing date | put |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 166,258 | $19,280,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 194,832 | $19,212,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 209,411 | $19,211,000 | thousands by filing date | |
| PROSHARES TR | 74347B680 | S&P MDCP 400 DIV | 340,168 | $19,165,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 506,371 | $19,110,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 77,500 | $19,103,000 | thousands by filing date | put |
| POST HLDGS INC | 737446104 | COM | 174,371 | $19,077,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 163,536 | $19,052,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 63,231 | $19,029,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 475,239 | $19,014,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 379,452 | $19,007,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 145,700 | $18,996,000 | thousands by filing date | put |
| FIRST DATA CORP NEW COM CL A | 32008D106 | Stock | 722,476 | $18,980,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 1,163,074 | $18,958,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 382,669 | $18,922,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 400,882 | $18,881,000 | thousands by filing date | |
| AMERICOLD REALTY TRUST INC COM | 03064D108 | REIT | 617,904 | $18,853,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 204,480 | $18,848,000 | thousands by filing date | |
| Vanguard International Dividend Appreciation ETF | 921946810 | SHS | 291,705 | $18,844,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 569,449 | $18,797,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 76,083 | $18,761,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 157,894 | $18,689,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 650,514 | $18,687,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P608 | RIVRFRNT DYN DEV | 331,646 | $18,685,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 672,533 | $18,649,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 619,767 | $18,636,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 1,170,000 | $18,626,000 | thousands by filing date | put |
| WORKDAY INC | 98138HAF8 | NOTE 0.250%10/0 | 13,188,000 | $18,620,000 | thousands by filing date | principal |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 202,911 | $18,573,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 186,055 | $18,490,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 185,468 | $18,461,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 192,898 | $18,396,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 426,647 | $18,370,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 336,528 | $18,370,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 284,878 | $18,360,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 165,418 | $18,338,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 126,911 | $18,325,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 348,858 | $18,265,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 193,655 | $18,246,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 386,038 | $18,191,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 202,024 | $18,165,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 215,147 | $18,137,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 315,200 | $18,102,000 | thousands by filing date | call |
| VIACOM INC | 92553P201 | CL B | 644,500 | $18,091,000 | thousands by filing date | put |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 378,149 | $18,073,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 332,226 | $18,062,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 330,000 | $18,058,000 | thousands by filing date | put |
| UGI CORP NEW COM | 902681105 | Stock | 325,410 | $18,035,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 977,676 | $17,960,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 170,817 | $17,960,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 298,793 | $17,934,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 516,483 | $17,922,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 132,000 | $17,913,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 465,721 | $17,889,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 975,100 | $17,698,000 | thousands by filing date | put |
| American Express Company | 025816109 | COM | 161,800 | $17,685,000 | thousands by filing date | put |
| VEREIT INC | 92339V100 | COM | 2,111,873 | $17,676,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 257,623 | $17,609,000 | thousands by filing date | |
| VISTRA CORP COM | 92840M102 | Stock | 675,746 | $17,590,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 70,828 | $17,584,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 366,328 | $17,572,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 395,168 | $17,536,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 606,370 | $17,508,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 401,700 | $17,502,000 | thousands by filing date | call |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 3,054,359 | $17,502,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 272,969 | $17,494,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AK1 | NOTE 1.000%12/0 | 14,143,000 | $17,479,000 | thousands by filing date | principal |
| Walt Disney Co | 254687106 | COM | 157,200 | $17,454,000 | thousands by filing date | call |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 494,310 | $17,435,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 987,379 | $17,398,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 10,707,000 | $17,397,000 | thousands by filing date | principal |
| TWITTER INC | 90184L102 | COM | 528,900 | $17,390,000 | thousands by filing date | put |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 264,020 | $17,388,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 553,782 | $17,377,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 50,000 | $17,346,000 | thousands by filing date | put |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 258,315 | $17,317,000 | thousands by filing date | |
| MAGNOLIA OIL & GAS CORP | 559663109 | CL A | 1,442,965 | $17,315,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 1,510,100 | $17,306,000 | thousands by filing date | put |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 537,668 | $17,292,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 380,400 | $17,274,000 | thousands by filing date | put |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 127,481 | $17,233,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 911,475 | $17,225,000 | thousands by filing date | |
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 483,887 | $17,216,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 230,000 | $17,209,000 | thousands by filing date | call |
| PACER FDS TR | 69374H105 | TRENDP US LAR CP | 585,327 | $17,198,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 241,661 | $17,172,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N766 | CMN | 341,507 | $17,140,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 2,396,739 | $17,112,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 205,486 | $17,078,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 308,294 | $17,076,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C203 | S&P MDCP 400 REV | 287,377 | $17,027,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 266,321 | $17,023,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 457,090 | $16,987,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 286,576 | $16,985,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 1,137,071 | $16,965,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 1,982,687 | $16,953,000 | thousands by filing date | |
| VICI PPTYS INC COM | 925652109 | REIT | 773,730 | $16,930,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 938,740 | $16,897,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 128,036 | $16,880,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 412,110 | $16,802,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 1,286,214 | $16,797,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 168,182 | $16,775,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 242,749 | $16,774,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 608,252 | $16,753,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 335,310 | $16,729,000 | thousands by filing date | |
| THOMPSON REUTERS CORP | 884903709 | COM NEW | 282,100 | $16,700,000 | thousands by filing date | put |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 1,007,774 | $16,699,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 161,009 | $16,694,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 67,500 | $16,690,000 | thousands by filing date | put |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 406,552 | $16,663,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 1,038,891 | $16,653,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 380,600 | $16,640,000 | thousands by filing date | call |
| INVESCO EXCHANGE TRADED FD T | 46137V266 | S&P500 PUR GWT | 142,981 | $16,546,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 270,479 | $16,486,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 400,000 | $16,396,000 | thousands by filing date | put |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 247,800 | $16,385,000 | thousands by filing date | put |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 208,308 | $16,254,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 229,760 | $16,242,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 226,300 | $16,232,000 | thousands by filing date | put |
| INVESCO EXCH TRADED FD TR II | 46138G870 | VAR RATE PFD | 658,334 | $16,182,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V597 | RAFI US 1500 | 126,481 | $16,137,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 492,100 | $16,067,000 | thousands by filing date | put |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 9,495,462 | $16,047,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 735,948 | $15,991,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 560,959 | $15,943,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 126,781 | $15,882,000 | thousands by filing date | |
| MILACRON HLDGS CORP | 59870L106 | COM | 1,400,990 | $15,860,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 181,926 | $15,819,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 856,394 | $15,818,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 222,381 | $15,755,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 363,833 | $15,753,000 | thousands by filing date | |
| iShares Global REIT ETF | 46434V647 | SHS | 588,107 | $15,715,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 832,218 | $15,654,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063PAB1 | NOTE 0.375% 3/1 | 15,700,000 | $15,556,000 | thousands by filing date | principal |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 76,070 | $15,543,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 149,807 | $15,542,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 264,524 | $15,529,000 | thousands by filing date | |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 280,819 | $15,527,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 417,000 | $15,487,000 | thousands by filing date | put |
| INVESCO EXCH TRADED FD TR II | 46138E628 | KBW BK ETF | 319,496 | $15,399,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 335,317 | $15,391,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 280,700 | $15,390,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 233,249 | $15,389,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2020 CORP | 46138J502 | BULSHS 2020 CB | 723,644 | $15,355,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 64,633 | $15,319,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 381,382 | $15,296,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 650,201 | $15,292,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 276,430 | $15,281,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 300,742 | $15,221,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 127,585 | $15,195,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 218,516 | $15,180,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 186,677 | $15,154,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 233,021 | $15,147,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 510,329 | $15,120,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 962,413 | $15,091,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 148,762 | $15,068,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 702,326 | $15,065,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 454,476 | $15,061,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 288,422 | $15,042,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 1,317,064 | $15,041,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 200,300 | $15,029,000 | thousands by filing date | call |
| LITTELFUSE INC COM | 537008104 | Stock | 82,327 | $15,023,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 548,439 | $15,022,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 200,000 | $15,006,000 | thousands by filing date | put |
| SPLUNK INC | 848637104 | COM | 120,336 | $14,994,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 235,549 | $14,979,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 583,693 | $14,976,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 750,883 | $14,966,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 181,491 | $14,949,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 6,224,803 | $14,878,000 | thousands by filing date | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 309,373 | $14,857,000 | thousands by filing date | |
| DOCUSIGN INC COM | 256163106 | Stock | 286,040 | $14,827,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 275,400 | $14,791,000 | thousands by filing date | put |
| American Tower Corporation | 03027X100 | COM | 75,000 | $14,780,000 | thousands by filing date | put |
| American Tower Corporation | 03027X100 | COM | 75,000 | $14,780,000 | thousands by filing date | call |
| RELIANCE INC | 759509102 | COM | 163,532 | $14,759,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 277,154 | $14,737,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 286,350 | $14,733,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 567,072 | $14,733,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 1,359,128 | $14,718,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 218,275 | $14,697,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 177,692 | $14,696,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 354,435 | $14,666,000 | thousands by filing date | |
| HERBALIFE LTD | 42703MAB9 | NOTE 2.000% 8/1 | 11,816,000 | $14,652,000 | thousands by filing date | principal |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 556,237 | $14,540,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 220,701 | $14,524,000 | thousands by filing date | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 309,882 | $14,492,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 486,859 | $14,436,000 | thousands by filing date | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 1,035,146 | $14,378,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 60,800 | $14,372,000 | thousands by filing date | put |
| CALAVO GROWERS INC | 128246105 | COM | 171,300 | $14,364,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 242,300 | $14,327,000 | thousands by filing date | call |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 478,648 | $14,244,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 329,122 | $14,191,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E404 | CEF INM COMPSI | 638,410 | $14,144,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 160,000 | $14,142,000 | thousands by filing date | put |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 279,617 | $14,108,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 471,829 | $14,075,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 70,000 | $14,051,000 | thousands by filing date | call |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 227,268 | $14,020,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 125,521 | $14,014,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 857,994 | $13,985,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 257,651 | $13,978,000 | thousands by filing date | |
| iShares Treasury Floating Rate Bond ETF | 46434V860 | SHS | 277,066 | $13,954,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 752,740 | $13,903,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 239,771 | $13,874,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 79,249 | $13,866,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 493,848 | $13,862,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC NEW COM | 84790A105 | Stock | 250,822 | $13,740,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 252,144 | $13,720,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 1,623,034 | $13,715,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 322,600 | $13,701,000 | thousands by filing date | put |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 2,322,659 | $13,634,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U886 | HENDRSN SHRT ETF | 272,702 | $13,556,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 160,700 | $13,532,000 | thousands by filing date | put |
| Southern Company | 842587107 | COM | 261,400 | $13,509,000 | thousands by filing date | call |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 1,234,004 | $13,501,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 698,057 | $13,493,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 387,632 | $13,466,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V100 | AEROSPACE DEFN | 232,020 | $13,449,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 408,573 | $13,438,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 751,031 | $13,427,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 947,788 | $13,411,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 138,137 | $13,409,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 1,225,000 | $13,389,000 | thousands by filing date | put |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 642,000 | $13,379,000 | thousands by filing date | put |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 229,489 | $13,343,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C401 | ULTRA DIVID REV | 351,419 | $13,315,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 218,355 | $13,309,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 545,671 | $13,304,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 87,300 | $13,294,000 | thousands by filing date | call |
| LEGGETT & PLATT INC | 524660107 | COM | 313,296 | $13,228,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 229,900 | $13,203,000 | thousands by filing date | put |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 2,663,216 | $13,183,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 117,653 | $13,161,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 134,662 | $13,136,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 300,400 | $13,134,000 | thousands by filing date | put |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 119,350 | $13,129,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 107,067 | $13,128,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 501,000 | $13,116,000 | thousands by filing date | put |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 376,470 | $13,097,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 154,581 | $13,095,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 388,699 | $13,065,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 1,161,897 | $13,059,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 258,044 | $13,059,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 486,525 | $13,043,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 226,905 | $13,032,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E198 | S&P MIDCP LOW | 261,970 | $13,013,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 583,478 | $12,994,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 468,383 | $12,984,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 479,381 | $12,905,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 42,671 | $12,893,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 588,448 | $12,810,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416102 | HARTFORD MLT ETF | 454,519 | $12,804,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 143,000 | $12,796,000 | thousands by filing date | call |
| EVO PMTS INC | 26927E104 | CL A COM | 440,236 | $12,789,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 475,542 | $12,740,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 154,804 | $12,734,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 134,211 | $12,665,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 288,582 | $12,651,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 850,941 | $12,586,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J700 | BULSHS 2021 CB | 598,270 | $12,581,000 | thousands by filing date | |
| PGIM ETF TR | 69344A107 | PGIM ULTRA SH BD | 250,410 | $12,554,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 75,814 | $12,508,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST | 85571BAH8 | Convertible Debt | 12,635,000 | $12,508,000 | thousands by filing date | principal |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 328,214 | $12,482,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 103,875 | $12,465,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C302 | S&P SMALLCAP 600 | 190,007 | $12,457,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 210,000 | $12,443,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 471,962 | $12,427,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 276,000 | $12,404,000 | thousands by filing date | call |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 715,060 | $12,399,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 1,526,700 | $12,397,000 | thousands by filing date | put |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 165,008 | $12,392,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 192,495 | $12,366,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E537 | NATL AMT MUNI | 481,701 | $12,362,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 71,536 | $12,334,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 385,083 | $12,296,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 257,500 | $12,285,000 | thousands by filing date | call |
| GODADDY INC CL A | 380237107 | Stock | 163,208 | $12,271,000 | thousands by filing date | |
| INVESCO | 46138J882 | EXCHANGE TRADED | 580,362 | $12,257,000 | thousands by filing date | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 65,183 | $12,256,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 80,724 | $12,252,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 507,647 | $12,199,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 78,758 | $12,179,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT HEALTHCARE MOMENTUM ETF | 46137V852 | ETF | 152,875 | $12,174,000 | thousands by filing date | |
| KIRKLAND LAKE GOLD LTD | 49741E100 | COM | 400,100 | $12,167,000 | thousands by filing date | put |
| iShares Global 100 ETF | 464287572 | SHS | 255,734 | $12,160,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 974,071 | $12,147,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 226,186 | $12,146,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 50,000 | $12,144,000 | thousands by filing date | put |
| International Business Machines Corporation | 459200101 | COM | 86,000 | $12,134,000 | thousands by filing date | call |
| DENBURY RES INC | 247916208 | COM NEW | 5,914,969 | $12,126,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 341,895 | $12,124,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607AB6 | DBCV 1.500%11/1 | 6,730,000 | $12,116,000 | thousands by filing date | principal |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 327,603 | $12,105,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 583,401 | $12,100,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 472,596 | $12,089,000 | thousands by filing date | |
| CAPRI HOLDINGS LIMITED | G1890L107 | SHS | 263,583 | $12,059,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 159,619 | $12,013,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 92,297 | $12,003,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 308,524 | $11,997,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V332 | S&P500 EQL HLT | 60,709 | $11,983,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 193,306 | $11,952,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 512,876 | $11,940,000 | thousands by filing date | |
| EQUINOR ASA SPONSORED ADR | 29446M102 | ADR | 541,666 | $11,901,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 89,747 | $11,894,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 144,193 | $11,892,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 124,274 | $11,885,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 96,111 | $11,885,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 158,300 | $11,860,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 415,522 | $11,859,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 93,457 | $11,856,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 99,139 | $11,829,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 181,700 | $11,813,000 | thousands by filing date | put |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 1,303,072 | $11,805,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 1,237,164 | $11,802,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 131,100 | $11,799,000 | thousands by filing date | call |
| Coca-Cola Company | 191216100 | COM | 251,300 | $11,776,000 | thousands by filing date | put |
| ZENDESK INC | 98936JAB7 | NOTE 0.250% 3/1 | 8,220,000 | $11,775,000 | thousands by filing date | principal |
| FIVE BELOW INC COM | 33829M101 | Stock | 94,331 | $11,721,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 116,976 | $11,721,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 110,773 | $11,700,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 128,615 | $11,695,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 155,997 | $11,684,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 103,394 | $11,683,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 1,160,526 | $11,652,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 86,895 | $11,633,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 170,000 | $11,621,000 | thousands by filing date | call |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 248,537 | $11,610,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 914,378 | $11,576,000 | thousands by filing date | |
| GARDNER DENVER HLDGS INC | 36555P107 | COM | 414,645 | $11,532,000 | thousands by filing date | |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 126,607 | $11,518,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 3,095,142 | $11,514,000 | thousands by filing date | |
| CHESAPEAKE LODGING TR | 165240102 | SH BEN INT | 413,310 | $11,494,000 | thousands by filing date | |
| HUBSPOT INC | 443573AB6 | NOTE 0.250% 6/0 | 6,460,000 | $11,491,000 | thousands by filing date | principal |
| ISHARES TR | 464287564 | SELECT US REIT | 103,339 | $11,490,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 226,780 | $11,424,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 191,744 | $11,408,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V506 | DIVID ACHIEVEV | 412,278 | $11,404,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 539,112 | $11,397,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 186,211 | $11,378,000 | thousands by filing date | |
| HIGHLAND GLOBAL ALLOCATION F | 43010T104 | COM | 880,424 | $11,375,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 52,598 | $11,359,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 308,118 | $11,339,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 37,700 | $11,316,000 | thousands by filing date | put |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 295,690 | $11,308,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 134,737 | $11,301,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 101,000 | $11,292,000 | thousands by filing date | put |
| DOMTAR CORP | 257559203 | COM NEW | 227,415 | $11,290,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V282 | S&P500 EQL TEC | 66,365 | $11,288,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 266,800 | $11,259,000 | thousands by filing date | call |
| YUM CHINA HLDGS INC | 98850P109 | COM | 250,614 | $11,255,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 1,241,808 | $11,251,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 181,400 | $11,245,000 | thousands by filing date | put |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 528,383 | $11,245,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 217,436 | $11,199,000 | thousands by filing date | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 161,669 | $11,197,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 71,937 | $11,185,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 179,140 | $11,184,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 379,009 | $11,109,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 150,000 | $11,100,000 | thousands by filing date | put |
| ALLERGAN PLC | G0177J108 | SHS | 75,800 | $11,098,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 302,457 | $11,064,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 307,733 | $11,023,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 527,303 | $10,994,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 145,000 | $10,955,000 | thousands by filing date | put |
| INSTEEL INDS INC | 45774W108 | COM | 523,408 | $10,950,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 944,398 | $10,946,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 292,878 | $10,937,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 196,458 | $10,923,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 880,180 | $10,905,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 902,504 | $10,893,000 | thousands by filing date | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 363,447 | $10,882,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 157,400 | $10,876,000 | thousands by filing date | put |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 160,254 | $10,834,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 298,120 | $10,800,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 117,700 | $10,799,000 | thousands by filing date | call |
| SEMTECH CORP COM | 816850101 | Stock | 211,762 | $10,781,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 151,500 | $10,766,000 | thousands by filing date | put |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 240,723 | $10,760,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 550,855 | $10,737,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 215,175 | $10,736,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 130,635 | $10,653,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 225,787 | $10,634,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 481,926 | $10,632,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 921,325 | $10,624,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V175 | S&P SML600 GWT | 93,672 | $10,601,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 247,089 | $10,600,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 57,674 | $10,544,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 247,700 | $10,527,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 306,811 | $10,483,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 1,088,724 | $10,462,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 52,794 | $10,451,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 71,300 | $10,439,000 | thousands by filing date | put |
| INVESCO EXCH TRADED FD TR II | 46138G102 | S&P SMLCP LOW | 221,928 | $10,416,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 674,499 | $10,408,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J304 | BULSHS 2019 CB | 492,353 | $10,374,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 270,000 | $10,371,000 | thousands by filing date | put |
| INVESCO ACTIVELY MANAGED EXC | 46090A879 | VAR RATE INVT | 416,113 | $10,353,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 90,547 | $10,338,000 | thousands by filing date | |
| BRP INC COM SUN VTG | 05577W200 | Stock | 371,970 | $10,299,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 39,700 | $10,288,000 | thousands by filing date | call |
| OPUS BK IRVINE CALIF | 684000102 | COM | 519,519 | $10,286,000 | thousands by filing date | |
| NUVASIVE INC | 670704AG0 | NOTE 2.250% 3/1 | 9,238,000 | $10,274,000 | thousands by filing date | principal |
| COSTAR GROUP INC COM | 22160N109 | Stock | 22,000 | $10,261,000 | thousands by filing date | call |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 741,214 | $10,258,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 694,555 | $10,245,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-19-011119 | this filing | 2019-05-15 | acceptance time not in the bulk data set |