13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2018-12-31, filed 2019-02-14, with 6,967 holding rows worth $208,022,192,000.
- Accession
- 0001567619-19-004295
- Filer
- CIK 1000275
- Filed
- 2019-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2018
A holdings report, 25,895 entries on the cover page, a total value of $208,022,192,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $208,022,192,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC Capital Markets Arbitrage S.A.028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerLMCG INVESTMENTS, LLC028-13608
- included managerMID CONTINENT CAPITAL LLC/IL028-05684
- included managerSymphonic Financial Advisors LLC028-12672
- included managerSEI INVESTMENTS MANAGEMENT CORP028-16475
- included managerAston Asset Management, LLC028-12347
- included managerUBS ASSET MANAGEMENT AMERICAS INC028-02682
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerJACKSON NATIONAL ASSET MANAGEMENT LLC028-06761
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VALLEY NATL BANCORP | 919794107 | COM | 37,878 | $337,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 55,276 | $337,000 | thousands by filing date | |
| THE CUSHING MLP INFASTCR TOT | 231631201 | COM NEW | 39,645 | $337,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 7,700 | $336,000 | thousands by filing date | call |
| ABM INDS INC | 000957100 | COM | 10,476 | $336,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 3,781 | $336,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 27,042 | $336,000 | thousands by filing date | |
| ALPHA ARCHITECT INTERNATIONAL QUANTITATIVE VALUE ETF | 02072L201 | ETF | 13,428 | $335,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 40,010 | $335,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 19,800 | $335,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 4,947 | $334,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 8,980 | $333,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 4,078 | $333,000 | thousands by filing date | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 20,805 | $332,000 | thousands by filing date | |
| FIRST TRUST DOW JONES INTERNATIONAL INTERNET ETF | 33734X770 | ETF | 18,068 | $332,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H304 | ENERGY FD | 26,667 | $332,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 6,924 | $331,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 21,965 | $331,000 | thousands by filing date | |
| EVI INDUSTRIES INC | 26929N102 | COMMON STOCK | 9,942 | $331,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 26,671 | $330,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 25,544 | $329,000 | thousands by filing date | |
| FIRST TR EXCHANGE ETF TRADED FD VI NASDAQ OIL & GAS | 33738R845 | ETF | 20,061 | $329,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 9,882 | $328,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 3,918 | $328,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 5,705 | $328,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 14,800 | $327,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 21,065 | $327,000 | thousands by filing date | |
| ABRDN PLATINUM ETF TRUST | 003260106 | PHYSCL PLATM SHS | 4,329 | $326,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 28,104 | $326,000 | thousands by filing date | |
| TIER REIT COM | 88650V208 | COM NEW | 15,775 | $325,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 13,426 | $325,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 30,465 | $324,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 17,813 | $324,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 4,762 | $323,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 17,938 | $323,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F767 | INDIA GROWTH LDR | 7,602 | $322,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 21,287 | $322,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 40,329 | $321,000 | thousands by filing date | |
| ABERDEEN GLOBAL DYNAMIC DIVIDE | 00302M106 | COM | 37,678 | $320,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 142,584 | $320,000 | thousands by filing date | |
| GLOBAL X INTERNET OF THINGS ETF | 37954Y780 | UIT EXCHANGE TRADED | 19,807 | $319,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 19,022 | $318,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 5,214 | $318,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 8,000 | $318,000 | thousands by filing date | call |
| NEVSUN RES LTD | 64156L101 | COM | 72,443 | $318,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 76,870 | $317,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 165,006 | $317,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 13,293 | $317,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 13,052 | $316,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102209 | UNIT LTD PRT 60 | 21,474 | $316,000 | thousands by filing date | |
| VERSUM MATLS INC | 92532W103 | COM | 11,377 | $316,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 2,900 | $315,000 | thousands by filing date | put |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 9,343 | $315,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 32,068 | $315,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 21,376 | $315,000 | thousands by filing date | |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 25,258 | $314,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 13,919 | $314,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 15,840 | $313,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 24,590 | $313,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 32,308 | $313,000 | thousands by filing date | |
| INVESCO ENERGY EXPLORATION & PRODUCTION ETF | 46137V761 | ETF | 18,049 | $313,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V183 | S&P SML 600 EQ | 6,541 | $313,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 27,610 | $312,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 31,148 | $312,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 4,598 | $312,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 5,200 | $310,000 | thousands by filing date | put |
| MODINE MFG CO COM | 607828100 | Stock | 28,472 | $309,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 6,207 | $309,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 5,670 | $308,000 | thousands by filing date | |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 8,380 | $308,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 18,118 | $307,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 46,846 | $307,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 266,000 | $306,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 15,357 | $305,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 101,200 | $305,000 | thousands by filing date | |
| PIMCO EQUITY SER | 72202L363 | CMN | 12,100 | $305,000 | thousands by filing date | |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 20,980 | $305,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 21,617 | $303,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 23,513 | $303,000 | thousands by filing date | |
| ABRDN PRECIOUS METALS BASKET | 003263100 | PHYSCL PRECS MET | 4,780 | $302,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 6,857 | $301,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 8,628 | $300,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 27,403 | $300,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 48,750 | $299,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 9,739 | $299,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 203,028 | $299,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 9,973 | $299,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E685 | GLOBAL AGRCLTR | 12,628 | $299,000 | thousands by filing date | |
| OSI ETF TR | 67110P100 | OSI ETF TR | 12,603 | $298,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 25,778 | $297,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 20,892 | $297,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 8,000 | $296,000 | thousands by filing date | call |
| CARGURUS INC COM CL A | 141788109 | Stock | 8,772 | $296,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E206 | CALIF AMT MUN | 11,484 | $296,000 | thousands by filing date | |
| AVALARA INC | 05338G106 | COM | 9,504 | $296,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 7,838 | $295,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 42,183 | $295,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 26,172 | $294,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 9,449 | $294,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 5,442 | $292,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 21,441 | $292,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 49,577 | $291,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 10,145 | $291,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 11,403 | $291,000 | thousands by filing date | |
| CARVANA CO CL A | 146869102 | Stock | 8,891 | $290,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 19,071 | $290,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 35,000 | $290,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 10,413 | $289,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 1,800 | $287,000 | thousands by filing date | call |
| NMI HLDGS INC | 629209305 | COM | 16,011 | $286,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 6,941 | $286,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 50,000 | $286,000 | thousands by filing date | call |
| INVESCO ACTIVELY MANAGED EXC | 46090A804 | TOTAL RETURN | 5,720 | $286,000 | thousands by filing date | |
| JERNIGAN CAP INC | 476405105 | COM | 14,446 | $286,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 3,051 | $285,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 30,860 | $285,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 76,776 | $284,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 30,708 | $284,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 8,490 | $284,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 10,668 | $283,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 4,632 | $283,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 14,781 | $283,000 | thousands by filing date | |
| UROGEN PHARMA LTD | M96088105 | COMMON STOCK | 6,563 | $283,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 5,849 | $281,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 10,790 | $281,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A651 | NATIONWIDE MAX | 11,342 | $281,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 4,925 | $280,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 140,000 | $280,000 | thousands by filing date | call |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 7,563 | $280,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 5,343 | $277,000 | thousands by filing date | |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 39,637 | $277,000 | thousands by filing date | |
| AXONENTERPRISEINC | 05464C101 | STOK | 6,283 | $276,000 | thousands by filing date | |
| CLEARWAY ENERGY INC CL C | 18539C204 | Stock | 16,000 | $276,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 45,963 | $276,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 20,275 | $276,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 11,157 | $276,000 | thousands by filing date | |
| FOUNDATION BLDG MATLS INC | 350392106 | COM | 33,300 | $276,000 | thousands by filing date | |
| HUYA INC ADS EACH REP 1 ORD SHS CL A | 44852D108 | COM | 17,750 | $275,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 33,362 | $274,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 35,570 | $272,000 | thousands by filing date | |
| HARTFORD MULTIFACTOR EMERGING MARKETS ETF | 518416201 | ETF | 12,357 | $272,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 357,618 | $271,000 | thousands by filing date | |
| INVESCO FUNDAMENTAL INVESTMENT GRADE CORPORATE BOND ETF | 46138E693 | ETF | 11,032 | $271,000 | thousands by filing date | |
| RPT REALTY | 74971D101 | SH BEN INT | 22,543 | $270,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 35,133 | $269,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 24,174 | $269,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 6,421 | $269,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 20,740 | $269,000 | thousands by filing date | |
| ANTERO MIDSTREAM LP | 03673L103 | Limited Partnership | 12,568 | $269,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 2,352 | $268,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 5,064 | $268,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 21,995 | $268,000 | thousands by filing date | |
| STANDARD AVB FINANCIAL CORP | 85303b100 | COM | 8,979 | $268,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 3,420 | $267,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 19,915 | $267,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 18,079 | $267,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 7,659 | $267,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092832 | DIVID ETF RISI | 9,324 | $267,000 | thousands by filing date | |
| ARK ETF TR | 00214Q203 | AUTNMUS TECHNLGY | 9,038 | $266,000 | thousands by filing date | |
| PROSHARES TR | 74348A145 | PET CARE ETF | 7,353 | $266,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 15,000 | $265,000 | thousands by filing date | put |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 17,500 | $265,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 6,856 | $265,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 4,920 | $264,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 6,549 | $263,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 6,400 | $263,000 | thousands by filing date | call |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 4,207 | $262,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 4,266 | $262,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 22,037 | $262,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E669 | GLOBAL EX US HGH | 11,529 | $262,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 17,716 | $262,000 | thousands by filing date | |
| PACER FDS TR | 69374H840 | WEALTHSHIELD | 10,871 | $262,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 5,707 | $262,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 6,773 | $260,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 9,385 | $260,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 14,761 | $260,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R747 | ST STR MSCI GEN | 4,080 | $260,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J775 | BLOO PRI PWR ETF | 5,913 | $260,000 | thousands by filing date | |
| FTAI AVIATION LTD | 34960P101 | COM | 18,100 | $260,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 250,000 | $260,000 | thousands by filing date | call |
| EXTERRAN CORP | 30227H106 | COM | 14,671 | $260,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 90,337 | $259,000 | thousands by filing date | |
| BRP INC COM SUN VTG | 05577W200 | Stock | 10,000 | $259,000 | thousands by filing date | put |
| AVANOS MED INC | 05350V106 | COM | 5,777 | $259,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 50,000 | $259,000 | thousands by filing date | call |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 9,143 | $259,000 | thousands by filing date | principal |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 19,212 | $258,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 19,482 | $258,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 48,990 | $258,000 | thousands by filing date | |
| PROSHARES TR II | 74347W130 | SHT VIX ST TRM | 6,094 | $257,000 | thousands by filing date | |
| MEDEQUITIES RLTY TR INC | 58409L306 | COM | 37,606 | $257,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 22,012 | $256,000 | thousands by filing date | |
| Canadian $ ETF | 46138T104 | ETF | 3,541 | $256,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X263 | CURRNCY INT EQ | 9,820 | $255,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108409 | CWP ENHANCED DIV | 9,545 | $255,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 7,941 | $255,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 9,118 | $254,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 7,722 | $254,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 7,993 | $254,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H208 | COMMON STOCK | 10,266 | $254,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E396 | S&P 500 CONC ETF | 8,244 | $254,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 28,300 | $254,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 30,401 | $254,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 16,400 | $253,000 | thousands by filing date | call |
| GENESCO INC | 371532102 | COM | 5,697 | $253,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108607 | BLOCK TECHN ETF | 17,049 | $252,000 | thousands by filing date | |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 5,170 | $252,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 42,843 | $252,000 | thousands by filing date | |
| PROSHARES TR | 74348A533 | PRIV EQTY-LSTD | 8,469 | $252,000 | thousands by filing date | |
| CONSTELLATION ALPHA CAP CORP | G2379F108 | SHS | 24,722 | $252,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J109 | ASIA EX JAPAN | 9,216 | $251,000 | thousands by filing date | |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 18,806 | $251,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 9,249 | $250,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 386,000 | $250,000 | thousands by filing date | principal |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 18,242 | $249,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 21,900 | $248,000 | thousands by filing date | put |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 45,833 | $248,000 | thousands by filing date | |
| JBG SMITH PPTYS COM | 46590V100 | REIT | 7,126 | $248,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 17,656 | $248,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 16,024 | $248,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 190,560 | $248,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAH4 | NOTE 0.599% 8/0 | 250,000 | $248,000 | thousands by filing date | principal |
| BLACKROCK FLA MUN 2020 TERM | 09250M109 | COM SHS | 17,568 | $247,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 1,953 | $246,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 7,607 | $246,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 73,207 | $246,000 | thousands by filing date | |
| AQUAVENTURE HLDGS LTD | G0443N107 | SHS | 12,963 | $245,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 22,929 | $244,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 19,499 | $244,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 18,768 | $243,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 3,462 | $242,000 | thousands by filing date | |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 6,001 | $242,000 | thousands by filing date | |
| RED HAT INC | 756577AD4 | NOTE 0.250%10/0 | 101,000 | $242,000 | thousands by filing date | principal |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 12,403 | $240,000 | thousands by filing date | |
| JANUS DETROIT | 47103U100 | MF Closed and MF Open | 6,741 | $240,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 15,654 | $240,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 3,688 | $239,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 21,269 | $239,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 18,370 | $239,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 60,989 | $239,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 16,128 | $238,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 18,965 | $238,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F593 | CMN | 8,397 | $238,000 | thousands by filing date | |
| SPDR SER TR | 78468R713 | DORSEY WRGT FI | 10,716 | $238,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 38,103 | $237,000 | thousands by filing date | |
| PIVOTAL SOFTWARE INC | 72582H107 | COM CL A | 14,469 | $237,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 9,692 | $236,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 18,995 | $236,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 15,250 | $236,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X446 | GBL SMLCP DIVI | 8,655 | $236,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 7,900 | $235,000 | thousands by filing date | call |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 18,058 | $235,000 | thousands by filing date | |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 13,705 | $235,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E420 | CMN | 8,420 | $235,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q650 | WRKPLC EQL PRT | 7,252 | $235,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 59,330 | $234,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 42,118 | $234,000 | thousands by filing date | |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 28,700 | $234,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740C337 | S&P 500 VEQTOR | 1,515 | $234,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 29,138 | $233,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 6,864 | $233,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U852 | HENDERSON MTG | 4,600 | $232,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 18,868 | $232,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 2,696 | $232,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 14,311 | $231,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 16,137 | $231,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X853 | INTL EQUITY OPP | 7,591 | $230,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 20,029 | $230,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V688 | NEXT GEN CON ETF | 4,739 | $229,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061862 | TAIL RISK | 10,000 | $229,000 | thousands by filing date | |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 22,067 | $229,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 1,366 | $228,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 3,782 | $227,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 37,216 | $226,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 9,624 | $226,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 10,050 | $225,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 100,200 | $225,000 | thousands by filing date | call |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 15,825 | $224,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 12,631 | $224,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 18,156 | $224,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 22,560 | $224,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 16,953 | $224,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 6,572 | $224,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 31,451 | $223,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 40,304 | $222,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 4,810 | $222,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 22,406 | $222,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y529 | DORSY SHRT ETF | 7,274 | $222,000 | thousands by filing date | |
| NUVEEN PFD & INCOME 2022 TER | 67075T105 | COM | 10,749 | $222,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 3,526 | $221,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 10,076 | $221,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 42,235 | $221,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 7,821 | $220,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 22,825 | $219,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 7,176 | $219,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 34,470 | $219,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 14,263 | $219,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 24,219 | $218,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 15,200 | $218,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 4,400 | $217,000 | thousands by filing date | call |
| SHAKE SHACK INC | 819047101 | CL A | 4,765 | $217,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 49,357 | $217,000 | thousands by filing date | |
| FIRST HAWAIIAN INC | 32051X108 | COM | 9,608 | $217,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G102 | PRIME JUNIR SLVR | 26,999 | $217,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 41,847 | $215,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 5,000 | $214,000 | thousands by filing date | call |
| JOHN HANCOCK EXCHANGE TRADED | 47804J800 | MLTFACTR MATLS | 7,521 | $214,000 | thousands by filing date | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 12,806 | $212,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 21,200 | $212,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N840 | VCSHS INTL VOLTY | 6,178 | $212,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 26,892 | $211,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 16,280 | $211,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 16,681 | $211,000 | thousands by filing date | |
| LIBERTY EXPEDIA HLDGS INC | 53046P109 | SER A COM | 5,399 | $211,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 16,265 | $210,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 18,986 | $210,000 | thousands by filing date | |
| CBTX INC | 12481V104 | COM | 7,142 | $210,000 | thousands by filing date | |
| AMERISERV FINL INC | 03074A102 | COM | 51,964 | $209,000 | thousands by filing date | |
| J JILL INC | 46620W102 | COM | 39,300 | $209,000 | thousands by filing date | |
| READY CAPITAL CORP | 75574U101 | COM | 15,043 | $208,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 28,501 | $208,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V589 | GBL LISTED PVT | 20,773 | $208,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 24,985 | $207,000 | thousands by filing date | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 9,257 | $206,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 24,817 | $206,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 7,300 | $206,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 23,072 | $206,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 10,500 | $205,000 | thousands by filing date | call |
| ICHOR HOLDINGS | G4740B105 | SHS | 12,625 | $205,000 | thousands by filing date | |
| Western Midstream Partners | 95825r103 | COM | 7,409 | $205,000 | thousands by filing date | |
| BLACKROCK MD MUNICIPAL BOND | 09249L105 | COM | 15,725 | $205,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 17,813 | $204,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 8,606 | $204,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A404 | VIDENT INTERNATI | 9,073 | $204,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 57,180 | $204,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 35,000 | $204,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 3,399 | $203,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V555 | INSIDER SENMNT | 3,595 | $203,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 4,600 | $202,000 | thousands by filing date | call |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 20,146 | $202,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 8,230 | $201,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 119,620 | $201,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 50,834 | $200,000 | thousands by filing date | |
| DHX MEDIA LTD | 252406152 | COM VAR VTG | 120,000 | $200,000 | thousands by filing date | put |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 11,839 | $199,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 2,821 | $199,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 4,683 | $199,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 17,973 | $199,000 | thousands by filing date | |
| McCormick & Company Inc | 579780107 | COM | 1,432 | $199,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L877 | ROYCE QUANT SML | 8,267 | $199,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 8,130 | $199,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 24,210 | $198,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 3,344 | $198,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 201,000 | $198,000 | thousands by filing date | principal |
| BBX CAP CORP NEW | 05491N104 | CL A | 34,644 | $198,000 | thousands by filing date | |
| Eaton Vance Floating Rate | 27831H100 | ETF | 23,152 | $198,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 10,689 | $197,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 5,674 | $197,000 | thousands by filing date | |
| Reality Shares Nasdaq NexGen Economy ETF | 75605A702 | COM | 10,153 | $197,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 24,300 | $197,000 | thousands by filing date | put |
| ETF SER SOLUTIONS | 26922A826 | RANGE CANCER THE | 10,440 | $197,000 | thousands by filing date | |
| NATIONAL COMM CORP | 63546L102 | COM | 5,452 | $197,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 16,265 | $196,000 | thousands by filing date | |
| ISHARES ESG AWARE USD CORPORATE BOND ETF | 46435G193 | ETF | 8,200 | $196,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 11,187 | $196,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAA3 | NOTE 2.875% 7/1 | 197,000 | $196,000 | thousands by filing date | principal |
| LCNB CORP | 50181P100 | COM | 12,890 | $195,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 5,888 | $195,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F171 | GREEN BOND ETF | 7,635 | $195,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 1,200 | $194,000 | thousands by filing date | call |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 18,379 | $194,000 | thousands by filing date | |
| NATIONAL ENERGY SERVICES REU | G6375R115 | *W EXP 06/06/202 | 162,000 | $194,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 22,191 | $193,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 18,100 | $193,000 | thousands by filing date | call |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 14,171 | $193,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 3,808 | $192,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 13,985 | $192,000 | thousands by filing date | |
| Invesco KBW Premium Yield | 46138E594 | KBW PREM YIELD | 7,102 | $192,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 17,343 | $192,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 27,594 | $192,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 3,794 | $191,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 401,450 | $190,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 15,027 | $190,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 25,470 | $190,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 11,720 | $190,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 18,214 | $190,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 17,366 | $189,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 3,618 | $188,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 11,717 | $188,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 15,335 | $188,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 13,300 | $186,000 | thousands by filing date | |
| EATON VANCE PA MUN BD FD | 27828W102 | COM | 16,359 | $186,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 7,956 | $185,000 | thousands by filing date | |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 7,847 | $185,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 14,427 | $185,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F809 | COAL ETF | 14,741 | $185,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 11,734 | $184,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 23,442 | $184,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 2,806 | $184,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 700 | $183,000 | thousands by filing date | put |
| RITEAID CORP | 767754104 | COM | 258,700 | $183,000 | thousands by filing date | call |
| CHILDRENS PL INC NEW | 168905107 | COM | 2,037 | $183,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 5,495 | $183,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 3,467 | $182,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 7,504 | $182,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 2,451 | $182,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 4,914 | $182,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 10,122 | $182,000 | thousands by filing date | |
| METROPOLITAN BANK HOLDING CO | 591774104 | COMMON STOCK | 5,850 | $181,000 | thousands by filing date | |
| ALLIANCE CALIFORNIA MUNICIPAL | 018546101 | COM | 13,218 | $181,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E180 | S&P SMLCP DISC | 3,307 | $181,000 | thousands by filing date | |
| INVESCO DB PRECIOUS METALS FUND | 46140H502 | ETF | 4,982 | $181,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 5,867 | $181,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 3,094 | $180,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 17,252 | $180,000 | thousands by filing date | |
| YEXT INC | 98585N106 | COM | 12,097 | $180,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 4,738 | $179,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V480 | S&P SMCP VLU MNT | 6,774 | $179,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G862 | FLOAT RATE ETF | 7,158 | $179,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 4,471 | $179,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 85,463 | $179,000 | thousands by filing date | |
| WISDOMTREE JAPAN HDG QLY | 97717X586 | COM | 7,550 | $179,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 14,743 | $177,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 13,200 | $177,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 85,243 | $177,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 6,206 | $176,000 | thousands by filing date | |
| KEWAUNEE SCIENTIFIC CP | 492854104 | COMM | 5,300 | $176,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X305 | MID EAST DIVD | 9,400 | $176,000 | thousands by filing date | |
| ISHARES TR | 46435G102 | CONV BD ETF | 3,327 | $175,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y731 | CONSCIOUS COS | 9,522 | $175,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92837G100 | COM | 20,168 | $175,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 246,786 | $174,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 6,204 | $174,000 | thousands by filing date | |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 35,000 | $174,000 | thousands by filing date | put |
| FCB Financial Holdings Inc Cla | 30255G103 | COM | 5,174 | $174,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES SWISS | 46138R108 | SWISS FRANC | 1,824 | $173,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 4,000 | $172,000 | thousands by filing date | call |
| BARINGS CORPORATE INVS | 06759X107 | COM | 11,742 | $172,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 33,039 | $172,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 16,608 | $172,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 11,999 | $171,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 31,068 | $171,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 4,821 | $170,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 13,299 | $170,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 22,787 | $170,000 | thousands by filing date | |
| El Paso Energy Capital Trust I | 283678209 | Preferred Shares | 4,075 | $170,000 | thousands by filing date | principal |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 23,558 | $170,000 | thousands by filing date | |
| SITE CENTERS CORP | 82981J109 | COM | 15,251 | $169,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739G103 | MNGD FUTRS STRGY | 3,706 | $169,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B479 | IQ ENCH COR PL | 8,945 | $169,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 4,531 | $168,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 18,268 | $168,000 | thousands by filing date | |
| 180 LIFE SCIENCES ORD | 48242A104 | COM | 16,500 | $168,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 24,104 | $167,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X418 | CMN | 2,430 | $167,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 9,000 | $167,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L505 | FRANKLIN INTL LW | 6,862 | $166,000 | thousands by filing date | |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 33,747 | $166,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 4,414 | $166,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 5,141 | $165,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 3,096 | $164,000 | thousands by filing date | |
| SENDGRID INC | 816883102 | COM | 3,805 | $164,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y859 | MADRONA DOMESTIC | 3,616 | $164,000 | thousands by filing date | |
| PYXUS INTL INC | 74737V106 | COM | 13,805 | $164,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533AC2 | NOTE 5.000% 6/1 | 168,000 | $164,000 | thousands by filing date | principal |
| IMPINJ INC | 453204109 | COM | 11,213 | $163,000 | thousands by filing date | |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 51,512 | $163,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 8,338 | $163,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267B682 | ETRAC ALER MLP | 11,677 | $163,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 6,446 | $162,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 5,441 | $162,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 13,191 | $162,000 | thousands by filing date | |
| FIRST TR VALUE LINE 100 ETF | 33735G107 | COM SHS | 8,614 | $162,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 1,800 | $161,000 | thousands by filing date | put |
| PACER FDS TR | 69374H857 | US SMALL CAP CAS | 6,936 | $161,000 | thousands by filing date | |
| QIAGEN NV | N72482123 | SHS NEW | 4,664 | $161,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 4,097 | $161,000 | thousands by filing date | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 11,154 | $160,000 | thousands by filing date | |
| INTERNAP CORPORATION | 45885A409 | COMMON STOCK | 38,561 | $160,000 | thousands by filing date | |
| AXS CHANGE FINANCE ESG ETF | 26922A560 | ETF | 9,100 | $160,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 16,640 | $159,000 | thousands by filing date | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 11,087 | $159,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 33,213 | $159,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 800 | $158,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 6,040 | $158,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 6,114 | $158,000 | thousands by filing date | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 8,938 | $157,000 | thousands by filing date | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 3,289 | $157,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188101 | CORP BOND ETF | 3,285 | $157,000 | thousands by filing date | |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 2,892 | $157,000 | thousands by filing date | |
| SILVERBOW RES INC | 82836G102 | COM | 6,631 | $157,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A305 | ALPCLONE ALTER | 3,709 | $157,000 | thousands by filing date | |
| DIREXION SHS ETF TR ZACKS MLP | 25459y298 | INDX FD | 13,273 | $157,000 | thousands by filing date | |
| ISHARES TR | 46435G839 | MSCI EAFE SMCP | 6,179 | $156,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD ARIZ FD | 09254K109 | COM | 12,785 | $156,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 5,153 | $156,000 | thousands by filing date | |
| ARROWMARK FINANCIAL CORP | 861780104 | COM | 8,055 | $155,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 13,159 | $155,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 4,498 | $154,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 2,401 | $154,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-19-004295 | this filing | 2019-02-14 | acceptance time not in the bulk data set |