13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2018-12-31, filed 2019-02-14, with 6,967 holding rows worth $208,022,192,000.
- Accession
- 0001567619-19-004295
- Filer
- CIK 1000275
- Filed
- 2019-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2018
A holdings report, 25,895 entries on the cover page, a total value of $208,022,192,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $208,022,192,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC Capital Markets Arbitrage S.A.028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerLMCG INVESTMENTS, LLC028-13608
- included managerMID CONTINENT CAPITAL LLC/IL028-05684
- included managerSymphonic Financial Advisors LLC028-12672
- included managerSEI INVESTMENTS MANAGEMENT CORP028-16475
- included managerAston Asset Management, LLC028-12347
- included managerUBS ASSET MANAGEMENT AMERICAS INC028-02682
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerJACKSON NATIONAL ASSET MANAGEMENT LLC028-06761
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 106,362 | $1,221,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 116,860 | $1,220,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 79,317 | $1,216,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 20,389 | $1,214,000 | thousands by filing date | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 43,547 | $1,214,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 30,000 | $1,212,000 | thousands by filing date | call |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 54,300 | $1,212,000 | thousands by filing date | call |
| WELBILT INC | 949090104 | COM | 108,718 | $1,208,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 16,702 | $1,206,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 64,420 | $1,206,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 16,818 | $1,204,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 35,295 | $1,200,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L108 | SELECT FINL | 58,369 | $1,197,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G806 | VIRTUS REAVES UT | 35,676 | $1,196,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 193,963 | $1,195,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R861 | STATE STRET SPDR | 63,331 | $1,195,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B388 | IQ U.S. LRGE CAP | 56,045 | $1,195,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 92,100 | $1,193,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 196,300 | $1,192,000 | thousands by filing date | call |
| FIRST TR EXCH TRADED FD III | 33739P509 | RIVRFRNT DY ASIA | 25,077 | $1,192,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J107 | MLTFCTR LRG CAP | 37,140 | $1,190,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 11,579 | $1,186,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 49,884 | $1,184,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 28,362 | $1,184,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 37,821 | $1,182,000 | thousands by filing date | |
| NUVEEN CR OPPORTUNITIES 2022 | 67075U102 | COM | 139,780 | $1,182,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 97,631 | $1,179,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 27,223 | $1,179,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N873 | VCSHS US SMCP HG | 29,365 | $1,179,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 28,871 | $1,177,000 | thousands by filing date | |
| RIVERNORTH OPPORTUNITIES FD | 76881Y109 | COM | 72,375 | $1,176,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 68,504 | $1,176,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 50,100 | $1,175,000 | thousands by filing date | put |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 44,804 | $1,174,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 59,390 | $1,174,000 | thousands by filing date | |
| INVESCO TR II ETF S&P INTL DEV LOW LOW VOLATILITY | 46138E230 | ETF | 39,366 | $1,174,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 51,482 | $1,171,000 | thousands by filing date | |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 27,514 | $1,167,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 870,000 | $1,166,000 | thousands by filing date | call |
| Blackrock 2022 Global In | 09258P104 | ETF | 139,901 | $1,164,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 29,328 | $1,158,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 99,007 | $1,158,000 | thousands by filing date | |
| XTRACKERS MSCI EAFE HIGH DIVIDEND YIELD EQUITY ETF | 233051630 | ETF | 55,985 | $1,156,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 29,063 | $1,154,000 | thousands by filing date | |
| BRIDGEWATER BANCSHARES INC | 108621103 | COMMON STOCK | 109,250 | $1,153,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 15,000 | $1,152,000 | thousands by filing date | call |
| DWS STRATEGIC MUN INCOME TR | 23342Q101 | COM | 111,600 | $1,152,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 16,033 | $1,151,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 50,009 | $1,151,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y483 | NASDAQ 100 COVER | 53,921 | $1,149,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 80,437 | $1,147,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 108,582 | $1,146,000 | thousands by filing date | |
| HORTONWORKS INC | 440894103 | COM | 79,355 | $1,145,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AY9 | NOTE 3.000%11/1 | 1,030,000 | $1,142,000 | thousands by filing date | principal |
| H2O AMERICA | 784305104 | COM | 20,513 | $1,141,000 | thousands by filing date | |
| CUSHING RENAISSANCE FD | 231647108 | COM | 84,986 | $1,141,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 11,505 | $1,139,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 90,002 | $1,139,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 30,372 | $1,139,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 47,007 | $1,138,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 40,656 | $1,138,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 15,700 | $1,135,000 | thousands by filing date | put |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 34,100 | $1,135,000 | thousands by filing date | call |
| BANK OF MONTREAL | 063679104 | ETN LKD 36 | 26,690 | $1,135,000 | thousands by filing date | |
| WYNDHAM HOTELS & RESORTS INC | 98311A105 | COM | 25,000 | $1,134,000 | thousands by filing date | call |
| BENEFITFOCUS INC | 08180D106 | COM | 24,794 | $1,134,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 68,803 | $1,129,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V779 | BLDG CONSTR ETF | 47,484 | $1,129,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 32,082 | $1,129,000 | thousands by filing date | |
| ISHARES TR | 46429B135 | INT PFD STK FD | 74,661 | $1,128,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 58,211 | $1,126,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 55,033 | $1,124,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 30,000 | $1,121,000 | thousands by filing date | call |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 26,510 | $1,115,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 12,325 | $1,113,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 29,645 | $1,110,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 29,293 | $1,110,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 87,844 | $1,108,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 124,883 | $1,107,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 6,704 | $1,106,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 51,753 | $1,103,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 212,827 | $1,103,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 299,698 | $1,103,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X131 | INTL QULTY DIV | 43,915 | $1,102,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 15,339 | $1,101,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 74,562 | $1,100,000 | thousands by filing date | |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 17,718 | $1,100,000 | thousands by filing date | |
| EVERSPIN TECHNOLOGIES INC | 30041T104 | COMMON STOCK | 195,581 | $1,097,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 74,900 | $1,096,000 | thousands by filing date | put |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 16,095 | $1,096,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 17,734 | $1,092,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 218,766 | $1,089,000 | thousands by filing date | |
| PROSHARES TR | 74348A566 | MERGER ETF | 29,440 | $1,089,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 437,296 | $1,089,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 33,930 | $1,085,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 107,087 | $1,085,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 78,425 | $1,085,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R829 | S NETWRK E-COM | 51,770 | $1,079,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 8,613 | $1,077,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 47,234 | $1,077,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 39,038 | $1,076,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 65,282 | $1,076,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 30,674 | $1,075,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 33,713 | $1,075,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 44,525 | $1,074,000 | thousands by filing date | |
| INVITATION HOMES INC COM | 46187W107 | REIT | 53,439 | $1,073,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 106,602 | $1,073,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 21,079 | $1,071,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L405 | CMN | 70,995 | $1,071,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 116,193 | $1,070,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 84,509 | $1,069,000 | thousands by filing date | |
| FIRST TR SR FLOATING RATE 20 | 33740K101 | COM SHS | 129,264 | $1,068,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 81,593 | $1,067,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 189,292 | $1,066,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 18,585 | $1,064,000 | thousands by filing date | |
| NUVEEN HIGH INCOME DECMBR 20 | 67076E107 | COM | 107,926 | $1,064,000 | thousands by filing date | |
| ISHARES TR | 46435G425 | COM | 19,356 | $1,063,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 35,563 | $1,063,000 | thousands by filing date | |
| INVESCO MSCI SUSTAINABLEFUTURE ETF | 46137V407 | ETF | 28,837 | $1,061,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 37,258 | $1,059,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 131,140 | $1,058,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 79,482 | $1,058,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 74,052 | $1,056,000 | thousands by filing date | |
| INSTRUCTURE INC | 45781U103 | COM | 28,156 | $1,056,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 140,539 | $1,052,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 20,917 | $1,050,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 58,091 | $1,050,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 48,192 | $1,049,000 | thousands by filing date | |
| EMC INS GROUP INC | 268664109 | COM | 32,920 | $1,048,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F486 | IG FLOA RATE ETF | 42,405 | $1,047,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 19,554 | $1,046,000 | thousands by filing date | |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 94,476 | $1,042,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 34,818 | $1,041,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 55,489 | $1,040,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 25,644 | $1,040,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 61,413 | $1,038,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 4,464 | $1,035,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 36,283 | $1,033,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P889 | HORIZON DMST ETF | 46,368 | $1,030,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 106,301 | $1,028,000 | thousands by filing date | |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 26,620 | $1,026,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 152,523 | $1,025,000 | thousands by filing date | |
| INVESCO INTERNATIONAL CORPORAT | 46138E636 | INTL CORP BD | 40,635 | $1,024,000 | thousands by filing date | |
| ATHENEX INC | 04685N103 | COM | 80,613 | $1,023,000 | thousands by filing date | |
| ELASTIC N V ORD SHS | N14506104 | Stock | 14,287 | $1,021,000 | thousands by filing date | |
| APELLIS PHARMACEUTICALS INC | 03753U106 | COM | 77,275 | $1,019,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 28,673 | $1,017,000 | thousands by filing date | |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 38,462 | $1,015,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 2,658 | $1,014,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N881 | VCSHS INTL HG DV | 33,895 | $1,013,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 14,076 | $1,011,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223305 | CL B | 21,578 | $1,011,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 82,402 | $1,009,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G103 | INFRAC ACT MLP | 201,065 | $1,009,000 | thousands by filing date | |
| NATIONAL ENERGY SERVICES REU | G6375R107 | SHS | 116,400 | $1,008,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 16,402 | $1,005,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 32,478 | $1,004,000 | thousands by filing date | |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 204,902 | $1,002,000 | thousands by filing date | |
| ENTREE RES LTD COM | 29384j103 | CS | 2,490,722 | $997,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 67,833 | $995,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V670 | DYNMC OIL GAS | 174,532 | $995,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 40,071 | $993,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 83,403 | $992,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 9,695 | $991,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 18,227 | $990,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B487 | IQ ENCH BD US | 53,150 | $989,000 | thousands by filing date | |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 95,945 | $988,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 69,684 | $987,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V571 | GLOBAL DRGN CN | 31,281 | $986,000 | thousands by filing date | |
| Fidelity High Dividend ETF | 316092840 | SHS | 36,113 | $985,000 | thousands by filing date | |
| LANDMARK INFRASTRUCTURE PARTNERS | 51508J108 | COMMON STOCK | 85,265 | $983,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730509 | COMMON STOCK | 19,993 | $981,000 | thousands by filing date | |
| EATON VANCE HIGH INCOME 2021 | 27829W101 | COM SH BEN INT | 109,965 | $981,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 41,275 | $980,000 | thousands by filing date | |
| PENNYMAC FINL SVCS INC NEW | 70932M107 | COM | 45,987 | $979,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 25,512 | $978,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 5,536 | $978,000 | thousands by filing date | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 17,880 | $978,000 | thousands by filing date | |
| ISHARES TR | 46435G532 | MSCI GBL SUS DEV | 18,430 | $977,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 49,844 | $977,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 29,635 | $976,000 | thousands by filing date | |
| PIMCO EQUITY SER | 72202L371 | RAFI DYN MULTI | 43,700 | $976,000 | thousands by filing date | |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 149,121 | $976,000 | thousands by filing date | |
| CUSHING ENERGY INCOME | 23162T102 | COM SH BEN INT | 151,268 | $976,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 36,035 | $972,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCH TRD FD TR GLOBAL WATER PORT | 46138E651 | ETF | 42,012 | $970,000 | thousands by filing date | |
| TANDY LEATHER FACTORY INC | 87538X105 | COM | 170,886 | $970,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 10,830 | $969,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 204,102 | $969,000 | thousands by filing date | |
| GRANITESHARES GOLD TR | 38748G101 | SHS BEN INT | 7,570 | $968,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 41,089 | $966,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 69,597 | $966,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 16,026 | $966,000 | thousands by filing date | |
| KNIGHT-SWIFT TRANSN HLDGS IN | 499049104 | CL A | 38,383 | $962,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 68,337 | $960,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 58,202 | $960,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 25,141 | $959,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 27,474 | $958,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 27,700 | $958,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 74,275 | $956,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 33,889 | $955,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P301 | MUNI HI INCM ETF | 19,083 | $954,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 38,922 | $954,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 10,105 | $953,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 28,493 | $953,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 50,000 | $951,000 | thousands by filing date | put |
| BED BATH & BEYOND INC | 075896100 | COM | 84,000 | $951,000 | thousands by filing date | call |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 75,181 | $950,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 12,018 | $947,000 | thousands by filing date | |
| CAMBRIDGE BANCORP | 132152109 | COM | 11,381 | $947,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 77,272 | $945,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 60,672 | $941,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 4,838 | $940,000 | thousands by filing date | |
| Aussie $ ETF | 46090N103 | ETF | 13,345 | $940,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 20,470 | $939,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061409 | GLOBAL VALUE ETF | 44,559 | $936,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H106 | AGRICULTURE FD | 55,190 | $935,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 33,877 | $934,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 57,700 | $933,000 | thousands by filing date | put |
| OUTFRONT MEDIA INC | 69007J106 | COM | 51,414 | $932,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 81,106 | $931,000 | thousands by filing date | |
| TALEND S A | 874224207 | ADS | 25,100 | $931,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 60,115 | $930,000 | thousands by filing date | |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 57,093 | $928,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 7,294 | $928,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 94,693 | $926,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 1,005,000 | $926,000 | thousands by filing date | principal |
| LOXO ONCOLOGY INC | 548862101 | COM | 6,597 | $923,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q643 | SPROTT GL MINE | 52,760 | $922,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E578 | BLOOM DATA ETF | 20,540 | $921,000 | thousands by filing date | |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 8,939 | $920,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 3,770 | $920,000 | thousands by filing date | |
| PACER FDS TR | 69374H873 | DEVELOPED MRKT | 38,267 | $920,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 8,083 | $918,000 | thousands by filing date | |
| LONESTAR RES US INC | 54240F103 | CL A VTG | 251,409 | $918,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 55,713 | $917,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 15,497 | $916,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 148,715 | $915,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 41,829 | $912,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 68,786 | $911,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 31,481 | $911,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 255,910 | $911,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 153,156 | $909,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 33,199 | $904,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 64,043 | $904,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 46,331 | $904,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 12,783 | $902,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 112,795 | $899,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 29,365 | $899,000 | thousands by filing date | |
| OASIS PETE INC NEW | 674215AJ7 | NOTE | 1,022,000 | $899,000 | thousands by filing date | principal |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 25,706 | $896,000 | thousands by filing date | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 37,110 | $895,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2021 HIGH | 46138J809 | BULSHS 2021 HY | 37,813 | $895,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 30,155 | $895,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 27,330 | $893,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 25,910 | $893,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 33,612 | $891,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 16,925 | $890,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 62,948 | $886,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R704 | RBA INDL ETF | 40,800 | $885,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 26,913 | $885,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A875 | DMND HILL VAL | 30,909 | $884,000 | thousands by filing date | |
| INVESCO INDIA EXCHANGE-TRADE | 46137R109 | INDIA ETF | 36,538 | $883,000 | thousands by filing date | |
| Vanguard Total World Bond ETF | 92206C565 | SHS | 11,782 | $881,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 73,579 | $881,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 47,281 | $881,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 31,222 | $879,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 61,356 | $878,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 24,420 | $877,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 273,621 | $877,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 87,999 | $877,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 28,440 | $875,000 | thousands by filing date | |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 33,232 | $875,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E164 | S&P SMLCP ENGY | 99,654 | $874,000 | thousands by filing date | |
| GARRETT MOTION INC | 366505105 | COM | 70,761 | $873,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 65,630 | $872,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 95,998 | $869,000 | thousands by filing date | |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 20,094 | $869,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 10,709 | $865,000 | thousands by filing date | |
| VISTRA CORP COM | 92840M102 | Stock | 37,800 | $865,000 | thousands by filing date | call |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 23,635 | $864,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 47,381 | $864,000 | thousands by filing date | |
| NUVEEN HIGH INCOME 2020 TARG | 67075L102 | COM | 86,825 | $861,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 26,102 | $859,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 88,166 | $859,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 27,987 | $858,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 70,518 | $858,000 | thousands by filing date | |
| TRANSUNION COM | 89400J107 | Stock | 15,054 | $855,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 65,583 | $855,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 43,863 | $853,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 14,974 | $852,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 194,580 | $852,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 75,163 | $851,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 24,556 | $849,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 25,511 | $848,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 51,600 | $844,000 | thousands by filing date | call |
| NVE CORP COM NEW | 629445206 | Stock | 9,619 | $842,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 74,338 | $842,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 48,495 | $842,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 41,846 | $841,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 46,877 | $840,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 13,143 | $839,000 | thousands by filing date | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 12,869 | $839,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 16,142 | $838,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 149,631 | $837,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 24,959 | $837,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 70,505 | $836,000 | thousands by filing date | |
| AMERICAS SILVER CORP | 03063L705 | COM NEW | 507,124 | $836,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 11,463 | $835,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 105,767 | $835,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 52,073 | $834,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 10,000 | $832,000 | thousands by filing date | call |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 11,000 | $831,000 | thousands by filing date | put |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 112,491 | $831,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 12,928 | $830,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 30,699 | $829,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 31,404 | $829,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 7,492 | $828,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 18,803 | $825,000 | thousands by filing date | |
| CADENCE BANCORP | 12739A100 | COMMON EQUITY | 49,152 | $824,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 174,200 | $822,000 | thousands by filing date | call |
| AVISTA CORP COM | 05379B107 | Stock | 19,319 | $821,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 40,223 | $821,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 18,220 | $817,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 60,713 | $816,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 58,920 | $816,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 66,488 | $815,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 72,829 | $814,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 48,069 | $811,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 106,589 | $811,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 19,252 | $811,000 | thousands by filing date | |
| ADT INC DEL COM | 00090Q103 | Stock | 134,938 | $810,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 5,849 | $810,000 | thousands by filing date | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 27,804 | $809,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 30,755 | $809,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 52,127 | $807,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q668 | EM SECT DIV DG | 40,009 | $807,000 | thousands by filing date | |
| SRC ENERGY INC | 78470V108 | COM | 171,500 | $806,000 | thousands by filing date | call |
| DONALDSON INC COM | 257651109 | Stock | 18,496 | $803,000 | thousands by filing date | |
| EPR PPTYS | 26884U208 | PFD C CV 5.75% | 29,662 | $799,000 | thousands by filing date | principal |
| UnitedHealth Group Inc | 91324P102 | COM | 3,200 | $797,000 | thousands by filing date | put |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 50,196 | $797,000 | thousands by filing date | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 33,209 | $797,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 17,900 | $796,000 | thousands by filing date | call |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 5,501 | $796,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 65,266 | $796,000 | thousands by filing date | |
| DBX ETF TR | 233051515 | XTRACKERS FTSE | 31,792 | $796,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 16,353 | $794,000 | thousands by filing date | |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 42,300 | $792,000 | thousands by filing date | call |
| AVIS BUDGET GROUP INC | 053774105 | COM | 35,227 | $792,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 49,762 | $792,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 26,205 | $791,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 2,626 | $790,000 | thousands by filing date | |
| INVSC RAFI US 1500 SML MID ETF | 46137V209 | ETF | 24,596 | $789,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 104,920 | $787,000 | thousands by filing date | |
| SCHNEIDER NATIONAL INC | 80689H102 | CL B | 42,057 | $785,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746P589 | FUND | 17,486 | $784,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E200 | FTSE COLOMBIA20 | 100,696 | $784,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 2,300 | $782,000 | thousands by filing date | call |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 17,170 | $782,000 | thousands by filing date | |
| JPMorgan BetaBuilders Canada E | 46641Q696 | COM | 37,893 | $782,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 13,529 | $780,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 15,505 | $777,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 60,890 | $776,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 85,927 | $775,000 | thousands by filing date | |
| Vanguard U.S. Momentum Factor ETF | 921935508 | SHS | 11,351 | $774,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 57,651 | $773,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 23,927 | $773,000 | thousands by filing date | |
| ISHARES TR | 46435G847 | MSCI ACWI EXUS | 32,659 | $773,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E107 | EQUAL WEGT 0-30 | 24,072 | $771,000 | thousands by filing date | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 56,753 | $768,000 | thousands by filing date | |
| FORTIS INC | 349553107 | COM | 23,000 | $767,000 | thousands by filing date | call |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 31,900 | $767,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 15,781 | $765,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 8,013 | $764,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 29,300 | $762,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 28,600 | $761,000 | thousands by filing date | call |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 41,400 | $761,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 62,626 | $761,000 | thousands by filing date | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 56,988 | $759,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 129,745 | $758,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V324 | S&P500 EQL IND | 7,330 | $757,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 23,100 | $756,000 | thousands by filing date | call |
| AUTOZONE INC COM | 053332102 | Stock | 900 | $755,000 | thousands by filing date | call |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 29,193 | $754,000 | thousands by filing date | |
| CSW INDUSTRIALS INC | 126402106 | COM | 15,517 | $750,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 42,700 | $749,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC NPV ADR | 594837304 | SPON ADR NEW | 43,526 | $749,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y302 | ZACKS MICRO CP | 46,917 | $749,000 | thousands by filing date | |
| NEWMARK GROUP INC | 65158N102 | CL A | 93,274 | $748,000 | thousands by filing date | |
| ISHARES TR | 46435G706 | MSCI CDA ETF | 32,823 | $748,000 | thousands by filing date | |
| WYNDHAM HOTELS & RESORTS INC | 98311A105 | COM | 16,452 | $746,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 117,884 | $744,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 20,645 | $744,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 28,583 | $743,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 130,506 | $743,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 13,755 | $742,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 20,525 | $741,000 | thousands by filing date | |
| FRANKLIN ETF TR | 353506108 | SHRT DUR US GOVT | 7,804 | $740,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J305 | MULTIFACTOR CO | 26,359 | $740,000 | thousands by filing date | |
| DBX ETF TR | 233051663 | XTRACK JAPAN JPX | 29,843 | $739,000 | thousands by filing date | |
| COLUMBIA ETF TR II BEYOND BRICS ETF | 19762B103 | CEF | 47,008 | $738,000 | thousands by filing date | |
| PROSHARES TR | 74347B870 | CDS SH NA HYCR | 22,507 | $738,000 | thousands by filing date | |
| COLUMBIA INDIA CONSUMER ETF | 19762B707 | ETF | 16,670 | $737,000 | thousands by filing date | |
| ISHARES TR | 46435G433 | MSCI USA SMCP MN | 25,322 | $736,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 17,399 | $736,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33741X201 | INDXX INOVTV ETF | 28,797 | $735,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 13,151 | $734,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 85,650 | $730,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 22,454 | $729,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 149,776 | $729,000 | thousands by filing date | |
| SSGA ACTIVE TR | 78470P200 | ST STR TOTAL ETF | 14,980 | $729,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 40,007 | $728,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 12,872 | $727,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 65,246 | $726,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 35,100 | $725,000 | thousands by filing date | call |
| MUTUALFIRST FINANCIAL INC | 62845B104 | COM | 27,300 | $725,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 79,620 | $724,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 39,425 | $724,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 56,033 | $723,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 38,739 | $722,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 27,873 | $721,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 17,534 | $720,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 74,656 | $719,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 61,564 | $718,000 | thousands by filing date | |
| VANGUARD WELLINGTON FD | 921935607 | US MULTIFACTOR | 10,630 | $718,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 19,614 | $718,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 17,848 | $717,000 | thousands by filing date | |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 198,000 | $716,000 | thousands by filing date | principal |
| NBT BANCORP INC COM | 628778102 | Stock | 20,617 | $714,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 43,285 | $712,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 55,996 | $711,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 25,236 | $710,000 | thousands by filing date | |
| SYNEOS HEALTH INC | 87166B102 | CL A | 18,021 | $710,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 14,837 | $710,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 80,216 | $710,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 30,008 | $709,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 12,070 | $709,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 8,722 | $706,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 2,000 | $705,000 | thousands by filing date | put |
| TYSON FOODS INC CL A | 902494103 | Stock | 13,200 | $705,000 | thousands by filing date | call |
| ADVANCED DISP SVCS INC DEL | 00790X101 | COM | 29,451 | $705,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 7,200 | $704,000 | thousands by filing date | put |
| CAI INTERNATIONAL INC | 12477X106 | COM | 30,300 | $704,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 39,092 | $704,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 4,413 | $702,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 38,025 | $701,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 13,466 | $701,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 11,137 | $700,000 | thousands by filing date | |
| BRP INC COM SUN VTG | 05577W200 | Stock | 27,000 | $699,000 | thousands by filing date | call |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 5,812 | $698,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 71,983 | $697,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 11,604 | $696,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 27,581 | $696,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 10,074 | $695,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 56,977 | $695,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 50,000 | $694,000 | thousands by filing date | put |
| QUARTERHILL INC COM | 747713105 | COM | 700,539 | $692,000 | thousands by filing date | |
| PROSHARES TR | 74347B391 | CMN | 18,539 | $690,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 9,301 | $689,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 172,757 | $689,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 12,566 | $687,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 83,527 | $687,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 64,229 | $687,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 326,142 | $685,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 12,603 | $683,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 15,000 | $682,000 | thousands by filing date | put |
| MAGNA INTL INC COM | 559222401 | Stock | 15,000 | $682,000 | thousands by filing date | call |
| ABRDN SILVER ETF TRUST | 003264108 | PHYSCL SILVR SHS | 45,328 | $682,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 35,440 | $681,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 20,812 | $681,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 50,105 | $680,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 33,218 | $678,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 117,448 | $677,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 16,302 | $675,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 8,662 | $675,000 | thousands by filing date | |
| PACER TRENDPILOT EUROPEAN INDEX ETF | 69374H808 | ETF | 26,967 | $675,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 19,559 | $674,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 42,500 | $672,000 | thousands by filing date | put |
| MSG NETWORK INC | 553573106 | CL A | 28,523 | $672,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 15,632 | $671,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 22,315 | $671,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R712 | DORSEY WRIGHT | 39,646 | $671,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 20,420 | $669,000 | thousands by filing date | |
| World Gold TR | 98149E204 | SPRD GLD Minis | 52,157 | $669,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAQ5 | NOTE 4.750% 4/1 | 676,000 | $669,000 | thousands by filing date | principal |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 71,031 | $668,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 62,526 | $668,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 36,766 | $665,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2026 CORPORATE BOND ETF | 46138J791 | ETF | 35,715 | $664,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 18,363 | $663,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 64,732 | $663,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 35,211 | $661,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 9,320 | $660,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 9,108 | $660,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 10,000 | $658,000 | thousands by filing date | call |
| INVESCO EXCHANGE TRADED FD T | 46137V431 | S&P 500 GARP ETF | 14,370 | $658,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 4,912 | $657,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 4,363 | $657,000 | thousands by filing date | |
| PGIM HIGH YIELD BOND FUND IN | 69346H100 | COM | 50,334 | $656,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-19-004295 | this filing | 2019-02-14 | acceptance time not in the bulk data set |