13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2018-12-31, filed 2019-02-14, with 6,967 holding rows worth $208,022,192,000.
- Accession
- 0001567619-19-004295
- Filer
- CIK 1000275
- Filed
- 2019-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2018
A holdings report, 25,895 entries on the cover page, a total value of $208,022,192,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $208,022,192,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC Capital Markets Arbitrage S.A.028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerLMCG INVESTMENTS, LLC028-13608
- included managerMID CONTINENT CAPITAL LLC/IL028-05684
- included managerSymphonic Financial Advisors LLC028-12672
- included managerSEI INVESTMENTS MANAGEMENT CORP028-16475
- included managerAston Asset Management, LLC028-12347
- included managerUBS ASSET MANAGEMENT AMERICAS INC028-02682
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerJACKSON NATIONAL ASSET MANAGEMENT LLC028-06761
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SEMPRA ENERGY | 816851406 | 6% PFD CONV A | 51,363 | $4,885,000 | thousands by filing date | principal |
| TARGA RES CORP COM | 87612G101 | Stock | 135,000 | $4,863,000 | thousands by filing date | put |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 384,952 | $4,858,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 98,459 | $4,854,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 162,800 | $4,853,000 | thousands by filing date | put |
| ROYCE VALUE TRUST | 780910105 | COM | 410,446 | $4,844,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 273,167 | $4,841,000 | thousands by filing date | |
| SAPIENS INTL CORP N V SHS | G7T16G103 | Stock | 438,505 | $4,837,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 56,992 | $4,834,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 35,989 | $4,832,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q528 | DYNAM US ETF | 171,810 | $4,831,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 90,100 | $4,815,000 | thousands by filing date | call |
| WISDOMTREE INC | 97717P104 | COM | 723,201 | $4,810,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 75,904 | $4,790,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 136,946 | $4,790,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 98,689 | $4,783,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 508,295 | $4,778,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E115 | S&P SMLCP INFO | 69,196 | $4,776,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 1,158,829 | $4,774,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 79,902 | $4,768,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q536 | DYNA CORE IN ETF | 200,909 | $4,766,000 | thousands by filing date | |
| DROPBOX INC CL A | 26210C104 | Stock | 232,767 | $4,755,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 129,702 | $4,741,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 220,000 | $4,739,000 | thousands by filing date | put |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 57,415 | $4,733,000 | thousands by filing date | |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 235,281 | $4,709,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 160,644 | $4,703,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E644 | INTL BUYBACK | 162,870 | $4,693,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 201,081 | $4,690,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 206,091 | $4,682,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E867 | DORSEY WRGT EMRG | 300,471 | $4,676,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 40,266 | $4,673,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C102 | mc | 168,721 | $4,661,000 | thousands by filing date | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 41,000 | $4,654,000 | thousands by filing date | call |
| International Business Machines Corporation | 459200101 | COM | 40,900 | $4,649,000 | thousands by filing date | call |
| TARGET CORP COM | 87612E106 | Stock | 70,300 | $4,646,000 | thousands by filing date | put |
| UNUM GROUP COM | 91529Y106 | Stock | 157,883 | $4,641,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 57,790 | $4,637,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 93,800 | $4,632,000 | thousands by filing date | call |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 94,027 | $4,632,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 74,773 | $4,623,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 182,109 | $4,622,000 | thousands by filing date | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 190,852 | $4,621,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 59,556 | $4,614,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 160,400 | $4,610,000 | thousands by filing date | call |
| WAYFAIR INC | 94419L101 | CL A | 51,137 | $4,606,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A537 | CBOE VEST S&P | 120,545 | $4,603,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 152,216 | $4,601,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 460,300 | $4,598,000 | thousands by filing date | put |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 342,422 | $4,595,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 178,335 | $4,584,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 118,452 | $4,583,000 | thousands by filing date | |
| KEURIG DR PEPPER INC COM | 49271V100 | Stock | 178,493 | $4,578,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 109,184 | $4,574,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 86,491 | $4,573,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 287,068 | $4,565,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 49,560 | $4,547,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 46,000 | $4,545,000 | thousands by filing date | call |
| iShares Emerging Markets Equity Factor ETF | 46434G889 | SHS | 117,008 | $4,532,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 48,726 | $4,531,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 90,679 | $4,526,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 192,462 | $4,523,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 97,353 | $4,522,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 715,485 | $4,521,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 212,224 | $4,521,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 456,699 | $4,512,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 193,150 | $4,496,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 163,482 | $4,492,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 46,005 | $4,489,000 | thousands by filing date | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 27,742 | $4,484,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 378,717 | $4,483,000 | thousands by filing date | |
| ISHARES INC | 46434G863 | COM | 145,639 | $4,467,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 503,114 | $4,463,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 53,400 | $4,457,000 | thousands by filing date | call |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 98,557 | $4,450,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 58,369 | $4,449,000 | thousands by filing date | |
| PACER FDS TR | 69374H204 | TRENDP US MID CP | 143,824 | $4,436,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 150,716 | $4,435,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 40,675 | $4,430,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 107,727 | $4,428,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 219,030 | $4,427,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 64,169 | $4,424,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 117,741 | $4,419,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 262,099 | $4,418,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 72,300 | $4,416,000 | thousands by filing date | put |
| FIRST TR EXCH TRADED FD III | 33739P806 | RIVRFRNT DYN EUR | 83,857 | $4,412,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E784 | EMRNG MKT SVRG | 166,639 | $4,404,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 146,630 | $4,404,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 35,889 | $4,395,000 | thousands by filing date | |
| PACER FDS TR | 69374H881 | US CASH COWS 100 | 170,930 | $4,393,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 426,864 | $4,383,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 108,500 | $4,379,000 | thousands by filing date | put |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 27,799 | $4,377,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 149,651 | $4,376,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 84,300 | $4,368,000 | thousands by filing date | put |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 82,455 | $4,339,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 133,299 | $4,332,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 269,471 | $4,327,000 | thousands by filing date | |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 187,823 | $4,325,000 | thousands by filing date | |
| TAPESTRY INC COM | 876030107 | Stock | 128,100 | $4,324,000 | thousands by filing date | put |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 115,641 | $4,320,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 165,600 | $4,304,000 | thousands by filing date | put |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 222,843 | $4,294,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X578 | EM EX ST-OWNED | 167,820 | $4,289,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 97,423 | $4,284,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354AB3 | NOTE 1.750%12/0 | 4,500,000 | $4,281,000 | thousands by filing date | principal |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 24,100 | $4,280,000 | thousands by filing date | put |
| L BRANDS INC | 501797104 | COM | 166,291 | $4,268,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 355,172 | $4,263,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 334,159 | $4,260,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q308 | DIV RTN EM EQT | 83,293 | $4,234,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 90,700 | $4,223,000 | thousands by filing date | put |
| ISHARES GLOBAL EQUITY FACTOR ETF | 46434V316 | COM | 162,429 | $4,219,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 149,224 | $4,215,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 79,620 | $4,205,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW NPV | 84860W300 | COM NEW | 119,029 | $4,197,000 | thousands by filing date | |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 845,000 | $4,191,000 | thousands by filing date | call |
| PROSHARES TR | 74347B698 | RUSS 2000 DIVD | 77,834 | $4,189,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 70,120 | $4,187,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 74,571 | $4,182,000 | thousands by filing date | |
| PACER TRENDPILOT 100 ETF | 69374H303 | ETF | 127,883 | $4,179,000 | thousands by filing date | |
| Wisdomtree Equity Premium Income Fund | 97717X560 | COM | 164,106 | $4,177,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 118,813 | $4,176,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 320,600 | $4,171,000 | thousands by filing date | call |
| TERADYNE INC COM | 880770102 | Stock | 132,531 | $4,158,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 255,033 | $4,157,000 | thousands by filing date | |
| iShares MSCI Intl Momentum Factor ETF | 46434V449 | SHS | 162,281 | $4,155,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 138,866 | $4,151,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 42,367 | $4,144,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 226,000 | $4,122,000 | thousands by filing date | call |
| FLEXSHARES TR | 33939L308 | MSTAR EMKT FAC | 85,785 | $4,115,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N832 | VCSHS US SML CAP | 101,523 | $4,114,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 60,000 | $4,111,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 46,827 | $4,109,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 100,000 | $4,099,000 | thousands by filing date | put |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 112,707 | $4,092,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 96,820 | $4,085,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 374,653 | $4,072,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q510 | ACTIVE EQTY OPPT | 140,283 | $4,071,000 | thousands by filing date | |
| PROTECTIVE INSURANCE CORP- B | 74368l203 | COM | 243,551 | $4,055,000 | thousands by filing date | |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 206,053 | $4,054,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 214,500 | $4,053,000 | thousands by filing date | call |
| CYBEROPTICS CORP COM | 232517102 | Stock | 229,895 | $4,053,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 583,861 | $4,051,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 275,498 | $4,039,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 30,700 | $4,038,000 | thousands by filing date | call |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 683,787 | $4,027,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAU4 | ETF | 162,306 | $4,025,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 319,732 | $4,022,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 70,078 | $4,017,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 152,900 | $4,014,000 | thousands by filing date | call |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 34,982 | $4,006,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 141,520 | $4,000,000 | thousands by filing date | |
| WORKDAY INC | 98138HAD3 | NOTE 1.500% 7/1 | 2,027,000 | $4,000,000 | thousands by filing date | principal |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 3,486,000 | $3,997,000 | thousands by filing date | principal |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 96,775 | $3,991,000 | thousands by filing date | |
| PROSHARES TR | 74347R180 | ULTR 7-10 TREA | 71,263 | $3,976,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 28,223 | $3,972,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 350,870 | $3,972,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 140,386 | $3,968,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 134,746 | $3,964,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 202,738 | $3,957,000 | thousands by filing date | |
| PROSHARES TR | 74347B839 | MSCI EAFE DIVD | 118,409 | $3,954,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 45,294 | $3,951,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 270,510 | $3,950,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 35,000 | $3,949,000 | thousands by filing date | put |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 35,000 | $3,949,000 | thousands by filing date | call |
| GAMING & LEISURE P COM | 36467J108 | REIT | 122,044 | $3,943,000 | thousands by filing date | |
| EVOQUA WATER TECHNOLOGIES CO | 30057T105 | COM | 410,689 | $3,942,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 424,494 | $3,940,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 33,803 | $3,930,000 | thousands by filing date | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 303,818 | $3,924,000 | thousands by filing date | |
| NUVECTRA CORP | 67075N108 | COM | 240,054 | $3,923,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 140,000 | $3,916,000 | thousands by filing date | put |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 242,926 | $3,916,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 149,290 | $3,910,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 66,623 | $3,910,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 1,603 | $3,906,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L508 | DIVERSIFID FXD | 205,329 | $3,875,000 | thousands by filing date | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 58,059 | $3,861,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P744 | FTSE JAPAN ETF | 170,710 | $3,841,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 391,600 | $3,838,000 | thousands by filing date | put |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 35,719 | $3,836,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N816 | VCSHS DEV ENH VL | 124,633 | $3,829,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 20,000 | $3,811,000 | thousands by filing date | put |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 142,409 | $3,800,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 387,772 | $3,800,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 101,729 | $3,800,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 314,666 | $3,798,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 56,381 | $3,797,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 87,139 | $3,792,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 35,000 | $3,783,000 | thousands by filing date | put |
| INVESCO ACTVELY MNGD ETC FD | 46090F100 | OPTIMUM YIELD | 249,630 | $3,762,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 145,182 | $3,761,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 227,300 | $3,753,000 | thousands by filing date | call |
| INVESCO EXCHANGE TRADED FD T | 46137V217 | S&P MDCP400 PR | 28,495 | $3,753,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 110,759 | $3,745,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 189,449 | $3,745,000 | thousands by filing date | |
| DHX MEDIA LTD | 252406152 | COM VAR VTG | 2,235,183 | $3,732,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 477,597 | $3,725,000 | thousands by filing date | |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 179,213 | $3,713,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 84,600 | $3,709,000 | thousands by filing date | call |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 150,000 | $3,707,000 | thousands by filing date | call |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 49,583 | $3,696,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 164,882 | $3,696,000 | thousands by filing date | |
| STRATEGIC ED INC COM | 86272C103 | Stock | 32,526 | $3,689,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 263,633 | $3,686,000 | thousands by filing date | |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 200,286 | $3,685,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F409 | INCOME OPPRTNTES | 194,523 | $3,675,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 54,800 | $3,673,000 | thousands by filing date | put |
| FIRST TR EXCH TRADED FD III | 33739P830 | SHRT DUR MNG MUN | 181,880 | $3,669,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 212,614 | $3,664,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 90,000 | $3,645,000 | thousands by filing date | put |
| TAUBMAN CTRS INC | 876664103 | COM | 80,000 | $3,639,000 | thousands by filing date | put |
| TCF FINL CORP | 872275102 | COM | 186,560 | $3,636,000 | thousands by filing date | |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 5,268,000 | $3,635,000 | thousands by filing date | principal |
| FIRST TR EXCH TRADED FD III | 33740J104 | ULTRA SHT DUR MU | 180,652 | $3,633,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 193,308 | $3,626,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 304,005 | $3,623,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 31,073 | $3,607,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 162,804 | $3,602,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 128,934 | $3,601,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 36,834 | $3,599,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 55,489 | $3,597,000 | thousands by filing date | |
| ISHARES | 46434VBA7 | EXCHANGE TRADED | 148,747 | $3,595,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430206 | ACTIVEBETA EME | 119,271 | $3,593,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 71,800 | $3,583,000 | thousands by filing date | call |
| TIMKEN CO | 887389104 | COM | 95,805 | $3,575,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 306,745 | $3,574,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 10,576 | $3,568,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 273,626 | $3,560,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 85,203 | $3,553,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 35,953 | $3,552,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 13,265 | $3,551,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VBK5 | ETF | 145,784 | $3,550,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R860 | NASDAQ BK ETF | 159,332 | $3,546,000 | thousands by filing date | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 172,388 | $3,544,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 127,427 | $3,544,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 97,899 | $3,534,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 58,936 | $3,528,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 37,800 | $3,522,000 | thousands by filing date | call |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 60,222 | $3,518,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 34,079 | $3,514,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 305,225 | $3,513,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 117,253 | $3,500,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 256,777 | $3,499,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 230,800 | $3,497,000 | thousands by filing date | call |
| Vanguard Communication Services ETF | 92204A884 | SHS | 47,186 | $3,494,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 361,798 | $3,492,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 65,996 | $3,481,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V399 | S&P500 BUY WRT | 176,234 | $3,481,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 187,547 | $3,477,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y814 | FINTECH ETF | 157,315 | $3,475,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 87,577 | $3,470,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 30,453 | $3,469,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 200,544 | $3,456,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 970,900 | $3,456,000 | thousands by filing date | put |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 105,604 | $3,449,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 162,511 | $3,448,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 193,589 | $3,446,000 | thousands by filing date | |
| INVESCO RAFI DEVELOPED MARKETS EX-U.S. SMALL-MID ETF | 46138E735 | ETF | 124,868 | $3,441,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 32,800 | $3,439,000 | thousands by filing date | put |
| MERIT MED SYS INC COM | 589889104 | Stock | 61,490 | $3,432,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAM5 | NOTE 4.375% 1/1 | 3,430,000 | $3,432,000 | thousands by filing date | principal |
| CAMECO CORP COM | 13321L108 | Stock | 302,000 | $3,428,000 | thousands by filing date | call |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 336,133 | $3,428,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 20,500 | $3,425,000 | thousands by filing date | call |
| Boston Scientific Corporation | 101137107 | COM | 96,900 | $3,424,000 | thousands by filing date | call |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 12,000 | $3,420,000 | thousands by filing date | put |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 221,680 | $3,400,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 202,984 | $3,399,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 70,581 | $3,383,000 | thousands by filing date | |
| THOMPSON REUTERS CORP | 884903709 | COM NEW | 70,000 | $3,382,000 | thousands by filing date | call |
| VECTREN CORP | 92240G101 | COM | 46,756 | $3,365,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 107,016 | $3,360,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 39,314 | $3,350,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E149 | S&P SMLCP HELT | 31,140 | $3,349,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 285,307 | $3,344,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E719 | BLOO EN ANGE ETF | 188,670 | $3,334,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 913,065 | $3,334,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 300,000 | $3,330,000 | thousands by filing date | call |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 66,470 | $3,329,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 150,543 | $3,329,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 228,431 | $3,328,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 97,500 | $3,327,000 | thousands by filing date | put |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 311,256 | $3,325,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 109,047 | $3,299,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 346,464 | $3,284,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 405,061 | $3,277,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 83,197 | $3,274,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAG6 | DBCV 2/1 | 3,289,000 | $3,271,000 | thousands by filing date | principal |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 178,949 | $3,269,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 75,339 | $3,266,000 | thousands by filing date | |
| INVESCO INVESTMENT GRADE DEFENSIVE ETF | 46139W502 | ETF | 130,310 | $3,266,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 102,318 | $3,262,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 139,231 | $3,260,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 17,426 | $3,259,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 40,000 | $3,244,000 | thousands by filing date | call |
| MANULIFE FINL CORP | 56501R106 | COM | 228,300 | $3,240,000 | thousands by filing date | call |
| DSW INC-CLASS A | 23334L102 | CL A | 131,063 | $3,237,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 45,000 | $3,236,000 | thousands by filing date | call |
| FULTON FINL CORP PA | 360271100 | COM | 208,879 | $3,234,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 1,534,451 | $3,223,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 118,887 | $3,217,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 121,210 | $3,194,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 14,100 | $3,190,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 77,821 | $3,188,000 | thousands by filing date | |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 123,037 | $3,186,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 83,097 | $3,183,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 70,135 | $3,183,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 225,950 | $3,182,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 64,630 | $3,181,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 172,961 | $3,175,000 | thousands by filing date | |
| GROUPE CGI INC | 39945C109 | CL A SUB VTG | 51,800 | $3,170,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 92,440 | $3,169,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 76,609 | $3,166,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 174,700 | $3,160,000 | thousands by filing date | call |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 295,793 | $3,159,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 80,100 | $3,157,000 | thousands by filing date | put |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 336,747 | $3,156,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 155,970 | $3,154,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 285,773 | $3,150,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 13,500 | $3,148,000 | thousands by filing date | put |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 106,962 | $3,140,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 46,445 | $3,139,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 106,895 | $3,131,000 | thousands by filing date | |
| BMC STK HLDGS INC | 05591B109 | COM | 201,648 | $3,122,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 206,626 | $3,114,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 57,629 | $3,105,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 38,931 | $3,103,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 366,954 | $3,101,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 49,596 | $3,095,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V753 | FOOD & BEVERAGE | 104,277 | $3,094,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 50,964 | $3,091,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 177,771 | $3,087,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 20,000 | $3,083,000 | thousands by filing date | put |
| DAVIS FUNDAMENTAL ETF TR | 23908L306 | SELECT WRLD WI | 157,729 | $3,083,000 | thousands by filing date | |
| APERGY CORP | 03755L104 | COM | 113,746 | $3,080,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 239,402 | $3,074,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 146,832 | $3,074,000 | thousands by filing date | |
| WISDOMTREE | 97718W108 | EXCHANGE TRADED | 174,736 | $3,067,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 47,003 | $3,061,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 138,000 | $3,054,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 68,931 | $3,050,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 125,600 | $3,048,000 | thousands by filing date | put |
| SSR MINING IN | 784730103 | COM | 250,367 | $3,027,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T503 | DEP RP PFD CV B | 60,000 | $3,022,000 | thousands by filing date | principal |
| MBIA INC | 55262C100 | COMMON STOCK | 338,174 | $3,016,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V787 | BIOTECHNOLOGY | 63,977 | $3,011,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 50,576 | $3,006,000 | thousands by filing date | |
| NUVEEN CORPORATE INCM NOVEME | 67077N106 | COM | 337,593 | $3,005,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 10,000 | $2,999,000 | thousands by filing date | put |
| LIVANOVA PLC | G5509L101 | SHS | 32,793 | $2,999,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 149,400 | $2,994,000 | thousands by filing date | call |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 22,248 | $2,985,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 72,816 | $2,984,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 67,602 | $2,969,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 127,200 | $2,968,000 | thousands by filing date | call |
| BLACK KNIGHT INC COM | 09215C105 | Stock | 65,707 | $2,960,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 77,969 | $2,957,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 106,729 | $2,956,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 91,198 | $2,952,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 53,803 | $2,952,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 435,074 | $2,950,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 150,000 | $2,939,000 | thousands by filing date | put |
| KRANESHARES TRUST | 500767405 | BOSE MSC CHI ETF | 120,012 | $2,936,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 283,048 | $2,932,000 | thousands by filing date | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 60,905 | $2,930,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 41,641 | $2,925,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 45,000 | $2,921,000 | thousands by filing date | call |
| ETFIS SER TR I | 26923G202 | VIRTUS LIFESC BT | 83,533 | $2,915,000 | thousands by filing date | |
| PACER FDS TR | 69374H709 | GLOBL CASH ETF | 104,199 | $2,909,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 24,663 | $2,908,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 35,907 | $2,891,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 110,000 | $2,881,000 | thousands by filing date | put |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 72,806 | $2,880,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 87,431 | $2,877,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 150,554 | $2,876,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V241 | S&P500 QUALITY | 103,269 | $2,872,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 81,775 | $2,870,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 834,900 | $2,864,000 | thousands by filing date | call |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 216,490 | $2,864,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 104,661 | $2,858,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 22,624 | $2,845,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 55,007 | $2,841,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 109,130 | $2,841,000 | thousands by filing date | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 58,680 | $2,834,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 20,200 | $2,833,000 | thousands by filing date | call |
| DEL MONTE CORP ORD | G36738105 | Stock | 100,000 | $2,827,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 130,580 | $2,823,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 105,000 | $2,821,000 | thousands by filing date | call |
| INVESCO CURRENCYSHARES EURO | 46138K103 | EURO SHS | 25,747 | $2,819,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 41,717 | $2,811,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 77,559 | $2,809,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V175 | S&P SML600 GWT | 26,956 | $2,807,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 40,800 | $2,801,000 | thousands by filing date | call |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 100,000 | $2,797,000 | thousands by filing date | call |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 215,679 | $2,796,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y500 | ZACKS MULT AST | 145,467 | $2,796,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 472,576 | $2,792,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 477,902 | $2,781,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B396 | IQ U.S. SMALL CA | 124,519 | $2,779,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 408,618 | $2,775,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 111,471 | $2,765,000 | thousands by filing date | |
| GRANITESHARES ETF TR | 38747R108 | BBG COMMD K 1 | 120,240 | $2,761,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 18,000 | $2,760,000 | thousands by filing date | put |
| RAYTHEON CO | 755111507 | COM NEW | 18,000 | $2,760,000 | thousands by filing date | call |
| LEGG MASON ETF INVT | 52468L406 | FRANKLIN US LOW | 96,245 | $2,760,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 61,078 | $2,756,000 | thousands by filing date | |
| EA SERIES TRUST | 02072L508 | ALPHA ARCHITECT | 113,620 | $2,756,000 | thousands by filing date | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 82,850 | $2,755,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y888 | SPECTRUM PFD | 30,575 | $2,754,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 16,420 | $2,752,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 60,218 | $2,751,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 190,200 | $2,750,000 | thousands by filing date | call |
| Honeywell Technologies | 438516106 | COM | 20,800 | $2,748,000 | thousands by filing date | call |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 569,933 | $2,747,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 498,500 | $2,746,000 | thousands by filing date | call |
| BLACKLINE, INC. | 09239B109 | COM | 67,026 | $2,745,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L886 | ULTR SHO INC FD | 36,553 | $2,743,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 87,874 | $2,742,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J867 | MLTFACTR UTILS | 96,596 | $2,739,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 143,675 | $2,737,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES EURO | 46138K103 | EURO SHS | 25,000 | $2,737,000 | thousands by filing date | put |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 286,237 | $2,728,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 64,139 | $2,713,000 | thousands by filing date | |
| ISHARES | 46434VAX8 | EXCHANGE TRADED | 112,144 | $2,713,000 | thousands by filing date | |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 58,950 | $2,702,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 56,496 | $2,700,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 45,368 | $2,693,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 789,234 | $2,692,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 100,000 | $2,691,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 57,667 | $2,687,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 61,070 | $2,681,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V662 | PHARMACEUTICALS | 42,890 | $2,675,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 363,207 | $2,673,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 144,200 | $2,664,000 | thousands by filing date | put |
| WHIRLPOOL CORP COM | 963320106 | Stock | 24,900 | $2,661,000 | thousands by filing date | call |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 49,100 | $2,654,000 | thousands by filing date | call |
| Invesco S&P 500 Revenue ETF | 68386C104 | Exchange Traded Fund | 56,992 | $2,652,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 245,126 | $2,650,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 17,018 | $2,648,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 128,673 | $2,647,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 72,626 | $2,647,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 95,596 | $2,645,000 | thousands by filing date | |
| Invesco S&P MidCap Momentum ETF | 46137V464 | SHS | 58,787 | $2,644,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 74,410 | $2,641,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 33,445 | $2,640,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 28,113 | $2,630,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 54,212 | $2,624,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 38,400 | $2,624,000 | thousands by filing date | call |
| DANA INC | 235825205 | COM | 192,064 | $2,617,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 50,000 | $2,615,000 | thousands by filing date | put |
| CHEMED CORP NEW | 16359R103 | COM | 9,223 | $2,612,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 299,777 | $2,608,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 158,087 | $2,606,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 95,152 | $2,603,000 | thousands by filing date | |
| MGC | 921910873 | COM | 29,930 | $2,600,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 41,522 | $2,599,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 60,302 | $2,597,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 269,660 | $2,595,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 22,400 | $2,592,000 | thousands by filing date | call |
| INVESCO | 46138J882 | EXCHANGE TRADED | 125,746 | $2,592,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 22,110 | $2,591,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 191,175 | $2,588,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 140,095 | $2,587,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 11,241 | $2,581,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 143,382 | $2,571,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 133,361 | $2,567,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 41,151 | $2,566,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 98,700 | $2,565,000 | thousands by filing date | call |
| QUAKER HOUGHTON | 747316107 | COM | 14,389 | $2,557,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 50,614 | $2,553,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 259,352 | $2,552,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 234,186 | $2,541,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 18,288 | $2,539,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y673 | US INFR DEV ETF | 187,953 | $2,530,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 180,275 | $2,530,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 144,900 | $2,529,000 | thousands by filing date | call |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 63,289 | $2,528,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 130,655 | $2,528,000 | thousands by filing date | |
| ISHARES TR IBONDS DEC2023 | 46435G318 | IBONDS DEC2023 | 100,614 | $2,526,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 168,056 | $2,517,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E834 | DWA TACTCL MLT | 105,242 | $2,511,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 74,838 | $2,509,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 38,784 | $2,507,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 576,170 | $2,507,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 37,680 | $2,501,000 | thousands by filing date | |
| US FOODS HLDG CORP COM | 912008109 | Stock | 78,981 | $2,499,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 57,937 | $2,496,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 355,000 | $2,496,000 | thousands by filing date | put |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 30,000 | $2,495,000 | thousands by filing date | put |
| VICTORY PORTFOLIOS II | 92647N774 | VCSHS US DISCVRY | 63,302 | $2,495,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 23,665 | $2,489,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 89,451 | $2,484,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 46,613 | $2,482,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 297,224 | $2,479,000 | thousands by filing date | |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 499,167 | $2,476,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 438,987 | $2,475,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 175,800 | $2,466,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-19-004295 | this filing | 2019-02-14 | acceptance time not in the bulk data set |