13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2019-03-31, filed 2019-05-15, with 7,190 holding rows worth $643,561,408,000.
- Accession
- 0001567619-19-010988
- Filer
- CIK 70858
- Filed
- 2019-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2019
A holdings report, 21,426 entries on the cover page, a total value of $643,561,408,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $643,561,408,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerU.S. TRUST Co OF DELAWARE028-10270
- included managerMANAGED ACCOUNT ADVISORS LLC028-12631
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PDC ENERGY INC | 69327R101 | COM | 25,000 | $1,017,000 | thousands by filing date | put |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 82,483 | $1,015,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 185,746 | $1,013,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 225,437 | $1,012,000 | thousands by filing date | |
| SILVERBOW RES INC | 82836G102 | COM | 43,858 | $1,010,000 | thousands by filing date | |
| BANK SOUTH CAROLINA CORP | 065066102 | COM | 55,402 | $1,010,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 42,600 | $1,008,000 | thousands by filing date | call |
| Eaton Corp. Plc | G29183103 | COM | 12,500 | $1,007,000 | thousands by filing date | call |
| OPTINOSE INC | 68404V100 | COM | 97,745 | $1,007,000 | thousands by filing date | |
| PROSHARES TR | 74347X310 | CMN | 28,577 | $1,007,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 84,323 | $1,006,000 | thousands by filing date | |
| INVESCO DB G10 CURRENCY HRVS | 46139B102 | UNIT | 41,042 | $1,004,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 128,898 | $1,000,000 | thousands by filing date | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 52,824 | $999,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 50,772 | $999,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 40,128 | $999,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P870 | NUVEEN ESG US | 40,218 | $999,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 35,700 | $998,000 | thousands by filing date | put |
| SMART GLOBAL HLDGS INC | G8232Y101 | COM | 52,031 | $998,000 | thousands by filing date | |
| JOHN HANCOCK MULTIFACTOR INDUSTRIALS ETF | 47804J883 | ETF | 27,936 | $996,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 50,304 | $994,000 | thousands by filing date | |
| INVESCO DB PRECIOUS METALS FUND | 46140H502 | ETF | 27,378 | $992,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P202 | EME MRK BD ETF | 26,159 | $991,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J109 | ASIA EX JAPAN | 32,581 | $991,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 6,200 | $990,000 | thousands by filing date | put |
| TRIMBLE INC COM | 896239100 | Stock | 24,500 | $990,000 | thousands by filing date | call |
| INVESCO EXCHNG TRADED FD TR | 46138E776 | FRONTIER MKTS | 72,327 | $990,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y888 | SPECTRUM PFD | 10,385 | $989,000 | thousands by filing date | |
| Vanguard ESG International Stock ETF | 921910725 | SHS | 20,193 | $986,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 11,600 | $984,000 | thousands by filing date | put |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 97,816 | $983,000 | thousands by filing date | |
| INSTRUCTURE INC | 45781U103 | COM | 20,824 | $982,000 | thousands by filing date | |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 22,731 | $979,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 55,581 | $978,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A110 | CMN | 9,362 | $978,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 105,474 | $977,000 | thousands by filing date | |
| THE CUSHING MLP INFASTCR TOT | 231631201 | COM NEW | 93,609 | $977,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 62,425 | $975,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 108,023 | $973,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E877 | DLY JR GOLD 3X | 24,771 | $971,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 23,268 | $969,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA | 88339KAA0 | NOTE 3.250%11/0 | 1,000,000 | $969,000 | thousands by filing date | principal |
| SPOK HLDGS INC COM | 84863T106 | Stock | 70,970 | $967,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 17,400 | $966,000 | thousands by filing date | call |
| TERRAFORM PWR INC | 88104R209 | COM CL A | 70,301 | $966,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 122,506 | $966,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A706 | ST STR GLB DOW | 11,584 | $963,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 170,500 | $963,000 | thousands by filing date | put |
| FOUNDATION BLDG MATLS INC | 350392106 | COM | 97,913 | $962,000 | thousands by filing date | |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 34,667 | $961,000 | thousands by filing date | |
| COLONY FINL INC | 19624RAA4 | NOTE 5.000% 4/1 | 1,018,000 | $959,000 | thousands by filing date | principal |
| SOGOU INC ADR REPSTG A | 83409V104 | ADR REPSTG A | 161,239 | $958,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 17,700 | $955,000 | thousands by filing date | put |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 36,749 | $954,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 22,292 | $953,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 22,836 | $953,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 222 | $951,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 78,616 | $951,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 64,810 | $949,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 71,869 | $948,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 44,469 | $947,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 40,100 | $943,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 155,093 | $943,000 | thousands by filing date | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 7,957 | $937,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 13,107 | $936,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L787 | GLB QLT R/E IDX | 14,624 | $935,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 68,896 | $935,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 14,680 | $934,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F171 | GREEN BOND ETF | 35,980 | $933,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 71,600 | $931,000 | thousands by filing date | call |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 195,890 | $931,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 9,598 | $929,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 77,054 | $926,000 | thousands by filing date | |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 62,506 | $926,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 73,188 | $926,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 99,376 | $926,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 237,617 | $922,000 | thousands by filing date | |
| VERRICA PHARMACEUTICALS INC | 92511W108 | COM | 85,233 | $921,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 13,009 | $918,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 53,308 | $917,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 27,003 | $915,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 10,500 | $913,000 | thousands by filing date | put |
| OOMA INC | 683416101 | COM | 68,565 | $908,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 26,911 | $908,000 | thousands by filing date | |
| C&J ENERGY SVCS INC NEW | 12674R100 | COM | 58,575 | $908,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 93,413 | $907,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 15,227 | $907,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 57,509 | $907,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 64,133 | $907,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 04545L107 | COM | 179,034 | $907,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 90,195 | $904,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y483 | NASDAQ 100 COVER | 39,795 | $903,000 | thousands by filing date | |
| INFRAREIT INC | 45685L100 | COM | 42,980 | $902,000 | thousands by filing date | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 18,083 | $901,000 | thousands by filing date | |
| USAA ETF TR | 90291F105 | MSCI USA VL MT | 17,908 | $900,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 17,500 | $898,000 | thousands by filing date | call |
| FIRST TR EXCHANGE TRADED FD | 33738R688 | S&P INTL DIVID | 53,493 | $897,000 | thousands by filing date | |
| SOLARWINDS CORP | 83417Q105 | COM | 45,790 | $894,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 7,500 | $893,000 | thousands by filing date | call |
| BANKFINANCIAL CORP | 06643P104 | COM | 60,031 | $892,000 | thousands by filing date | |
| BAIN CAP SPECIALTY FIN INC | 05684B107 | COM STK | 46,191 | $891,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X475 | ST STR MSCI GLB | 11,412 | $891,000 | thousands by filing date | |
| O2MICRO INTERNATIONAL LTD | 67107W100 | SPONS ADR | 521,260 | $891,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 50,000 | $890,000 | thousands by filing date | call |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 225,698 | $886,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R712 | DORSEY WRIGHT | 43,936 | $882,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 129,848 | $880,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 4,600 | $878,000 | thousands by filing date | put |
| INVESCO DB MULTI ETF SECTOR COMMODITY TRUST BASE METALS FUND | 46140H700 | ETF | 51,514 | $878,000 | thousands by filing date | |
| EVERQUOTE INC | 30041R108 | COM CL A | 117,860 | $877,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 21,471 | $876,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 64,825 | $876,000 | thousands by filing date | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 125,253 | $874,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C807 | S&P FINCIAL REVE | 13,936 | $874,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 80,854 | $873,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 48,600 | $872,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 16,112 | $871,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 138,531 | $871,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 46,736 | $870,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 160,153 | $870,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 42,218 | $868,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 112,081 | $867,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 41,168 | $866,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L505 | FRANKLIN INTL LW | 33,331 | $863,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 7,144 | $863,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 91,758 | $862,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 80,900 | $862,000 | thousands by filing date | call |
| CONTURA ENERGY INC | 21241B100 | COM | 14,878 | $862,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 79,858 | $861,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 14,423 | $860,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 4,500 | $859,000 | thousands by filing date | call |
| MICROCHIP TECHNOLOGY INC. | 595017AF1 | NOTE 1.625% 2/1 | 781,000 | $857,000 | thousands by filing date | principal |
| AKORN INC | 009728106 | COM | 243,459 | $857,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 83,558 | $854,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 90,342 | $853,000 | thousands by filing date | |
| ISHARES US ETF TR | 46431W820 | INT RT HD EMRG | 33,958 | $853,000 | thousands by filing date | |
| FOCUS FINANCIAL PARTNERS INC. | 34417P100 | COM CL A | 23,900 | $852,000 | thousands by filing date | |
| ISHARES TR | 46435G425 | COM | 13,665 | $849,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 12,960 | $848,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 51,176 | $847,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 69,179 | $847,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 67,350 | $846,000 | thousands by filing date | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 163,925 | $844,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 475,768 | $843,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 66,782 | $839,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 34,156 | $835,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 78,912 | $833,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 17,500 | $833,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V720 | LEISU ENTMT ETF | 19,416 | $833,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 39,859 | $832,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 7,500 | $832,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 20,805 | $832,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 78,918 | $831,000 | thousands by filing date | |
| GNC Holdings | 36191GAB3 | CONV BOND | 1,020,000 | $830,000 | thousands by filing date | principal |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 19,732 | $829,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 10,184 | $829,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 5,921 | $829,000 | thousands by filing date | |
| ASSURANT INC | 04621X207 | 6.50% CONV PFD D | 8,000 | $829,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 64,368 | $828,000 | thousands by filing date | |
| HIGHPOINT RES CORP | 43114K108 | COM | 374,477 | $827,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 85,313 | $825,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 29,500 | $825,000 | thousands by filing date | call |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 118,734 | $822,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 120,359 | $822,000 | thousands by filing date | |
| BIGLARI HOLDINGS INC B | 08986R309 | COMMON STOCK | 5,810 | $822,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 118,218 | $822,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 15,234 | $819,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 36,265 | $819,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 15,777 | $819,000 | thousands by filing date | |
| El Paso Energy Capital Trust I | 283678209 | Preferred Shares | 15,128 | $819,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E834 | DWA TACTCL MLT | 32,711 | $819,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 21,300 | $818,000 | thousands by filing date | put |
| ONESPAN INC | 68287N100 | COM | 42,577 | $818,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E560 | LADERITE 0-5YR | 32,847 | $818,000 | thousands by filing date | |
| NUVEEN CONNECTICUT PREM INC | 67060D107 | COM | 67,796 | $817,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 21,909 | $815,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 65,752 | $815,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 1,280,541 | $813,000 | thousands by filing date | |
| PROSHARES TR | 74347B508 | DJ BRKFLD GLB | 18,465 | $811,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 14,049 | $810,000 | thousands by filing date | |
| ALTAIR ENGINEERING INC | 021369103 | COMMON STOCK | 22,000 | $810,000 | thousands by filing date | call |
| DBX ETF TR ETF X TRACKERS SHORT DUR HIGH YIELD BOND ETF | 233051283 | ETF | 16,337 | $806,000 | thousands by filing date | |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 212,762 | $805,000 | thousands by filing date | |
| O'Shares FTSE U.S. Quality Divid | 67110P407 | COM | 23,897 | $803,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 41,003 | $802,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 24,976 | $802,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 110,826 | $801,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W380 | INTRST RATE HDGE | 16,771 | $801,000 | thousands by filing date | |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 40,975 | $801,000 | thousands by filing date | |
| ISHARES TR | 46434V746 | MIN VOL ASIA JAP | 22,313 | $801,000 | thousands by filing date | |
| DBX ETF TR | 233051713 | XTRCK JP MRGN ES | 34,158 | $800,000 | thousands by filing date | |
| ISHARES TR | 46434V779 | MSCI QATAR ETF | 43,044 | $796,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 38,638 | $794,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 34,770 | $793,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 11,400 | $792,000 | thousands by filing date | call |
| INVESCO EXCH TRADED FD TR II | 46138E180 | S&P SMLCP DISC | 13,090 | $792,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 7,600 | $790,000 | thousands by filing date | put |
| KEYW HLDG CORP | 493723100 | COM | 91,647 | $789,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 23,701 | $788,000 | thousands by filing date | |
| ISHARES TR | 46429B465 | MSCI GERMNY ETF | 14,532 | $788,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 84,112 | $787,000 | thousands by filing date | |
| ISHARES TR | 46435G268 | RUSEL 2500 ETF | 17,836 | $786,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 52,841 | $786,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 63,636 | $786,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 41,196 | $785,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 19,933 | $783,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 209,647 | $782,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978AAA2 | NOTE 1.500%11/0 | 346,000 | $782,000 | thousands by filing date | principal |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 90,281 | $781,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 15,885 | $781,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F304 | ENVIRONMENTAL SR | 8,041 | $779,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 11,000 | $778,000 | thousands by filing date | put |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 34,217 | $776,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 52,000 | $776,000 | thousands by filing date | put |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 52,000 | $776,000 | thousands by filing date | call |
| INVESCO EXCHANGE TRADED FD T | 46137V456 | S&P MDCP VLU MNT | 24,602 | $776,000 | thousands by filing date | |
| PROVIDENCE SVC CORP | 743815102 | COM | 11,631 | $774,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 4,000 | $773,000 | thousands by filing date | call |
| CHASE CORP | 16150R104 | COM | 8,355 | $773,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A128 | ST STR SP1500VT | 7,595 | $771,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 12,320 | $769,000 | thousands by filing date | |
| FLEXSHARES DURATION MBS | 33939l779 | INDX FD | 33,017 | $769,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V381 | S&P500 EQL DIS | 7,382 | $768,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 58,517 | $768,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 40,913 | $766,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 35,614 | $766,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730509 | COMMON STOCK | 12,778 | $766,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2028 CORPORATE BOND ETF | 46138J643 | ETF | 36,977 | $765,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 59,009 | $765,000 | thousands by filing date | |
| TRONOX HOLDINGS PLC SHS | G9087Q102 | Stock | 58,056 | $763,000 | thousands by filing date | |
| COGENT BIOSCIENCES INC COM | 903214104 | COM | 173,864 | $763,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 4,426 | $761,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 76,131 | $757,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 56,445 | $756,000 | thousands by filing date | |
| FLEXSHARES INTERNATIONALQUALITY DIVIDEND DYNAMICINDEX FUND | 33939L829 | ETF | 30,673 | $756,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 23,970 | $755,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 67,754 | $755,000 | thousands by filing date | |
| WAGEWORKS INC | 930427109 | COM | 20,000 | $755,000 | thousands by filing date | put |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 27,500 | $754,000 | thousands by filing date | put |
| TPI Composites Inc | 87266J104 | Common Stock | 26,319 | $754,000 | thousands by filing date | |
| GLOBAL X INTERNET OF THINGS ETF | 37954Y780 | UIT EXCHANGE TRADED | 40,924 | $749,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 38,909 | $745,000 | thousands by filing date | |
| NEXTGEN HEALTHCARE INC | 65343C102 | COMMON STOCK | 44,195 | $744,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 18,996 | $743,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TRUST ACCESS | 381430453 | ACCESS HIG YLD | 15,156 | $741,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940T109 | COM | 56,600 | $740,000 | thousands by filing date | put |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 59,331 | $739,000 | thousands by filing date | |
| CISION LTD | G1992S109 | SHS | 53,622 | $739,000 | thousands by filing date | |
| SPDR S&P North American Natural Resources ETF | 78463X152 | SHS | 22,638 | $738,000 | thousands by filing date | |
| ISHARES FALLEN ANGELS USD BOND ETF | 46435G474 | ETF | 27,992 | $737,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H658 | INSPIRE GBL HOPE | 26,540 | $736,000 | thousands by filing date | |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 39,832 | $736,000 | thousands by filing date | |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 28,194 | $734,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 21,590 | $732,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 17,308 | $732,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 487,190 | $732,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 4,600 | $731,000 | thousands by filing date | put |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 18,853 | $730,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 96,810 | $728,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 64,500 | $725,000 | thousands by filing date | call |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 120,971 | $725,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 36,073 | $725,000 | thousands by filing date | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 59,194 | $724,000 | thousands by filing date | |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 38,308 | $724,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 19,485 | $722,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 68,744 | $722,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 222,815 | $721,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 50,582 | $721,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 80,120 | $720,000 | thousands by filing date | |
| UROGEN PHARMA LTD | M96088105 | COMMON STOCK | 19,424 | $717,000 | thousands by filing date | |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 362,112 | $717,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 14,513 | $716,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 110,000 | $715,000 | thousands by filing date | put |
| WISDOMTREE TRUST | 97717W828 | ASIA PAC EXJP FD | 10,624 | $715,000 | thousands by filing date | |
| ELLINGTON FINANCIAL INC | 28852N109 | COM | 39,846 | $713,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 43,045 | $712,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 89,272 | $711,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 31,128 | $709,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 180,000 | $707,000 | thousands by filing date | call |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 135,559 | $705,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 353,107 | $703,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741LAC1 | NOTE 6.375%10/0 | 698,000 | $703,000 | thousands by filing date | principal |
| SYNCHRONYFINL | 87165B103 | STOK | 22,000 | $702,000 | thousands by filing date | call |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 192,866 | $702,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 6,400 | $701,000 | thousands by filing date | put |
| VANECK LONG/FLAT TREND ETF | 92189F148 | LONG/FLAT TREND | 26,430 | $701,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 143,807 | $701,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 36,270 | $700,000 | thousands by filing date | |
| NICE SYS INC | 65366HAB9 | BOND | 459,000 | $700,000 | thousands by filing date | principal |
| DIREXION SHS ETF TR | 25460E547 | DAILY MSCI EMERG | 15,941 | $699,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D203 | BULLISH FD | 26,825 | $698,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 69,177 | $696,000 | thousands by filing date | |
| PROSHARES TR | 74347B169 | CMN | 18,129 | $694,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E255 | S&P HIGH INCOM | 26,345 | $694,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 60,700 | $690,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J668 | BULLSHS 23 USD | 26,929 | $689,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 28,874 | $688,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 15,900 | $687,000 | thousands by filing date | call |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 17,614 | $686,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 183,839 | $686,000 | thousands by filing date | |
| MASTERCRAFT BOAT HOLDINGS IN | 57637H103 | COMMON STOCK | 30,327 | $685,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 13,315 | $684,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 44,232 | $683,000 | thousands by filing date | |
| VANECK DIGITAL NATIVE ECONOMY ETF | 92189F882 | ETF | 18,611 | $683,000 | thousands by filing date | |
| CRINETICS PHARMACEUTICALS INC COM | 22663K107 | Stock | 29,944 | $682,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 31,632 | $681,000 | thousands by filing date | |
| CAPITAL CLEAN ENERGY CARRIERS COM | Y11082206 | Stock | 65,000 | $681,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 35,553 | $680,000 | thousands by filing date | |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 131,398 | $680,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 48,066 | $679,000 | thousands by filing date | |
| SSGA ACTIVE TR | 78470P309 | ST STR MARKE ETF | 13,666 | $679,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 30,945 | $679,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 324,045 | $677,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 25,117 | $676,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 16,848 | $675,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 19,966 | $675,000 | thousands by filing date | |
| HFF INC | 40418F108 | CL A | 14,092 | $673,000 | thousands by filing date | |
| ISHARES TR | 46434V761 | MSCI UAE ETF | 45,635 | $672,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 55,212 | $669,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 79,909 | $669,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J684 | BULLSHS 21 USD | 26,521 | $669,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 14,504 | $668,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 4,700 | $667,000 | thousands by filing date | call |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 57,885 | $667,000 | thousands by filing date | |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 10,719 | $667,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 41,066 | $665,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 205,783 | $665,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 32,746 | $663,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 43,695 | $662,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 25,563 | $661,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 127,126 | $661,000 | thousands by filing date | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 160,181 | $661,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138J676 | BULLETSHS 2026 | 26,016 | $661,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 49,916 | $660,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 20,369 | $659,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 3,884 | $657,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 59,854 | $657,000 | thousands by filing date | |
| DBX ETF TR | 233051739 | UIT EXCHANGE TRADED | 28,230 | $655,000 | thousands by filing date | |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 869,144 | $654,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 39,358 | $650,000 | thousands by filing date | |
| VANECK EGYPT INDEX ETF | 92189F775 | FUND | 19,665 | $650,000 | thousands by filing date | |
| ISHARES TR | 46434V720 | MIN VOL EUROPE | 26,061 | $650,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 58,901 | $647,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 12,806 | $647,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 28,607 | $646,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 10,000 | $645,000 | thousands by filing date | put |
| PRINCIPAL EXCHANGE-TRA | 74255Y870 | USMC | 22,985 | $645,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K356 | OIL GAS BL 3X SH | 57,947 | $644,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 17,443 | $643,000 | thousands by filing date | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 42,058 | $643,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P884 | US MID CP MLTFCT | 21,162 | $642,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 125,700 | $642,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 33,941 | $641,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138J650 | BULLETSHS 2027 | 24,927 | $640,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 24,080 | $640,000 | thousands by filing date | |
| NUVECTRA CORP | 67075N108 | COM | 57,742 | $636,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 156,973 | $635,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 58,745 | $633,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 10,097 | $633,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E420 | CMN | 19,594 | $630,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 48,685 | $625,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 14,200 | $623,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 74,772 | $623,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 78,444 | $623,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430479 | ACCESS INVT GR | 12,563 | $622,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROUP SPONSORED ADS | 45857P806 | ADR | 10,160 | $621,000 | thousands by filing date | |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 73,561 | $619,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 48,721 | $619,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J125 | LATIN AMER ALP | 31,222 | $617,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 9,044 | $617,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 16,953 | $617,000 | thousands by filing date | |
| COLONY CR REAL ESTATE INC | 19625T101 | COM CL A | 39,298 | $616,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 68,211 | $615,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 23,300 | $613,000 | thousands by filing date | put |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 41,613 | $613,000 | thousands by filing date | |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 36,980 | $613,000 | thousands by filing date | |
| GLOBAL CORD BLOOD CORP | G39342103 | COM | 87,120 | $612,000 | thousands by filing date | |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 332,581 | $612,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 43,872 | $610,000 | thousands by filing date | |
| ISHARES TR | 46435G532 | MSCI GBL SUS DEV | 10,336 | $610,000 | thousands by filing date | |
| FTS INTERNATIONAL INC | 30283W104 | COM | 60,843 | $609,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 36,546 | $605,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 44,936 | $604,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 106,124 | $603,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 13,667 | $599,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 23,920 | $599,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 14,536 | $597,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 34,776 | $596,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 11,574 | $593,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 66,714 | $593,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 172,100 | $592,000 | thousands by filing date | put |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 124,768 | $592,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 60,940 | $590,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 62,695 | $589,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 123,566 | $589,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 200,000 | $588,000 | thousands by filing date | put |
| PACER FDS TR | 69374H782 | BNCHMRK RS ETF | 20,676 | $588,000 | thousands by filing date | |
| AZUL S A | 05501U106 | OPT | 20,093 | $587,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 46,094 | $587,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 84,824 | $586,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F734 | RUSSIA SMALL CAP | 19,099 | $586,000 | thousands by filing date | |
| VEONEER INC | 92336X109 | COM | 25,536 | $584,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E708 | DIVIDEND STRNGTH | 17,500 | $584,000 | thousands by filing date | |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 46,354 | $583,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 12,600 | $583,000 | thousands by filing date | put |
| RETAIL VALUE INC | 76133Q102 | COM | 18,694 | $583,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 12,957 | $582,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 111,049 | $582,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 68,059 | $581,000 | thousands by filing date | |
| DECIPHERA PHARMACEUTICALS IN | 24344T101 | COM | 24,990 | $580,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 31,716 | $578,000 | thousands by filing date | |
| DELPHI TECHNOLOGIES PLC | G2709G107 | SHS | 30,000 | $578,000 | thousands by filing date | call |
| SUNLANDS ONLINE ED GROUP | 86740P108 | ADS | 160,204 | $577,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 94,000 | $576,000 | thousands by filing date | |
| Cbs Corporation Cl A New | 124857103 | CLA | 12,100 | $576,000 | thousands by filing date | |
| LYFT INC | 55087P104 | CL A COM | 7,335 | $574,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 20,557 | $571,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 59,801 | $571,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 106,393 | $570,000 | thousands by filing date | |
| HARVEST CAP CR CORP | 41753F109 | COM | 54,583 | $569,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 29,350 | $568,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V712 | BLOO MVP MUL ETF | 5,898 | $568,000 | thousands by filing date | |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 33,929 | $568,000 | thousands by filing date | |
| COREPOINT LODGING INC | 21872L104 | COM | 50,895 | $568,000 | thousands by filing date | |
| NINE ENERGY SERVICE INC | 65441V101 | COM | 25,024 | $567,000 | thousands by filing date | |
| NUVEEN CR OPPORTUNITIES 2022 | 67075U102 | COM | 58,796 | $567,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BJ4 | NOTE 1.875% 6/0 | 527,000 | $567,000 | thousands by filing date | principal |
| AMBER ROAD INC | 02318Y108 | COM | 65,326 | $567,000 | thousands by filing date | |
| NUVEEN EMERGING MKTS DEBT 20 | 67077P101 | COM | 65,076 | $566,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 72,599 | $565,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 236,021 | $564,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 38,554 | $563,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 924,133 | $563,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 10,000 | $561,000 | thousands by filing date | call |
| ALLIANCE CALIFORNIA MUNICIPAL | 018546101 | COM | 37,925 | $561,000 | thousands by filing date | |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 421,000 | $561,000 | thousands by filing date | principal |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 12,100 | $560,000 | thousands by filing date | call |
| ILLUMINA INC | 452327109 | COM | 1,800 | $559,000 | thousands by filing date | put |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 79,327 | $558,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 15,800 | $557,000 | thousands by filing date | put |
| CARBONITE INC | 141337105 | COM | 22,491 | $557,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 52,900 | $555,000 | thousands by filing date | call |
| Alexandria Real Estate E. | 015271505 | CONVERTIBLE PREFERRED STOCK | 14,645 | $555,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 30,000 | $554,000 | thousands by filing date | put |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 28,759 | $554,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 14,907 | $554,000 | thousands by filing date | |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 90,192 | $554,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 11,076 | $553,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 21,620 | $552,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 79,474 | $552,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 50,504 | $549,000 | thousands by filing date | |
| ABRDN PLATINUM ETF TRUST | 003260106 | PHYSCL PLATM SHS | 6,828 | $548,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 27,864 | $548,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 7,500 | $547,000 | thousands by filing date | put |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 13,913 | $546,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 18,920 | $545,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 100,516 | $545,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 5,800 | $544,000 | thousands by filing date | put |
| FIRST TR EXCHANGE ETF TRADED FD VI NASDAQ OIL & GAS | 33738R845 | ETF | 28,717 | $543,000 | thousands by filing date | |
| RHYTHM PHARMACEUTICALS INC | 76243J105 | COM | 19,762 | $541,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 66,576 | $539,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 37,544 | $539,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 4,952 | $538,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 174,005 | $538,000 | thousands by filing date | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 10,785 | $537,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 120,716 | $537,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 66,004 | $537,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 53,197 | $536,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 36,246 | $535,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 24,475 | $533,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 16,052 | $532,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 23,922 | $531,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 8,693 | $530,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 81,168 | $529,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 14,192 | $529,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 9,950,823 | $529,000 | thousands by filing date | principal |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 19,157 | $528,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 23,264 | $527,000 | thousands by filing date | |
| ISHARES TR | 46435G219 | INVESTMENT GRADE | 10,621 | $527,000 | thousands by filing date | |
| LUTHER BURBANK CORP | 550550107 | COM | 52,021 | $526,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 2,310,105 | $525,000 | thousands by filing date | principal |
| QORVO INC COM | 74736K101 | Stock | 7,300 | $524,000 | thousands by filing date | put |
| QORVO INC COM | 74736K101 | Stock | 7,300 | $524,000 | thousands by filing date | call |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 101,094 | $524,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F668 | UNCVTL OIL GAS | 41,076 | $524,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 77,500 | $522,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 33,416 | $521,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 68,848 | $521,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 7,600 | $520,000 | thousands by filing date | put |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 52,062 | $519,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 41,127 | $519,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 171,174 | $519,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 56,091 | $518,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 49,960 | $518,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 88,868 | $517,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 53,616 | $517,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 32,493 | $516,000 | thousands by filing date | |
| INVESCO INTERNATIONAL CORPORAT | 46138E636 | INTL CORP BD | 19,645 | $514,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 10,328 | $514,000 | thousands by filing date | |
| PENNYMAC FINL SVCS INC NEW | 70932M107 | COM | 23,102 | $513,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-19-010988 | this filing | 2019-05-15 | acceptance time not in the bulk data set |