13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2019-03-31, filed 2019-05-15, with 7,190 holding rows worth $643,561,408,000.
- Accession
- 0001567619-19-010988
- Filer
- CIK 70858
- Filed
- 2019-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2019
A holdings report, 21,426 entries on the cover page, a total value of $643,561,408,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $643,561,408,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerU.S. TRUST Co OF DELAWARE028-10270
- included managerMANAGED ACCOUNT ADVISORS LLC028-12631
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GLOBAL X FDS | 37954Y632 | ARTIFICIAL ETF | 32,523 | $512,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 229,224 | $511,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L852 | COM | 11,736 | $511,000 | thousands by filing date | |
| CLARUS CORP NEW | 18270P109 | COM | 39,567 | $507,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 4,700 | $507,000 | thousands by filing date | put |
| CLIMB GLOBAL SOLUTIONS INC | 946760105 | COMMON STOCK | 45,451 | $507,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 50,096 | $506,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 3,200 | $505,000 | thousands by filing date | put |
| CUMMINS INC COM | 231021106 | Stock | 3,200 | $505,000 | thousands by filing date | call |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 33,311 | $505,000 | thousands by filing date | |
| BANDWIDTH INC | 05988J103 | COM CL A | 7,549 | $505,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 26,835 | $505,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 17,597 | $504,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 77,626 | $503,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 18,309 | $502,000 | thousands by filing date | |
| AXONICS INC | 05465P101 | COM | 20,978 | $502,000 | thousands by filing date | |
| INVESCO FUNDAMENTAL INVESTMENT GRADE CORPORATE BOND ETF | 46138E693 | ETF | 19,758 | $501,000 | thousands by filing date | |
| INDEXIQ ETF TR HDG MACTRK | 45409B206 | ETF | 19,214 | $501,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 174,289 | $500,000 | thousands by filing date | |
| ISHARES | 46435U432 | EXCHANGE TRADED | 18,831 | $499,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 33,012 | $498,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 23,726 | $496,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 70,484 | $496,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 78,569 | $495,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 92,065 | $494,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 11,377 | $494,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 110,637 | $493,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 163,422 | $492,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 11,266 | $492,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 17,478 | $490,000 | thousands by filing date | |
| TRICIDA INC | 89610F101 | COM | 12,654 | $489,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 53,820 | $488,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 190,806 | $487,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 30,629 | $486,000 | thousands by filing date | |
| VILLAGE BK & TR FINL CORP | 92705T200 | COM | 15,000 | $485,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 27,757 | $485,000 | thousands by filing date | |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 96,487 | $485,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 19,205 | $484,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 38,977 | $484,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 100,886 | $482,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 33,260 | $480,000 | thousands by filing date | |
| BLACKROCK MASS TAX-EXEMPT TR | 09258E109 | SH BEN INT | 38,258 | $478,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 30,792 | $477,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 9,500 | $476,000 | thousands by filing date | put |
| ONEOK INC NEW | 682680103 | COM | 6,800 | $475,000 | thousands by filing date | put |
| PERFICIENT INC | 71375U101 | COM | 17,305 | $474,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 19,102 | $474,000 | thousands by filing date | |
| PACER INDUSTRIAL REAL ESTATE ETF | 69374H766 | ETF | 16,453 | $473,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 36,189 | $472,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E521 | FUND | 10,711 | $472,000 | thousands by filing date | |
| NUVEEN CALIF MUNICPAL VALU F | 6706EB106 | COM | 29,487 | $471,000 | thousands by filing date | |
| RIVERNORTH OPPORTUNITIES FD | 76881Y109 | COM | 28,483 | $470,000 | thousands by filing date | |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 36,575 | $469,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 14,504 | $468,000 | thousands by filing date | |
| PROSHRE U/S DJ-UBS CRUDE OIL | 74347W668 | CMN | 27,752 | $468,000 | thousands by filing date | |
| SQUARE INC | 852234AB9 | NOTE 0.375% 3/0 | 143,000 | $467,000 | thousands by filing date | principal |
| MARCHEX INC | 56624R108 | CMN | 98,467 | $466,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 54,231 | $464,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 34,606 | $464,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E586 | KBW PPTY CASUT | 7,444 | $461,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 34,400 | $461,000 | thousands by filing date | put |
| ORIGIN BANCORP INC | 68621T102 | COMMON STOCK | 13,497 | $460,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 19,800 | $458,000 | thousands by filing date | call |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 58,063 | $458,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 192,517 | $458,000 | thousands by filing date | |
| PRESIDIO INC | 74102M103 | COM | 30,907 | $458,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 83,558 | $457,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 24,496 | $456,000 | thousands by filing date | |
| JPMorgan BetaBuilders Canada E | 46641Q696 | COM | 19,105 | $456,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 22,836 | $454,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 37,938 | $453,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 34,958 | $453,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 6,764 | $451,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 14,518 | $450,000 | thousands by filing date | |
| TALOS ENERGY INC | 87484T108 | COM | 16,892 | $449,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B537 | HDGD FTSE JAPN | 22,079 | $449,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 16,005 | $448,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G847 | GBL CLEAN ENRG | 37,200 | $445,000 | thousands by filing date | |
| MORGAN STANLEY ASIA PAC FD I | 61744U106 | COM | 27,206 | $445,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 21,310 | $444,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 40,741 | $444,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 35,923 | $443,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 25,799 | $442,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 93,712 | $442,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 67,641 | $441,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 34,752 | $440,000 | thousands by filing date | |
| Fluent Co | 34380C102 | COM | 78,299 | $440,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 2,500 | $439,000 | thousands by filing date | put |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 13,390 | $439,000 | thousands by filing date | |
| SURFACE ONCOLOGY INC | 86877M209 | COM | 92,113 | $439,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 13,963 | $438,000 | thousands by filing date | |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 66,254 | $438,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 31,132 | $438,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 30,227 | $438,000 | thousands by filing date | |
| SI BONE INC | 825704109 | COM | 23,158 | $437,000 | thousands by filing date | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 15,184 | $437,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 33,951 | $436,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 63,414 | $436,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 30,324 | $436,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 31,088 | $435,000 | thousands by filing date | |
| ABERDEEN INCOME CR STRATEGIE | 003057106 | COM | 35,774 | $434,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 214,259 | $433,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 14,703 | $433,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 19,000 | $433,000 | thousands by filing date | call |
| VANECK VECTORS ETF TRUST | 92189F288 | ENERGY INCOME | 21,683 | $433,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 69,620 | $433,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 10,000 | $431,000 | thousands by filing date | put |
| BLACKROCK MUNIYIELD ARIZ FD | 09254K109 | COM | 31,242 | $431,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 14,463 | $430,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 157,105 | $430,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E552 | MSCI EMRNG MKT | 13,560 | $430,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 14,781 | $429,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 150,904 | $427,000 | thousands by filing date | |
| J P MORGAN EXCHANGE-TRADED F | 46641Q100 | DIV RTN GLB EQ | 7,157 | $424,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 9,327 | $422,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 22,965 | $421,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 48,179 | $421,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 31,407 | $421,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 71,928 | $421,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 32,428 | $420,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V290 | S&P500 EQL REL | 14,028 | $420,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 74,840 | $420,000 | thousands by filing date | |
| METROPOLITAN BANK HOLDING CO | 591774104 | COMMON STOCK | 12,053 | $419,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 26,268 | $419,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283AC4 | DBCV 7/1 | 383,000 | $418,000 | thousands by filing date | principal |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 6,658 | $417,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 19,906 | $416,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 29,315 | $416,000 | thousands by filing date | |
| ALTAIR ENGINEERING INC | 021369103 | COMMON STOCK | 11,315 | $416,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 19,032 | $415,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 31,831 | $414,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q643 | SPROTT GL MINE | 21,858 | $414,000 | thousands by filing date | |
| EXANTAS CAP CORP | 30068N105 | COM NEW | 38,902 | $414,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 1,574 | $413,000 | thousands by filing date | |
| FIRST SVGS FINL GROUP INC | 33621E109 | COM | 7,632 | $412,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 12,033 | $411,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 26,582 | $411,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 5,049 | $410,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 6,800 | $407,000 | thousands by filing date | put |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 30,245 | $407,000 | thousands by filing date | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 53,278 | $407,000 | thousands by filing date | |
| NABRIVA THERAPEUTICS PLC | G63637105 | SHS | 166,119 | $406,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J701 | MLTFACTOR ENRG | 15,310 | $406,000 | thousands by filing date | |
| CORMEDIX INC COM | 21900C308 | Stock | 42,881 | $405,000 | thousands by filing date | |
| SPIRIT MTA REIT | 84861U105 | COM SHS BEN IN | 62,339 | $405,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 30,875 | $404,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 43,221 | $403,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 62,372 | $403,000 | thousands by filing date | |
| FIRST TR VALUE LINE 100 ETF | 33735G107 | COM SHS | 18,958 | $403,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 15,278 | $402,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J141 | CHINA ALPHADEX | 14,732 | $401,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 1,500 | $399,000 | thousands by filing date | call |
| KEY TRONIC CORP | 493144109 | COM | 64,497 | $398,000 | thousands by filing date | |
| MEDICINES CO | 584688AG0 | NOTE 2.750% 7/1 | 473,000 | $398,000 | thousands by filing date | principal |
| BLACKROCK STRATEGIC MUN TR | 09248T109 | COM | 29,752 | $397,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 6,724 | $397,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 11,026 | $397,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 8,200 | $395,000 | thousands by filing date | put |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 29,653 | $394,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 25,117 | $394,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 36,498 | $393,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 14,572 | $393,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 29,660 | $393,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 74,760 | $392,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 9,790 | $392,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 25,000 | $392,000 | thousands by filing date | put |
| GP STRATEGIES CORP | 36225V104 | COM | 32,371 | $392,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 35,000 | $391,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 4,423 | $390,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 185,371 | $390,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H534 | INSPIRE 100 ETF | 14,195 | $389,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R648 | SP KENSHO NEWEC | 12,413 | $389,000 | thousands by filing date | |
| VANECK EMERGING MARKETS HIGH Y | 92189F353 | EMERGING MRKT HI | 16,603 | $388,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 10,616 | $387,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 200,765 | $387,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 11,734 | $387,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J602 | mc | 8,126 | $387,000 | thousands by filing date | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 16,672 | $386,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 30,449 | $386,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 14,659 | $385,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X853 | INTL EQUITY OPP | 11,077 | $385,000 | thousands by filing date | |
| ALJ REGIONAL HOLDINGS INC | 001627108 | COM | 240,883 | $385,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 3,700 | $384,000 | thousands by filing date | call |
| CLEARWATER PAPER CORP | 18538R103 | COM | 19,706 | $384,000 | thousands by filing date | |
| BASIC ENERGY SVCS INC NEW | 06985P209 | COM NEW | 100,879 | $384,000 | thousands by filing date | |
| VEECO INSTRS INC DEL | 922417AD2 | NOTE 2.700% 1/1 | 449,000 | $383,000 | thousands by filing date | principal |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 24,901 | $382,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 43,365 | $382,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 13,295 | $382,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 31,651 | $381,000 | thousands by filing date | |
| COLUMBIA FINANCIAL INC | 197641103 | COMMON STOCK | 24,352 | $381,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 102,001 | $380,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 43,002 | $378,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 8,587 | $377,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 75,239 | $377,000 | thousands by filing date | |
| PROSHARES TR | 74347X294 | HD REPLICATION | 8,401 | $377,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 111,886 | $377,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 13,597 | $375,000 | thousands by filing date | |
| JPMORGAN ULTRA-SHORT MUNICIPAL INCOME ETF | 46641Q654 | ETF | 7,438 | $374,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 26,940 | $374,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 61,948 | $372,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 9,603 | $371,000 | thousands by filing date | |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 21,376 | $371,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 22,165 | $370,000 | thousands by filing date | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 16,265 | $369,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 17,500 | $368,000 | thousands by filing date | put |
| PROSHARES TR | 74347B540 | MSCI EUR DIV | 9,230 | $368,000 | thousands by filing date | |
| BARINGS PARTN INVS | 06761A103 | SH BEN INT | 23,963 | $368,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 76,757 | $368,000 | thousands by filing date | |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 6,595 | $366,000 | thousands by filing date | |
| SMART & FINAL STORES INC | 83190B101 | COM | 74,091 | $365,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 5,400 | $364,000 | thousands by filing date | call |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 375,390 | $364,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 71,309 | $363,000 | thousands by filing date | |
| JERNIGAN CAP INC | 476405105 | COM | 17,220 | $363,000 | thousands by filing date | |
| LAZARD WORLD DIVID & INCOME | 521076109 | COM | 36,442 | $362,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 15,874 | $360,000 | thousands by filing date | |
| UPWORK INC | 91688F104 | COM | 18,770 | $359,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 136,097 | $358,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 25,989 | $358,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 21,221 | $358,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 16,621 | $356,000 | thousands by filing date | |
| SELECT BANCORP INC NEW COM | 81617L108 | Stock | 31,147 | $354,000 | thousands by filing date | |
| ISHARES TR | 46432FAK3 | 2020 INVTGR BD | 14,430 | $354,000 | thousands by filing date | |
| LUXFER HOLDINGS PLC | G5698W116 | COMMON STOCK | 14,145 | $353,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 41,379 | $352,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F627 | CHINE INNOV ETF | 12,144 | $352,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 28,229 | $352,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 167,655 | $351,000 | thousands by filing date | |
| SEADRILL LTD | G7998G106 | COM | 41,861 | $348,000 | thousands by filing date | |
| ARCUS BIOSCIENCES INC | 03969F109 | COM | 27,636 | $346,000 | thousands by filing date | |
| McCormick & Company Inc | 579780107 | COM | 2,315 | $346,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 7,289 | $346,000 | thousands by filing date | |
| SPDR SER TR | 78468R689 | S&P KENSHO SMART | 12,648 | $346,000 | thousands by filing date | |
| ROAN RES INC | 769755109 | CL A COM | 56,142 | $343,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C864 | EMERGING MKT | 13,337 | $343,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 58,953 | $342,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 7,500 | $341,000 | thousands by filing date | put |
| WPX ENERGY INC | 98212B103 | COM | 26,000 | $341,000 | thousands by filing date | call |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 29,774 | $341,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 4,394 | $340,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 22,858 | $340,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F635 | ISRAEL ETF | 10,775 | $340,000 | thousands by filing date | |
| DBX ETF TR | 233051408 | FUND | 13,377 | $340,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 23,352 | $339,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N667 | VICSHS DV AC ETF | 10,769 | $339,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 19,330 | $339,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y301 | Cmn | 14,044 | $339,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 29,348 | $338,000 | thousands by filing date | |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 13,539 | $337,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430404 | ACTIVEBETA JAP | 10,892 | $337,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 49,101 | $337,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 3,000 | $335,000 | thousands by filing date | put |
| PROSHARES TR | 74347B813 | mc | 9,023 | $335,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L607 | MULTI SEC MUNI | 15,951 | $334,000 | thousands by filing date | |
| ENTEGRA FINL CORP | 29363J108 | COM | 14,834 | $333,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 15,794 | $332,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 41,199 | $330,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 47,084 | $330,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738R787 | DEVELOPED INTL | 6,655 | $330,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 6,200 | $329,000 | thousands by filing date | call |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 29,138 | $327,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 20,585 | $325,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 10,000 | $324,000 | thousands by filing date | put |
| PLUG PWR INC | 72919P202 | COM NEW | 135,033 | $324,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 55,700 | $324,000 | thousands by filing date | call |
| COOTEK CAYMAN INC SPONSORED ADS | 21718L102 | ADR | 29,604 | $324,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 35,564 | $323,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT BASIC MATERIALS MOMENTUMETF | 46137V704 | ETF | 5,467 | $323,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 37,448 | $322,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 16,343 | $321,000 | thousands by filing date | |
| Y-mAbs Therapeutics Inc | 984241109 | Common Stock | 12,204 | $321,000 | thousands by filing date | |
| CONSOL COAL RESOURCES LP | 20855T100 | COM UNIT | 18,155 | $321,000 | thousands by filing date | |
| Fidelity Low Volatility Factor ETF | 316092824 | SHS | 9,406 | $320,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 103,486 | $320,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V472 | S&P MDCP QUALITY | 6,428 | $320,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 32,408 | $319,000 | thousands by filing date | |
| ISHARES TR | 46435G839 | MSCI EAFE SMCP | 11,246 | $319,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L201 | SUSTNBLE INTL | 12,608 | $319,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V522 | BLOO AN RATI ETF | 7,276 | $318,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 10,000 | $317,000 | thousands by filing date | put |
| STANTEC INC COM | 85472N109 | Stock | 13,417 | $317,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 10,487 | $317,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430396 | JUST US LRG CP | 7,838 | $317,000 | thousands by filing date | |
| APPFOLIO INC | 03783C100 | COM CL A | 3,964 | $316,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 51,251 | $316,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 7,000 | $315,000 | thousands by filing date | put |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 7,000 | $315,000 | thousands by filing date | call |
| NEWTEKONE INC | 652526203 | COM NEW | 16,023 | $315,000 | thousands by filing date | |
| MEDEQUITIES RLTY TR INC | 58409L306 | COM | 28,380 | $315,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 34,234 | $314,000 | thousands by filing date | |
| PROSHARES TR | 74348A178 | ULTRAPRO DOW 30 | 22,964 | $313,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E119 | MSCI SUPR EM ETF | 22,210 | $313,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F510 | PRE REFUNDED MUN | 12,684 | $313,000 | thousands by filing date | |
| POPE RES DEL LTD PARTNERSHIP | 732857107 | DEPOSITRY RCPT | 4,690 | $312,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 3,184 | $311,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 13,365 | $310,000 | thousands by filing date | |
| JP Morgan Exchange Traded Fund | 46641Q712 | Betbuld Japan | 13,644 | $310,000 | thousands by filing date | |
| STEALTH BIOTHERAPEUTICS CORP SPONSORED ADS | 85789A105 | Stock | 24,190 | $310,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 38,580 | $309,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 19,239 | $309,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 29,773 | $308,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 29,639 | $307,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 28,278 | $307,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767835 | MSCI ALL CHINA | 13,838 | $307,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 4,039 | $306,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 30,740 | $306,000 | thousands by filing date | |
| MENLO THERAPEUTICS INC | 586858102 | COM | 38,968 | $306,000 | thousands by filing date | |
| PORTFOLIO RECOVERY ASSOCS IN | 73640QAB1 | NOTE 3.000% 8/0 | 318,000 | $306,000 | thousands by filing date | principal |
| LEGG MASON ETF INVT TR | 52468L604 | EMRG MKTS VOLA | 11,589 | $305,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 6,370 | $303,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAH3 | DBCV 1.990% 7/0 | 268,000 | $303,000 | thousands by filing date | principal |
| SIENTRA INC | 82621J105 | COM | 35,252 | $303,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 50,417 | $302,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 13,733 | $301,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 18,662 | $300,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 33,953 | $299,000 | thousands by filing date | |
| AQUANTIA CORP | 03842Q108 | COM | 33,025 | $299,000 | thousands by filing date | |
| COCRYSTAL PHARMA INC | 19188J300 | CMN | 109,695 | $299,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875TAA9 | NOTE | 301,000 | $298,000 | thousands by filing date | principal |
| INVESCO EXCHANGE TRADED FD T | 46137V829 | DWA NASDAQ MNT | 2,707 | $297,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 18,061 | $296,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 22,417 | $295,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 30,674 | $293,000 | thousands by filing date | |
| PROSHARES TR | 74348A566 | MERGER ETF | 7,824 | $292,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 25,102 | $291,000 | thousands by filing date | |
| ISHARES MSCI AGRICULTUREPRODUCERS ETF | 464286350 | ETF | 10,380 | $291,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 38,221 | $291,000 | thousands by filing date | |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 226,968 | $291,000 | thousands by filing date | |
| ISHARES TR | 46435G144 | 10 YR INVT GRD | 5,958 | $291,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q676 | ALERIAN ENERGY | 13,248 | $290,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 10,800 | $290,000 | thousands by filing date | call |
| SPIRIT OF TEX BANCSHARES INC | 84861D103 | COM | 13,695 | $290,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 20,400 | $289,000 | thousands by filing date | call |
| ARDELYX INC | 039697107 | COM | 103,165 | $289,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 22,693 | $288,000 | thousands by filing date | |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 71,583 | $287,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 16,313 | $287,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 5,573 | $287,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 38,363 | $286,000 | thousands by filing date | |
| COLUMBIA INDIA CONSUMER ETF | 19762B707 | ETF | 6,758 | $286,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 213,536 | $286,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 265,625 | $286,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 1,000 | $285,000 | thousands by filing date | put |
| STARTEK INC | 85569C107 | COM | 36,100 | $285,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 756 | $284,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92837G100 | COM | 28,230 | $283,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 49,408 | $283,000 | thousands by filing date | |
| DBX ETF TR | 233051747 | XTRCK JP MRG ESG | 12,634 | $282,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 9,074 | $281,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 51,936 | $281,000 | thousands by filing date | |
| SELECT INTERIOR CONCEPTS INC CLASS | 816120307 | CL A | 22,509 | $280,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y509 | Cmn | 10,226 | $280,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 18,361 | $279,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 25,178 | $278,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 31,025 | $278,000 | thousands by filing date | |
| INVESCO | 46090C305 | EXCHANGE TRADED | 6,740 | $278,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 12,183 | $278,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19762B889 | I INDIA SML CP ETF | 18,268 | $278,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 20,898 | $277,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 49,888 | $276,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 45,619 | $276,000 | thousands by filing date | |
| GLOBAL X FDS GLB X | 37950E499 | FERTIL | 29,846 | $276,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 8,235 | $275,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 500,000 | $275,000 | thousands by filing date | put |
| TWO RIV BANCORP | 90207C105 | COMMON | 17,372 | $275,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 89,357 | $274,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 98,489 | $274,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 10,000 | $273,000 | thousands by filing date | call |
| SIERRA WIRELESS INC | 826516106 | COM | 22,042 | $273,000 | thousands by filing date | |
| O'Shares Global Internet | 67110P704 | COM | 11,318 | $273,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 160,876 | $272,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 30,479 | $272,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 19,387 | $271,000 | thousands by filing date | |
| DBX ETF TR XTRACK | 233051812 | MSCI SOUT | 10,000 | $270,000 | thousands by filing date | |
| MSB FINL CORP NEW | 55352L101 | COM | 15,003 | $269,000 | thousands by filing date | |
| Vanguard ESG U.S. Stock ETF | 921910733 | SHS | 5,460 | $268,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 16,267 | $268,000 | thousands by filing date | |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 16,896 | $268,000 | thousands by filing date | |
| ANGI INC CLASS A | 00183L102 | CL A | 17,275 | $267,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 40,038 | $267,000 | thousands by filing date | |
| LINE CORP | 53567X101 | SPONSORED ADR | 7,595 | $267,000 | thousands by filing date | |
| MERCHANTS BANCORP IND | 58844R108 | COM | 12,359 | $266,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 49,696 | $266,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 97,150 | $266,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 63,179 | $265,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 79,086 | $263,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 17,994 | $263,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 9,953 | $263,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 104,340 | $263,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 133,391 | $263,000 | thousands by filing date | |
| LEAF GROUP LTD | 52177G102 | COM | 32,806 | $263,000 | thousands by filing date | |
| PYXUS INTL INC | 74737V106 | COM | 11,000 | $263,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 7,900 | $262,000 | thousands by filing date | call |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 7,868 | $262,000 | thousands by filing date | |
| PROSHARES TR | 74347B391 | CMN | 6,381 | $262,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 7,570 | $261,000 | thousands by filing date | |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 29,007 | $261,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 85,377 | $259,000 | thousands by filing date | |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 12,813 | $259,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 2,400 | $258,000 | thousands by filing date | put |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 7,800 | $258,000 | thousands by filing date | put |
| SESEN BIO INC | 817763105 | COM | 250,533 | $258,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 42,116 | $256,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 28,244 | $255,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 17,438 | $255,000 | thousands by filing date | |
| BRIGHT SCHOLAR ED HLDGS LTD | 109199109 | SPONSORED ADS | 24,642 | $255,000 | thousands by filing date | |
| FARMERS MERCHANTS BANCO OH | 30779N105 | COMMON STOCK | 8,408 | $254,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E101 | MSCI NORWAY ETF | 11,997 | $254,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 38,030 | $253,000 | thousands by filing date | |
| BANK OF THE JAMES FINL GP IN | 470299108 | COM | 18,432 | $253,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092782 | VLU FACTOR ETF | 7,531 | $250,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 17,578 | $249,000 | thousands by filing date | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 14,305 | $246,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G201 | S&P SMLCP MATL | 5,130 | $244,000 | thousands by filing date | |
| BBX CAP CORP NEW | 05491N104 | CL A | 41,321 | $244,000 | thousands by filing date | |
| OPTIMIZERX CORP | 68401U204 | COM NEW | 19,121 | $243,000 | thousands by filing date | |
| ABERDEEN GLOBAL DYNAMIC DIVIDE | 00302M106 | COM | 25,664 | $243,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 71,398 | $243,000 | thousands by filing date | |
| BIOSIG TECHNOLOGIES INC | 09073N201 | COM NEW | 39,654 | $243,000 | thousands by filing date | |
| BLACKROCK MD MUNICIPAL BOND | 09249L105 | COM | 16,490 | $241,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 800 | $240,000 | thousands by filing date | call |
| VERA BRADLEY INC | 92335C106 | COM | 18,175 | $240,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 20,896 | $240,000 | thousands by filing date | |
| PRIMEENERGY RESOURCES CORP | 74158E104 | COMMON STOCK | 1,685 | $240,000 | thousands by filing date | |
| NEXTDECADE CORP | 65342K105 | COM | 43,343 | $239,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 15,728 | $239,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 131,884 | $239,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 20,667 | $239,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 8,968 | $238,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 3,627 | $238,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 65,572 | $238,000 | thousands by filing date | |
| GTX INC DEL | 40052B207 | COM NEW | 197,298 | $237,000 | thousands by filing date | |
| HUBBELL INC COM | 443510607 | Stock | 2,000 | $236,000 | thousands by filing date | put |
| INVESCO EXCH TRD SLF IDX FD | 46138J817 | BULSHS 2025 HY | 9,809 | $236,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y830 | GLOBAL X COPPER | 10,734 | $235,000 | thousands by filing date | |
| SI FINL GROUP INC MD | 78425V104 | COM | 18,216 | $235,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 7,865 | $234,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 5,454 | $234,000 | thousands by filing date | |
| PDVWIRELESS INC | 69290R104 | COM | 6,630 | $234,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 2,055 | $233,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 26,710 | $233,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 19,034 | $233,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 37,319 | $233,000 | thousands by filing date | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 12,182 | $233,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 18,123 | $233,000 | thousands by filing date | |
| SECOO HLDG LTD | 81367P101 | ADR | 26,621 | $233,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 4,500 | $232,000 | thousands by filing date | call |
| ALICO INC | 016230104 | COM | 8,522 | $232,000 | thousands by filing date | |
| Direxion Daily Technology Bull 3X Shares | 25459W102 | ETF | 1,671 | $232,000 | thousands by filing date | |
| SALISBURY BANCORP INC | 795226109 | COM | 5,634 | $232,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 56,243 | $232,000 | thousands by filing date | |
| MEIRAGTX HOLDINGS PLC | G59665102 | COMMON STOCK | 13,407 | $231,000 | thousands by filing date | |
| ISHARES TR | 46435G847 | MSCI ACWI EXUS | 8,753 | $231,000 | thousands by filing date | |
| MIDSTATES PETE CO INC | 59804T407 | COM PAR | 23,700 | $231,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 87,424 | $230,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V555 | INSIDER SENMNT | 3,541 | $230,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 38,148 | $229,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 18,688 | $229,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 56,844 | $227,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F825 | DEFENSE ETF | 10,600 | $226,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 30,892 | $226,000 | thousands by filing date | |
| NUVEEN HIGH INCOME 2020 TARG | 67075L102 | COM | 22,747 | $226,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y798 | HEALTH WELLNESS | 11,453 | $225,000 | thousands by filing date | |
| INVESCO EXCHANGETRADED FD T DWA TACTCL SCT | 46138E826 | CEF | 7,579 | $225,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P678 | FTSE UNTD KGDM | 9,185 | $223,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H208 | COMMON STOCK | 8,363 | $223,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 37,383 | $223,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 23,653 | $223,000 | thousands by filing date | |
| HENNESSY ADVISORS INC | 425885100 | COM | 24,078 | $223,000 | thousands by filing date | |
| RBB BANCORP | 74930B105 | COMMON STOCK | 11,803 | $222,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 15,602 | $222,000 | thousands by filing date | |
| NEON THERAPEUTICS INC | 64050Y100 | COM | 34,418 | $222,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 19,427 | $221,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 514,896 | $221,000 | thousands by filing date | |
| JPMorgan BetaBuilders Europe ETF | 46641Q720 | Exchange Traded Fund | 9,360 | $221,000 | thousands by filing date | |
| FB FINL CORP | 30257X104 | COM | 6,939 | $220,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767868 | MSCI ONE BELT | 9,297 | $220,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 17,897 | $219,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 4,700 | $219,000 | thousands by filing date | put |
| CITIZENS HLDG CO MISS | 174715102 | COM | 10,000 | $219,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 12,514 | $219,000 | thousands by filing date | |
| SPDR Portfolio Corporate Bond ETF | 78464A144 | SHS | 6,811 | $218,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 60,652 | $218,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P409 | NUVEEN ESG MIDCP | 6,977 | $218,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 17,151 | $218,000 | thousands by filing date | |
| VICTORY CAP HLDGS INC DEL COM CL A | 92645B103 | Stock | 14,480 | $217,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 1,149 | $217,000 | thousands by filing date | |
| KEZAR LIFE SCIENCES INC | 49372L100 | COM | 12,227 | $217,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 31,731 | $217,000 | thousands by filing date | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 7,043 | $217,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 4,000 | $216,000 | thousands by filing date | put |
| COLUMBIA ETF TR II | 19762B806 | INDIA INFRSR ETF | 18,028 | $216,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 76,360 | $214,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 10,951 | $213,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 47,433 | $213,000 | thousands by filing date | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 14,766 | $213,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 5,495 | $213,000 | thousands by filing date | |
| ISHARES TR | 46435G722 | JPX NIKKEI 400 | 7,662 | $213,000 | thousands by filing date | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 11,597 | $212,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-19-010988 | this filing | 2019-05-15 | acceptance time not in the bulk data set |