13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2019-03-31, filed 2019-05-15, with 7,190 holding rows worth $643,561,408,000.
- Accession
- 0001567619-19-010988
- Filer
- CIK 70858
- Filed
- 2019-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2019
A holdings report, 21,426 entries on the cover page, a total value of $643,561,408,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $643,561,408,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerU.S. TRUST Co OF DELAWARE028-10270
- included managerMANAGED ACCOUNT ADVISORS LLC028-12631
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CANOPY GROWTH CORP | 138035100 | COM | 137,417 | $5,959,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 171,073 | $5,951,000 | thousands by filing date | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 274,998 | $5,945,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 165,811 | $5,939,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 698,596 | $5,931,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 64,879 | $5,926,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 237,111 | $5,904,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 153,400 | $5,903,000 | thousands by filing date | call |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 432,367 | $5,897,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 228,169 | $5,893,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 156,073 | $5,892,000 | thousands by filing date | |
| AVANOS MED INC | 05350V106 | COM | 137,593 | $5,872,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 126,020 | $5,868,000 | thousands by filing date | |
| INVESCO RAFI DEVELOPED MARKETS EX-U.S. SMALL-MID ETF | 46138E735 | ETF | 196,059 | $5,852,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 65,952 | $5,839,000 | thousands by filing date | |
| SUNCOKE ENERGY PARTNERS LP | 86722Y101 | COMMON STOCK | 468,579 | $5,834,000 | thousands by filing date | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 211,207 | $5,830,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 272,214 | $5,817,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 922,675 | $5,812,000 | thousands by filing date | |
| REGENXBIO INC | 75901B107 | COM | 101,191 | $5,799,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 7,495 | $5,799,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 383,202 | $5,787,000 | thousands by filing date | |
| CERIDIAN HCM HLDG INC | 15677J108 | COM | 112,754 | $5,784,000 | thousands by filing date | |
| TENABLE HLDGS INC | 88025T102 | COM | 182,671 | $5,783,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 475,707 | $5,780,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 44,495 | $5,779,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 138,009 | $5,770,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 350,014 | $5,765,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 148,600 | $5,764,000 | thousands by filing date | put |
| Viewra, Inc | 92672L107 | COM | 780,050 | $5,764,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 258,547 | $5,740,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 345,619 | $5,733,000 | thousands by filing date | |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 86,864 | $5,730,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 143,704 | $5,718,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 174,237 | $5,706,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 201,503 | $5,693,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 6,699,000 | $5,690,000 | thousands by filing date | principal |
| INVESCO EXCHANGE TRADED FD T | 46137V373 | S&P500 EQL STP | 43,359 | $5,689,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 29,400 | $5,684,000 | thousands by filing date | put |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 450,000 | $5,684,000 | thousands by filing date | put |
| ROKU INC COM CL A | 77543R102 | Stock | 88,100 | $5,683,000 | thousands by filing date | call |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 50,133 | $5,675,000 | thousands by filing date | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 159,547 | $5,672,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 102,300 | $5,669,000 | thousands by filing date | call |
| ALLIANZGI DIVERSIFIED INCOME | 01883J108 | COM | 249,318 | $5,642,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 410,709 | $5,635,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 258,757 | $5,635,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 419,271 | $5,627,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 111,673 | $5,625,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 121,803 | $5,624,000 | thousands by filing date | |
| Invesco KBW Premium Yield | 46138E594 | KBW PREM YIELD | 183,095 | $5,616,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 2,144,223 | $5,596,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 285,200 | $5,595,000 | thousands by filing date | put |
| ALLERGAN PLC | G0177J108 | SHS | 38,200 | $5,593,000 | thousands by filing date | call |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 141,258 | $5,592,000 | thousands by filing date | |
| REATA PHARMACEUTICALS INC | 75615P103 | CL A | 65,418 | $5,591,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 436,114 | $5,581,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 174,377 | $5,571,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 339,421 | $5,566,000 | thousands by filing date | |
| GRAFTECH INTL LTD | 384313508 | COM | 434,542 | $5,559,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 514,686 | $5,554,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 30,500 | $5,553,000 | thousands by filing date | call |
| FEDEX CORP COM | 31428X106 | Stock | 30,600 | $5,551,000 | thousands by filing date | call |
| AMER STATES WTR CO COM | 029899101 | Stock | 77,828 | $5,549,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 111,100 | $5,546,000 | thousands by filing date | call |
| INVESCO EXCH TRADED FD TR II | 46138E149 | S&P SMLCP HELT | 47,976 | $5,541,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430545 | HEDGE IND ETF | 98,110 | $5,540,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 162,068 | $5,535,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 80,000 | $5,528,000 | thousands by filing date | put |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 148,143 | $5,528,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 126,393 | $5,525,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R860 | NASDAQ BK ETF | 226,381 | $5,521,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 146,050 | $5,515,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 65,694 | $5,509,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 252,363 | $5,504,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 537,187 | $5,501,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 2,000,000 | $5,500,000 | thousands by filing date | call |
| TOTAL SYS SVCS INC | 891906109 | COM | 57,800 | $5,492,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717X214 | EMERG MKTS ESG | 174,805 | $5,490,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 190,997 | $5,489,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 148,905 | $5,487,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 548,900 | $5,484,000 | thousands by filing date | put |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 369,072 | $5,480,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 281,341 | $5,472,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339AA3 | NOTE 2.500% 2/0 | 5,731,000 | $5,471,000 | thousands by filing date | principal |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 66,000 | $5,444,000 | thousands by filing date | call |
| NEWS CORP NEW | 65249B208 | CL B | 432,559 | $5,403,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 70,127 | $5,396,000 | thousands by filing date | |
| BMC STK HLDGS INC | 05591B109 | COM | 305,286 | $5,395,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V274 | S&P500 EQL UTL | 55,672 | $5,394,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 129,800 | $5,393,000 | thousands by filing date | call |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 341,721 | $5,389,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 545,201 | $5,381,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462AB8 | NOTE 1.250%10/0 | 5,477,000 | $5,380,000 | thousands by filing date | principal |
| FASTENAL CO COM | 311900104 | Stock | 83,600 | $5,376,000 | thousands by filing date | call |
| HP INC COM | 40434L105 | Stock | 276,400 | $5,370,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 120,066 | $5,362,000 | thousands by filing date | |
| PERSPECTA INC | 715347100 | COM | 264,610 | $5,351,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 120,051 | $5,334,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 10,500 | $5,331,000 | thousands by filing date | call |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 75,401 | $5,331,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 210,961 | $5,329,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 138,853 | $5,328,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L508 | DIVERSIFID FXD | 267,395 | $5,321,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 167,600 | $5,318,000 | thousands by filing date | put |
| AGREE RLTY CORP COM | 008492100 | REIT | 76,678 | $5,317,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 11,751 | $5,311,000 | thousands by filing date | |
| ISHARES TR | 46432FAZ0 | IBONDS MAR23 ETF | 201,278 | $5,311,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 443,050 | $5,285,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT HEALTHCARE MOMENTUM ETF | 46137V852 | ETF | 66,262 | $5,276,000 | thousands by filing date | |
| DANAHER CORPORATION | 235851300 | 4.75 MND CV PFD | 5,000 | $5,265,000 | thousands by filing date | |
| COLFAX CORP | 194014205 | UNIT 01/15/2022T | 39,500 | $5,259,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 158,381 | $5,258,000 | thousands by filing date | |
| iShares MSCI Russia ETF Special | 46434G798 | Exchange Traded Fund | 152,396 | $5,257,000 | thousands by filing date | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 41,895 | $5,248,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 504,687 | $5,239,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L810 | WESTN ASET TTL | 200,000 | $5,234,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V787 | BIOTECHNOLOGY | 94,801 | $5,232,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 600,000 | $5,226,000 | thousands by filing date | put |
| NUTANIX INC CL A | 67059N108 | Stock | 138,200 | $5,216,000 | thousands by filing date | put |
| RADWARE LTD | M81873107 | COMMON STOCK | 199,018 | $5,201,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 252,681 | $5,198,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 55,000 | $5,190,000 | thousands by filing date | call |
| FEDEX CORP COM | 31428X106 | Stock | 28,600 | $5,188,000 | thousands by filing date | put |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 343,282 | $5,187,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 535,162 | $5,175,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAB0 | NOTE 3.750%12/1 | 5,184,000 | $5,172,000 | thousands by filing date | principal |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 375,367 | $5,169,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 646,811 | $5,161,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 195,675 | $5,157,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 40,450 | $5,154,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 347,141 | $5,145,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y100 | COM | 287,138 | $5,127,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 110,538 | $5,124,000 | thousands by filing date | |
| NATERA INC COM | 632307104 | Stock | 248,440 | $5,123,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 350,631 | $5,123,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 156,498 | $5,121,000 | thousands by filing date | |
| INVESCO EXCHNG TRAD SLF INDE | 46139W700 | MLT FTR CR FXD | 200,000 | $5,117,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 651,534 | $5,109,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 382,075 | $5,108,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 282,969 | $5,096,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 57,916 | $5,095,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 146,799 | $5,094,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAT0 | NOTE 3.750% 2/0 | 5,109,000 | $5,094,000 | thousands by filing date | principal |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 440,000 | $5,091,000 | thousands by filing date | call |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 176,328 | $5,085,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 545,365 | $5,082,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 35,213 | $5,079,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 101,920 | $5,079,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 985,988 | $5,078,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 17,218 | $5,075,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 1,870,390 | $5,069,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 58,900 | $5,066,000 | thousands by filing date | call |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 361,638 | $5,066,000 | thousands by filing date | |
| INVESCO EXCHNG TRAD SLF INDE | 46139W106 | EMMKT DB DEFSV | 200,000 | $5,058,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 270,018 | $5,057,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 267,007 | $5,049,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 376,654 | $5,043,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 60,058 | $5,036,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 382,500 | $5,030,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W705 | INT RT HDG C B | 53,824 | $5,030,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 104,969 | $5,022,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 81,679 | $5,022,000 | thousands by filing date | |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 1,265,000 | $5,020,000 | thousands by filing date | principal |
| FIRST TR SR FLOATING RATE 20 | 33740K101 | COM SHS | 573,886 | $5,016,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 100,055 | $5,011,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 701,189 | $5,007,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 358,876 | $4,991,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 143,313 | $4,981,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 111,558 | $4,979,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 377,523 | $4,976,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 115,210 | $4,975,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 141,640 | $4,974,000 | thousands by filing date | |
| FORESCOUT TECHNOLOGIES INC | 34553D101 | COM | 118,459 | $4,964,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 149,488 | $4,955,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 154,117 | $4,955,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 58,100 | $4,940,000 | thousands by filing date | put |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 212,243 | $4,935,000 | thousands by filing date | |
| PROSHARES TR | 74347B839 | MSCI EAFE DIVD | 133,820 | $4,934,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 76,876 | $4,933,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E206 | CALIF AMT MUN | 187,206 | $4,929,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 222,317 | $4,924,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J859 | MULTI INTL ETF | 174,999 | $4,914,000 | thousands by filing date | |
| INVESCO MSCI SUSTAINABLEFUTURE ETF | 46137V407 | ETF | 116,448 | $4,909,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 286,307 | $4,908,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 17,100 | $4,907,000 | thousands by filing date | call |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 55,600 | $4,898,000 | thousands by filing date | put |
| NV5 HOLDINGS, INC | 62945V109 | COM | 82,354 | $4,888,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 311,146 | $4,884,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 222,563 | $4,863,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E259 | GB MSCI AR ETF | 175,913 | $4,857,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 233,612 | $4,850,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X426 | ST STR MSCI EM | 81,893 | $4,843,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 183,685 | $4,831,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 282,070 | $4,829,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 155,408 | $4,826,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 206,705 | $4,824,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 144,722 | $4,821,000 | thousands by filing date | |
| FIRSTSERVICE CORP NEW | 33767E103 | COM | 53,833 | $4,809,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 90,000 | $4,795,000 | thousands by filing date | put |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 90,000 | $4,795,000 | thousands by filing date | call |
| PIPER SANDLER COMPANIES | 724078100 | COM | 65,852 | $4,795,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 331,181 | $4,783,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R811 | NASDQ SEMCNDTR | 150,357 | $4,780,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 36,704 | $4,776,000 | thousands by filing date | |
| CARDLYTICS INC | 14161W105 | COM | 288,294 | $4,768,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 94,073 | $4,760,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V589 | GBL LISTED PVT | 415,750 | $4,760,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 282,655 | $4,760,000 | thousands by filing date | |
| HAMILTON LANE INC | 407497106 | CL A | 109,037 | $4,752,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 251,750 | $4,751,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 129,215 | $4,749,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 312,188 | $4,742,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 904,984 | $4,742,000 | thousands by filing date | |
| DEXCOM INC | 252131AF4 | NOTE 0.750% 5/1 | 3,529,000 | $4,737,000 | thousands by filing date | principal |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 359,455 | $4,734,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 163,847 | $4,729,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 29,763 | $4,728,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 210,978 | $4,728,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 1,266,949 | $4,726,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 439,098 | $4,724,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 2,302,715 | $4,721,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 157,946 | $4,720,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 129,712 | $4,708,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 333,956 | $4,706,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 70,900 | $4,693,000 | thousands by filing date | call |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 164,316 | $4,684,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 490,826 | $4,683,000 | thousands by filing date | |
| CARVANA CO CL A | 146869102 | Stock | 80,646 | $4,682,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 70,000 | $4,671,000 | thousands by filing date | call |
| EXTRACTION OIL AND GAS INC | 30227M105 | COM | 1,103,862 | $4,669,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 251,441 | $4,667,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 26,816 | $4,666,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 1,252,208 | $4,658,000 | thousands by filing date | |
| NUVEEN MTG OPPTY TERM FD 2 | 67074R100 | COM | 206,491 | $4,646,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063PAA3 | NOTE 1.000% 1/1 | 3,403,000 | $4,645,000 | thousands by filing date | principal |
| JAGGED PEAK ENERGY INC | 47009K107 | COM | 441,999 | $4,627,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 186,523 | $4,607,000 | thousands by filing date | |
| STONECO LTD | G85158106 | COM CL A | 112,000 | $4,604,000 | thousands by filing date | put |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 925,068 | $4,597,000 | thousands by filing date | |
| ISHARES TR | 46432FBC0 | IBONDS MAR20 ETF | 176,192 | $4,593,000 | thousands by filing date | |
| ISHARES ESG AWARE USD CORPORATE BOND ETF | 46435G193 | ETF | 183,559 | $4,588,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 250,000 | $4,588,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 115,152 | $4,577,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 176,038 | $4,574,000 | thousands by filing date | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 210,264 | $4,567,000 | thousands by filing date | |
| ARCH COAL INC | 039380407 | COMMON STOCK | 49,957 | $4,560,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 259,325 | $4,556,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 160,200 | $4,553,000 | thousands by filing date | call |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 71,437 | $4,545,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AF9 | NOTE 1.000% 1/3 | 4,053,000 | $4,539,000 | thousands by filing date | principal |
| R1 RCM INC | 749397105 | COM | 468,259 | $4,528,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 76,994 | $4,526,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 97,500 | $4,525,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 483,508 | $4,520,000 | thousands by filing date | |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 498,200 | $4,514,000 | thousands by filing date | call |
| ELLIE MAE INC | 28849P100 | COM | 45,726 | $4,512,000 | thousands by filing date | |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 225,036 | $4,506,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 418,242 | $4,504,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 51,100 | $4,502,000 | thousands by filing date | call |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 136,700 | $4,491,000 | thousands by filing date | call |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 161,624 | $4,491,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 92,495 | $4,487,000 | thousands by filing date | |
| VERSUM MATLS INC | 92532W103 | COM | 89,000 | $4,478,000 | thousands by filing date | call |
| OFFICE DEPOT INC | 676220106 | COM | 1,232,145 | $4,473,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAH4 | NOTE 0.599% 8/0 | 4,365,000 | $4,466,000 | thousands by filing date | principal |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 303,313 | $4,459,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 99,561 | $4,453,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 143,523 | $4,443,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 187,882 | $4,442,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II VCSHS EMRG VOLTY | 92647N857 | CEF | 172,537 | $4,441,000 | thousands by filing date | |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 75,244 | $4,440,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 79,045 | $4,435,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 210,185 | $4,426,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 407,918 | $4,423,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 1,035,144 | $4,420,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 74,510 | $4,418,000 | thousands by filing date | |
| BANK OZK LITTLE ROCK ARK COM | 06417N103 | Stock | 152,348 | $4,415,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 77,804 | $4,409,000 | thousands by filing date | |
| EVO PMTS INC | 26927E104 | CL A COM | 151,775 | $4,408,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 183,096 | $4,406,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 116,700 | $4,404,000 | thousands by filing date | call |
| GARRETT MOTION INC | 366505105 | COM | 298,811 | $4,402,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 173,007 | $4,391,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q845 | DIVERSFD EQT ETF | 144,833 | $4,390,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 372,580 | $4,385,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q886 | DIVERSFED RTRN | 67,335 | $4,382,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 325,191 | $4,380,000 | thousands by filing date | |
| PACIRA BIOSCIENCES | 695127AD2 | NOTE 2.375% 4/0 | 4,431,000 | $4,362,000 | thousands by filing date | principal |
| TRAVELPORT WORLDWIDE LTD | G9019D104 | SHS | 277,010 | $4,358,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 96,890 | $4,357,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 57,486 | $4,352,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 218,958 | $4,344,000 | thousands by filing date | |
| GMS INC | 36251C103 | COM | 287,016 | $4,340,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 226,146 | $4,311,000 | thousands by filing date | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 89,319 | $4,310,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 246,750 | $4,308,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 317,750 | $4,305,000 | thousands by filing date | |
| PROSHARES TR | 74348A145 | PET CARE ETF | 106,750 | $4,298,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 173,773 | $4,292,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 3,292 | $4,286,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 327,708 | $4,286,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 510,420 | $4,267,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N774 | VCSHS US DISCVRY | 107,788 | $4,261,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 580,568 | $4,260,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V811 | S&P500 EQL HIG | 62,782 | $4,257,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F593 | CMN | 136,090 | $4,248,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 78,816 | $4,246,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 65,646 | $4,233,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 222,821 | $4,230,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 123,696 | $4,230,000 | thousands by filing date | |
| PIVOTAL SOFTWARE INC | 72582H107 | COM CL A | 202,882 | $4,230,000 | thousands by filing date | |
| CACTUS INC | 127203107 | CL A | 118,554 | $4,221,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 304,656 | $4,216,000 | thousands by filing date | |
| INNOVIVA INC | 45781MAB7 | NOTE 2.500% 8/1 | 3,938,000 | $4,212,000 | thousands by filing date | principal |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 492,864 | $4,210,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 155,966 | $4,210,000 | thousands by filing date | |
| II VI INC | 902104AB4 | NOTE 0.250% 9/0 | 4,025,000 | $4,210,000 | thousands by filing date | principal |
| FIREEYE INC | 31816QAB7 | NOTE 1.000% 6/0 | 4,347,000 | $4,209,000 | thousands by filing date | principal |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 46,133 | $4,208,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 172,055 | $4,206,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 98,300 | $4,203,000 | thousands by filing date | call |
| TREDEGAR CORP | 894650100 | COM | 260,232 | $4,200,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 224,046 | $4,199,000 | thousands by filing date | |
| Berry Corp | 08579X101 | Common Stock | 363,927 | $4,199,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J775 | BLOO PRI PWR ETF | 84,050 | $4,198,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 87,861 | $4,194,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E388 | S&P 500 EX RAT | 115,130 | $4,193,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V647 | SEMICONDUCTORS | 79,039 | $4,191,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 397,344 | $4,188,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 373,900 | $4,184,000 | thousands by filing date | call |
| ELEMENT SOLUTIONS INC COM | 28618M106 | Stock | 414,086 | $4,183,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 51,900 | $4,172,000 | thousands by filing date | put |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 41,500 | $4,169,000 | thousands by filing date | put |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 41,500 | $4,169,000 | thousands by filing date | call |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 63,146 | $4,168,000 | thousands by filing date | |
| THERAVANCE INC | 88338TAB0 | CORPORATE OBLIG | 4,105,000 | $4,165,000 | thousands by filing date | principal |
| SPDR SSgA Multi-Asset Real Return ETF | 78467V103 | SHS | 165,721 | $4,164,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 87,914 | $4,159,000 | thousands by filing date | |
| VERITEX HLDGS INC | 923451108 | COM | 171,411 | $4,152,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 59,400 | $4,149,000 | thousands by filing date | call |
| PROSHARES TR | 74347B318 | S&P 500 BD ETF | 50,000 | $4,140,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 54,234 | $4,132,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 88,855 | $4,132,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 228,378 | $4,129,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 82,700 | $4,128,000 | thousands by filing date | put |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 816,200 | $4,118,000 | thousands by filing date | principal |
| B2GOLD CORP COM | 11777Q209 | Stock | 1,465,000 | $4,117,000 | thousands by filing date | call |
| PRIMO WTR CORP | 74165N105 | COM | 265,144 | $4,099,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 509,190 | $4,094,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 60,043 | $4,082,000 | thousands by filing date | |
| KLX ENERGY SERVICS HOLDNGS I | 48253L106 | COM | 162,265 | $4,080,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 290,801 | $4,077,000 | thousands by filing date | |
| MILACRON HLDGS CORP | 59870L106 | COM | 359,958 | $4,075,000 | thousands by filing date | |
| SAILPOINT TECHNOLOGIES HOLDING | 78781P105 | COM | 141,500 | $4,064,000 | thousands by filing date | call |
| VICTORY PORTFOLIOS II | 92647N808 | VICOTRYSHS EMG | 168,514 | $4,061,000 | thousands by filing date | |
| ISHARES TR | 46435U697 | IBONDS DEC | 156,173 | $4,054,000 | thousands by filing date | |
| APPIAN CORP | 03782L101 | CL A | 117,717 | $4,053,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 161,564 | $4,042,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 439,542 | $4,040,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V886 | S&P500 EX-RATE | 56,919 | $4,040,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 108,707 | $4,038,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 165,716 | $4,038,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 48,832 | $4,034,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 268,505 | $4,033,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 95,910 | $4,028,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 199,679 | $4,026,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092816 | MOMENTUM FACTR | 119,055 | $4,025,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 116,088 | $4,020,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 55,894 | $4,017,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 164,563 | $4,015,000 | thousands by filing date | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 56,649 | $4,005,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 172,903 | $4,004,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 350,337 | $3,994,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 268,695 | $3,990,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 35,000 | $3,985,000 | thousands by filing date | call |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 204,817 | $3,975,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 65,747 | $3,974,000 | thousands by filing date | |
| MIMECAST LIMITED | G14838109 | ORD SHS | 83,749 | $3,966,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 92,747 | $3,958,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 135,000 | $3,956,000 | thousands by filing date | call |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 153,260 | $3,956,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 84,803 | $3,956,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 774,663 | $3,952,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V779 | BLDG CONSTR ETF | 142,712 | $3,950,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 740,564 | $3,947,000 | thousands by filing date | |
| VISTRA ENERGY CORP | 92840M300 | UNIT 02/02/2024 | 40,000 | $3,942,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 25,591 | $3,941,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 219,104 | $3,940,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 146,869 | $3,934,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E867 | DORSEY WRGT EMRG | 231,404 | $3,934,000 | thousands by filing date | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 281,665 | $3,926,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 125,098 | $3,921,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 122,900 | $3,921,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 120,000 | $3,918,000 | thousands by filing date | call |
| CAROLINA FINL CORP NEW | 143873107 | COM | 113,120 | $3,913,000 | thousands by filing date | |
| CSW INDUSTRIALS INC | 126402106 | COM | 68,279 | $3,912,000 | thousands by filing date | |
| AXONENTERPRISEINC | 05464C101 | STOK | 71,826 | $3,908,000 | thousands by filing date | |
| DYCOM INDS INC | 267475AB7 | NOTE 0.750% 9/1 | 4,240,000 | $3,901,000 | thousands by filing date | principal |
| NUVEEN HIGH INCOME DECMBR 20 | 67076E107 | COM | 392,493 | $3,882,000 | thousands by filing date | |
| VANECK INTERNATIONAL HIGH YIEL | 92189F445 | INTERNATIONAL HI | 159,198 | $3,881,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 110,448 | $3,878,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 80,000 | $3,872,000 | thousands by filing date | call |
| CHESAPEAKE LODGING TR | 165240102 | SH BEN INT | 139,071 | $3,867,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 76,470 | $3,864,000 | thousands by filing date | |
| INDEXIQ ETF TR IQ GLB | 45409B883 | RES ETF | 140,994 | $3,864,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H102 | DURABLE HGH DIV | 141,534 | $3,846,000 | thousands by filing date | |
| WISDOMTREE DYNAMIC LONG/SHORT | 97717x313 | INDX FD | 130,958 | $3,843,000 | thousands by filing date | |
| WILLSCOT CORP | 971375126 | COM | 346,318 | $3,840,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 237,373 | $3,833,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 30,000 | $3,831,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189F460 | CEF MUNI INCOME | 146,749 | $3,828,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 38,341 | $3,825,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E107 | EQUAL WEGT 0-30 | 116,337 | $3,822,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 168,134 | $3,818,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 171,957 | $3,816,000 | thousands by filing date | |
| AUDENTES THERAPEUTICS INC. | 05070R104 | Common Stock | 97,808 | $3,816,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 461,020 | $3,814,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 32,442 | $3,813,000 | thousands by filing date | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 210,577 | $3,811,000 | thousands by filing date | |
| Invsc SP 500 Equal Weight Matrl ETF | 46137V316 | ETF | 36,140 | $3,811,000 | thousands by filing date | |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 152,784 | $3,809,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 65,823 | $3,806,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 319,796 | $3,805,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 304,317 | $3,804,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 29,550 | $3,797,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 188,989 | $3,795,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 81,243 | $3,794,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 286,512 | $3,784,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C573 | TOTAL CORP BND | 45,155 | $3,782,000 | thousands by filing date | |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 109,801 | $3,782,000 | thousands by filing date | |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 71,636 | $3,777,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 108,299 | $3,768,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 93,863 | $3,765,000 | thousands by filing date | |
| NATIONAL COMM CORP | 63546L102 | COM | 95,951 | $3,762,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 90,000 | $3,759,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 90,000 | $3,759,000 | thousands by filing date | call |
| APELLIS PHARMACEUTICALS INC | 03753U106 | COM | 192,627 | $3,757,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 1,661,429 | $3,755,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 382,380 | $3,754,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 21,400 | $3,752,000 | thousands by filing date | put |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 21,400 | $3,752,000 | thousands by filing date | call |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 153,295 | $3,750,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 34,300 | $3,749,000 | thousands by filing date | call |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 337,436 | $3,746,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 62,781 | $3,744,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 114,799 | $3,743,000 | thousands by filing date | |
| ADT INC DEL COM | 00090Q103 | Stock | 584,744 | $3,737,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 63,600 | $3,733,000 | thousands by filing date | call |
| MR COOPER GROUP INC | 62482R107 | COM | 389,130 | $3,732,000 | thousands by filing date | |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 227,375 | $3,729,000 | thousands by filing date | |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 123,505 | $3,725,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 37,676 | $3,723,000 | thousands by filing date | |
| ENERGIZER HLDGS INC NEW | 29272W208 | 7.5 MCNV PFD A | 38,079 | $3,708,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 697,721 | $3,706,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 12,867 | $3,704,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 425,541 | $3,702,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 16,039 | $3,697,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 171,928 | $3,697,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 221,000 | $3,693,000 | thousands by filing date | call |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 31,000 | $3,689,000 | thousands by filing date | call |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 849,672 | $3,688,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 73,465 | $3,688,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 463,410 | $3,685,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 30,000 | $3,680,000 | thousands by filing date | call |
| ENPRO INC | 29355X107 | COM | 57,069 | $3,678,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 111,332 | $3,675,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 58,827 | $3,668,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 176,806 | $3,662,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 182,674 | $3,662,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N816 | VCSHS DEV ENH VL | 115,650 | $3,656,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 58,676 | $3,643,000 | thousands by filing date | |
| Invesco S&P MidCap Momentum ETF | 46137V464 | SHS | 64,016 | $3,621,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 18,300 | $3,615,000 | thousands by filing date | put |
| INVESCO BD FD | 46132L107 | COM | 196,555 | $3,615,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 13,200 | $3,613,000 | thousands by filing date | put |
| DEL MONTE CORP ORD | G36738105 | Stock | 133,546 | $3,610,000 | thousands by filing date | |
| Blackrock 2022 Global In | 09258P104 | ETF | 397,945 | $3,605,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 62,246 | $3,597,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 71,791 | $3,595,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 50,500 | $3,589,000 | thousands by filing date | call |
| CANADIAN SOLAR INC | 136635109 | COM | 192,400 | $3,584,000 | thousands by filing date | call |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 277,216 | $3,579,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 45,000 | $3,574,000 | thousands by filing date | call |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 333,399 | $3,567,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 1,366,046 | $3,565,000 | thousands by filing date | |
| WEATHERFORD INTL LTD | 947075AH0 | NOTE 5.875% 7/0 | 4,412,000 | $3,563,000 | thousands by filing date | principal |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 103,634 | $3,560,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 114,028 | $3,552,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | 98236JAB4 | NOTE 2.250%11/1 | 2,291,000 | $3,551,000 | thousands by filing date | principal |
| INTREXON CORP | 46122T102 | COM | 673,921 | $3,545,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R704 | RBA INDL ETF | 145,162 | $3,539,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 70,118 | $3,532,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 258,653 | $3,531,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 150,000 | $3,528,000 | thousands by filing date | put |
| CERUS CORP | 157085101 | COM | 566,234 | $3,527,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 88,800 | $3,522,000 | thousands by filing date | call |
| SHOE STA GROUP INC | 824889109 | COM | 103,446 | $3,520,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 211,348 | $3,519,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 58,780 | $3,514,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-19-010988 | this filing | 2019-05-15 | acceptance time not in the bulk data set |