13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2019-03-31, filed 2019-05-15, with 7,014 holding rows worth $234,152,580,000.
- Accession
- 0001567619-19-011119
- Filer
- CIK 1000275
- Filed
- 2019-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2019
A holdings report, 25,016 entries on the cover page, a total value of $234,152,580,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $234,152,580,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC Capital Markets Arbitrage S.A.028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerLMCG INVESTMENTS, LLC028-13608
- included managerMID CONTINENT CAPITAL LLC/IL028-05684
- included managerSymphonic Financial Advisors LLC028-12672
- included managerSEI INVESTMENTS MANAGEMENT CORP028-16475
- included managerAston Asset Management, LLC028-12347
- included managerUBS ASSET MANAGEMENT AMERICAS INC028-02682
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerJACKSON NATIONAL ASSET MANAGEMENT LLC028-06761
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| DOWDUPONT INC | 26078J118 | WHEN ISSUED | 765 | $28,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 500 | $27,000 | thousands by filing date | call |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 2,274 | $27,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 1,641 | $27,000 | thousands by filing date | |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 451 | $27,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 609 | $27,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 1,502 | $27,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 7,172 | $27,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F684 | RETAIL ETF | 255 | $27,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y863 | GLOBAL X GOLD EX | 1,300 | $27,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 6,000 | $27,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E545 | MSCI GBL TIMBR | 960 | $27,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 1,300 | $27,000 | thousands by filing date | put |
| VERASTEM INC | 92337C104 | COM | 9,109 | $27,000 | thousands by filing date | |
| ON TRACK INNOVATION LTD | M8791A109 | SHS | 41,000 | $27,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 17,000 | $27,000 | thousands by filing date | |
| OPES ACQUISITION CORP | 68373P100 | COM | 2,700 | $27,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 200 | $26,000 | thousands by filing date | put |
| Intuit Inc. | 461202103 | COM | 100 | $26,000 | thousands by filing date | call |
| ISHARES TR | 464288687 | COM | 700 | $26,000 | thousands by filing date | put |
| FIRST TR EXCH TRD ALPHDX FD | 33737J802 | INDIA NFTY50 EQW | 700 | $26,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 400 | $26,000 | thousands by filing date | put |
| TWILIO INC CL A | 90138F102 | Stock | 200 | $26,000 | thousands by filing date | put |
| CERUS CORP | 157085101 | COM | 4,175 | $26,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 2,376 | $26,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 300 | $26,000 | thousands by filing date | call |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 1,878 | $26,000 | thousands by filing date | |
| VANECK VECTORS ETF TRUST | 92189F288 | ENERGY INCOME | 1,282 | $26,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 800 | $26,000 | thousands by filing date | |
| VANECK DIGITAL NATIVE ECONOMY ETF | 92189F882 | ETF | 715 | $26,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 500 | $26,000 | thousands by filing date | put |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 20,600 | $26,000 | thousands by filing date | call |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 3,400 | $26,000 | thousands by filing date | |
| ISHARES TR | 46432FAN7 | 2023 INVTGR BD | 1,060 | $26,000 | thousands by filing date | |
| LAZARD WORLD DIVID & INCOME | 521076109 | COM | 2,595 | $26,000 | thousands by filing date | |
| TRAVELPORT WORLDWIDE LTD | G9019D104 | SHS | 1,608 | $26,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q101 | COM | 6,314 | $26,000 | thousands by filing date | |
| HTG MOLECULAR DIAGNOSTICS IN | 40434H104 | COM | 10,500 | $26,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R762 | PFD CL A 6.875 | 1,000 | $26,000 | thousands by filing date | principal |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 600 | $25,000 | thousands by filing date | call |
| FIVE BELOW INC COM | 33829M101 | Stock | 200 | $25,000 | thousands by filing date | put |
| LENNAR CORP CL A | 526057104 | Stock | 500 | $25,000 | thousands by filing date | call |
| XTRACKERS MSCI EAFE HIGH DIVIDEND YIELD EQUITY ETF | 233051630 | ETF | 1,081 | $25,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 1,794 | $25,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 800 | $25,000 | thousands by filing date | call |
| SIMULATIONS PLUS INC | 829214105 | COM | 1,219 | $25,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 1,500 | $25,000 | thousands by filing date | put |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 469 | $25,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 562 | $25,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 11,500 | $25,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 900 | $25,000 | thousands by filing date | call |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 2,697 | $25,000 | thousands by filing date | |
| DBX ETF TR | 233051705 | XTRACK MUN INFRA | 935 | $25,000 | thousands by filing date | |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 1,596 | $25,000 | thousands by filing date | |
| MESA RTY TR | 590660106 | UNIT BEN INT | 2,000 | $25,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 800 | $25,000 | thousands by filing date | |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 4,815 | $25,000 | thousands by filing date | |
| BEST INC | 08653C106 | SPONSORED ADS | 4,864 | $25,000 | thousands by filing date | |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 3,013 | $25,000 | thousands by filing date | |
| Kelso Technologies Inc | 48826D201 | COM | 35,295 | $25,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533AC2 | NOTE 5.000% 6/1 | 25,000 | $25,000 | thousands by filing date | principal |
| MCCLATCHY CO | 579489303 | CL A NEW | 5,000 | $25,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY | 458118AC0 | NOTE 0.87511/1 | 16,000 | $25,000 | thousands by filing date | principal |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 300 | $24,000 | thousands by filing date | call |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 200 | $24,000 | thousands by filing date | put |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 100 | $24,000 | thousands by filing date | call |
| A-MARK PRECIOUS METALS INC | 00181T107 | COM | 2,000 | $24,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G707 | VIRTUS NEWFLEET | 1,001 | $24,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 2,114 | $24,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 1,763 | $24,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 1,658 | $24,000 | thousands by filing date | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 1,700 | $24,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 1,400 | $24,000 | thousands by filing date | call |
| PROSHARES TR | 74347B508 | DJ BRKFLD GLB | 550 | $24,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 2,200 | $24,000 | thousands by filing date | call |
| FIRST TRUST ALTERNATIVE ABSOLUTE RETURN STRATEGYETF | 33740Y101 | UIT EXCHANGE TRADED | 896 | $24,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E388 | S&P 500 EX RAT | 658 | $24,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 1,785 | $24,000 | thousands by filing date | |
| BIOSIG TECHNOLOGIES INC | 09073N201 | COM NEW | 3,890 | $24,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G805 | DRONE ECONMY STG | 730 | $24,000 | thousands by filing date | |
| WAITR HLDGS INC | 930752100 | COM | 1,980 | $24,000 | thousands by filing date | |
| EMERALD EXPOSITIONS EVENTS I | 29103B100 | COM | 1,911 | $24,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738R787 | DEVELOPED INTL | 477 | $24,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 6,571 | $23,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 400 | $23,000 | thousands by filing date | put |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 700 | $23,000 | thousands by filing date | put |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 400 | $23,000 | thousands by filing date | put |
| HP INC COM | 40434L105 | Stock | 1,200 | $23,000 | thousands by filing date | put |
| WINGSTOP INC COM | 974155103 | Stock | 300 | $23,000 | thousands by filing date | put |
| CAPRI HOLDINGS LIMITED | G1890L107 | SHS | 500 | $23,000 | thousands by filing date | call |
| DAKTRONICS INC | 234264109 | COM | 3,031 | $23,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 457 | $23,000 | thousands by filing date | |
| ISHARES INC | 464286343 | US PWR INFRA ETF | 1,099 | $23,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 6,277 | $23,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 362 | $23,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 2,031 | $23,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 1,150 | $23,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 400 | $23,000 | thousands by filing date | call |
| PROSHARES TR | 74347B276 | PSHS ULDOW30 NEW | 800 | $23,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 10,000 | $23,000 | thousands by filing date | |
| EASTSIDE DISTILLING INC | 277802302 | COM | 4,000 | $23,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 22,000 | $23,000 | thousands by filing date | principal |
| JOHN HANCOCK EXCHANGE TRADED | 47804J701 | MLTFACTOR ENRG | 851 | $23,000 | thousands by filing date | |
| SPRING BK PHARMACEUTICALS IN | 849431101 | COM | 2,182 | $23,000 | thousands by filing date | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 879 | $22,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 200 | $22,000 | thousands by filing date | call |
| TOLL BROTHERS INC COM | 889478103 | Stock | 600 | $22,000 | thousands by filing date | put |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 1,370 | $22,000 | thousands by filing date | |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 14,525 | $22,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P300 | NUVEEN ESG LRGVL | 756 | $22,000 | thousands by filing date | |
| CELCUITY INC | 15102K100 | COM | 1,000 | $22,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 2,825 | $22,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 6,490 | $22,000 | thousands by filing date | |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 912 | $22,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 2,600 | $22,000 | thousands by filing date | call |
| INVESCO EXCHANGE TRADED FD T | 46137V183 | S&P SML 600 EQ | 400 | $22,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 4,172 | $22,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 6,014 | $22,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 22,600 | $22,000 | thousands by filing date | |
| OASIS PETE INC NEW | 674215AJ7 | NOTE | 23,000 | $22,000 | thousands by filing date | principal |
| GLOBAL X FDS | 37950E192 | GBL X MSCI PT ET | 2,064 | $22,000 | thousands by filing date | |
| ZSCALERINC | 98980G102 | STOK | 300 | $21,000 | thousands by filing date | call |
| GERON CORP | 374163103 | COM | 12,450 | $21,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 300 | $21,000 | thousands by filing date | put |
| WENDYS CO COM | 95058W100 | Stock | 1,200 | $21,000 | thousands by filing date | put |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 800 | $21,000 | thousands by filing date | call |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 800 | $21,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 648 | $21,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 400 | $21,000 | thousands by filing date | call |
| CNX MIDSTREAM PARTNERS LP | 12654A101 | COM UNIT REPST | 1,411 | $21,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 1,013 | $21,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 1,952 | $21,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P850 | MUNICIPAL GRN BD | 841 | $21,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 2,400 | $21,000 | thousands by filing date | |
| SPIRIT MTA REIT | 84861U105 | COM SHS BEN IN | 3,248 | $21,000 | thousands by filing date | |
| DIANTHUS THERAPEUTICS INC COM | 55910K108 | Stock | 1,295 | $21,000 | thousands by filing date | |
| PROSHARES TR | 74347B714 | FUND | 700 | $21,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 5,244 | $21,000 | thousands by filing date | |
| DIVERSIFIED RESTAURANT HOLDI | 25532M105 | COM | 22,578 | $21,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L300 | SUSTANABLE US | 765 | $21,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 5,339 | $21,000 | thousands by filing date | |
| BG STAFFING INC | 05544A109 | COM | 992 | $21,000 | thousands by filing date | |
| ISHARES US ETF TR | 46431W630 | MEDIA ENTRNMNT | 800 | $21,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 100 | $20,000 | thousands by filing date | put |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 500 | $20,000 | thousands by filing date | call |
| EXELON CORP COM | 30161N101 | Stock | 400 | $20,000 | thousands by filing date | put |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 2,100 | $20,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 1,200 | $20,000 | thousands by filing date | call |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 892 | $20,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 1,100 | $20,000 | thousands by filing date | call |
| HUYA INC ADS EACH REP 1 ORD SHS CL A | 44852D108 | COM | 700 | $20,000 | thousands by filing date | put |
| PACER INDUSTRIAL REAL ESTATE ETF | 69374H766 | ETF | 685 | $20,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P871 | CMN | 591 | $20,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y808 | YIELD ENHANCED | 409 | $20,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 1,798 | $20,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 21,400 | $20,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 4,300 | $20,000 | thousands by filing date | call |
| NUVEEN CORPORATE INCOME 2023 | 67079F101 | COM | 2,000 | $20,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 19,900 | $20,000 | thousands by filing date | |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 614 | $20,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 1,024 | $20,000 | thousands by filing date | |
| PROSHRE U/S DJ-UBS CRUDE OIL | 74347W668 | CMN | 1,158 | $20,000 | thousands by filing date | |
| NUVEEN GA DIVID | 67072B107 | COM | 1,712 | $20,000 | thousands by filing date | |
| CCA INDUSTRIES INC | 124867102 | COMM STK | 12,821 | $20,000 | thousands by filing date | |
| SOLARWINDS CORP | 83417Q105 | COM | 1,042 | $20,000 | thousands by filing date | |
| ISHARES TR | 46435G805 | MSCI MEXICO | 1,225 | $20,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H583 | ETF | 400 | $20,000 | thousands by filing date | |
| PACER FDS TR | 69374H782 | BNCHMRK RS ETF | 691 | $20,000 | thousands by filing date | |
| SPDR SSgA Multi-Asset Real Return ETF | 78467V103 | SHS | 755 | $19,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 100 | $19,000 | thousands by filing date | put |
| WORKDAY INC CL A | 98138H101 | Stock | 100 | $19,000 | thousands by filing date | call |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 500 | $19,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 500 | $19,000 | thousands by filing date | call |
| EVOLUS INC | 30052C107 | COM | 825 | $19,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 4,427 | $19,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 1,391 | $19,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 500 | $19,000 | thousands by filing date | put |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 400 | $19,000 | thousands by filing date | put |
| BIG LOTS INC | 089302103 | COM | 500 | $19,000 | thousands by filing date | call |
| VUZIX CORP | 92921W300 | COM NEW | 6,100 | $19,000 | thousands by filing date | call |
| MASTERCRAFT BOAT HOLDINGS IN | 57637H103 | COMMON STOCK | 819 | $19,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 1,350 | $19,000 | thousands by filing date | |
| ISHARES INC | 464286327 | MSCI GLB SLV&MTL | 2,127 | $19,000 | thousands by filing date | |
| BIRKS GROUP INC | 09088U109 | CL A COM | 17,500 | $19,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 1,700 | $19,000 | thousands by filing date | put |
| DERMIRA INC | 24983L104 | COM | 1,419 | $19,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 869 | $19,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875TAA9 | NOTE | 19,000 | $19,000 | thousands by filing date | principal |
| INVESCO EXCHNG TRADED FD TR | 46138E552 | MSCI EMRNG MKT | 605 | $19,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE-TRADED FD | 74255Y706 | PRINCIPAL ACTV | 700 | $19,000 | thousands by filing date | |
| Goldman Sachs Equal Weight U.S. Large Cap Equity ETF | 381430438 | SHS | 390 | $18,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 200 | $18,000 | thousands by filing date | call |
| KINROSS GOLD CORP | 496902404 | COM | 5,200 | $18,000 | thousands by filing date | call |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 508 | $18,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 300 | $18,000 | thousands by filing date | put |
| LANTHEUS HLDGS INC | 516544103 | COM | 751 | $18,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 300 | $18,000 | thousands by filing date | put |
| KOREA FD INC | 500634209 | COM NEW | 620 | $18,000 | thousands by filing date | |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 355 | $18,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 2,700 | $18,000 | thousands by filing date | call |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 4,000 | $18,000 | thousands by filing date | |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 7,182 | $18,000 | thousands by filing date | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 811 | $18,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 1,091 | $18,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A784 | APTUS DRAWDOWN | 600 | $18,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 4,323 | $18,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 2,650 | $18,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 1,344 | $18,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 1,770 | $18,000 | thousands by filing date | |
| ALKALINE WTR CO INC | 01643A207 | COM NEW | 7,332 | $18,000 | thousands by filing date | |
| INVESCO HIGH INCOME 2024 TAR | 46136K105 | COM | 1,819 | $18,000 | thousands by filing date | |
| EVOGENE LTD | M4119S104 | SHS | 10,000 | $18,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 1,222 | $18,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 600 | $17,000 | thousands by filing date | put |
| OKTAINCCLASSA | 679295105 | STOK | 200 | $17,000 | thousands by filing date | call |
| CYTOKINETICS INC | 23282W605 | COM NEW | 2,066 | $17,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 400 | $17,000 | thousands by filing date | put |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 200 | $17,000 | thousands by filing date | put |
| FORTINET INC COM | 34959E109 | Stock | 200 | $17,000 | thousands by filing date | put |
| NOVA LTD COM | M7516K103 | Stock | 675 | $17,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 300 | $17,000 | thousands by filing date | put |
| OMEROS CORP | 682143102 | COM | 962 | $17,000 | thousands by filing date | |
| GATES INDL CORP PLC | G39108108 | ORD SHS | 1,172 | $17,000 | thousands by filing date | |
| UPWORK INC | 91688F104 | COM | 905 | $17,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 300 | $17,000 | thousands by filing date | put |
| BLACKROCK STRATEGIC MUN TR | 09248T109 | COM | 1,300 | $17,000 | thousands by filing date | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 610 | $17,000 | thousands by filing date | |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 2,500 | $17,000 | thousands by filing date | |
| REPLIMUNE GROUP INC | 76029N106 | COMMON STOCK | 1,125 | $17,000 | thousands by filing date | |
| HUYA INC ADS EACH REP 1 ORD SHS CL A | 44852D108 | COM | 600 | $17,000 | thousands by filing date | call |
| KCAP FINANCIAL INC | 48668E101 | COM | 4,831 | $17,000 | thousands by filing date | |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 2,390 | $17,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 1,300 | $17,000 | thousands by filing date | call |
| MEDICINES CO | 584688105 | COM | 627 | $17,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 3,760 | $17,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 5,500 | $17,000 | thousands by filing date | |
| HIGHPOINT RES CORP | 43114K108 | COM | 8,137 | $17,000 | thousands by filing date | |
| LAKE SHORE BANCORP INC | 510700107 | COM | 1,050 | $17,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 667 | $17,000 | thousands by filing date | |
| CAESARS ENTMT CORP | 127686AA1 | NOTE | 11,728 | $17,000 | thousands by filing date | principal |
| PRINCIPIA BIOPHARMA INC | 74257L108 | COM | 500 | $17,000 | thousands by filing date | |
| CHIASMA INC | 16706W102 | COM | 3,150 | $17,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 4,500 | $17,000 | thousands by filing date | |
| CITIGROUP GLOBAL MKTS HLDGS | 17325E309 | VLCTYSHS 3X INV | 2,604 | $17,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19762B301 | I EM QUALITY ETF | 1,208 | $17,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 100 | $16,000 | thousands by filing date | call |
| Eaton Corp. Plc | G29183103 | COM | 200 | $16,000 | thousands by filing date | put |
| CLOROX CO DEL | 189054109 | COM | 100 | $16,000 | thousands by filing date | call |
| PAN AMERN SILVER CORP | 697900108 | COM | 1,200 | $16,000 | thousands by filing date | call |
| WELLTOWER INC COM | 95040Q104 | REIT | 200 | $16,000 | thousands by filing date | put |
| TERADYNE INC COM | 880770102 | Stock | 400 | $16,000 | thousands by filing date | put |
| FIRST SOLAR INC COM | 336433107 | Stock | 300 | $16,000 | thousands by filing date | put |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 300 | $16,000 | thousands by filing date | put |
| PG&E CORP COM | 69331C108 | Stock | 900 | $16,000 | thousands by filing date | put |
| AUTODESK INC COM | 052769106 | Stock | 100 | $16,000 | thousands by filing date | call |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 300 | $16,000 | thousands by filing date | call |
| LIVERAMP HLDGS INC COM | 53815P108 | Stock | 300 | $16,000 | thousands by filing date | put |
| MASCO CORP | 574599106 | COM | 400 | $16,000 | thousands by filing date | put |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 1,236 | $16,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 200 | $16,000 | thousands by filing date | put |
| BROWN FORMAN CORP | 115637100 | CL A | 313 | $16,000 | thousands by filing date | |
| BANDWIDTH INC | 05988J103 | COM CL A | 247 | $16,000 | thousands by filing date | |
| NEUBERGER BERMAN CALIFORNIA IN | 64123C101 | COM | 1,200 | $16,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 811 | $16,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 300 | $16,000 | thousands by filing date | call |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 750 | $16,000 | thousands by filing date | |
| NUVEEN NEW JERSEY MUN VALUE | 670702109 | SHS | 1,218 | $16,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F825 | DEFENSE ETF | 745 | $16,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 1,718 | $16,000 | thousands by filing date | |
| KEANE GROUP INC | 48669A108 | COM | 1,485 | $16,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A128 | ST STR SP1500VT | 162 | $16,000 | thousands by filing date | |
| PROSHARES TR II | 74347W130 | SHT VIX ST TRM | 300 | $16,000 | thousands by filing date | call |
| REGIS CORP | 758932107 | COM | 804 | $16,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 1,000 | $16,000 | thousands by filing date | |
| SYNACOR INC | 871561106 | COM | 10,000 | $16,000 | thousands by filing date | |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 3,054 | $16,000 | thousands by filing date | |
| ISHARES TR | 46432FAZ0 | IBONDS MAR23 ETF | 613 | $16,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E844 | DLY GOLD INDX 3X | 800 | $16,000 | thousands by filing date | call |
| COLONY CAP INC | 19624RAB2 | NOTE 3.875% 1/1 | 17,000 | $16,000 | thousands by filing date | principal |
| NANTKWEST INC | 63016Q102 | COM | 9,790 | $16,000 | thousands by filing date | |
| RA PHARMACEUTICALS INC | 74933V108 | COM | 700 | $16,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 200 | $15,000 | thousands by filing date | put |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 1,000 | $15,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 400 | $15,000 | thousands by filing date | call |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 900 | $15,000 | thousands by filing date | put |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 122 | $15,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 300 | $15,000 | thousands by filing date | put |
| ADMA BIOLOGICS INC | 000899104 | COM | 4,000 | $15,000 | thousands by filing date | |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 500 | $15,000 | thousands by filing date | call |
| NUSHARES ETF TR | 67092P888 | NUVEEN ESG EMRGN | 565 | $15,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 805 | $15,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430479 | ACCESS INVT GR | 300 | $15,000 | thousands by filing date | |
| GARRISON CAP INC | 366554103 | COM | 2,117 | $15,000 | thousands by filing date | |
| WESTERN ASSET CORPORATE LN F | 95790J102 | COM | 1,600 | $15,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 1,000 | $15,000 | thousands by filing date | call |
| VANECK ETF TRUST | 92189F304 | ENVIRONMENTAL SR | 150 | $15,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 1,052 | $15,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 3,315 | $15,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 14,321 | $15,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 15,283 | $15,000 | thousands by filing date | |
| ECA MARCELLUS TRUST I | 26827L109 | COMMON STOCK | 8,550 | $15,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 1,300 | $15,000 | thousands by filing date | call |
| ALTABA INC | 021346101 | COM | 200 | $15,000 | thousands by filing date | call |
| REVLON INC | 761525609 | OPT | 775 | $15,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 557 | $15,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 5,500 | $15,000 | thousands by filing date | call |
| GLOBAL X FDS | 37950E705 | CHINA INDL ETF | 1,000 | $15,000 | thousands by filing date | |
| BANK SOUTH CAROLINA CORP | 065066102 | COM | 830 | $15,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y405 | 20YR TRES BEAR | 796 | $15,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 3,000 | $15,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAB1 | NOTE 4.750% 8/2 | 15,000 | $15,000 | thousands by filing date | principal |
| WEATHERFORD INTL LTD | 947075AH0 | NOTE 5.875% 7/0 | 18,000 | $15,000 | thousands by filing date | principal |
| INPHI CORP | 45772FAB3 | NOTE 1.125%12/0 | 12,000 | $15,000 | thousands by filing date | principal |
| BLACKROCK TCP CAPITAL CORP | 87238QAB9 | COM | 15,000 | $15,000 | thousands by filing date | principal |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 540 | $14,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 200 | $14,000 | thousands by filing date | call |
| LOVESAC COMPANY | 54738L109 | COM | 500 | $14,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 400 | $14,000 | thousands by filing date | call |
| QORVO INC COM | 74736K101 | Stock | 200 | $14,000 | thousands by filing date | call |
| MOSAIC CO COM | 61945C103 | Stock | 500 | $14,000 | thousands by filing date | put |
| ITRON INC COM | 465741106 | Stock | 314 | $14,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 400 | $14,000 | thousands by filing date | call |
| WILLIAMS COS INC COM | 969457100 | Stock | 500 | $14,000 | thousands by filing date | put |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 500 | $14,000 | thousands by filing date | put |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 1,100 | $14,000 | thousands by filing date | call |
| MYLAN NV | N59465109 | SHS EURO | 500 | $14,000 | thousands by filing date | put |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 20,623 | $14,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 423 | $14,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 300 | $14,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460E307 | AUSPCE CMD STG | 565 | $14,000 | thousands by filing date | |
| PACER DATA & ETF INFRASTRUCTURE REAL ESTATE | 69374H741 | ETF | 507 | $14,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 300 | $14,000 | thousands by filing date | call |
| STRATASYS LTD | M85548101 | SHS | 600 | $14,000 | thousands by filing date | call |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 837 | $14,000 | thousands by filing date | |
| AMALGAMATED BANK | 022663108 | COMMON STOCK | 835 | $14,000 | thousands by filing date | |
| NUVEEN N Y SELECT TAX FREE I | 67063V104 | SH BEN INT | 1,000 | $14,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 923 | $14,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 2,000 | $14,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 760 | $14,000 | thousands by filing date | |
| INVESCO DB G10 CURRENCY HRVS | 46139B102 | UNIT | 585 | $14,000 | thousands by filing date | |
| EQUITY COMWLTH | 294628201 | 6.5% CNV PFD D | 500 | $14,000 | thousands by filing date | principal |
| RADA ELECTR INDS LTD | M81863124 | CMN | 4,750 | $14,000 | thousands by filing date | |
| FUSION CONNECT INC | 36116X102 | COM | 10,900 | $14,000 | thousands by filing date | |
| SPDR INDEX SHS FDS SOLACTIVE JAPAN | 78463X368 | CEF | 200 | $14,000 | thousands by filing date | |
| RESTORATION ROBOTICS INC | 76133C103 | COM | 23,000 | $14,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 900 | $13,000 | thousands by filing date | put |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 300 | $13,000 | thousands by filing date | call |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 500 | $13,000 | thousands by filing date | put |
| WHIRLPOOL CORP COM | 963320106 | Stock | 100 | $13,000 | thousands by filing date | call |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 200 | $13,000 | thousands by filing date | call |
| HORMEL FOODS CORP COM | 440452100 | Stock | 300 | $13,000 | thousands by filing date | put |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 300 | $13,000 | thousands by filing date | put |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 2,284 | $13,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 466 | $13,000 | thousands by filing date | |
| FB FINL CORP | 30257X104 | COM | 396 | $13,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 5,400 | $13,000 | thousands by filing date | call |
| YUM CHINA HLDGS INC | 98850P109 | COM | 300 | $13,000 | thousands by filing date | call |
| BP MIDSTREAM PARTNERS LP | 0556EL109 | UNIT LTD PTNR | 889 | $13,000 | thousands by filing date | |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 500 | $13,000 | thousands by filing date | put |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 929 | $13,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 400 | $13,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 440 | $13,000 | thousands by filing date | |
| AIRGAIN INC | 00938A104 | COM | 1,000 | $13,000 | thousands by filing date | |
| VANGUARD WELLINGTON FD | 921935607 | US MULTIFACTOR | 175 | $13,000 | thousands by filing date | |
| XEROX CORP | 984121608 | COM NEW | 400 | $13,000 | thousands by filing date | call |
| CHICOS FAS INC | 168615102 | COM | 3,000 | $13,000 | thousands by filing date | put |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 526 | $13,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 4,000 | $13,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 1,386 | $13,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 616 | $13,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 21,000 | $13,000 | thousands by filing date | |
| TRANS WORLD ENTERTAINMENT CP | 89336Q100 | COM | 31,836 | $13,000 | thousands by filing date | |
| NUVEEN PA MUN VALUE FD | 67074K105 | COM | 1,000 | $13,000 | thousands by filing date | |
| DOLPHIN ENTMT INC COM NEW | 25686H100 | Stock | 7,758 | $13,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 950 | $13,000 | thousands by filing date | |
| BLUE APRON HLDGS INC | 09523Q101 | CL A | 13,000 | $13,000 | thousands by filing date | |
| FORTY SEVEN INC | 34983P104 | COM | 800 | $13,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AH5 | NOTE 2.875% 3/1 | 14,000 | $13,000 | thousands by filing date | principal |
| PORTFOLIO RECOVERY ASSOCS IN | 73640QAB1 | NOTE 3.000% 8/0 | 13,000 | $13,000 | thousands by filing date | principal |
| EXTRACTION OIL AND GAS INC | 30227M105 | COM | 3,150 | $13,000 | thousands by filing date | |
| PRESIDIO INC | 74102M103 | COM | 856 | $13,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A122 | COM | 3,622 | $13,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A768 | PRMSE CP DIVRSFD | 439 | $13,000 | thousands by filing date | |
| Emmis Communications Corp | 291525400 | COM | 3,625 | $13,000 | thousands by filing date | |
| SIENNA BIOPHARMACEUTICALS IN | 82622H108 | COM | 5,700 | $13,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 100 | $12,000 | thousands by filing date | call |
| SPDR S&P North American Natural Resources ETF | 78463X152 | SHS | 382 | $12,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 300 | $12,000 | thousands by filing date | put |
| BUCKLE INC COM | 118440106 | Stock | 665 | $12,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 600 | $12,000 | thousands by filing date | call |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 200 | $12,000 | thousands by filing date | call |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 400 | $12,000 | thousands by filing date | put |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 400 | $12,000 | thousands by filing date | |
| ARCUS BIOSCIENCES INC | 03969F109 | COM | 1,000 | $12,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 500 | $12,000 | thousands by filing date | call |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 800 | $12,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G400 | INFRACP REIT PFD | 500 | $12,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 1,000 | $12,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 207 | $12,000 | thousands by filing date | |
| ODYSSEY MARINE EXPL INC | 676118201 | COM NEW | 1,694 | $12,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 1,566 | $12,000 | thousands by filing date | |
| LUXFER HOLDINGS PLC | G5698W116 | COMMON STOCK | 476 | $12,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 1,900 | $12,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 200 | $12,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 960 | $12,000 | thousands by filing date | |
| MARINE PETE TR | 568423107 | UNIT BEN INT | 5,100 | $12,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 1,835 | $12,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 1,569 | $12,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 605 | $12,000 | thousands by filing date | |
| VERRICA PHARMACEUTICALS INC | 92511W108 | COM | 1,115 | $12,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 7,800 | $12,000 | thousands by filing date | |
| NUVEEN MTG OPPTY TERM FD 2 | 67074R100 | COM | 540 | $12,000 | thousands by filing date | |
| NUVEEN TEXAS QUAL MUN IN | 670983105 | COM | 898 | $12,000 | thousands by filing date | |
| Carter Bank and Trust | 146102108 | Ordinary Shares | 630 | $12,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 215 | $12,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06745R693 | IPATH B S&P ETN | 204 | $12,000 | thousands by filing date | |
| POLARITYTE INC | 731094108 | COM | 1,196 | $12,000 | thousands by filing date | |
| PEAK RESORTS INC | 70469L100 | COM | 2,800 | $12,000 | thousands by filing date | |
| 3PEA INTL INC | 88579C109 | COM | 1,500 | $12,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 100 | $11,000 | thousands by filing date | call |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 200 | $11,000 | thousands by filing date | put |
| YETI HLDGS INC COM | 98585X104 | Stock | 359 | $11,000 | thousands by filing date | |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 841 | $11,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 200 | $11,000 | thousands by filing date | call |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 800 | $11,000 | thousands by filing date | put |
| DROPBOX INC CL A | 26210C104 | Stock | 500 | $11,000 | thousands by filing date | put |
| DROPBOX INC CL A | 26210C104 | Stock | 500 | $11,000 | thousands by filing date | call |
| XPO INC COM | 983793100 | Stock | 200 | $11,000 | thousands by filing date | put |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 400 | $11,000 | thousands by filing date | put |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 400 | $11,000 | thousands by filing date | call |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 300 | $11,000 | thousands by filing date | put |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 300 | $11,000 | thousands by filing date | call |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 600 | $11,000 | thousands by filing date | put |
| NUTANIX INC CL A | 67059N108 | Stock | 300 | $11,000 | thousands by filing date | put |
| LIVERAMP HLDGS INC COM | 53815P108 | Stock | 200 | $11,000 | thousands by filing date | call |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 21,133 | $11,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 219 | $11,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 500 | $11,000 | thousands by filing date | call |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 1,195 | $11,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 900 | $11,000 | thousands by filing date | put |
| TIFFANY & CO NEW | 886547108 | COM | 100 | $11,000 | thousands by filing date | call |
| TECNOGLASS INC | G87264100 | ORD SHS | 1,501 | $11,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 2,749 | $11,000 | thousands by filing date | |
| ISHARES MSCI AGRICULTUREPRODUCERS ETF | 464286350 | ETF | 390 | $11,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 3,400 | $11,000 | thousands by filing date | put |
| DSW INC-CLASS A | 23334L102 | CL A | 500 | $11,000 | thousands by filing date | put |
| SYMANTEC CORP | 871503108 | COM | 500 | $11,000 | thousands by filing date | put |
| HESS MIDSTREAM PARTNERS LP | 428104103 | UNIT LTD PR INT | 510 | $11,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 1,600 | $11,000 | thousands by filing date | put |
| FIRST TR EXCHANGE TRADED FD | 33738R779 | EMERGING MKTS | 223 | $11,000 | thousands by filing date | |
| ANGI INC CLASS A | 00183L102 | CL A | 701 | $11,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 3,523 | $11,000 | thousands by filing date | |
| SUNCOKE ENERGY PARTNERS LP | 86722Y101 | COMMON STOCK | 900 | $11,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 5,490 | $11,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 388 | $11,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 10,115 | $11,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 1,800 | $11,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 6,288 | $11,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 915 | $11,000 | thousands by filing date | |
| IKONICS CORP | 45172K102 | COM | 1,300 | $11,000 | thousands by filing date | |
| AURYN RES INC | 05208W108 | COM | 7,360 | $11,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 5,000 | $11,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP I | 42330PAH0 | NOTE 4.250% 5/0 | 11,000 | $11,000 | thousands by filing date | principal |
| PDL BIOPHARMA INC | 69329YAG9 | NOTE 2.750%12/0 | 10,000 | $11,000 | thousands by filing date | principal |
| OBALON THERAPEUTICS INC | 67424L100 | COM | 7,491 | $11,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y509 | Cmn | 400 | $11,000 | thousands by filing date | |
| TRINITY MERGER CORP | 89653L106 | COM CL A | 1,056 | $11,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 100 | $10,000 | thousands by filing date | call |
| YELP INC CL A | 985817105 | Stock | 300 | $10,000 | thousands by filing date | put |
| PHILLIPS 66 COM | 718546104 | Stock | 100 | $10,000 | thousands by filing date | put |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 700 | $10,000 | thousands by filing date | call |
| MASTEC INC COM | 576323109 | Stock | 200 | $10,000 | thousands by filing date | put |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 100 | $10,000 | thousands by filing date | put |
| DOCUSIGN INC COM | 256163106 | Stock | 200 | $10,000 | thousands by filing date | call |
| YUM BRANDS INC COM | 988498101 | Stock | 100 | $10,000 | thousands by filing date | put |
| YUM BRANDS INC COM | 988498101 | Stock | 100 | $10,000 | thousands by filing date | call |
| GENERAL MILLS INC COM | 370334104 | Stock | 200 | $10,000 | thousands by filing date | put |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 1,200 | $10,000 | thousands by filing date | put |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 466 | $10,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 5,100 | $10,000 | thousands by filing date | call |
| UR-ENERGY INC | 91688R108 | COM | 11,878 | $10,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 200 | $10,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 159 | $10,000 | thousands by filing date | |
| RH | 74967X103 | COM | 100 | $10,000 | thousands by filing date | put |
| MACROGENICS INC | 556099109 | COM | 548 | $10,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 182 | $10,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 900 | $10,000 | thousands by filing date | put |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 1,289 | $10,000 | thousands by filing date | |
| OAKTREE STRATEGIC INCOME COR | 67402D104 | COM | 1,217 | $10,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 1,100 | $10,000 | thousands by filing date | put |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 216 | $10,000 | thousands by filing date | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 784 | $10,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 2,728 | $10,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 597 | $10,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 200 | $10,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W133 | EMERG CUR STR FD | 551 | $10,000 | thousands by filing date | |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 1,500 | $10,000 | thousands by filing date | |
| FIRST US BANCSHARES INC | 33744V103 | COM | 1,000 | $10,000 | thousands by filing date | |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 3,400 | $10,000 | thousands by filing date | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 82 | $10,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-19-011119 | this filing | 2019-05-15 | acceptance time not in the bulk data set |