13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2019-03-31, filed 2019-05-15, with 7,190 holding rows worth $643,561,408,000.
- Accession
- 0001567619-19-010988
- Filer
- CIK 70858
- Filed
- 2019-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2019
A holdings report, 21,426 entries on the cover page, a total value of $643,561,408,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $643,561,408,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerU.S. TRUST Co OF DELAWARE028-10270
- included managerMANAGED ACCOUNT ADVISORS LLC028-12631
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| COLONY STARWOOD HOMES | 19625XAB8 | NOTE 3.500% 1/1 | 3,071,000 | $3,510,000 | thousands by filing date | principal |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 81,318 | $3,506,000 | thousands by filing date | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 424,641 | $3,503,000 | thousands by filing date | |
| PIMCO ENRGY TACTICAL CR OPP FD | 69346N107 | COM SHS BEN INT | 171,939 | $3,502,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 237,724 | $3,492,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 122,008 | $3,491,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 3,536,000 | $3,491,000 | thousands by filing date | principal |
| OI SA-ADR | 670851500 | ADR | 1,855,922 | $3,489,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 85,535 | $3,484,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V191 | S&P MDCP400 VL | 52,677 | $3,481,000 | thousands by filing date | |
| ENSCO JERSEY FIN LTD | 29359WAB1 | NOTE 3.000% 1/3 | 4,511,000 | $3,479,000 | thousands by filing date | principal |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 262,294 | $3,476,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 181,403 | $3,476,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 50,776 | $3,474,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 65,793 | $3,471,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E578 | BLOOM DATA ETF | 71,156 | $3,468,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 107,585 | $3,463,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 532,528 | $3,461,000 | thousands by filing date | |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 238,930 | $3,460,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 625,451 | $3,459,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V696 | NEXT GEN MEDIA | 106,545 | $3,459,000 | thousands by filing date | |
| NORTHWEST NAT HLDG CO COM | 66765N105 | Stock | 52,646 | $3,455,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 110,629 | $3,447,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 235,944 | $3,447,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 219,869 | $3,437,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 432,226 | $3,433,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 106,230 | $3,432,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 117,551 | $3,430,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2026 CORPORATE BOND ETF | 46138J791 | ETF | 175,942 | $3,429,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 420,327 | $3,426,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F841 | NATURAL RESOURC | 95,933 | $3,424,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 280,377 | $3,423,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E370 | S&P 500 HB ETF | 82,119 | $3,414,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 141,248 | $3,413,000 | thousands by filing date | |
| MANDIANT INC | 31816QAD3 | NOTE 1.625% 6/0 | 3,652,000 | $3,408,000 | thousands by filing date | principal |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 26,900 | $3,403,000 | thousands by filing date | call |
| INVESCO DORSEY WRIGHT INDUSTRIALS MOMENTUM ETF | 46137V845 | ETF | 55,667 | $3,400,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J858 | BULSHS 2023 HY | 130,610 | $3,400,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 12,400 | $3,394,000 | thousands by filing date | call |
| American Express Company | 025816109 | COM | 31,000 | $3,388,000 | thousands by filing date | put |
| FIRST TR EXCH TRADED FD III | 33739P855 | INSTL PFD SECS | 177,941 | $3,383,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 321,360 | $3,381,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 249,258 | $3,373,000 | thousands by filing date | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 55,354 | $3,361,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 159,890 | $3,357,000 | thousands by filing date | |
| Eaton Vance Floating Rate | 27831H100 | ETF | 366,471 | $3,353,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 53,817 | $3,341,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 24,649 | $3,338,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 415,064 | $3,337,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 870,416 | $3,333,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 98,523 | $3,326,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 195,854 | $3,322,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 275,491 | $3,320,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 265,075 | $3,314,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 90,000 | $3,312,000 | thousands by filing date | call |
| World Gold TR | 98149E204 | SPRD GLD Minis | 256,391 | $3,309,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 198,588 | $3,305,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V753 | FOOD & BEVERAGE | 99,398 | $3,302,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 280,160 | $3,301,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F684 | RETAIL ETF | 31,502 | $3,301,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 593,346 | $3,299,000 | thousands by filing date | |
| iShares U.S. Small Cap Equity Factor ETF | 46434V290 | SHS | 82,208 | $3,297,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 71,491 | $3,295,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 45,477 | $3,294,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 34,600 | $3,293,000 | thousands by filing date | call |
| BLACKROCK INC CL A COM | 09247X101 | COM | 7,700 | $3,291,000 | thousands by filing date | call |
| D R HORTON INC COM | 23331A109 | Stock | 79,500 | $3,290,000 | thousands by filing date | put |
| TRUPANION INC | 898202106 | COM | 100,451 | $3,289,000 | thousands by filing date | |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 162,868 | $3,284,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 149,335 | $3,279,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 156,184 | $3,271,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 251,091 | $3,257,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 446,976 | $3,249,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 62,262 | $3,248,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 195,374 | $3,247,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 242,841 | $3,247,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 244,768 | $3,243,000 | thousands by filing date | |
| NUVEEN CORPORATE INCM NOVEME | 67077N106 | COM | 331,339 | $3,240,000 | thousands by filing date | |
| ISHARES TR | 464288125 | 3YRTB ETF | 40,988 | $3,235,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 696,808 | $3,233,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 60,990 | $3,230,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAW3 | NOTE 4.625% 3/0 | 3,250,000 | $3,226,000 | thousands by filing date | principal |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 84,758 | $3,223,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 36,189 | $3,219,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 290,517 | $3,213,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 316,176 | $3,212,000 | thousands by filing date | |
| IRHYTHM HOLDINGS INC COM | 450056106 | Stock | 42,863 | $3,212,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 216,917 | $3,201,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 175,293 | $3,199,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 156,969 | $3,194,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 41,900 | $3,190,000 | thousands by filing date | call |
| YEXT INC | 98585N106 | COM | 145,936 | $3,189,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 70,454 | $3,186,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 160,264 | $3,186,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 63,750 | $3,185,000 | thousands by filing date | |
| Cigna Corporation | 125523100 | COM | 19,800 | $3,184,000 | thousands by filing date | put |
| KELLY SVCS INC | 488152208 | CL A | 144,016 | $3,177,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 59,892 | $3,176,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 56,405 | $3,175,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 79,205 | $3,175,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 806,400 | $3,169,000 | thousands by filing date | put |
| ON SEMICONDUCTOR CORP | 682189AP0 | NOTE 1.625%10/1 | 2,575,000 | $3,169,000 | thousands by filing date | principal |
| BRP INC COM SUN VTG | 05577W200 | Stock | 114,362 | $3,167,000 | thousands by filing date | |
| ORTHOFIX MED INC | 68752M108 | COM | 56,100 | $3,165,000 | thousands by filing date | call |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 82,826 | $3,164,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 119,219 | $3,163,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 36,400 | $3,153,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 135,606 | $3,153,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 227,375 | $3,149,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 266,982 | $3,137,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 54,920 | $3,134,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 151,041 | $3,134,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 226,659 | $3,123,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 60,100 | $3,105,000 | thousands by filing date | call |
| CUBIC CORP | 229669106 | COM | 55,151 | $3,102,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 362,098 | $3,100,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 226,103 | $3,098,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 17,340 | $3,096,000 | thousands by filing date | |
| RA PHARMACEUTICALS INC | 74933V108 | COM | 138,055 | $3,093,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 129,192 | $3,092,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 96,937 | $3,092,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 56,800 | $3,084,000 | thousands by filing date | put |
| SYNAPTICS INC COM | 87157D109 | Stock | 77,473 | $3,079,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 20,054 | $3,077,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G888 | SHORT TERM ETF | 29,175 | $3,077,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 193,539 | $3,068,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 165,145 | $3,066,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 88,772 | $3,065,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 65,800 | $3,062,000 | thousands by filing date | put |
| SERVICENOW INC | 81762PAC6 | NOTE 6/0 | 1,653,000 | $3,062,000 | thousands by filing date | principal |
| GENUINE PARTS CO COM | 372460105 | Stock | 27,300 | $3,058,000 | thousands by filing date | call |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 132,224 | $3,057,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 63,055 | $3,055,000 | thousands by filing date | |
| CUSHMAN WAKEFIELD PLC | G2717B108 | SHS | 171,358 | $3,050,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 32,500 | $3,037,000 | thousands by filing date | put |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 16,200 | $3,028,000 | thousands by filing date | call |
| CHAMPION HOMES INC | 830830105 | COM | 159,374 | $3,028,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AX4 | NOTE 0.900% 9/1 | 2,741,000 | $3,026,000 | thousands by filing date | principal |
| CLOUDERA INC | 18914U100 | COM | 276,485 | $3,024,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F508 | FLEXIBL MUN HIGH | 163,993 | $3,021,000 | thousands by filing date | |
| INVESCO S&P SMALLCAP 600PURE VALUE ETF | 46137V167 | ETF | 46,070 | $3,020,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 175,306 | $3,017,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 52,653 | $3,014,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 44,600 | $3,008,000 | thousands by filing date | put |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 231,200 | $3,003,000 | thousands by filing date | put |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 137,145 | $3,002,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 297,586 | $3,002,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 7,300 | $2,998,000 | thousands by filing date | call |
| UNITI GROUP INC | 91325V108 | COM | 267,800 | $2,997,000 | thousands by filing date | put |
| ISHARES TR | 464288216 | EMGR MKT INF ETF | 104,603 | $2,995,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 150,117 | $2,986,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F759 | CHINA GROWTH LDR | 71,895 | $2,983,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 74,269 | $2,982,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 89,873 | $2,980,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 3,002,000 | $2,971,000 | thousands by filing date | principal |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 100,000 | $2,968,000 | thousands by filing date | put |
| REDFIN CORP | 75737F108 | COM | 146,239 | $2,965,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 100,478 | $2,961,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 193,754 | $2,959,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 79,926 | $2,952,000 | thousands by filing date | |
| BLUE HILLS BANCORP INC | 095573101 | COM | 123,472 | $2,951,000 | thousands by filing date | |
| STONECO LTD | G85158106 | COM CL A | 71,700 | $2,948,000 | thousands by filing date | call |
| GLOBAL X FDS | 37950E127 | REIT ETF | 196,090 | $2,945,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 225,978 | $2,941,000 | thousands by filing date | |
| Target Hospitality Corp. | 87615L107 | Common Stock, par value $0.0001 per share | 309,265 | $2,938,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R696 | CMN | 121,176 | $2,937,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 215,149 | $2,935,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 20,000 | $2,928,000 | thousands by filing date | put |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 768,740 | $2,921,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 147,657 | $2,903,000 | thousands by filing date | |
| DIREXION SHS ETF TR ZACKS MLP | 25459y298 | INDX FD | 213,219 | $2,900,000 | thousands by filing date | |
| ANAPLAN INC | 03272L108 | COM | 73,570 | $2,896,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N691 | VICTORYSHS US | 98,460 | $2,893,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 26,400 | $2,890,000 | thousands by filing date | call |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 64,725 | $2,890,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 438,117 | $2,882,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 140,000 | $2,880,000 | thousands by filing date | put |
| NUCOR CORP COM | 670346105 | Stock | 49,300 | $2,877,000 | thousands by filing date | call |
| LYDALL INC | 550819106 | COMMON STOCK | 122,591 | $2,876,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 156,965 | $2,866,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 198,516 | $2,862,000 | thousands by filing date | |
| MYOKARDIA INC | 62857M105 | COM | 55,000 | $2,859,000 | thousands by filing date | call |
| EOG RES INC COM | 26875P101 | Stock | 30,000 | $2,856,000 | thousands by filing date | put |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 48,000 | $2,852,000 | thousands by filing date | call |
| QUANTENNA COMMUNICATIONS INC | 74766D100 | COM | 117,126 | $2,850,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V571 | GLOBAL DRGN CN | 70,422 | $2,849,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 259,659 | $2,847,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 353,934 | $2,842,000 | thousands by filing date | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 33,300 | $2,841,000 | thousands by filing date | put |
| PARK NATL CORP COM | 700658107 | Stock | 29,956 | $2,839,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 60,800 | $2,839,000 | thousands by filing date | call |
| AXOSFINLINC | 05465C100 | STOK | 98,012 | $2,838,000 | thousands by filing date | |
| WORLDPAY INC | 981558109 | CL A | 25,000 | $2,838,000 | thousands by filing date | put |
| WORLDPAY INC | 981558109 | CL A | 25,000 | $2,838,000 | thousands by filing date | call |
| SVMK INC | 78489X103 | COM | 155,473 | $2,831,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 212,937 | $2,829,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 81,938 | $2,812,000 | thousands by filing date | |
| SEMPRA ENERGY | 816851505 | PFD | 26,490 | $2,812,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E448 | RUSELL1000 GWT | 50,000 | $2,809,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 234,854 | $2,807,000 | thousands by filing date | |
| REV Group Inc | 749527107 | Common Stock | 256,087 | $2,805,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 50,406 | $2,804,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 354,616 | $2,802,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 250,000 | $2,800,000 | thousands by filing date | call |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 29,302 | $2,799,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 220,059 | $2,799,000 | thousands by filing date | |
| Fidelity High Dividend ETF | 316092840 | SHS | 93,350 | $2,797,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 34,800 | $2,797,000 | thousands by filing date | call |
| PITNEY BOWES INC COM | 724479100 | Stock | 406,531 | $2,792,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 255,935 | $2,792,000 | thousands by filing date | |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 253,172 | $2,790,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E414 | MSCI CYCLI | 50,000 | $2,785,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A804 | TOTAL RETURN | 53,716 | $2,780,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 98,145 | $2,778,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 142,178 | $2,777,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 141,451 | $2,775,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 228,636 | $2,774,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 104,876 | $2,773,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 65,955 | $2,773,000 | thousands by filing date | |
| AVALARA INC | 05338G106 | COM | 49,712 | $2,773,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 21,500 | $2,771,000 | thousands by filing date | put |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 96,205 | $2,769,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 1,076,571 | $2,766,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E471 | FTSE US OVER | 50,000 | $2,766,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 53,200 | $2,762,000 | thousands by filing date | call |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 87,000 | $2,757,000 | thousands by filing date | call |
| ADVANSIX INC | 00773T101 | COM | 96,379 | $2,755,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E430 | RUSLL LRG OVER | 50,000 | $2,754,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 205,872 | $2,749,000 | thousands by filing date | |
| KEANE GROUP INC | 48669A108 | COM | 252,423 | $2,749,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 121,203 | $2,748,000 | thousands by filing date | |
| HUDSON LTD | G46408103 | COM CL A | 199,808 | $2,747,000 | thousands by filing date | |
| ALLOGENE THERAPEUTICS INC | 019770106 | COM | 94,942 | $2,745,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 74,839 | $2,744,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A143 | SHS NEW | 587,939 | $2,734,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 80,244 | $2,731,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435AB1 | NOTE 7/0 | 1,242,000 | $2,727,000 | thousands by filing date | principal |
| CHENIERE ENERGY INC | U16344AB6 | DEBT 4.875% 5/2 | 2,623,359 | $2,726,000 | thousands by filing date | principal |
| CZR | 127686103 | Stock | 313,300 | $2,723,000 | thousands by filing date | call |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 47,227 | $2,722,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 75,900 | $2,707,000 | thousands by filing date | call |
| RESTORBIO INC | 76133L103 | COM | 396,903 | $2,707,000 | thousands by filing date | |
| NUVEEN MUN 2021 TARGET TERM | 670687102 | COM | 280,152 | $2,700,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 118,414 | $2,696,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 21,300 | $2,694,000 | thousands by filing date | put |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 120,554 | $2,686,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 166,881 | $2,686,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 152,125 | $2,680,000 | thousands by filing date | |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 54,120 | $2,679,000 | thousands by filing date | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 176,823 | $2,677,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E529 | NY AMT FRE MUN | 108,777 | $2,672,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 824,733 | $2,672,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 70,094 | $2,669,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V423 | S&P 500 VLU MOMN | 69,315 | $2,667,000 | thousands by filing date | |
| INVESCO S&P MIDCAP 400 GARP ETF | 46137V225 | ETF | 41,785 | $2,663,000 | thousands by filing date | |
| INVESCO HIG INCM 2023 TARG T | 46135X108 | COM | 258,098 | $2,661,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E372 | MSCI DEV OVER | 50,000 | $2,657,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 145,000 | $2,651,000 | thousands by filing date | call |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 51,045 | $2,648,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E455 | CMN | 50,000 | $2,642,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E422 | RUSLL SML OVER | 50,000 | $2,641,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 326,066 | $2,635,000 | thousands by filing date | |
| EATON VANCE HIGH INCOME 2021 | 27829W101 | COM SH BEN INT | 270,787 | $2,632,000 | thousands by filing date | |
| ZUORA INC | 98983V106 | COMMON STOCK | 131,280 | $2,629,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E380 | MSCI EMRG OVER | 50,000 | $2,622,000 | thousands by filing date | |
| DBX ETF TR | 233051705 | XTRACK MUN INFRA | 96,179 | $2,616,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 108,979 | $2,615,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E463 | FTSE INTL OVER | 50,000 | $2,611,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E398 | MSCI DEF OVER | 50,000 | $2,605,000 | thousands by filing date | |
| ANAPTYSBIO INC | 032724106 | COM | 35,635 | $2,603,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 33,391 | $2,600,000 | thousands by filing date | |
| INVESCO S&P 500 EQUAL WEIGHT ENERGY ETF | 46137V365 | ETF | 51,305 | $2,599,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | 500688106 | COM | 415,713 | $2,590,000 | thousands by filing date | |
| COLUMBIA ETF TR II BEYOND BRICS ETF | 19762B103 | CEF | 155,717 | $2,589,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 128,401 | $2,588,000 | thousands by filing date | |
| BRIGHTVIEW HLDGS INC | 10948C107 | COM | 179,564 | $2,586,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 106,009 | $2,579,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 45,400 | $2,578,000 | thousands by filing date | put |
| NUSHARES ETF TR | 67092P110 | NUVEEN ESG 1-5 | 104,424 | $2,575,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 99,332 | $2,571,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 9,000 | $2,570,000 | thousands by filing date | put |
| ABIOMED INC | 003654100 | COM | 9,000 | $2,570,000 | thousands by filing date | call |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 98,928 | $2,569,000 | thousands by filing date | |
| SPDR SER TR | 78468R812 | MSCI USA STRTGIC | 30,897 | $2,569,000 | thousands by filing date | |
| DMC GLOBAL INC | 23291C103 | COM | 51,761 | $2,569,000 | thousands by filing date | |
| SPDR S&P 500 Fossil Fuel Reserves Free ETF | 78468R796 | SHS | 37,569 | $2,564,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 181,543 | $2,561,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 174,561 | $2,557,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 105,050 | $2,553,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 209,122 | $2,551,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 822,800 | $2,551,000 | thousands by filing date | put |
| MBIA INC | 55262C100 | COMMON STOCK | 267,933 | $2,550,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188408 | LOW DURTIN ETF | 50,609 | $2,549,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 340,264 | $2,549,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 95,000 | $2,548,000 | thousands by filing date | put |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 76,466 | $2,544,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 203,773 | $2,543,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y772 | AGING POPUL ETF | 118,344 | $2,541,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 48,271 | $2,540,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 730,925 | $2,536,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 205,943 | $2,533,000 | thousands by filing date | |
| INVESCO EXCHNG TRAD SLF INDE | 46139W304 | CORRT INM DEFS | 100,000 | $2,533,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 25,000 | $2,532,000 | thousands by filing date | put |
| HESKA CORP | 42805E306 | COM | 29,723 | $2,531,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 69,881 | $2,525,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 189,886 | $2,522,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 240,678 | $2,515,000 | thousands by filing date | |
| PACER DATA & ETF INFRASTRUCTURE REAL ESTATE | 69374H741 | ETF | 89,112 | $2,510,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 10,000 | $2,497,000 | thousands by filing date | call |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 262,029 | $2,497,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 40,312 | $2,488,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 55,981 | $2,488,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 421,818 | $2,476,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 320,081 | $2,474,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 207,177 | $2,465,000 | thousands by filing date | |
| INVESCO EXCHNG TRAD SLF INDE | 46139W403 | CORRT INM VALU | 100,000 | $2,465,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V217 | S&P MDCP400 PR | 16,269 | $2,460,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 49,218 | $2,459,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 43,507 | $2,457,000 | thousands by filing date | |
| Goldman Sachs Equal Weight U.S. Large Cap Equity ETF | 381430438 | SHS | 54,300 | $2,454,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 239,244 | $2,454,000 | thousands by filing date | |
| HUYA INC ADS EACH REP 1 ORD SHS CL A | 44852D108 | COM | 87,171 | $2,452,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 71,625 | $2,449,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 40,900 | $2,448,000 | thousands by filing date | call |
| HP INC COM | 40434L105 | Stock | 125,900 | $2,446,000 | thousands by filing date | call |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 18,892 | $2,437,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 63,245 | $2,437,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 332,915 | $2,434,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 477,467 | $2,426,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 70,196 | $2,425,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 85,200 | $2,415,000 | thousands by filing date | call |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 396,379 | $2,414,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 33,623 | $2,410,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 58,454 | $2,406,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 175,200 | $2,402,000 | thousands by filing date | call |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 185,631 | $2,398,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P706 | CMN | 83,868 | $2,397,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 61,635 | $2,396,000 | thousands by filing date | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 42,466 | $2,395,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 134,030 | $2,390,000 | thousands by filing date | |
| ACUSHNET HLDGS CORP | 005098108 | COM | 103,272 | $2,389,000 | thousands by filing date | |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 20,288 | $2,388,000 | thousands by filing date | |
| EURONET WORLDWIDE INC | 298736AH2 | NOTE 1.50010/0 | 1,215,000 | $2,386,000 | thousands by filing date | principal |
| CANOPY GROWTH CORP | 138035100 | COM | 55,000 | $2,385,000 | thousands by filing date | put |
| ABRDN SILVER ETF TRUST | 003264108 | PHYSCL SILVR SHS | 162,361 | $2,383,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 96,017 | $2,381,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 112,629 | $2,379,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 170,933 | $2,371,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 60,000 | $2,360,000 | thousands by filing date | put |
| United Parcel Service,Inc. Class B | 911312106 | COM | 21,100 | $2,358,000 | thousands by filing date | call |
| VIRTU FINL INC | 928254101 | CL A | 99,237 | $2,357,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 49,000 | $2,355,000 | thousands by filing date | call |
| DOLLAR GEN CORP COM | 256677105 | Stock | 19,700 | $2,350,000 | thousands by filing date | call |
| KKR & CO INC | 48251W104 | COM | 100,000 | $2,349,000 | thousands by filing date | call |
| MACQUARIE INFRASTRUCTURE COR | 55608BAB1 | NOTE 2.000%10/0 | 2,665,000 | $2,349,000 | thousands by filing date | principal |
| iShares MSCI Intl Momentum Factor ETF | 46434V449 | SHS | 82,143 | $2,347,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222AF1 | NOTE 4.125% 9/0 | 2,453,000 | $2,347,000 | thousands by filing date | principal |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 23,960 | $2,338,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 552,717 | $2,338,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 30,700 | $2,337,000 | thousands by filing date | put |
| GATES INDL CORP PLC | G39108108 | ORD SHS | 162,717 | $2,334,000 | thousands by filing date | |
| Direxion All Cap Insider Senti | 25459Y769 | ETF | 60,651 | $2,331,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 74,948 | $2,328,000 | thousands by filing date | |
| ECOVYST INC. | 73943T103 | Common Stock | 153,459 | $2,328,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 136,010 | $2,326,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 60,524 | $2,318,000 | thousands by filing date | |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 726,726 | $2,318,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 282,866 | $2,317,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 31,897 | $2,313,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 63,547 | $2,312,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 11,700 | $2,311,000 | thousands by filing date | call |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 135,726 | $2,303,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 85,496 | $2,300,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 78,430 | $2,298,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES EURO | 46138K103 | EURO SHS | 21,450 | $2,296,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 130,960 | $2,293,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 534,878 | $2,289,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550AB1 | NOTE 1.000% 3/0 | 2,033,000 | $2,289,000 | thousands by filing date | principal |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 168,330 | $2,279,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC | 007800AB1 | NOTE 2.250%12/1 | 1,536,000 | $2,279,000 | thousands by filing date | principal |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 78,998 | $2,277,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 37,773 | $2,275,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 49,559 | $2,275,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 391,140 | $2,273,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 174,691 | $2,266,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 28,039 | $2,260,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 17,600 | $2,255,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189F767 | INDIA GROWTH LDR | 51,368 | $2,254,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 235,350 | $2,250,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 151,391 | $2,249,000 | thousands by filing date | |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 43,600 | $2,244,000 | thousands by filing date | call |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 139,871 | $2,244,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 171,098 | $2,233,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 30,412 | $2,232,000 | thousands by filing date | |
| Canadian $ ETF | 46138T104 | ETF | 30,208 | $2,231,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 171,247 | $2,231,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 306,214 | $2,226,000 | thousands by filing date | |
| THE STARS GROUP INC | 85570W100 | COMMON STOCK-FO | 126,865 | $2,222,000 | thousands by filing date | |
| MODERNA INC | 60770K107 | COM | 109,169 | $2,221,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 11,128 | $2,220,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 41,669 | $2,216,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 48,350 | $2,215,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 107,131 | $2,215,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 90,000 | $2,214,000 | thousands by filing date | call |
| GOLDCORP INC NEW | 380956409 | COM | 193,500 | $2,214,000 | thousands by filing date | put |
| NUVEEN PFD & INCOME 2022 TER | 67075T105 | COM | 97,090 | $2,214,000 | thousands by filing date | |
| SEA LTD | 81141R100 | SPONSORD ADS | 94,100 | $2,213,000 | thousands by filing date | call |
| GLOBAL X FDS | 37950E200 | FTSE COLOMBIA20 | 229,013 | $2,210,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E396 | S&P 500 CONC ETF | 65,900 | $2,207,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 88,043 | $2,207,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 11,800 | $2,205,000 | thousands by filing date | put |
| ST JOE CO | 790148100 | COM | 133,432 | $2,200,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 174,446 | $2,198,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 279,530 | $2,197,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 67,967 | $2,191,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 148,499 | $2,189,000 | thousands by filing date | |
| IVC 4 1/2 6/1/22 | 461203AH4 | CONVERTIBLE BOND | 2,550,000 | $2,185,000 | thousands by filing date | principal |
| JOHN HANCOCK EXCHANGE TRADED | 47804J404 | CMN | 62,062 | $2,184,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 40,378 | $2,183,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 58,561 | $2,181,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 55,925 | $2,180,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 70,439 | $2,174,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V860 | DORSEY WRGT FINL | 65,126 | $2,174,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q308 | DIV RTN EM EQT | 39,993 | $2,169,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 1,453,958 | $2,166,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 180,500 | $2,164,000 | thousands by filing date | call |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 307,783 | $2,164,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 49,322 | $2,162,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 79,287 | $2,158,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 107,779 | $2,149,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P207 | EMER MKT COR DIV | 72,331 | $2,145,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 203,029 | $2,144,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2027 CORPORATE BOND ETF | 46138J783 | ETF | 108,399 | $2,144,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 109,024 | $2,142,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 153,948 | $2,132,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 82,846 | $2,127,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 120,954 | $2,126,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 80,945 | $2,125,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y401 | CMN | 31,193 | $2,125,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 28,800 | $2,123,000 | thousands by filing date | put |
| ALLAKOS INC | 01671P100 | COM | 52,396 | $2,122,000 | thousands by filing date | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 90,012 | $2,121,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W364 | BRCLYS NEGTV DUR | 50,010 | $2,121,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 187,915 | $2,120,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 491,774 | $2,120,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 172,678 | $2,117,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 2,119,000 | $2,116,000 | thousands by filing date | principal |
| Deere & Company | 244199105 | COM | 13,200 | $2,110,000 | thousands by filing date | put |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 97,037 | $2,110,000 | thousands by filing date | |
| PGIM HIGH YIELD BOND FUND IN | 69346H100 | COM | 148,738 | $2,109,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 49,246 | $2,103,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V605 | DJ INDL AVG DV | 57,772 | $2,099,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 72,018 | $2,092,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 77,952 | $2,090,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 11,900 | $2,088,000 | thousands by filing date | call |
| LATTICE STRATEGIES TR | 518416508 | HARTFORD MLT SML | 70,749 | $2,087,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 59,131 | $2,085,000 | thousands by filing date | |
| GREENSKY INC | 39572G100 | CL A | 161,108 | $2,084,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 49,187 | $2,079,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 101,143 | $2,077,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 395,581 | $2,077,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 31,297 | $2,076,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 293,816 | $2,074,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 30,100 | $2,070,000 | thousands by filing date | call |
| ALPS ETF TR | 00162Q668 | EM SECT DIV DG | 96,401 | $2,070,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E669 | GLOBAL EX US HGH | 88,619 | $2,069,000 | thousands by filing date | |
| DREYFUS MUN BD INFRSTRCTR FD | 26203D101 | SHS | 159,073 | $2,062,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 200,147 | $2,060,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 370,268 | $2,059,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 28,170 | $2,057,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 142,072 | $2,056,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 137,448 | $2,055,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 499,610 | $2,054,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 106,136 | $2,054,000 | thousands by filing date | |
| CLEVELAND CLIFFS INC | 185899AA9 | DBCV 1.500% 1/1 | 1,500,000 | $2,048,000 | thousands by filing date | principal |
| GUARDANT HEALTH INC COM | 40131M109 | Stock | 26,670 | $2,045,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J505 | EURO ALPHADEX | 54,140 | $2,044,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 20,400 | $2,042,000 | thousands by filing date | put |
| ISTAR INC | 45031U101 | COMMON STOCK | 242,243 | $2,040,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 146,118 | $2,035,000 | thousands by filing date | |
| ISHARES TR | 46434V266 | INTERNATIONAL SL | 70,909 | $2,030,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 77,956 | $2,030,000 | thousands by filing date | |
| ISHARES TR | 46434V712 | MIN VOL JAPN ETF | 30,691 | $2,027,000 | thousands by filing date | |
| TTEC HLDGS INC | 89854H102 | COM | 55,935 | $2,026,000 | thousands by filing date | |
| BLOOM ENERGY CORP | 093712107 | COM | 156,614 | $2,023,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 103,854 | $2,019,000 | thousands by filing date | |
| CENTRAIS ELETRICAS BRASILEIR | 15234Q108 | SPON ADR PFD B | 208,606 | $2,015,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 192,834 | $2,005,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 21,000 | $2,003,000 | thousands by filing date | put |
| TEEKAY CORPORATION | Y8564W103 | COM | 511,194 | $2,003,000 | thousands by filing date | |
| Aussie $ ETF | 46090N103 | ETF | 28,226 | $2,003,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 233,597 | $1,999,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 115,146 | $1,997,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V498 | S&P SMLCP MOMENT | 54,680 | $1,991,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N832 | VCSHS US SML CAP | 44,251 | $1,991,000 | thousands by filing date | |
| STONECO LTD | G85158106 | COM CL A | 48,362 | $1,989,000 | thousands by filing date | |
| PRA GROUP INC | 69354NAB2 | Convertible Debt | 2,217,000 | $1,986,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 42,860 | $1,983,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V878 | DORSEY WRGT ENRG | 61,565 | $1,981,000 | thousands by filing date | |
| PROSHARES TR | 74347B847 | MSCI EMRG MKTS | 34,142 | $1,968,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-19-010988 | this filing | 2019-05-15 | acceptance time not in the bulk data set |