13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2018-12-31, filed 2019-02-14, with 6,967 holding rows worth $208,022,192,000.
- Accession
- 0001567619-19-004295
- Filer
- CIK 1000275
- Filed
- 2019-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2018
A holdings report, 25,895 entries on the cover page, a total value of $208,022,192,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $208,022,192,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC Capital Markets Arbitrage S.A.028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerLMCG INVESTMENTS, LLC028-13608
- included managerMID CONTINENT CAPITAL LLC/IL028-05684
- included managerSymphonic Financial Advisors LLC028-12672
- included managerSEI INVESTMENTS MANAGEMENT CORP028-16475
- included managerAston Asset Management, LLC028-12347
- included managerUBS ASSET MANAGEMENT AMERICAS INC028-02682
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerJACKSON NATIONAL ASSET MANAGEMENT LLC028-06761
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 40,700 | $656,000 | thousands by filing date | call |
| PIMCO EQUITY SER | 72202L389 | RAFI DYN EMERG | 29,700 | $656,000 | thousands by filing date | |
| VANGUARD WELLINGTON FD | 921935805 | US VALUE FACTR | 10,224 | $654,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D332 | VELOCITY SHS DAI | 9,221 | $654,000 | thousands by filing date | |
| NORTH AMERN CONSTR GROUP LTD | 656811106 | COM | 73,360 | $653,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 14,199 | $653,000 | thousands by filing date | |
| BROOKFIELD PPTY REIT INC | 11282X103 | CL A | 40,568 | $653,000 | thousands by filing date | |
| INVESCO | 46138J874 | EXCHANGE TRADED | 28,078 | $652,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 32,254 | $651,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 27,453 | $651,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 177,472 | $651,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 49,318 | $651,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E172 | S&P SMLCP STAP | 9,417 | $651,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X719 | CHINADIV EX FI | 10,662 | $649,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 34,468 | $649,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 29,054 | $649,000 | thousands by filing date | |
| CISION LTD | G1992S109 | SHS | 55,531 | $649,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 25,107 | $646,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 40,000 | $645,000 | thousands by filing date | put |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 23,812 | $643,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 16,025 | $642,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 61,742 | $640,000 | thousands by filing date | |
| HUTCHMED CHINA LTD SPONSORED ADS | 44842L103 | ADR | 27,652 | $639,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 23,287 | $638,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 137,233 | $637,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 65,370 | $637,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W557 | DAI 710 BEA ETF | 46,104 | $637,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J858 | BULSHS 2023 HY | 25,857 | $637,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33741X102 | SMID RISNG ETF | 36,244 | $636,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 21,562 | $635,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F387 | SHRT HGH YLD MUN | 26,252 | $635,000 | thousands by filing date | |
| O'Shares Global Internet | 67110P704 | COM | 33,237 | $634,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 71,158 | $632,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 13,439 | $631,000 | thousands by filing date | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 46,390 | $631,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 57,034 | $629,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 14,461 | $628,000 | thousands by filing date | |
| ABRDN PALLADIUM ETF TRUST | 003262102 | PHYSICAL PALLADM | 5,273 | $628,000 | thousands by filing date | |
| DOMINION ENERGY MIDSTRM PRTN | 257454108 | COM UT REP LTD | 34,828 | $628,000 | thousands by filing date | |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 8,818 | $627,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 24,569 | $625,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 5,123 | $625,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 7,443 | $625,000 | thousands by filing date | |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 37,354 | $624,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 67,750 | $623,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 7,827 | $622,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 46,042 | $622,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 19,317 | $620,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 60,789 | $619,000 | thousands by filing date | |
| NORTHWEST NAT HLDG CO COM | 66765N105 | Stock | 10,217 | $618,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 37,676 | $618,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 309,391 | $618,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 14,256 | $616,000 | thousands by filing date | |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 40,863 | $616,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FUND TRUST INVESCO DORSEY WRIGHT UTILITIES MOMENTUM ETF | 46137V795 | ETF | 21,232 | $615,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 24,618 | $615,000 | thousands by filing date | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 16,675 | $614,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 33,504 | $612,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 64,470 | $612,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 12,201 | $611,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 12,170 | $610,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E101 | MSCI NORWAY ETF | 31,061 | $610,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 8,114 | $609,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 11,332 | $608,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 35,434 | $606,000 | thousands by filing date | |
| ISHARES TR | 46435G417 | CR 5 10 YR ETF | 12,622 | $606,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430545 | HEDGE IND ETF | 12,326 | $606,000 | thousands by filing date | |
| HFF INC | 40418F108 | CL A | 18,300 | $606,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 16,859 | $605,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 76,267 | $605,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 62,651 | $605,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 48,567 | $603,000 | thousands by filing date | |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 47,702 | $603,000 | thousands by filing date | |
| iShares U.S. Small Cap Equity Factor ETF | 46434V290 | SHS | 16,795 | $602,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 13,638 | $602,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 94,448 | $600,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 17,453 | $599,000 | thousands by filing date | |
| SPDR S&P 500 Fossil Fuel Reserves Free ETF | 78468R796 | SHS | 9,813 | $598,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 4,566 | $598,000 | thousands by filing date | |
| MAXAR TECHNOLOGIES LTD | 57778L103 | COM | 50,000 | $598,000 | thousands by filing date | call |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 37,207 | $597,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 22,617 | $596,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 60,481 | $596,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 23,488 | $596,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 21,814 | $595,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 18,407 | $595,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W398 | NEGT DUR HIG YLD | 30,740 | $595,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 12,443 | $594,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 20,000 | $593,000 | thousands by filing date | put |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 20,000 | $593,000 | thousands by filing date | call |
| JANUS DETROIT STR TR | 47103U407 | LONG TERM CARE | 23,587 | $593,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 18,724 | $592,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 34,759 | $591,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 14,109 | $591,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 195,967 | $589,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 54,099 | $589,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 20,620 | $589,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E388 | S&P 500 EX RAT | 18,244 | $589,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V381 | S&P500 EQL DIS | 6,548 | $588,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 12,000 | $588,000 | thousands by filing date | put |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 122,447 | $587,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 125,950 | $586,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 31,554 | $586,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 70,862 | $585,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 23,132 | $585,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 18,266 | $585,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 43,152 | $584,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F437 | COM | 21,691 | $579,000 | thousands by filing date | |
| DREYFUS MUN BD INFRSTRCTR FD | 26203D101 | SHS | 48,707 | $578,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E370 | S&P 500 HB ETF | 16,352 | $577,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 671 | $576,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 67,093 | $576,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 12,929 | $574,000 | thousands by filing date | |
| COLONY CR REAL ESTATE INC | 19625T101 | COM CL A | 36,380 | $574,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 41,142 | $572,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R308 | BUYWRIT INCM ETF | 28,266 | $570,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 39,314 | $569,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 10,568 | $568,000 | thousands by filing date | |
| KIMBELL RTY PARTNERS LP | 49435R102 | UNIT | 41,811 | $568,000 | thousands by filing date | |
| ISHARES TR | 464288125 | 3YRTB ETF | 7,126 | $568,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 13,432 | $567,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 98,033 | $567,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 295,042 | $566,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 23,795 | $565,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 48,518 | $563,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 27,480 | $563,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAM4 | NOTE 5.875% 1/1 | 563,000 | $563,000 | thousands by filing date | principal |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 37,028 | $562,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 137,799 | $562,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 32,300 | $562,000 | thousands by filing date | |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 24,279 | $561,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 14,400 | $561,000 | thousands by filing date | call |
| GEO GROUP INC NEW | 36162J106 | COM | 28,350 | $559,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAA0 | NOTE 2.875% 5/1 | 557,000 | $559,000 | thousands by filing date | principal |
| MAXIMUS INC | 577933104 | COM | 8,568 | $558,000 | thousands by filing date | |
| MORGAN STANLEY ASIA PAC FD I | 61744U106 | COM | 33,876 | $557,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 40,467 | $556,000 | thousands by filing date | |
| Direxion All Cap Insider Senti | 25459Y769 | ETF | 16,446 | $554,000 | thousands by filing date | |
| NATIONAL VISION HLDGS INC COM | 63845R107 | Stock | 19,627 | $553,000 | thousands by filing date | |
| LIFE STORAGE INC | 53223X107 | COM | 5,944 | $553,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 30,000 | $551,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 10,309 | $551,000 | thousands by filing date | |
| YINTECH INVT HLDGS LTD | 98585M108 | SPONSORED ADR | 90,000 | $549,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 20,600 | $548,000 | thousands by filing date | call |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 15,904 | $548,000 | thousands by filing date | |
| ALPHA ARCHITECT U.S. QUANTITATIVE MOMENTUM ETF | 02072L409 | ETF | 21,735 | $548,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 6,708 | $548,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 145,512 | $548,000 | thousands by filing date | |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 10,879 | $547,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 35,600 | $545,000 | thousands by filing date | |
| WILDHORSE RESOURCE DEV CORP | 96812T102 | COM | 38,606 | $544,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 15,578 | $543,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 15,000 | $542,000 | thousands by filing date | call |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 28,710 | $540,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 6,611 | $540,000 | thousands by filing date | |
| SPDR INDEX SHS FDS EUR STOXX SMCP | 78463X392 | CEF | 10,562 | $540,000 | thousands by filing date | |
| STATE BANK FINL CORP COM | 856190103 | COM | 24,944 | $539,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 42,796 | $538,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 71,550 | $538,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 45,909 | $538,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 49,840 | $536,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 32,663 | $535,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V639 | AI AND NEXT GEN | 7,242 | $535,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 6,306 | $534,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 43,199 | $534,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 8,066 | $532,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 203,487 | $532,000 | thousands by filing date | |
| XENETIC BIOSCIENCES INC | 984015206 | COM NEW | 323,883 | $531,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 26,655 | $530,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 36,789 | $530,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P801 | US LRG CP MLTFCT | 19,194 | $530,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 20,522 | $529,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 30,000 | $529,000 | thousands by filing date | put |
| VANECK EGYPT INDEX ETF | 92189F775 | FUND | 19,083 | $528,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 10,211 | $524,000 | thousands by filing date | |
| FRONT YD RESIDENTIAL CORP | 35904G107 | COM | 59,500 | $519,000 | thousands by filing date | call |
| FLEXSHARES TR | 33939L738 | REAL ASST IDX | 20,450 | $518,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 12,318 | $517,000 | thousands by filing date | |
| NUVEEN EMERGING MKTS DEBT 20 | 67077P101 | COM | 67,650 | $516,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 26,342 | $515,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 12,500 | $514,000 | thousands by filing date | put |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 19,500 | $514,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 46,593 | $513,000 | thousands by filing date | |
| HARVEST CAP CR CORP | 41753F109 | COM | 50,937 | $512,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 76,222 | $511,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746L422 | IPATH S&P500 VIX | 10,907 | $511,000 | thousands by filing date | |
| SPARTON CORP | 847235108 | COM | 27,980 | $509,000 | thousands by filing date | |
| POINTER TELOCATION LTD | M7946T104 | SHS | 41,800 | $508,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 14,219 | $507,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 41,557 | $504,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 18,989 | $503,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 31,414 | $502,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 29,071 | $502,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 10,620 | $502,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 12,677 | $502,000 | thousands by filing date | |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 38,444 | $501,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 76,368 | $501,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 15,920 | $499,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 14,573 | $497,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 52,542 | $497,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J833 | BULSHS 2024 HY | 21,247 | $497,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 124,635 | $496,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 34,726 | $495,000 | thousands by filing date | |
| USAA ETF TR | 90291F402 | MSCI EMRG MKTS | 11,866 | $495,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 5,000 | $494,000 | thousands by filing date | put |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 35,000 | $493,000 | thousands by filing date | put |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 58,300 | $493,000 | thousands by filing date | put |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 49,695 | $492,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R720 | NASDQ ARTFCIAL | 19,108 | $492,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 20,000 | $491,000 | thousands by filing date | put |
| BEMIS INC | 081437105 | COM | 10,702 | $491,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 7,051 | $490,000 | thousands by filing date | |
| CLEARBRIDGE ALL CAP GROWTH ESG | 524682101 | FUND | 18,348 | $490,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 3,307 | $489,000 | thousands by filing date | |
| ARROW INVTS TR DOGS OF THE | 042765693 | CEF | 10,625 | $489,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 24,229 | $488,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 31,206 | $487,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 124,770 | $487,000 | thousands by filing date | |
| ALLIANZGI DIVERSIFIED INCOME | 01883J108 | COM | 26,098 | $486,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 25,593 | $485,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 22,500 | $484,000 | thousands by filing date | call |
| NUSHARES ETF TR | 67092P409 | NUVEEN ESG MIDCP | 18,442 | $484,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 11,530 | $483,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 136 | $482,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 6,138 | $481,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 4,117 | $481,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT BASIC MATERIALS MOMENTUMETF | 46137V704 | ETF | 9,105 | $481,000 | thousands by filing date | |
| TTEC HLDGS INC | 89854H102 | COM | 16,794 | $480,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 16,222 | $479,000 | thousands by filing date | |
| ALLOGENE THERAPEUTICS INC | 019770106 | COM | 17,792 | $479,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 9,737 | $478,000 | thousands by filing date | |
| EATON VANCE MUN BD FD II | 27827K109 | COM | 43,380 | $478,000 | thousands by filing date | |
| IMV INC | 44974L103 | COM | 92,409 | $477,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 12,195 | $477,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR | 30151E608 | KNLDG LD WD ETF | 16,398 | $476,000 | thousands by filing date | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 73,420 | $475,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 38,392 | $475,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 35,459 | $474,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 11,585 | $474,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V886 | S&P500 EX-RATE | 7,272 | $474,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 19,048 | $472,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 19,999 | $472,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 12,384 | $472,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 14,200 | $472,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 17,634 | $471,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 65,007 | $470,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 94,599 | $470,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 22,436 | $469,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 68,886 | $469,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 13,271 | $468,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 11,273 | $467,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 13,933 | $467,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E156 | S&P SMLCP FINL | 9,742 | $467,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 32,704 | $466,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 80,500 | $466,000 | thousands by filing date | put |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 784,040 | $466,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 29,432 | $465,000 | thousands by filing date | |
| REDFIN CORP | 75737F108 | COM | 32,290 | $465,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 5,029 | $465,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 831,728 | $465,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 57,203 | $464,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 19,908 | $464,000 | thousands by filing date | |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 27,011 | $464,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 570,440 | $463,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 52,007 | $462,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 25,696 | $462,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 67,451 | $462,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 18,644 | $462,000 | thousands by filing date | |
| ISHARES TR | 46435G755 | IBONDS DEC2022 | 18,047 | $462,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 122,554 | $461,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 83,422 | $461,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 14,461 | $460,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 17,978 | $460,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q205 | EQUAL SEC ETF | 7,187 | $459,000 | thousands by filing date | |
| ESPEY MFG &ELECTRONICS CORP | 296650104 | COM | 18,400 | $459,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 9,106 | $459,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 96,005 | $458,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 50,000 | $457,000 | thousands by filing date | call |
| LENDINGTREE INC | 52603B107 | COM | 2,080 | $457,000 | thousands by filing date | |
| 180 DEGREE CAP CORP | 68235B109 | COM | 259,860 | $455,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 88,975 | $454,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 23,772 | $454,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 5,134 | $454,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 11,702 | $453,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 13,909 | $452,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W606 | IT RT HDG HGYL | 5,331 | $452,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 7,896 | $452,000 | thousands by filing date | |
| COUSINS PROPERTIES INC | 222795106 | COM | 57,375 | $452,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J505 | EURO ALPHADEX | 13,251 | $452,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 16,972 | $452,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 78,922 | $451,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 37,253 | $449,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 102,355 | $448,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 40,020 | $448,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 2,600 | $447,000 | thousands by filing date | call |
| TJX Companies Inc | 872540109 | COM | 10,000 | $447,000 | thousands by filing date | put |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 31,778 | $447,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 28,070 | $447,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y206 | DORSEY WRIGT ADR | 11,166 | $447,000 | thousands by filing date | |
| ALLIANZGI CONVERTIBLE & INCOME 2024 TARGET TERM FUND | 01883H102 | COM | 56,041 | $447,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 9,949 | $446,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 12,684 | $446,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 11,748 | $444,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 7,111 | $444,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 111,100 | $444,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 32,434 | $442,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 7,493 | $442,000 | thousands by filing date | |
| PROSHARES TR | 74348A608 | SHT 7-10 YR TR | 15,482 | $441,000 | thousands by filing date | |
| Goldman Sachs Equal Weight U.S. Large Cap Equity ETF | 381430438 | SHS | 11,140 | $439,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 21,563 | $439,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 41,042 | $439,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 11,007 | $438,000 | thousands by filing date | |
| ADVISORSHARES NEW TECH AND MEDIA ETF | 00768Y552 | ETF | 28,035 | $436,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 7,907 | $435,000 | thousands by filing date | |
| AXA EQUITABLE HLDGS INC | 054561105 | COM | 26,169 | $435,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 24,595 | $434,000 | thousands by filing date | |
| MEXICO EQUITY & INCOME FD | 592834105 | COM | 42,943 | $433,000 | thousands by filing date | |
| UNION BANKSHARES CORP | 90539J109 | COM | 15,313 | $432,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C112 | RUSL 2000 DYNM | 18,561 | $431,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 13,980 | $430,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 19,891 | $429,000 | thousands by filing date | |
| BISON CAP ACQUISITION CORP | G1142P104 | ORD SHS | 41,202 | $429,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 9,000 | $428,000 | thousands by filing date | call |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 50,465 | $427,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 31,468 | $426,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 48,348 | $426,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 51,900 | $426,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R106 | 1-3YR USTREIDX | 8,501 | $426,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 25,300 | $424,000 | thousands by filing date | put |
| FIRST TR EXCHANGE TRADED FD | 33738R407 | NASDAQ BUYWRITE | 21,003 | $424,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 25,700 | $423,000 | thousands by filing date | |
| INVESCO TR II ETF S&P 500 EMERGING MKTS LOW VOLATILITY | 46138E297 | ETF | 18,534 | $421,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 14,600 | $420,000 | thousands by filing date | |
| PROSHARES TR | 74348A491 | ULSH 20YRTRE NEW | 16,330 | $420,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 28,700 | $419,000 | thousands by filing date | put |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 15,803 | $419,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V878 | DORSEY WRGT ENRG | 14,755 | $419,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 45,465 | $419,000 | thousands by filing date | |
| FIRST TRUST | 33737J208 | CANADA ALPHA | 20,826 | $419,000 | thousands by filing date | |
| EXANTAS CAP CORP | 30068N105 | COM NEW | 41,798 | $419,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 14,795 | $418,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR MFS SYS GWT EQ | 78467V889 | CEF | 5,906 | $417,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 400,000 | $416,000 | thousands by filing date | put |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 15,543 | $415,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 11,955 | $413,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 21,042 | $413,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 171,991 | $412,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 35,210 | $412,000 | thousands by filing date | |
| PROSHARES TR | 74347B706 | COM | 5,590 | $412,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 25,931 | $411,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 16,877 | $411,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 35,500 | $411,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 33,786 | $410,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E123 | S&P SMLCP INDL | 7,356 | $410,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 2,600 | $409,000 | thousands by filing date | call |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 25,370 | $409,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V159 | CMN | 9,659 | $409,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 114,210 | $409,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 19,325 | $407,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 20,650 | $407,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 26,265 | $407,000 | thousands by filing date | |
| ISHARES TR | 46429B465 | MSCI GERMNY ETF | 8,415 | $406,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 3,205 | $405,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 122,571 | $405,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 5,685 | $404,000 | thousands by filing date | |
| SONOS INC | 83570H108 | COM | 41,025 | $403,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 15,000 | $403,000 | thousands by filing date | put |
| PANDORA MEDIA INC | 698354107 | COM | 49,800 | $403,000 | thousands by filing date | call |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 65,374 | $403,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 39,201 | $402,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V647 | SEMICONDUCTORS | 9,082 | $402,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 27,547 | $402,000 | thousands by filing date | |
| BANCO SANTANDER MEXICO SA | 05969B103 | SPONSORED ADS B | 65,182 | $402,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 29,974 | $402,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 15,398 | $401,000 | thousands by filing date | |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 47,930 | $400,000 | thousands by filing date | |
| EATON VANCE NY MUNI INCOME T | 27826W104 | SH BEN INT | 34,831 | $400,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 31,835 | $399,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 39,352 | $399,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 30,505 | $399,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C773 | ESG REV ETF | 14,400 | $399,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 15,000 | $397,000 | thousands by filing date | call |
| BRF SA | 10552T107 | SPONSORED ADR | 69,712 | $397,000 | thousands by filing date | |
| MVB FINANCIAL CORP | 553810102 | COMMON STOCK | 22,006 | $397,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 18,085 | $397,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 10,812 | $396,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 35,736 | $395,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G706 | WEDBUSH VID GAME | 10,162 | $395,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 9,525 | $394,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 9,555 | $393,000 | thousands by filing date | |
| TRAVELPORT WORLDWIDE LTD | G9019D104 | SHS | 25,156 | $393,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 31,206 | $392,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 56,458 | $390,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 49,221 | $389,000 | thousands by filing date | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 23,047 | $388,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 93,261 | $387,000 | thousands by filing date | |
| SAILPOINT TECHNOLOGIES HOLDING | 78781P105 | COM | 16,453 | $386,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 23,472 | $384,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 10,000 | $384,000 | thousands by filing date | call |
| PENNEY J C INC | 708160106 | COM | 369,209 | $384,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X309 | S NETWRK FUT VEH | 12,176 | $382,000 | thousands by filing date | |
| BARINGS PARTN INVS | 06761A103 | SH BEN INT | 25,395 | $382,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 11,000 | $381,000 | thousands by filing date | call |
| FIRST TR EXCHANGE TRADED FD | 33738R795 | NASDAQ TRANSN | 17,613 | $381,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J133 | BRAZIL ALPHA | 28,783 | $381,000 | thousands by filing date | |
| FRONT YD RESIDENTIAL CORP | 35904G107 | COM | 43,603 | $381,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061300 | CAMBRIA FGN SHR | 17,671 | $380,000 | thousands by filing date | |
| TPI Composites Inc | 87266J104 | Common Stock | 15,480 | $380,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 21,201 | $379,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 6,017 | $378,000 | thousands by filing date | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 52,417 | $377,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 23,536 | $376,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 88,500 | $376,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 8,384 | $375,000 | thousands by filing date | |
| SMART & FINAL STORES INC | 83190B101 | COM | 79,268 | $375,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 7,839 | $374,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 178,861 | $374,000 | thousands by filing date | |
| iShares ESG Aware MSCI USA Small-Cap ETF | 46435U663 | SHS | 16,472 | $373,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 21,676 | $373,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742C723 | IPATH SELCT MLP | 21,057 | $373,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 47,800 | $373,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 25,653 | $371,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 34,291 | $370,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E859 | DWA MOMENT LOW | 13,461 | $370,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 53,292 | $369,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 21,374 | $368,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 35,245 | $368,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 12,921 | $368,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 32,083 | $368,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 3,349 | $367,000 | thousands by filing date | |
| BANK OZK LITTLE ROCK ARK COM | 06417N103 | Stock | 16,107 | $367,000 | thousands by filing date | |
| DIREXION SHS EXCH TRD FD DAILY 30 YR TREAS BEAR | 25459Y678 | ETF | 20,085 | $367,000 | thousands by filing date | |
| BRANDYWINEGLOBAL GLOBAL INCOME | 10537L104 | COM | 35,248 | $366,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 22,700 | $365,000 | thousands by filing date | put |
| ARGAN INC | 04010E109 | COM | 9,636 | $365,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 27,810 | $364,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A101 | CMN | 4,775 | $364,000 | thousands by filing date | |
| GREENSKY INC | 39572G100 | CL A | 38,008 | $364,000 | thousands by filing date | |
| GUARDANT HEALTH INC COM | 40131M109 | Stock | 9,660 | $363,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 15,039 | $363,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J817 | BULSHS 2025 HY | 16,171 | $363,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 12,693 | $361,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 8,832 | $358,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 36,707 | $358,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 17,850 | $358,000 | thousands by filing date | |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 56,546 | $357,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 12,858 | $357,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 27,418 | $356,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 18,830 | $356,000 | thousands by filing date | |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 7,001 | $355,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 16,495 | $355,000 | thousands by filing date | |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 8,452 | $355,000 | thousands by filing date | principal |
| ISHARES TR | 46435G243 | COM | 14,458 | $354,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 7,515 | $354,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 51,632 | $354,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 233,156 | $354,000 | thousands by filing date | |
| ESSENTIAL PPTYS RLTY TR INC COM | 29670E107 | REIT | 25,507 | $353,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 5,705 | $353,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 162,639 | $353,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 6,341 | $352,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C724 | RUSL 1000 DYNM | 14,007 | $352,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 8,727 | $351,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 5,499 | $351,000 | thousands by filing date | |
| ISHARES TR | 46432F370 | MSCI USA SZE FT | 4,586 | $351,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 20,253 | $351,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 30,381 | $350,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 18,537 | $349,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A446 | OPUS SML CP VL | 16,127 | $349,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 28,106 | $349,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 51,411 | $349,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 12,931 | $348,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 9,721 | $347,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 16,742 | $347,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P108 | INTL COR DIV TIL | 15,508 | $347,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G201 | S&P SMLCP MATL | 8,735 | $347,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 26,646 | $346,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 4,721 | $346,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 11,059 | $346,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 37,036 | $345,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 28,733 | $343,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 69,300 | $343,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 27,363 | $343,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 30,078 | $343,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 33,400 | $342,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 23,132 | $342,000 | thousands by filing date | |
| ISHARES TR | 46435G862 | MSCI UN KNGDOM | 16,018 | $342,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435AB1 | NOTE 7/0 | 202,000 | $342,000 | thousands by filing date | principal |
| WEYCO GROUP INC COM | 962149100 | Stock | 11,696 | $341,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 24,200 | $341,000 | thousands by filing date | call |
| ST JOE CO | 790148100 | COM | 25,846 | $341,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 40,919 | $341,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 11,381 | $341,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 37,334 | $340,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 38,087 | $340,000 | thousands by filing date | |
| REV Group Inc | 749527107 | Common Stock | 45,355 | $340,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 11,354 | $339,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 19,727 | $339,000 | thousands by filing date | |
| INVESCO S&P MIDCAP 400 GARP ETF | 46137V225 | ETF | 6,092 | $339,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 18,000 | $339,000 | thousands by filing date | call |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 12,088 | $338,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-19-004295 | this filing | 2019-02-14 | acceptance time not in the bulk data set |