13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2019-03-31, filed 2019-05-15, with 7,190 holding rows worth $643,561,408,000.
- Accession
- 0001567619-19-010988
- Filer
- CIK 70858
- Filed
- 2019-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2019
A holdings report, 21,426 entries on the cover page, a total value of $643,561,408,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $643,561,408,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerU.S. TRUST Co OF DELAWARE028-10270
- included managerMANAGED ACCOUNT ADVISORS LLC028-12631
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 49,080 | $1,966,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 241,372 | $1,965,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 65,004 | $1,964,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 136,784 | $1,963,000 | thousands by filing date | |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 29,372 | $1,962,000 | thousands by filing date | |
| NLIGHT INC | 65487K100 | COM | 87,952 | $1,960,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 63,407 | $1,956,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 37,411 | $1,951,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33741X201 | INDXX INOVTV ETF | 66,829 | $1,950,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 139,940 | $1,948,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 35,917 | $1,945,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 173,044 | $1,943,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES BRITISH | 46138m109 | INDX FD | 15,383 | $1,943,000 | thousands by filing date | |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 65,000 | $1,940,000 | thousands by filing date | call |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 828,953 | $1,940,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 42,350 | $1,939,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 150,577 | $1,935,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J833 | BULSHS 2024 HY | 77,504 | $1,934,000 | thousands by filing date | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 112,610 | $1,931,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 130,052 | $1,928,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 499,109 | $1,922,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 122,952 | $1,914,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W398 | NEGT DUR HIG YLD | 95,413 | $1,904,000 | thousands by filing date | |
| DENALI THERAPEUTICS INC COM | 24823R105 | Stock | 81,862 | $1,901,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 30,000 | $1,898,000 | thousands by filing date | put |
| RELIANT BANCORP INC | 75956B101 | COM | 84,937 | $1,896,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 4,400 | $1,895,000 | thousands by filing date | put |
| SHERWIN WILLIAMS CO | 824348106 | COM | 4,400 | $1,895,000 | thousands by filing date | call |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 96,169 | $1,895,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 59,562 | $1,894,000 | thousands by filing date | |
| LIBERTY ENERGY INC | 53115L104 | COM CL A | 123,016 | $1,894,000 | thousands by filing date | |
| EVOGENE LTD | M4119S104 | SHS | 1,031,574 | $1,888,000 | thousands by filing date | |
| JANUS HENDERSON SMALL/MID CAP GROWTH ALPHA ETF | 47103U209 | ETF | 44,192 | $1,886,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 259,978 | $1,885,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 43,156 | $1,884,000 | thousands by filing date | |
| MAGNOLIA OIL & GAS CORP | 559663109 | CL A | 156,888 | $1,883,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 686,057 | $1,880,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 75,700 | $1,879,000 | thousands by filing date | call |
| INVESCO EXCHANGE TRADED FD T | 46137V159 | CMN | 37,310 | $1,878,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 70,235 | $1,878,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V803 | DORSEY WRGT CSMR | 34,222 | $1,876,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R705 | ST STR 1500MOM | 15,201 | $1,876,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 135,549 | $1,872,000 | thousands by filing date | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 112,748 | $1,871,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 117,120 | $1,861,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 38,440 | $1,858,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 39,900 | $1,853,000 | thousands by filing date | put |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 39,900 | $1,853,000 | thousands by filing date | call |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 361,700 | $1,849,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 125,203 | $1,846,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 143,018 | $1,845,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 221,162 | $1,844,000 | thousands by filing date | |
| BSB BANCORP INC MD | 05573H108 | COM | 56,058 | $1,841,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 90,922 | $1,840,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y673 | US INFR DEV ETF | 117,076 | $1,839,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 1,382,427 | $1,839,000 | thousands by filing date | |
| GOOSEHEAD INS INC | 38267D109 | COM CL A | 65,827 | $1,835,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 80,281 | $1,832,000 | thousands by filing date | |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 1,052,597 | $1,832,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 14,200 | $1,830,000 | thousands by filing date | call |
| STITCH FIX INC | 860897107 | COM CL A | 64,745 | $1,828,000 | thousands by filing date | |
| INSPIRE MED SYS INC COM | 457730109 | Stock | 32,037 | $1,819,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 79,627 | $1,818,000 | thousands by filing date | |
| NEXA RES S A | L67359106 | COM | 146,037 | $1,818,000 | thousands by filing date | |
| PROTECTIVE INSURANCE CORP- B | 74368l203 | COM | 98,104 | $1,817,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V688 | NEXT GEN CON ETF | 30,804 | $1,816,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y764 | MILLE CONSU ETF | 76,300 | $1,812,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 35,000 | $1,811,000 | thousands by filing date | call |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 134,948 | $1,809,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 143,404 | $1,807,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351X101 | COM | 107,317 | $1,807,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 121,913 | $1,801,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 22,500 | $1,801,000 | thousands by filing date | put |
| ASTRONICS CORP COM | 046433108 | Stock | 55,006 | $1,800,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H304 | ENERGY FD | 122,515 | $1,800,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 67,589 | $1,800,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 36,100 | $1,799,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N881 | VCSHS INTL HG DV | 55,202 | $1,796,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 78,169 | $1,787,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 36,633 | $1,782,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 100,000 | $1,780,000 | thousands by filing date | put |
| FIRST TR EXCH TRD ALPHA FD I | 33737J133 | BRAZIL ALPHA | 124,263 | $1,774,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 68,846 | $1,773,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 8,282 | $1,773,000 | thousands by filing date | |
| DBX ETF TR | 233051515 | XTRACKERS FTSE | 64,271 | $1,771,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 161,828 | $1,770,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 25,700 | $1,767,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V175 | S&P SML600 GWT | 15,615 | $1,767,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 37,500 | $1,766,000 | thousands by filing date | call |
| RIVERVIEW BANCORP INC | 769397100 | COM | 241,114 | $1,763,000 | thousands by filing date | |
| INVESCO ENERGY EXPLORATION & PRODUCTION ETF | 46137V761 | ETF | 91,380 | $1,763,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 180,262 | $1,759,000 | thousands by filing date | |
| PROSHARES TR | 74347B375 | LONG ONLINE SHRT | 34,134 | $1,759,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 247,929 | $1,758,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 102,951 | $1,758,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 89,039 | $1,753,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 104,403 | $1,750,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 426,631 | $1,749,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 21,300 | $1,746,000 | thousands by filing date | call |
| SSGA ACTIVE ETF TR | 78467V707 | ST STR UL BD ETF | 43,174 | $1,742,000 | thousands by filing date | |
| SSGA ACTIVE TR | 78470P200 | ST STR TOTAL ETF | 35,373 | $1,742,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 90,000 | $1,738,000 | thousands by filing date | put |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 121,107 | $1,737,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 154,889 | $1,735,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E156 | S&P SMLCP FINL | 33,074 | $1,730,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 250,524 | $1,729,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 368,983 | $1,723,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 14,700 | $1,721,000 | thousands by filing date | put |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 51,560 | $1,719,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 109,133 | $1,719,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 22,200 | $1,712,000 | thousands by filing date | put |
| FORESIGHT ENERGY LP | 34552U104 | COM UNT RP INT | 655,626 | $1,712,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R861 | STATE STRET SPDR | 88,491 | $1,711,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 123,657 | $1,704,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V449 | S&P 100 EQL WIGH | 31,050 | $1,703,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 137,108 | $1,701,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 9,500 | $1,700,000 | thousands by filing date | call |
| DIEBOLD NXDF INC | 253651103 | COM | 152,919 | $1,693,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 88,036 | $1,692,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 225,685 | $1,691,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST | 85571BAH8 | Convertible Debt | 1,706,000 | $1,689,000 | thousands by filing date | principal |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 116,203 | $1,688,000 | thousands by filing date | |
| CLEARWAY ENERGY INC-CLASS A NE | 18539C105 | CL A | 115,474 | $1,678,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 236,000 | $1,678,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 159,091 | $1,678,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 20,900 | $1,677,000 | thousands by filing date | put |
| INVESCO EXCHANGE-TRADED FUND TRUST INVESCO DORSEY WRIGHT UTILITIES MOMENTUM ETF | 46137V795 | ETF | 51,519 | $1,665,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P603 | CMN | 69,046 | $1,665,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 18,000 | $1,659,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 126,986 | $1,655,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793400 | COM NEW | 72,848 | $1,653,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092790 | QLTY FCTOR ETF | 48,855 | $1,652,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N873 | VCSHS US SMCP HG | 37,615 | $1,649,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 109,975 | $1,647,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 118,937 | $1,646,000 | thousands by filing date | |
| BLACKROCK FLA MUN 2020 TERM | 09250M109 | COM SHS | 115,007 | $1,646,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 295,611 | $1,644,000 | thousands by filing date | |
| DIAMOND S SHIPPING INC COM | Y20676105 | COM | 158,117 | $1,644,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 354,487 | $1,641,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 154,588 | $1,639,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 116,593 | $1,639,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 1,210,000 | $1,636,000 | thousands by filing date | principal |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 110,968 | $1,635,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 267,027 | $1,632,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 85,952 | $1,632,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E610 | KBW HIG DV YLD | 75,163 | $1,631,000 | thousands by filing date | |
| ALLIANZGI CONVERTIBLE & INCOME 2024 TARGET TERM FUND | 01883H102 | COM | 180,916 | $1,628,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 95,003 | $1,627,000 | thousands by filing date | |
| ARGENX SE SPONSORED ADR | 04016X101 | ADR | 13,005 | $1,623,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 36,052 | $1,623,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 139,770 | $1,622,000 | thousands by filing date | |
| INSPIRE SMALL/MID CAP ETF | 66538H641 | ETF | 61,597 | $1,620,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 29,800 | $1,618,000 | thousands by filing date | call |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 30,000 | $1,616,000 | thousands by filing date | call |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 133,277 | $1,614,000 | thousands by filing date | |
| ISHARES GLOBAL EQUITY FACTOR ETF | 46434V316 | COM | 55,535 | $1,614,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 181,237 | $1,614,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 53,464 | $1,612,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 108,725 | $1,610,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 72,963 | $1,605,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 129,414 | $1,604,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 134,032 | $1,602,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 97,177 | $1,598,000 | thousands by filing date | |
| SLEEP NUMBER CORP | 83125X103 | COM D | 33,981 | $1,597,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 30,000 | $1,596,000 | thousands by filing date | put |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 128,110 | $1,596,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 50,000 | $1,595,000 | thousands by filing date | put |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 102,925 | $1,593,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 89,274 | $1,592,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 92,913 | $1,588,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 1,571,640 | $1,587,000 | thousands by filing date | |
| GUARANTY BANCSHARES INC | 400764106 | COMMON STOCK | 54,276 | $1,586,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 51,138 | $1,584,000 | thousands by filing date | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 113,043 | $1,584,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 23,100 | $1,582,000 | thousands by filing date | call |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 168,129 | $1,582,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 53,668 | $1,578,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 2,260,000 | $1,577,000 | thousands by filing date | put |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 83,046 | $1,577,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J842 | MULTIFACTR SML | 60,856 | $1,576,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 111,478 | $1,576,000 | thousands by filing date | |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 280,575 | $1,576,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 20,755 | $1,574,000 | thousands by filing date | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 72,582 | $1,573,000 | thousands by filing date | |
| CONSTRUCTION PARTNERS INC | 21044C107 | COM CL A | 122,722 | $1,567,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 17,741 | $1,567,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 45,097 | $1,564,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 120,821 | $1,556,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 113,707 | $1,555,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 94,662 | $1,549,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 97,304 | $1,549,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 40,045 | $1,548,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 42,500 | $1,546,000 | thousands by filing date | put |
| SOGOU INC ADR REPSTG A | 83409V104 | ADR REPSTG A | 260,200 | $1,546,000 | thousands by filing date | call |
| OPUS BK IRVINE CALIF | 684000102 | COM | 78,015 | $1,545,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E842 | DORSEY WRGT SMLC | 30,542 | $1,543,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 98,418 | $1,540,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 37,485 | $1,534,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 39,876 | $1,529,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 36,061 | $1,527,000 | thousands by filing date | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 50,920 | $1,524,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 152,300 | $1,523,000 | thousands by filing date | put |
| ATHENEX INC | 04685N103 | COM | 124,134 | $1,521,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 489,050 | $1,516,000 | thousands by filing date | |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 187,058 | $1,516,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 35,183 | $1,515,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 220,469 | $1,510,000 | thousands by filing date | |
| BRIDGEWATER BANCSHARES INC | 108621103 | COMMON STOCK | 146,301 | $1,509,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 15,500 | $1,508,000 | thousands by filing date | put |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 120,584 | $1,507,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 124,097 | $1,502,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 123,939 | $1,501,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 16,373 | $1,498,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 22,947 | $1,497,000 | thousands by filing date | |
| DBX ETF TR | 233051697 | XTRACK MSCI EURO | 50,022 | $1,497,000 | thousands by filing date | |
| PCM FD INC | 69323T101 | COM | 133,952 | $1,492,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 56,555 | $1,491,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 50,604 | $1,488,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 51,168 | $1,485,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 90,504 | $1,485,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 11,700 | $1,483,000 | thousands by filing date | put |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 128,632 | $1,481,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 57,253 | $1,478,000 | thousands by filing date | |
| CannTrust Holdings Inc | 137800207 | Common / Ordinary Stock | 190,448 | $1,478,000 | thousands by filing date | |
| SWITCH INC | 87105L104 | CL A | 143,375 | $1,478,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 85,157 | $1,476,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 72,154 | $1,474,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 25,100 | $1,473,000 | thousands by filing date | put |
| CARBON BLACK INC | 14081R103 | COM | 105,556 | $1,472,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 534,800 | $1,471,000 | thousands by filing date | put |
| ENCORE CAP GROUP INC | 292554AF9 | NOTE 3.000% 7/0 | 1,545,000 | $1,471,000 | thousands by filing date | principal |
| TORTOISE ESSENTIAL ASSETS IN | 89148A103 | COM SH BEN INT | 73,500 | $1,470,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 38,305 | $1,469,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 108,005 | $1,469,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X131 | INTL QULTY DIV | 51,067 | $1,468,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 127,861 | $1,467,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B305 | LNG SHT TRACK | 69,526 | $1,466,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 120,168 | $1,464,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 30,240 | $1,456,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R106 | 1-3YR USTREIDX | 28,833 | $1,455,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 30,000 | $1,452,000 | thousands by filing date | put |
| HECLA MNG CO | 422704106 | COM | 630,501 | $1,451,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 31,167 | $1,451,000 | thousands by filing date | |
| JANUS DETROIT | 47103U100 | MF Closed and MF Open | 34,848 | $1,442,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 40,033 | $1,441,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y103 | SCIEN BETA | 45,374 | $1,438,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 208,453 | $1,437,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 122,461 | $1,437,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 115,595 | $1,437,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 44,203 | $1,434,000 | thousands by filing date | |
| ARCOSA INC COM | 039653100 | Stock | 46,909 | $1,433,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 322,072 | $1,433,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 82,391 | $1,432,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 76,028 | $1,424,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 357,440 | $1,423,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 113,960 | $1,423,000 | thousands by filing date | |
| ORTHOPEDIATRICS CORP | 68752L100 | COMMON STOCK | 32,141 | $1,422,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 95,191 | $1,421,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 35,887 | $1,419,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 71,993 | $1,417,000 | thousands by filing date | |
| NORBORD INC | 65548P403 | COM NEW | 51,449 | $1,417,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 75,723 | $1,415,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 477,802 | $1,415,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 20,546 | $1,411,000 | thousands by filing date | |
| ISHARES TR | 46429B135 | INT PFD STK FD | 91,134 | $1,410,000 | thousands by filing date | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 75,569 | $1,409,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 40,938 | $1,404,000 | thousands by filing date | |
| BARINGS CORPORATE INVS | 06759X107 | COM | 90,540 | $1,400,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 16,060 | $1,399,000 | thousands by filing date | |
| STATE STREET SPDR RUSSELL MOMENTU | 78468R762 | ETF | 19,622 | $1,397,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 79,258 | $1,396,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 43,029 | $1,396,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R671 | STATE STREET SPD | 39,737 | $1,395,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 123,900 | $1,393,000 | thousands by filing date | put |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 27,566 | $1,392,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163UAD8 | NOTE 3.250% 6/0 | 1,600,000 | $1,392,000 | thousands by filing date | principal |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 92,223 | $1,377,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 31,622 | $1,377,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 232,535 | $1,377,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 223,791 | $1,376,000 | thousands by filing date | |
| DOMO INC | 257554105 | COM CL B | 34,111 | $1,376,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P805 | NUVEEN ESG INTL | 56,695 | $1,373,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 127,443 | $1,370,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R720 | NASDQ ARTFCIAL | 42,970 | $1,369,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 23,300 | $1,360,000 | thousands by filing date | put |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 1,253,000 | $1,360,000 | thousands by filing date | principal |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 60,379 | $1,357,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 137,682 | $1,352,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 40,800 | $1,350,000 | thousands by filing date | put |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 109,733 | $1,347,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 113,529 | $1,343,000 | thousands by filing date | |
| TORM PLC SHS CL A | G89479102 | Stock | 189,866 | $1,339,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 110,922 | $1,338,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 27,766 | $1,336,000 | thousands by filing date | |
| PLAYAGS INC | 72814N104 | COM | 55,693 | $1,333,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 60,733 | $1,332,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 64,700 | $1,331,000 | thousands by filing date | call |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 69,995 | $1,328,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 97,505 | $1,327,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 28,029 | $1,325,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 199,350 | $1,324,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 28,400 | $1,322,000 | thousands by filing date | call |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 98,414 | $1,322,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 25,282 | $1,322,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 70,570 | $1,321,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 107,215 | $1,320,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 126,847 | $1,319,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R829 | S NETWRK E-COM | 59,115 | $1,318,000 | thousands by filing date | |
| FRANKLIN FTSE CHINA ETF | 35473P819 | ETF | 54,201 | $1,311,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 201,142 | $1,307,000 | thousands by filing date | |
| PDC ENERGY INC | 69327RAD3 | NOTE 1.125% 9/1 | 1,402,000 | $1,306,000 | thousands by filing date | principal |
| XENCOR INC | 98401F105 | COMMON STOCK | 41,928 | $1,303,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 17,900 | $1,297,000 | thousands by filing date | call |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 82,323 | $1,297,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 5,500 | $1,295,000 | thousands by filing date | put |
| BP MIDSTREAM PARTNERS LP | 0556EL109 | UNIT LTD PTNR | 89,530 | $1,295,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 25,000 | $1,294,000 | thousands by filing date | put |
| CULP INC | 230215105 | CMN | 67,208 | $1,293,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 2,347,626 | $1,293,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 47,000 | $1,292,000 | thousands by filing date | call |
| CTS CORP | 126501105 | COM | 43,976 | $1,291,000 | thousands by filing date | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 119,534 | $1,290,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 92,817 | $1,289,000 | thousands by filing date | |
| BRANDYWINEGLOBAL GLOBAL INCOME | 10537L104 | COM | 115,217 | $1,284,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 61,807 | $1,283,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 51,360 | $1,281,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P300 | NUVEEN ESG LRGVL | 43,592 | $1,277,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 103,009 | $1,277,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 256,671 | $1,276,000 | thousands by filing date | |
| SAFEHOLD INC | 78645L100 | COM | 58,347 | $1,273,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 24,948 | $1,270,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 93,936 | $1,270,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 30,638 | $1,262,000 | thousands by filing date | |
| NUVEEN ESG LARGE-CAP GROWTH ETF | 67092P201 | ETF | 35,793 | $1,261,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 24,500 | $1,261,000 | thousands by filing date | put |
| INVESCO EXCH TRADED FD TR II | 46138E172 | S&P SMLCP STAP | 16,600 | $1,260,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 75,782 | $1,259,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 222,673 | $1,258,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 54,020 | $1,258,000 | thousands by filing date | |
| ESSENTIAL PPTYS RLTY TR INC COM | 29670E107 | REIT | 64,379 | $1,257,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 35,165 | $1,257,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 163,314 | $1,257,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 70,128 | $1,254,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 32,600 | $1,254,000 | thousands by filing date | put |
| OFFICE PPTYS INCOME TR | 67623C109 | COM SHS BEN INT | 45,389 | $1,254,000 | thousands by filing date | |
| DELPHI TECHNOLOGIES PLC | G2709G107 | SHS | 65,069 | $1,254,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 25,328 | $1,253,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRA | 459506309 | UNIT 09/15/2021 | 25,059 | $1,251,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 62,239 | $1,250,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 115,447 | $1,249,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 14,400 | $1,247,000 | thousands by filing date | call |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 219,476 | $1,241,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 74,395 | $1,240,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 70,173 | $1,238,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 1,409 | $1,238,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 30,395 | $1,237,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 97,599 | $1,235,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 271,701 | $1,234,000 | thousands by filing date | |
| LEXINFINTECH HLDGS LTD ADR | 528877103 | ADR | 117,485 | $1,233,000 | thousands by filing date | |
| FIRST TR BICK INDEX FD | 33733H107 | COM SHS | 45,406 | $1,231,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 10,000 | $1,227,000 | thousands by filing date | put |
| SHAKE SHACK INC | 819047101 | CL A | 20,754 | $1,227,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 32,570 | $1,227,000 | thousands by filing date | |
| CARVANA CO CL A | 146869102 | Stock | 21,100 | $1,225,000 | thousands by filing date | put |
| WOORI FINL GROUP INC SPONSORED ADS | 981064108 | ADR | 34,025 | $1,223,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 42,107 | $1,221,000 | thousands by filing date | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 14,300 | $1,220,000 | thousands by filing date | call |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 323,613 | $1,220,000 | thousands by filing date | |
| HIVE | 007786106 | Stock | 268,973 | $1,218,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 20,000 | $1,212,000 | thousands by filing date | put |
| FOOT LOCKER INC | 344849104 | COM | 20,000 | $1,212,000 | thousands by filing date | call |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 30,239 | $1,211,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 33,605 | $1,210,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 55,600 | $1,209,000 | thousands by filing date | call |
| CAMBRIDGE BANCORP | 132152109 | COM | 14,585 | $1,208,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 253,862 | $1,208,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 72,300 | $1,206,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X194 | SST SPDR MSCI | 13,314 | $1,206,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 210,674 | $1,205,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 31,058 | $1,205,000 | thousands by filing date | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 46,710 | $1,204,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 60,100 | $1,202,000 | thousands by filing date | put |
| CVR Partners, LP | 126633106 | LTD | 303,405 | $1,201,000 | thousands by filing date | |
| CNX MIDSTREAM PARTNERS LP | 12654A101 | COM UNIT REPST | 78,752 | $1,198,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 43,980 | $1,196,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P744 | FTSE JAPAN ETF | 49,112 | $1,191,000 | thousands by filing date | |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 1,264,000 | $1,189,000 | thousands by filing date | principal |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 192,711 | $1,187,000 | thousands by filing date | |
| OASIS MIDSTREAM PARTNERS LP | 67420T206 | COM UNITS REPS | 58,398 | $1,187,000 | thousands by filing date | |
| ORTHOFIX MED INC | 68752M108 | COM | 21,015 | $1,186,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 316,161 | $1,185,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 39,105 | $1,183,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 20,628 | $1,183,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 100,000 | $1,179,000 | thousands by filing date | call |
| WYNDHAM HOTELS & RESORTS INC | 98311A105 | COM | 23,500 | $1,175,000 | thousands by filing date | call |
| KRANESHARES TRUST | 500767876 | EMRNG MKT CONS | 51,056 | $1,174,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 379,810 | $1,174,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 8,900 | $1,173,000 | thousands by filing date | call |
| ISHARES TR | 46435G243 | COM | 46,810 | $1,171,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 51,180 | $1,170,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 81,043 | $1,169,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 396,190 | $1,165,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 26,200 | $1,164,000 | thousands by filing date | call |
| RADIANT LOGISTICS INC | 75025X100 | COM | 184,737 | $1,164,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 9,912 | $1,160,000 | thousands by filing date | |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 43,000 | $1,157,000 | thousands by filing date | call |
| ISHARES TR | 46435G417 | CR 5 10 YR ETF | 23,413 | $1,156,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E131 | S&P SMLCAP HIG | 47,754 | $1,155,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 62,609 | $1,153,000 | thousands by filing date | |
| CASA SYS INC | 14713L102 | COM | 138,863 | $1,153,000 | thousands by filing date | |
| SHUTTERFLY INC | 82568P304 | COM | 28,356 | $1,152,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 27,128 | $1,150,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 50,000 | $1,150,000 | thousands by filing date | put |
| SYMANTEC CORP | 871503108 | COM | 50,000 | $1,150,000 | thousands by filing date | call |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 36,969 | $1,149,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 8,500 | $1,149,000 | thousands by filing date | put |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 7,266 | $1,148,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 21,600 | $1,145,000 | thousands by filing date | call |
| SPDR SER TR | 78468R713 | DORSEY WRGT FI | 49,480 | $1,145,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 57,724 | $1,143,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 74,163 | $1,140,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 16,000 | $1,137,000 | thousands by filing date | put |
| MAIN STR CAP CORP | 56035L104 | COM | 30,576 | $1,137,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 108,203 | $1,135,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 12,300 | $1,134,000 | thousands by filing date | call |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 46,264 | $1,122,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 49,035 | $1,122,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 60,704 | $1,121,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 16,900 | $1,119,000 | thousands by filing date | put |
| EXELIXIS INC COM | 30161Q104 | Stock | 47,000 | $1,119,000 | thousands by filing date | put |
| GLOBAL X FDS | 37954Y806 | ALTERNATIVE INCM | 75,227 | $1,118,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 6,600 | $1,117,000 | thousands by filing date | put |
| NEW GERMANY FD INC | 644465106 | COM | 79,703 | $1,114,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 32,646 | $1,114,000 | thousands by filing date | |
| SPDR SER TR | 78468R119 | S&P TECH H | 15,081 | $1,112,000 | thousands by filing date | |
| Invesco S&P 500 Momentum ETF | 46138E339 | SHS | 28,234 | $1,109,000 | thousands by filing date | |
| ISHARES TR | 46434V787 | YLD OPTIM BD | 44,866 | $1,109,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 84,997 | $1,109,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P888 | NUVEEN ESG EMRGN | 42,352 | $1,108,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 105,874 | $1,106,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 18,800 | $1,106,000 | thousands by filing date | call |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 163,375 | $1,103,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P607 | NUVEEN ESG SMLCP | 38,351 | $1,102,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 53,373 | $1,101,000 | thousands by filing date | |
| BLACKROCK MUNI N Y INTER DUR | 09255F109 | COM | 80,872 | $1,101,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 19,990 | $1,100,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138G607 | SHIPPING ETF | 125,560 | $1,100,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 45,745 | $1,096,000 | thousands by filing date | |
| CBTX INC | 12481V104 | COM | 33,746 | $1,096,000 | thousands by filing date | |
| TALEND S A | 874224207 | ADS | 21,671 | $1,096,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 14,319 | $1,090,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 145,718 | $1,090,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 8,500 | $1,089,000 | thousands by filing date | call |
| PEOPLES UTAH BANCORP | 712706209 | COM | 41,240 | $1,088,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 39,800 | $1,087,000 | thousands by filing date | put |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 45,317 | $1,085,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 39,237 | $1,084,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 323,135 | $1,082,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 60,599 | $1,079,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 284,702 | $1,079,000 | thousands by filing date | |
| COMMUNITY USD0.01 | 20369C106 | COM | 30,009 | $1,076,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 30,828 | $1,076,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B487 | IQ ENCH BD US | 57,073 | $1,075,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 64,519 | $1,074,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 27,628 | $1,073,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 19,168 | $1,073,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 22,383 | $1,071,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 36,570 | $1,071,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 12,600 | $1,069,000 | thousands by filing date | call |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 111,055 | $1,069,000 | thousands by filing date | |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 26,375 | $1,068,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 114,701 | $1,064,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 357,349 | $1,062,000 | thousands by filing date | |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 50,477 | $1,061,000 | thousands by filing date | |
| SMARTSHEET INC. (CLASS A) | 83200N103 | COM CL A | 26,005 | $1,061,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 45,692 | $1,061,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 40,866 | $1,057,000 | thousands by filing date | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 82,509 | $1,057,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 186,000 | $1,055,000 | thousands by filing date | call |
| SPERO THERAPEUTICS INC | 84833T103 | COM | 82,439 | $1,055,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 77,740 | $1,055,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 142,131 | $1,052,000 | thousands by filing date | |
| LENDINGTREE INC NEW | 52603BAA5 | NOTE | 600,000 | $1,052,000 | thousands by filing date | principal |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 81,298 | $1,046,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 31,722 | $1,043,000 | thousands by filing date | |
| EMERALD EXPOSITIONS EVENTS I | 29103B100 | COM | 81,978 | $1,042,000 | thousands by filing date | |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 71,860 | $1,041,000 | thousands by filing date | |
| BYLINE BANCORP INC | 124411109 | COM | 56,144 | $1,038,000 | thousands by filing date | |
| ISHARES INC ETF MSCI GLOBAL GOLD MINERS ETF NEW | 46434G855 | ETF | 59,127 | $1,038,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 77,208 | $1,036,000 | thousands by filing date | |
| ROCKET PHARMACEUTICALS INC | 77313F106 | COM | 58,870 | $1,032,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES | 46138W107 | JAPANESE YEN | 11,989 | $1,032,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 28,345 | $1,031,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 182,494 | $1,031,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 30,335 | $1,029,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 142,745 | $1,028,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 31,094 | $1,022,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 116,471 | $1,021,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 14,412 | $1,019,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 94,894 | $1,018,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-19-010988 | this filing | 2019-05-15 | acceptance time not in the bulk data set |