13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2019-03-31, filed 2019-05-15, with 7,190 holding rows worth $643,561,408,000.
- Accession
- 0001567619-19-010988
- Filer
- CIK 70858
- Filed
- 2019-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2019
A holdings report, 21,426 entries on the cover page, a total value of $643,561,408,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $643,561,408,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerU.S. TRUST Co OF DELAWARE028-10270
- included managerMANAGED ACCOUNT ADVISORS LLC028-12631
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 216,201 | $212,000 | thousands by filing date | |
| CENTRAL PUERTO S A | 155038201 | SPONSORED ADR | 23,009 | $211,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075AD7 | BOND | 216,000 | $211,000 | thousands by filing date | principal |
| FIRST TR EXCH TRD ALPHDX FD | 33737J406 | EX US SML CP | 5,697 | $210,000 | thousands by filing date | |
| INVSC RAFI US 1500 SML MID ETF | 46137V209 | ETF | 5,698 | $210,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L300 | SUSTANABLE US | 7,683 | $209,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E701 | CHINA SMALL CP | 7,813 | $207,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y400 | Cmn | 8,362 | $207,000 | thousands by filing date | |
| AGNT INC | 30212W100 | COM | 18,964 | $206,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 13,756 | $206,000 | thousands by filing date | |
| iShares iBonds Dec. 2028 Corporate Bond ETF | 46435U515 | ETF | 7,879 | $205,000 | thousands by filing date | |
| RLJ LODGING TR | 74965L200 | CUM CONV PFD A | 8,136 | $205,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 75,700 | $205,000 | thousands by filing date | put |
| ALLSCRIPTS HEALTHCARE SOLUTN | 01988PAD0 | NOTE 1.250% 7/0 | 210,000 | $205,000 | thousands by filing date | principal |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 13,816 | $204,000 | thousands by filing date | |
| SAVARA INC | 805111101 | COM | 27,530 | $203,000 | thousands by filing date | |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 2,399 | $203,000 | thousands by filing date | |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 11,789 | $203,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 19,768 | $202,000 | thousands by filing date | |
| AKCEA THERAPEUTICS INC | 00972L107 | COM | 7,082 | $202,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 2,800 | $201,000 | thousands by filing date | put |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 7,344 | $201,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 7,473 | $201,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 18,653 | $201,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 19,081 | $200,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 269,002 | $200,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 7,551 | $200,000 | thousands by filing date | |
| TELARIA INC | 879181105 | COM | 31,457 | $200,000 | thousands by filing date | |
| HOVNANIAN ENTERPRISES INC | 442487401 | CL A NEW | 18,104 | $199,000 | thousands by filing date | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 2,414 | $198,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 9,700 | $198,000 | thousands by filing date | call |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 33,043 | $197,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 10,000 | $197,000 | thousands by filing date | put |
| DIANTHUS THERAPEUTICS INC COM | 55910K108 | Stock | 11,882 | $196,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J867 | MLTFACTR UTILS | 6,232 | $196,000 | thousands by filing date | |
| LEGACY RESVS INC COM | 524706108 | Stock | 399,469 | $196,000 | thousands by filing date | |
| MAXAR TECHNOLOGIES INC | 57778K105 | COM | 48,575 | $195,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 8,158 | $194,000 | thousands by filing date | |
| GOODRICH PETE CORP COM PAR | 382410843 | Stock | 14,205 | $194,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 31,108 | $193,000 | thousands by filing date | |
| WISDOMTREE INTERNATIONAL ESG FUND | 97717Y709 | ETF | 8,173 | $193,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 46,167 | $193,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 1,500 | $192,000 | thousands by filing date | call |
| FLEXSHARES TR | 33939L308 | MSTAR EMKT FAC | 3,630 | $192,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 34,516 | $190,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 7,151 | $190,000 | thousands by filing date | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 15,142 | $190,000 | thousands by filing date | |
| EQUITY COMWLTH | 294628201 | 6.5% CNV PFD D | 6,951 | $190,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 14,124 | $189,000 | thousands by filing date | |
| UNITY BIOTECHNOLOGY INC | 91381U101 | COM | 23,262 | $189,000 | thousands by filing date | |
| PROSHARES TR ULTPRO SHT 2017 | 74348A152 | CEF | 7,398 | $189,000 | thousands by filing date | |
| KRYSTAL BIOTECH INC COM | 501147102 | Stock | 5,716 | $188,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 14,887 | $188,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 82,956 | $188,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 9,651 | $188,000 | thousands by filing date | |
| USAA ETF TR | 90291F303 | MSCI INTL VLU | 4,128 | $188,000 | thousands by filing date | |
| EMC INS GROUP INC | 268664109 | COM | 5,851 | $187,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 12,775 | $187,000 | thousands by filing date | |
| HIGH INCOME SECS FD | 42968F108 | SHS BEN INT | 20,583 | $186,000 | thousands by filing date | |
| FRONT YD RESIDENTIAL CORP | 35904G107 | COM | 20,058 | $186,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y699 | MSCI SUPDIV EA | 11,596 | $185,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 20,352 | $185,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082801 | COM CL A | 10,249 | $185,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E606 | CHINA FINL ETF | 10,688 | $185,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 20,873 | $184,000 | thousands by filing date | |
| XERIS PHARMACEUTICALS INC | 98422L107 | COM | 18,263 | $184,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 3,734 | $183,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 50,632 | $183,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 20,642 | $183,000 | thousands by filing date | |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 34,713 | $183,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F809 | COAL ETF | 13,543 | $183,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 21,936 | $182,000 | thousands by filing date | |
| WIDEOPENWEST INC | 96758W101 | COM | 19,916 | $182,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 14,121 | $181,000 | thousands by filing date | |
| NUVEEN NEW JERSEY MUN VALUE | 670702109 | SHS | 13,850 | $181,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 33,021 | $181,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 133,902 | $181,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 11,528 | $180,000 | thousands by filing date | |
| THL CR SR LN FD | 87244R103 | COM | 11,732 | $180,000 | thousands by filing date | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 24,092 | $179,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 17,900 | $179,000 | thousands by filing date | |
| J JILL INC | 46620W102 | COM | 32,634 | $178,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 7,661 | $177,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 18,485 | $177,000 | thousands by filing date | |
| iShares U.S. Infrastructure ETF | 46435U713 | SHS | 6,701 | $176,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 14,559 | $176,000 | thousands by filing date | |
| CAPITALA FIN CORP | 14054R106 | COM | 22,174 | $176,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 6,413 | $176,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 2,823 | $176,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 26,224 | $175,000 | thousands by filing date | |
| SYNAPTICS INC | 87157DAD1 | NOTE 0.500% 6/1 | 190,000 | $175,000 | thousands by filing date | principal |
| REDWOOD TRUST INC | 758075AC9 | BOND | 184,000 | $175,000 | thousands by filing date | principal |
| SYSCOCORP | 871829107 | COM | 2,600 | $174,000 | thousands by filing date | put |
| SYSCOCORP | 871829107 | COM | 2,600 | $174,000 | thousands by filing date | call |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 21,859 | $174,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 25,045 | $172,000 | thousands by filing date | |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 43,188 | $172,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 300 | $171,000 | thousands by filing date | put |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 9,558 | $171,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 14,838 | $171,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 6,785 | $171,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 18,572 | $171,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 6,886 | $171,000 | thousands by filing date | |
| CHAPARRAL ENERGY INC | 15942R208 | COM CL A | 30,089 | $171,000 | thousands by filing date | |
| FT MEGA CAP ALPHADEX FD ETF(FMK) | 33737M508 | ETF | 4,915 | $170,000 | thousands by filing date | |
| TOCAGEN INC | 888846102 | COM | 15,654 | $170,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 21,002 | $168,000 | thousands by filing date | |
| BAYCOM CORP | 07272M107 | COMMON STOCK | 7,436 | $168,000 | thousands by filing date | |
| FIDELITY DD BANCORP INC | 31609R100 | COMMON STOCK | 2,833 | $168,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 15,248 | $168,000 | thousands by filing date | |
| iShares ESG Aware MSCI USA Small-Cap ETF | 46435U663 | SHS | 6,334 | $167,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 10,000 | $167,000 | thousands by filing date | put |
| UMH PPTYS INC | 903002103 | COM | 11,842 | $167,000 | thousands by filing date | |
| PCSB FINL CORP COM | 69324R104 | Stock | 8,544 | $167,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 85,617 | $167,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 85,682 | $166,000 | thousands by filing date | |
| INTERNATIONAL MONEY EXPRESS | 46005L101 | COM | 14,192 | $165,000 | thousands by filing date | |
| WISDOMTREE TR DYNAMIC US EQT | 97717X297 | CEF | 7,167 | $165,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 1,000 | $164,000 | thousands by filing date | put |
| LULULEMON ATHLETICA INC | 550021109 | COM | 1,000 | $164,000 | thousands by filing date | call |
| ARK ETF TR | 00214Q609 | ISRAEL INOVATE | 7,500 | $164,000 | thousands by filing date | |
| BARINGS BDC INC | 06759L103 | COM | 16,725 | $164,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 13,811 | $164,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 21,057 | $164,000 | thousands by filing date | |
| KALVISTA PHARMACEUTICALS INC | 483497103 | COM | 5,729 | $164,000 | thousands by filing date | |
| ISHARES TR | 46435G706 | MSCI CDA ETF | 6,322 | $164,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 8,100 | $163,000 | thousands by filing date | call |
| LEVI STRAUSS & CO NEW CL A COM STK | 52736R102 | Stock | 6,926 | $163,000 | thousands by filing date | |
| FORTY SEVEN INC | 34983P104 | COM | 10,103 | $163,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 5,650 | $162,000 | thousands by filing date | |
| VAPOTHERM INC | 922107107 | COM | 8,252 | $162,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 40,457 | $161,000 | thousands by filing date | |
| SEVERN BANCORP ANNAPOLIS MD | 81811M100 | COM | 17,007 | $161,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B404 | HDG EVE DRIV | 7,710 | $161,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 7,100 | $160,000 | thousands by filing date | call |
| ECOLAB INC COM | 278865100 | Stock | 900 | $159,000 | thousands by filing date | put |
| ISHARES INC | 464286343 | US PWR INFRA ETF | 7,587 | $159,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 63,950 | $159,000 | thousands by filing date | |
| HEXO CORP | 428304109 | COM | 24,004 | $159,000 | thousands by filing date | |
| LEGG MASON ETF INVT TR | 52468L703 | GLOBAL INFSTRU | 5,305 | $159,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 84,224 | $158,000 | thousands by filing date | |
| ISHARES TR | 46435G862 | MSCI UN KNGDOM | 6,689 | $158,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 11,938 | $157,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 19,879 | $157,000 | thousands by filing date | |
| INFRA AND ENERGY ALTRNTIVE I | 45686J104 | COM | 29,920 | $157,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 29,318 | $157,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 11,000 | $156,000 | thousands by filing date | put |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 18,602 | $156,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 5,841 | $156,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 9,296 | $156,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 2,911 | $155,000 | thousands by filing date | |
| RANGER ENERGY SERVICES CL A | 75282U104 | COMMON STOCK | 19,421 | $155,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 4,859 | $154,000 | thousands by filing date | |
| I3 VERTICALS INC | 46571Y107 | COM CL A | 6,430 | $154,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 4,764 | $154,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 99,957 | $154,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 18,268 | $154,000 | thousands by filing date | |
| FALCON MINERALS CORP | 30607B109 | CL A COM | 17,381 | $154,000 | thousands by filing date | |
| CENTRIC BRANDS INC | 15644G104 | COM | 34,268 | $154,000 | thousands by filing date | |
| STANDARD DIVERSIFIED INC | 85336L109 | COM CL A | 8,004 | $154,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W471 | BLMBG US BULL | 5,612 | $153,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 7,800 | $153,000 | thousands by filing date | call |
| USA TRUCK INC | 902925106 | COM | 10,633 | $153,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B602 | IQ REAL RTN ETF | 5,551 | $153,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 21,631 | $152,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X610 | EURO QTLY DIV GR | 6,069 | $152,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 3,214 | $151,000 | thousands by filing date | |
| AQUAVENTURE HLDGS LTD | G0443N107 | SHS | 7,787 | $151,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X149 | FNDMTL US SHRT | 3,000 | $151,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 13,318 | $150,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C781 | GLOBAL ESG ETF | 5,167 | $150,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 19,958 | $149,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 3,763 | $149,000 | thousands by filing date | |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 39,645 | $149,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 23,002 | $148,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 25,962 | $147,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 11,953 | $146,000 | thousands by filing date | |
| DNB Financial Corporation | 233237106 | Common Stock | 3,865 | $146,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J800 | MLTFACTR MATLS | 4,574 | $146,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 11,660 | $145,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 9,572 | $144,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 21,920 | $144,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 11,177 | $144,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y808 | YIELD ENHANCED | 2,889 | $144,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 31,257 | $144,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 11,680 | $143,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 4,605 | $143,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 8,304 | $143,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 5,982 | $142,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 155,077 | $142,000 | thousands by filing date | |
| LOMA NEGRA C I A S A MTN 14 | 54150E104 | SPONSORED ADS | 12,902 | $141,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q585 | SPROTT JR GLD | 5,101 | $141,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 83,553 | $140,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 18,320 | $140,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 6,997 | $140,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 22,185 | $140,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 22,919 | $140,000 | thousands by filing date | |
| BG STAFFING INC | 05544A109 | COM | 6,430 | $140,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X376 | MSCI CDA STRTGIC | 2,436 | $140,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 5,778 | $139,000 | thousands by filing date | |
| JPMORGAN INT BOND OPPORTUNITIE | 46641Q852 | INTL BD OPP ETF | 2,829 | $139,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 51,071 | $139,000 | thousands by filing date | |
| WESTERN ASSET VAR RT STRG FD | 957667108 | COM | 8,751 | $139,000 | thousands by filing date | |
| ELMIRA SVGS BK ELMIRA N Y | 289660102 | COM | 8,300 | $139,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 1,800 | $138,000 | thousands by filing date | put |
| REPLIMUNE GROUP INC | 76029N106 | COMMON STOCK | 9,056 | $138,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 1,000 | $137,000 | thousands by filing date | put |
| READY CAPITAL CORP | 75574U101 | COM | 9,283 | $137,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 7,853 | $137,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 4,899 | $137,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 21,811 | $137,000 | thousands by filing date | |
| NEW AGE BEVERAGES CORP | 64157V108 | COM | 25,958 | $137,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 3,000 | $136,000 | thousands by filing date | put |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 7,183 | $136,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 50,000 | $136,000 | thousands by filing date | call |
| FEDERAL AGRICULTURAL MORTGAGE CORP | 313148108 | Class A | 2,000 | $135,000 | thousands by filing date | |
| SUZANO S A SPON ADS | 86959K105 | ADR | 5,717 | $135,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 8,705 | $135,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 23,094 | $135,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 199,317 | $135,000 | thousands by filing date | |
| ONESMART INTL ED GROUP LTD | 68276W103 | CMN | 17,183 | $135,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 16,075 | $134,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 38,467 | $134,000 | thousands by filing date | |
| Carter Bank and Trust | 146102108 | Ordinary Shares | 6,986 | $134,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C773 | ESG REV ETF | 4,324 | $134,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 11,095 | $133,000 | thousands by filing date | |
| ALECTOR INC | 014442107 | COMMON STOCK | 7,108 | $133,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 3,763 | $133,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 31,459 | $132,000 | thousands by filing date | |
| Vanguard Total World Bond ETF | 92206C565 | SHS | 1,707 | $131,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188200 | LTD TRM BD ETF | 2,587 | $130,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 6,144 | $130,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 4,437 | $130,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E164 | S&P SMLCP ENGY | 12,035 | $130,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 1,300 | $129,000 | thousands by filing date | put |
| FNCB BANCORP INC | 302578109 | COM | 16,730 | $129,000 | thousands by filing date | |
| DBX ETF TR | 233051598 | XTRACK MSCI ALL | 5,310 | $129,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 4,917 | $128,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 4,776 | $128,000 | thousands by filing date | |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 2,670 | $128,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 5,093 | $128,000 | thousands by filing date | |
| RUBIUS THERAPEUTICS INC | 78116T103 | COM | 7,103 | $128,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E412 | RUSEL 1000 LOW | 4,004 | $128,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 13,974 | $128,000 | thousands by filing date | |
| SOUNDTHINKING INC | 82536T107 | COM | 3,286 | $127,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 9,826 | $127,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E218 | MSCI NXT EMRNG | 6,196 | $127,000 | thousands by filing date | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 5,365 | $126,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 3,693 | $126,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470MAD1 | BOND | 153,000 | $126,000 | thousands by filing date | principal |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 23,748 | $126,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 14,727 | $125,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 24,550 | $125,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 1,000 | $125,000 | thousands by filing date | put |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 5,394 | $125,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 1,100 | $125,000 | thousands by filing date | put |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 1,100 | $125,000 | thousands by filing date | call |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 8,725 | $124,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 12,529 | $124,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 3,002 | $124,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 19,563 | $124,000 | thousands by filing date | |
| MUTUALFIRST FINANCIAL INC | 62845B104 | COM | 4,122 | $124,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 13,487 | $123,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 17,899 | $123,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 20,610 | $123,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 39,520 | $123,000 | thousands by filing date | |
| KEY ENERGY SVCS INC DEL | 49309J103 | COM | 30,370 | $123,000 | thousands by filing date | |
| NUVEEN ESG MID-CAP VALUE ETF | 67092P508 | ETF | 4,461 | $122,000 | thousands by filing date | |
| TRANSCAT INC | 893529107 | COM | 5,317 | $122,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 15,518 | $122,000 | thousands by filing date | |
| ISHARES TR | 46429B499 | MSCI NORWAY ETF | 4,892 | $122,000 | thousands by filing date | |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 21,464 | $122,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 5,135 | $122,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 3,120 | $122,000 | thousands by filing date | |
| iShares High Yield Systematic Bond ETF | 46435G250 | SHS | 2,462 | $121,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 21,724 | $121,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V670 | DYNMC OIL GAS | 17,012 | $121,000 | thousands by filing date | |
| ASTRANA HEALTH INC | 03763A207 | COM NEW | 6,557 | $120,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 7,085 | $120,000 | thousands by filing date | |
| BANK FIRST CORP | 06211J100 | COM | 2,029 | $120,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 3,504 | $120,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 5,593 | $120,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 19,549 | $120,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 3,144 | $120,000 | thousands by filing date | |
| TECTONIC THERAPEUTIC INC COM | 05455M100 | Stock | 5,464 | $120,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT IN | 538034AQ2 | NOTE 2.500% 3/1 | 104,000 | $120,000 | thousands by filing date | principal |
| YOUNGEVITY INTL INC | 987537206 | COM NEW | 21,098 | $120,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 2,000 | $119,000 | thousands by filing date | put |
| POTBELLY CORP | 73754Y100 | COM | 13,992 | $119,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 29,787 | $119,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C740 | EMERGING MKTS | 4,824 | $119,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 3,689 | $118,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 6,600 | $117,000 | thousands by filing date | |
| CONCRETE PUMPING HOLDINGS IN | 206704108 | COMMON STOCK | 13,054 | $117,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 24,752 | $117,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 14,877 | $117,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 11,011 | $117,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 28,163 | $117,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F122 | MRNGSTR GBL WIDE | 4,261 | $116,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 2,658 | $116,000 | thousands by filing date | |
| PRUDENTIAL BANCORP INC NEW | 74431A101 | COM | 6,641 | $116,000 | thousands by filing date | |
| EHI CAR SVCS LTD | 26853A100 | SPON ADS CL A | 9,861 | $116,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 133,912 | $115,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 1,626 | $115,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 24,784 | $115,000 | thousands by filing date | |
| SUTRO BIOPHARMA INC | 869367102 | COM | 10,166 | $115,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 5,362 | $115,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 51,352 | $115,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 18,859 | $115,000 | thousands by filing date | |
| PATRICK INDS INC | 703343AB9 | DBCV 1.000% 2/0 | 129,000 | $115,000 | thousands by filing date | principal |
| CINER RES LP | 172464109 | COM UNIT LTD | 4,500 | $115,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 800 | $114,000 | thousands by filing date | put |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 10,483 | $114,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 17,726 | $114,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 14,095 | $114,000 | thousands by filing date | |
| IQ HEDGE MARKET NEUT TRACK | 45409B503 | CMN | 4,363 | $114,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C757 | INTERNATNL REV | 4,631 | $114,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 700 | $113,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33741X102 | SMID RISNG ETF | 5,707 | $113,000 | thousands by filing date | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 165,252 | $113,000 | thousands by filing date | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 9,115 | $113,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 86,485 | $113,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 22,029 | $112,000 | thousands by filing date | |
| KINGSTONE COS INC | 496719105 | COMMON STOCK | 7,590 | $112,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 13,505 | $112,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 2,000 | $111,000 | thousands by filing date | put |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 12,019 | $111,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F114 | VIDEO GMNG ESPRT | 3,500 | $111,000 | thousands by filing date | |
| ISHARES INC | 464286327 | MSCI GLB SLV&MTL | 12,131 | $111,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 13,688 | $111,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 24,716 | $110,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 6,073 | $110,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 52,578 | $110,000 | thousands by filing date | |
| TRIBUNE PUBG CO NEW | 89609W107 | COM | 9,362 | $110,000 | thousands by filing date | |
| ARROW INVTS TR | 042765784 | QVM EQT FACTOR | 4,100 | $110,000 | thousands by filing date | |
| ECLIPSE RESOURCES CORP | 61179L100 | EQUITY | 7,272 | $110,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 16,504 | $109,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 73,246 | $109,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 105,973 | $109,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y832 | ICBCCS S&P CHINA | 3,755 | $109,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 4,316 | $108,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 2,918 | $108,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 6,749 | $108,000 | thousands by filing date | |
| PROSHARES TR | 74348A533 | PRIV EQTY-LSTD | 3,244 | $108,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID CAP ETF | 46434G202 | ETF | 7,931 | $108,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 1,500 | $107,000 | thousands by filing date | put |
| DISCOVER FINL SVCS | 254709108 | COM | 1,500 | $107,000 | thousands by filing date | call |
| SHOCKWAVE MED INC | 82489T104 | COM | 3,196 | $107,000 | thousands by filing date | |
| EVI INDUSTRIES INC | 26929N102 | COMMON STOCK | 2,811 | $107,000 | thousands by filing date | |
| BBVA BANCO FRANCES S A | 07329M100 | CMN | 11,260 | $107,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B552 | HDGD FTSE EURO | 5,627 | $107,000 | thousands by filing date | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 6,936 | $106,000 | thousands by filing date | |
| HIGHLAND GLOBAL ALLOCATION F | 43010T104 | COM | 8,170 | $106,000 | thousands by filing date | |
| INTERNAP CORPORATION | 45885A409 | COMMON STOCK | 21,586 | $106,000 | thousands by filing date | |
| HOWARD BANCORP INC COM | 442496105 | COM | 7,191 | $106,000 | thousands by filing date | |
| BLACKROCK NY MUNICIPAL BOND | 09249P106 | COM | 7,495 | $106,000 | thousands by filing date | |
| Mercantil Bank Holding Corporation | 58734F305 | Not 13F Security | 7,587 | $106,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 11,328 | $105,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 4,509 | $105,000 | thousands by filing date | |
| BLACKROCK ENHANCED GOVT FD (EGF) | 09255K108 | COM | 8,012 | $105,000 | thousands by filing date | |
| ISHARES TR | 46432FAN7 | 2023 INVTGR BD | 4,364 | $105,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 29,847 | $104,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 6,182 | $104,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F866 | AFRICA INDEX ETF | 4,818 | $104,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092725 | INT HG DIV ETF | 5,000 | $104,000 | thousands by filing date | |
| MESA AIR GROUP INC | 590479135 | COM NEW | 12,548 | $104,000 | thousands by filing date | |
| HARBORONE BANCORP INC | 41165F101 | COM | 6,046 | $104,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 3,889 | $103,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736M103 | ALERIAN US NXTGN | 2,045 | $103,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 16,911 | $103,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 2,172 | $102,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P108 | INTL COR DIV TIL | 4,119 | $102,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 13,921 | $102,000 | thousands by filing date | |
| FEDNAT HOLDING COMPANY | 31431B109 | Common Stock | 6,297 | $102,000 | thousands by filing date | |
| ISHARES INC | 46434G764 | MSCI EMRG CHN | 2,070 | $101,000 | thousands by filing date | |
| DESPEGAR COM CORP | G27358103 | ORD SHS | 6,789 | $101,000 | thousands by filing date | |
| BIGLARI HLDGS INC | 08986R408 | CMN | 136 | $100,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 15,587 | $100,000 | thousands by filing date | |
| JPMorgan BetaBuilders Dev Asia | 46641Q688 | ETF | 3,957 | $100,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 32,389 | $100,000 | thousands by filing date | |
| ELEVATE CREDIT INC | 28621V101 | COM | 22,980 | $100,000 | thousands by filing date | |
| LILIS ENERGY INC | 532403201 | COM NEW | 84,956 | $100,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 10,025 | $99,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J224 | UNIT KING ALPH | 2,694 | $99,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES SWISS | 46138R108 | SWISS FRANC | 1,068 | $99,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 30,302 | $99,000 | thousands by filing date | |
| GLOBAL INDEMNITY GROUP LLC COM CL A | G3933F105 | Stock | 3,250 | $99,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 34,775 | $99,000 | thousands by filing date | |
| GRIFFIN LAND + NURSERIES | 398231100 | CL A | 2,844 | $99,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 92,104 | $99,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 10,416 | $98,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 3,851 | $98,000 | thousands by filing date | |
| NUVEEN MULTI-MKT INCOME FD | 67075J107 | COM | 13,841 | $98,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 8,776 | $98,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 9,000 | $98,000 | thousands by filing date | call |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 59,091 | $98,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 6,432 | $98,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 6,966 | $98,000 | thousands by filing date | |
| NOVABAY PHARMACEUTICALS INC | 66987P201 | COM NEW | 81,534 | $98,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 5,700 | $97,000 | thousands by filing date | put |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 27,688 | $96,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657AK7 | NOTE 2.875% 2/0 | 101,000 | $96,000 | thousands by filing date | principal |
| FQF TR AGFIQ | 351680806 | HEDGED DIV | 3,980 | $96,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 800 | $95,000 | thousands by filing date | call |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 7,351 | $95,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 49,901 | $95,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 4,519 | $95,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 8,896 | $95,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 17,588 | $95,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 21,235 | $95,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 12,017 | $95,000 | thousands by filing date | |
| NORTHEAST BANCORP | 663904209 | COM | 4,539 | $95,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 5,990 | $95,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W812 | INT RT HD LONG | 3,830 | $94,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108102 | CMN | 1,910 | $94,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 32,242 | $94,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 7,421 | $93,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 12,109 | $93,000 | thousands by filing date | |
| FIRST CAPITAL INC | 31942S104 | COMMON STOCK | 1,805 | $93,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 25,000 | $93,000 | thousands by filing date | put |
| DBX ETF TR | 233051259 | XTRACKERS HIGH | 1,925 | $93,000 | thousands by filing date | |
| MYOVANT SCIENCES LTD | G637AM102 | COMMON STOCK-FO | 3,905 | $93,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 3,415 | $93,000 | thousands by filing date | |
| NUVEEN NY | 670706100 | COM | 6,721 | $93,000 | thousands by filing date | |
| DBX ETF TR | 233051663 | XTRACK JAPAN JPX | 3,490 | $93,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 3,711 | $92,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 4,277 | $92,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 5,945 | $92,000 | thousands by filing date | |
| HARTFORD FINL SVCS GROUP INC | 416515120 | *W EXP 06/26/201 | 2,020 | $92,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q101 | COM | 21,942 | $92,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 2,931 | $91,000 | thousands by filing date | |
| ALBIREO PHARMA INC | 01345P106 | COMMON STOCK | 2,853 | $91,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 10,927 | $91,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 21,000 | $91,000 | thousands by filing date | |
| ISHARES MSCI UNITED KINGDOM SMALL-CAP ETF | 46429B416 | ETF | 2,330 | $90,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R697 | SP KENSHO INFRA | 3,234 | $90,000 | thousands by filing date | |
| STERLING BANCORP INC | 85917W102 | COM | 8,901 | $90,000 | thousands by filing date | |
| COVIA HLDGS CORP | 22305A103 | COM | 16,003 | $90,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 2,500 | $89,000 | thousands by filing date | put |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 6,678 | $89,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 13,872 | $89,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G409 | S&P SMLCP UTIL | 1,644 | $89,000 | thousands by filing date | |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 8,807 | $89,000 | thousands by filing date | |
| SIENNA BIOPHARMACEUTICALS IN | 82622H108 | COM | 38,603 | $89,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 12,353 | $88,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 1,927 | $88,000 | thousands by filing date | |
| WORLD GOLD TR SPDR LNG DLR GLD | 98149E105 | CEF | 686 | $88,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 2,556 | $87,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H403 | OIL FD | 8,290 | $87,000 | thousands by filing date | |
| SONOS INC | 83570H108 | COM | 8,487 | $87,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 4,675 | $87,000 | thousands by filing date | |
| NATIONAL ENERGY SERVICES REU | G6375R107 | SHS | 8,334 | $87,000 | thousands by filing date | |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 83,826 | $87,000 | thousands by filing date | |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 3,505 | $86,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 10,125 | $86,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 2,066 | $86,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y731 | CONSCIOUS COS | 4,070 | $86,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 27,114 | $86,000 | thousands by filing date | |
| SPDR SER TR | 78468R820 | S&P 500 BUYBCK | 1,334 | $86,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 6,655 | $85,000 | thousands by filing date | |
| RED VIOLET INC | 75704L104 | COMMON STOCK | 12,589 | $85,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L696 | CMN | 1,267 | $85,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 6,283 | $85,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 4,340 | $85,000 | thousands by filing date | |
| Pareteum Corporation | 69946T207 | COM | 18,674 | $85,000 | thousands by filing date | |
| FIRST CHOICE BANCORP | 31948P104 | COM | 3,921 | $85,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 9,160 | $84,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 5,327 | $84,000 | thousands by filing date | |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 4,390 | $84,000 | thousands by filing date | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 12,765 | $83,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 25,355 | $83,000 | thousands by filing date | |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 7,247 | $83,000 | thousands by filing date | |
| CORTLAND BANCORP COM | 220587109 | COM | 3,529 | $83,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E271 | S&P GLOBL DIVI | 7,323 | $83,000 | thousands by filing date | |
| ISHARES TR | 46435G664 | ADAPTV EUR ETF | 3,066 | $83,000 | thousands by filing date | |
| ARROWMARK FINANCIAL CORP | 861780104 | COM | 3,863 | $82,000 | thousands by filing date | |
| AMALGAMATED BANK | 022663108 | COMMON STOCK | 5,254 | $82,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 11,705 | $82,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 15,734 | $82,000 | thousands by filing date | |
| Hometown Bankshares Corp | 43787n108 | com | 5,720 | $82,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 32,598 | $81,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 22,742 | $81,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E192 | GBL X MSCI PT ET | 7,448 | $81,000 | thousands by filing date | |
| COLONY BANKCORP | 19623P101 | COMMON STOCK | 4,663 | $80,000 | thousands by filing date | |
| Rafael Holdings Inc Class B | 75062E106 | COM | 6,344 | $80,000 | thousands by filing date | |
| VISTRA CORP | 92840M128 | COM | 36,846 | $80,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 12,646 | $80,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 8,160 | $80,000 | thousands by filing date | |
| Malvern Bancorp, Inc. | 561409103 | Common Stock | 3,982 | $80,000 | thousands by filing date | |
| KRANESHARES TR | 500767207 | CICC CHINA 100 | 2,950 | $80,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A122 | COM | 20,813 | $80,000 | thousands by filing date | |
| OP BANCORP | 67109R109 | COMMON STOCK | 9,082 | $79,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 3,885 | $79,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V183 | S&P SML 600 EQ | 1,461 | $79,000 | thousands by filing date | |
| EIDOS THERAPEUTICS INC. | 28249H104 | Common Stock | 3,347 | $79,000 | thousands by filing date | |
| HCI GROUP INC | 40416EAD5 | NOTE 4.250% 3/0 | 80,000 | $79,000 | thousands by filing date | principal |
| NEUROTROPE INC | 64129T207 | COM NEW | 14,544 | $79,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235TAE7 | NOTE 2.000% 2/1 | 70,000 | $79,000 | thousands by filing date | principal |
| OIL DRI CORP AMER COM | 677864100 | Stock | 2,542 | $78,000 | thousands by filing date | |
| JOINT CORP | 47973J102 | COM | 4,984 | $78,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-19-010988 | this filing | 2019-05-15 | acceptance time not in the bulk data set |