13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2018-12-31, filed 2019-02-14, with 6,967 holding rows worth $208,022,192,000.
- Accession
- 0001567619-19-004295
- Filer
- CIK 1000275
- Filed
- 2019-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2018
A holdings report, 25,895 entries on the cover page, a total value of $208,022,192,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $208,022,192,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC Capital Markets Arbitrage S.A.028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerLMCG INVESTMENTS, LLC028-13608
- included managerMID CONTINENT CAPITAL LLC/IL028-05684
- included managerSymphonic Financial Advisors LLC028-12672
- included managerSEI INVESTMENTS MANAGEMENT CORP028-16475
- included managerAston Asset Management, LLC028-12347
- included managerUBS ASSET MANAGEMENT AMERICAS INC028-02682
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerJACKSON NATIONAL ASSET MANAGEMENT LLC028-06761
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 261,942 | $2,465,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 121,570 | $2,447,000 | thousands by filing date | |
| INVESCO EXCHNG TRAD SLF INDE | 46139W304 | CORRT INM DEFS | 100,000 | $2,447,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 395,812 | $2,438,000 | thousands by filing date | |
| INVESCO | 46138J841 | EXCHANGE TRADED | 122,033 | $2,437,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 107,200 | $2,436,000 | thousands by filing date | put |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 49,412 | $2,435,000 | thousands by filing date | |
| ISHARES TR | 46429B515 | CMN | 68,284 | $2,427,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 213,700 | $2,419,000 | thousands by filing date | put |
| INVESCO EXCH TRADED FD TR II | 46138E800 | CHINA TECHNLGY | 61,428 | $2,419,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V191 | S&P MDCP400 VL | 43,049 | $2,417,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 232,376 | $2,416,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 193,545 | $2,415,000 | thousands by filing date | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 162,327 | $2,414,000 | thousands by filing date | |
| PENUMBRA INC COM | 70975L107 | Stock | 19,745 | $2,413,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 21,554 | $2,412,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 39,675 | $2,405,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 10,261 | $2,401,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 110,000 | $2,394,000 | thousands by filing date | put |
| GOLAR LNG LTD | G9456A100 | SHS | 110,000 | $2,394,000 | thousands by filing date | call |
| WPX ENERGY INC | 98212B103 | COM | 210,901 | $2,394,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 40,000 | $2,394,000 | thousands by filing date | put |
| ALPHA ARCHITECT U.S. QUANTITATIVE VALUE ETF | 02072L102 | ETF | 95,568 | $2,393,000 | thousands by filing date | |
| TERADYNE INC | 880770AG7 | NOTE | 2,059,000 | $2,391,000 | thousands by filing date | principal |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 12,525 | $2,384,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 90,800 | $2,384,000 | thousands by filing date | put |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 52,744 | $2,379,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 141,193 | $2,373,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 38,136 | $2,364,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 25,000 | $2,363,000 | thousands by filing date | put |
| SERVICE CORP INTL COM | 817565104 | Stock | 58,489 | $2,356,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 89,411 | $2,356,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 182,289 | $2,355,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 224,904 | $2,350,000 | thousands by filing date | |
| INVESCO EXCHNG TRAD SLF INDE | 46139W403 | CORRT INM VALU | 100,000 | $2,343,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 100,000 | $2,342,000 | thousands by filing date | call |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 409,892 | $2,341,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 208,246 | $2,339,000 | thousands by filing date | |
| FORTIS INC | 349553107 | COM | 70,000 | $2,335,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 82,643 | $2,333,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 30,493 | $2,327,000 | thousands by filing date | |
| ISHARES TR | 46434V266 | INTERNATIONAL SL | 89,550 | $2,317,000 | thousands by filing date | |
| ETFS GOLD TR | 00326A104 | PHYSCL GOLD SHS | 18,721 | $2,315,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 72,844 | $2,313,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 64,735 | $2,311,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 69,907 | $2,308,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 345,223 | $2,306,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 48,760 | $2,304,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887208 | PFD SHS CONV A | 39,914 | $2,302,000 | thousands by filing date | principal |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 194,068 | $2,300,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 59,212 | $2,294,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 73,610 | $2,287,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 95,905 | $2,280,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 413,489 | $2,279,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 25,810 | $2,273,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 86,795 | $2,273,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 40,989 | $2,273,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 30,375 | $2,270,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 30,519 | $2,259,000 | thousands by filing date | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 256,543 | $2,252,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 59,138 | $2,246,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 113,800 | $2,242,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 98,647 | $2,242,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 65,121 | $2,238,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 271,708 | $2,236,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 158,160 | $2,235,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 58,782 | $2,235,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 187,096 | $2,234,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J601 | BULSHS 2020 HY | 95,005 | $2,226,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 37,700 | $2,225,000 | thousands by filing date | put |
| PGIM ETF TR | 69344A503 | QMA STRGC GWTH | 49,700 | $2,222,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 26,400 | $2,220,000 | thousands by filing date | put |
| ISHARES | 46434VBG4 | EXCHANGE TRADED | 92,726 | $2,216,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 24,713 | $2,206,000 | thousands by filing date | |
| PGIM ETF TR | 69344A602 | QMA STRGIC VAL | 49,819 | $2,206,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q478 | DISRUPTIVE TECH | 91,790 | $2,192,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 45,000 | $2,188,000 | thousands by filing date | put |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 201,290 | $2,186,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 220,841 | $2,186,000 | thousands by filing date | |
| JANUS HENDERSON SMALL/MID CAP GROWTH ALPHA ETF | 47103U209 | ETF | 59,310 | $2,183,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 140,075 | $2,181,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 32,359 | $2,179,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 99,237 | $2,176,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 146,042 | $2,175,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 48,086 | $2,174,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 127,065 | $2,174,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 70,774 | $2,173,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 20,000 | $2,171,000 | thousands by filing date | call |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 54,700 | $2,166,000 | thousands by filing date | call |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 82,064 | $2,158,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 21,497 | $2,155,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 20,828 | $2,155,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 34,657 | $2,148,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 81,388 | $2,133,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 19,600 | $2,132,000 | thousands by filing date | call |
| INVESCO | 46138J825 | EXCHANGE TRADED | 108,310 | $2,130,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q783 | RIVRFRNT STR INC | 88,485 | $2,126,000 | thousands by filing date | |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 148,948 | $2,118,000 | thousands by filing date | |
| ALLSCRIPTS HEALTHCARE SOLUTN | 01988PAD0 | NOTE 1.250% 7/0 | 2,200,000 | $2,118,000 | thousands by filing date | principal |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 49,840 | $2,113,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 111,210 | $2,112,000 | thousands by filing date | |
| DELPHI TECHNOLOGIES PLC | G2709G107 | SHS | 147,382 | $2,110,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 10,111 | $2,107,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 57,483 | $2,105,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 370,000 | $2,105,000 | thousands by filing date | call |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 302,900 | $2,102,000 | thousands by filing date | put |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 34,232 | $2,099,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 87,716 | $2,099,000 | thousands by filing date | |
| MODERNA INC | 60770K107 | COM | 137,349 | $2,097,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 33,235 | $2,091,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 3,261 | $2,090,000 | thousands by filing date | |
| ISHARES SYSTEMATIC BOND ETF | 46435U796 | COM | 21,778 | $2,086,000 | thousands by filing date | |
| CUSHING ETF TRUST | 23163L108 | ENRGY &MLP ETF | 95,615 | $2,081,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 205,598 | $2,074,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 270,043 | $2,072,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2019 HIGH | 46138J403 | BULSHS 2019 HY | 87,608 | $2,071,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 184,389 | $2,069,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 60,636 | $2,066,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 34,116 | $2,065,000 | thousands by filing date | |
| AI POWERED EQUITY ETF | 26924G813 | FUND | 94,264 | $2,057,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 140,337 | $2,055,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 150,500 | $2,054,000 | thousands by filing date | call |
| AXOSFINLINC | 05465C100 | STOK | 81,497 | $2,053,000 | thousands by filing date | |
| HUBBELL INC COM | 443510607 | Stock | 20,670 | $2,053,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 135,740 | $2,042,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 18,399 | $2,041,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 91,388 | $2,036,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 202,488 | $2,022,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 148,128 | $2,022,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 49,600 | $2,021,000 | thousands by filing date | put |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 155,168 | $2,019,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 55,719 | $2,018,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 185,136 | $2,018,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 53,719 | $2,017,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 565,403 | $2,013,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 85,371 | $2,007,000 | thousands by filing date | |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 138,554 | $2,007,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 15,000 | $2,005,000 | thousands by filing date | call |
| BOOT BARN HLDGS INC | 099406100 | COM | 117,600 | $2,003,000 | thousands by filing date | call |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 126,187 | $1,999,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 126,884 | $1,999,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 494,762 | $1,999,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 30,100 | $1,997,000 | thousands by filing date | call |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 245,802 | $1,996,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P707 | RIVR FRNT DYN | 35,660 | $1,996,000 | thousands by filing date | |
| FT MEGA CAP ALPHADEX FD ETF(FMK) | 33737M508 | ETF | 62,277 | $1,995,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 41,440 | $1,993,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 20,071 | $1,991,000 | thousands by filing date | |
| JELD-WEN HLDG INC | 47580P103 | COM | 139,809 | $1,987,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 195,707 | $1,986,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E263 | S&P GBL WATER | 63,742 | $1,985,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 79,467 | $1,984,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 116,270 | $1,982,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 59,875 | $1,980,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 200,000 | $1,978,000 | thousands by filing date | put |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 53,720 | $1,977,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E883 | CHINS YUAN DIM | 91,353 | $1,975,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 40,926 | $1,970,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 49,038 | $1,967,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 10,720 | $1,965,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 5,000 | $1,964,000 | thousands by filing date | put |
| ISHARES TR | 46435G516 | COM | 34,150 | $1,959,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 53,149 | $1,959,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 75,978 | $1,959,000 | thousands by filing date | principal |
| GLOBAL X FDS | 37954Y475 | S&P 500 COVERED | 44,152 | $1,957,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 40,222 | $1,953,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 35,645 | $1,953,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 174,783 | $1,949,000 | thousands by filing date | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 1,093,779 | $1,947,000 | thousands by filing date | |
| WORLD GOLD TR SPDR LNG DLR GLD | 98149E105 | CEF | 15,475 | $1,946,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 154,303 | $1,936,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 355,454 | $1,934,000 | thousands by filing date | |
| PACER FDS TR | 69374H832 | MILTRY TIMS ETF | 80,987 | $1,928,000 | thousands by filing date | |
| PROSHARES TR | 74347R404 | PSHS ULT MCAP400 | 63,314 | $1,925,000 | thousands by filing date | |
| WARRIOR MET COAL INC | 93627C101 | COM | 79,792 | $1,924,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 370,634 | $1,924,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 67,763 | $1,921,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 545,122 | $1,919,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 19,005 | $1,917,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 69,392 | $1,916,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 107,437 | $1,915,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 172,418 | $1,912,000 | thousands by filing date | |
| FIRST TR BICK INDEX FD | 33733H107 | COM SHS | 77,232 | $1,912,000 | thousands by filing date | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 508,038 | $1,904,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 46,811 | $1,900,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 129,772 | $1,898,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 68,800 | $1,893,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717X610 | EURO QTLY DIV GR | 84,870 | $1,890,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 35,000 | $1,888,000 | thousands by filing date | put |
| INVESCO | 46138J866 | EXCHANGE TRADED | 93,593 | $1,888,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 203,880 | $1,886,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 74,024 | $1,885,000 | thousands by filing date | |
| WISDOMTREE TR DYNAMIC US EQT | 97717X297 | CEF | 75,995 | $1,885,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 47,300 | $1,883,000 | thousands by filing date | |
| REALITY SHS ETF TR | 75605A405 | DIVCN LDRS ETF | 63,961 | $1,883,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 23,641 | $1,882,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 14,800 | $1,881,000 | thousands by filing date | call |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 367,041 | $1,879,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V373 | S&P500 EQL STP | 16,110 | $1,876,000 | thousands by filing date | |
| EVERFORTH INC COM | 00191U102 | Stock | 34,390 | $1,875,000 | thousands by filing date | |
| ISHARES TR | 46434V571 | ISHARES TR | 73,729 | $1,870,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 37,500 | $1,865,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 66,774 | $1,865,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 40,990 | $1,865,000 | thousands by filing date | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 39,292 | $1,864,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 219,919 | $1,861,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 65,570 | $1,861,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 89,079 | $1,861,000 | thousands by filing date | |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 99,177 | $1,858,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 25,000 | $1,853,000 | thousands by filing date | call |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 24,781 | $1,852,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 66,690 | $1,852,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 42,600 | $1,846,000 | thousands by filing date | call |
| ZENDESK INC | 98936J101 | COM | 31,614 | $1,846,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q507 | SSI STRG ETF | 66,874 | $1,840,000 | thousands by filing date | |
| XEROX CORP | 984121608 | COM NEW | 92,829 | $1,834,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 393,763 | $1,830,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740L444 | 30 YR TREAS BEAR | 102,164 | $1,829,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 121,262 | $1,828,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 85,423 | $1,828,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 60,865 | $1,826,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 415,803 | $1,825,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 191,294 | $1,823,000 | thousands by filing date | |
| SILICON LABORATORIES INC | 826919AB8 | NOTE 1.375% 3/0 | 1,725,000 | $1,822,000 | thousands by filing date | principal |
| Viewra, Inc | 92672L107 | COM | 300,000 | $1,821,000 | thousands by filing date | put |
| WESTLAKE CORPORATION | 960413102 | COM | 27,468 | $1,818,000 | thousands by filing date | |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 96,800 | $1,813,000 | thousands by filing date | put |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 177,722 | $1,808,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 120,000 | $1,807,000 | thousands by filing date | put |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 43,208 | $1,807,000 | thousands by filing date | |
| FIRST DATA CORP NEW COM CL A | 32008D106 | Stock | 106,743 | $1,805,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 14,000 | $1,801,000 | thousands by filing date | put |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 51,644 | $1,801,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 21,436 | $1,799,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 120,620 | $1,795,000 | thousands by filing date | |
| ISHARES TR | 46432FBC0 | IBONDS MAR20 ETF | 69,158 | $1,794,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 77,779 | $1,793,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G301 | VIRTUS LIFESC CT | 77,162 | $1,792,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 72,919 | $1,790,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 271,717 | $1,782,000 | thousands by filing date | |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 456,602 | $1,781,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 100,793 | $1,777,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 67,279 | $1,777,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 40,300 | $1,770,000 | thousands by filing date | put |
| WAGEWORKS INC | 930427109 | COM | 65,133 | $1,769,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 36,268 | $1,767,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L787 | GLB QLT R/E IDX | 31,815 | $1,766,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 118,726 | $1,766,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 47,482 | $1,759,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 12,100 | $1,759,000 | thousands by filing date | call |
| ETSY INC | 29786A106 | COM | 36,922 | $1,756,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P855 | INSTL PFD SECS | 96,130 | $1,753,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 130,273 | $1,742,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 15,449 | $1,738,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V340 | S&P500 EQL FIN | 47,783 | $1,737,000 | thousands by filing date | |
| O'Shares FTSE U.S. Quality Divid | 67110P407 | COM | 57,772 | $1,734,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 18,037 | $1,728,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 20,000 | $1,723,000 | thousands by filing date | put |
| ALPS ETF TR | 00162Q544 | RIVERFRONT UNC | 71,948 | $1,717,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 165,684 | $1,714,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 84,468 | $1,710,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 59,787 | $1,708,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 18,387 | $1,707,000 | thousands by filing date | |
| ISHARES TR | 46434V456 | MSCI INTL QUALTY | 65,975 | $1,703,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 137,277 | $1,692,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 42,473 | $1,689,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 77,965 | $1,687,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 87,638 | $1,681,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 23,540 | $1,680,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V811 | S&P500 EQL HIG | 31,899 | $1,680,000 | thousands by filing date | |
| JPMorgan BetaBuilders Dev Asia | 46641Q688 | ETF | 73,767 | $1,678,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2021 TERM MUNI BD ETF | 46435G789 | ETF | 65,957 | $1,678,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 174,828 | $1,677,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 78,162 | $1,671,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 26,700 | $1,670,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 53,891 | $1,668,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L207 | SELECT US EQTY | 83,244 | $1,667,000 | thousands by filing date | |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 28,437 | $1,665,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 81,300 | $1,664,000 | thousands by filing date | call |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 43,428 | $1,662,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B560 | FTSE INTL EQTY C | 90,989 | $1,653,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 47,097 | $1,651,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 43,000 | $1,649,000 | thousands by filing date | put |
| Boeing Company | 097023105 | COM | 5,100 | $1,645,000 | thousands by filing date | put |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 28,434 | $1,641,000 | thousands by filing date | |
| SPDR SER TR | 78468R812 | MSCI USA STRTGIC | 22,470 | $1,638,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 116,659 | $1,636,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 20,584 | $1,634,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V498 | S&P SMLCP MOMENT | 52,856 | $1,631,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 80,000 | $1,631,000 | thousands by filing date | put |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 80,000 | $1,631,000 | thousands by filing date | call |
| MMA Capital Management LLC | 55315D105 | COM | 64,674 | $1,630,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 140,589 | $1,629,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 500,000 | $1,620,000 | thousands by filing date | put |
| VEONEER INC | 92336X109 | COM | 68,443 | $1,614,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 68,904 | $1,611,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 28,922 | $1,611,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 139,841 | $1,611,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 126,972 | $1,610,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 87,897 | $1,610,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X426 | ST STR MSCI EM | 29,622 | $1,610,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 37,349 | $1,604,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 355,570 | $1,600,000 | thousands by filing date | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 128,986 | $1,599,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E226 | GLB X MLP ENRG I | 146,209 | $1,598,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 1,114,693 | $1,594,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 26,115 | $1,593,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 262,477 | $1,593,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 102,621 | $1,590,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 63,736 | $1,589,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 15,961 | $1,588,000 | thousands by filing date | |
| ARES MANAGEMENT CORPORATION CL A COM STK | 03990B101 | Stock | 88,816 | $1,580,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 7,500 | $1,580,000 | thousands by filing date | put |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 32,305 | $1,579,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 76,970 | $1,579,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 43,978 | $1,577,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 1,628,000 | $1,575,000 | thousands by filing date | principal |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 21,056 | $1,570,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 148,270 | $1,570,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HLDG PL | g8060n102 | SHS | 34,976 | $1,568,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 108,900 | $1,562,000 | thousands by filing date | put |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 210,483 | $1,562,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 51,172 | $1,561,000 | thousands by filing date | |
| GREAT WESTN BANCORP INC | 391416104 | COM | 49,886 | $1,561,000 | thousands by filing date | |
| CABLE ONE INC | 12685J105 | COM | 1,901 | $1,558,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 47,544 | $1,558,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 31,612 | $1,557,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 45,349 | $1,556,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 96,048 | $1,553,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 29,965 | $1,550,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 13,157 | $1,550,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 19,056 | $1,549,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 71,213 | $1,542,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 87,385 | $1,542,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 100,000 | $1,535,000 | thousands by filing date | call |
| ISHARES TR | 46434VBD1 | IBONDS DEC25 ETF | 65,006 | $1,534,000 | thousands by filing date | |
| CITRIX SYS INC | 177376AD2 | NOTE 0.500% 4/1 | 1,080,000 | $1,534,000 | thousands by filing date | principal |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 116,389 | $1,531,000 | thousands by filing date | |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 62,892 | $1,531,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 140,544 | $1,527,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 46,934 | $1,527,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 57,500 | $1,521,000 | thousands by filing date | put |
| TANGER INC | 875465106 | COM | 75,203 | $1,521,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 134,450 | $1,518,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V530 | CMN | 13,818 | $1,518,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 53,476 | $1,517,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 35,259 | $1,516,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 111,150 | $1,514,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 50,203 | $1,508,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 22,834 | $1,507,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 18,181 | $1,507,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 42,812 | $1,506,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 51,894 | $1,504,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 44,040 | $1,501,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 213,975 | $1,500,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 41,408 | $1,498,000 | thousands by filing date | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 43,811 | $1,497,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 85,723 | $1,497,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 48,007 | $1,496,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 32,686 | $1,492,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 64,918 | $1,483,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 35,105 | $1,482,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 18,400 | $1,481,000 | thousands by filing date | put |
| THL CR SR LN FD | 87244R103 | COM | 99,712 | $1,481,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 127,263 | $1,481,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 23,039 | $1,478,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 4,900 | $1,474,000 | thousands by filing date | call |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 167,383 | $1,474,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 41,696 | $1,474,000 | thousands by filing date | |
| ANDEAVOR LOGISTICS LP NPV | 03350F106 | COM UNIT LP INT | 45,305 | $1,472,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 93,296 | $1,463,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 32,939 | $1,461,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 128,986 | $1,460,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P202 | EME MRK BD ETF | 39,375 | $1,458,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 26,512 | $1,453,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 85,141 | $1,450,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 309,168 | $1,450,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 16,800 | $1,442,000 | thousands by filing date | call |
| JOHN HANCOCK EXCHANGE TRADED | 47804J859 | MULTI INTL ETF | 56,431 | $1,440,000 | thousands by filing date | |
| CATALENT INC USD 0.01 | 148806102 | COM | 45,982 | $1,434,000 | thousands by filing date | |
| CERIDIAN HCM HLDG INC | 15677J108 | COM | 41,572 | $1,434,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 42,611 | $1,433,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 30,270 | $1,431,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 31,300 | $1,430,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V746 | LARGE CAP GROWTH | 34,448 | $1,429,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 14,261 | $1,428,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 127,924 | $1,425,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 151,000 | $1,425,000 | thousands by filing date | call |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 119,336 | $1,425,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 200,300 | $1,424,000 | thousands by filing date | put |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 24,927 | $1,417,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 69,432 | $1,416,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 23,405 | $1,415,000 | thousands by filing date | |
| MANAGED PORTFOLIO SERIES | 56167N720 | TORTOISE NRAM PI | 70,917 | $1,412,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 128,311 | $1,411,000 | thousands by filing date | |
| ATHENE HOLDING LTD | G0684D107 | CL A | 35,372 | $1,409,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 53,366 | $1,407,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 15,000 | $1,404,000 | thousands by filing date | put |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 189,507 | $1,403,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W323 | CMN | 63,094 | $1,402,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 78,562 | $1,400,000 | thousands by filing date | |
| SWITCH INC | 87105L104 | CL A | 200,000 | $1,400,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137Y401 | CMN | 23,708 | $1,399,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 65,000 | $1,398,000 | thousands by filing date | call |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 121,120 | $1,398,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R688 | S&P INTL DIVID | 88,381 | $1,397,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 8,135 | $1,394,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 32,400 | $1,394,000 | thousands by filing date | call |
| DILLARDS INC CL A | 254067101 | Stock | 23,065 | $1,390,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 140,127 | $1,390,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 76,764 | $1,389,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 49,704 | $1,386,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 111,904 | $1,385,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 115,354 | $1,382,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V274 | S&P500 EQL UTL | 15,543 | $1,379,000 | thousands by filing date | |
| Vaneck Long Muni ETF | 92189F536 | ETF | 70,465 | $1,378,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 20,613 | $1,374,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 14,106 | $1,374,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 68,869 | $1,370,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 93,107 | $1,369,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 59,144 | $1,366,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 59,322 | $1,364,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 73,476 | $1,364,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 66,888 | $1,364,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 24,351 | $1,364,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 59,446 | $1,364,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 80,000 | $1,362,000 | thousands by filing date | put |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 132,000 | $1,361,000 | thousands by filing date | call |
| INVESCO EXCHANGE TRADED FD T | 46137V712 | BLOO MVP MUL ETF | 15,466 | $1,361,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 59,300 | $1,354,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 25,000 | $1,352,000 | thousands by filing date | put |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 78,777 | $1,350,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 27,079 | $1,344,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 36,032 | $1,341,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 53,950 | $1,339,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 109,188 | $1,338,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108102 | CMN | 33,358 | $1,338,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 10,455 | $1,337,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 44,928 | $1,337,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 50,000 | $1,334,000 | thousands by filing date | call |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 34,811 | $1,334,000 | thousands by filing date | |
| FEDNAT HOLDING COMPANY | 31431B109 | Common Stock | 66,832 | $1,331,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 243,238 | $1,328,000 | thousands by filing date | |
| H WORLD GROUP LTD SPONSORED ADS | 44332N106 | ADR | 46,372 | $1,328,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 17,763 | $1,327,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 23,237 | $1,327,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 41,855 | $1,325,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 27,880 | $1,325,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 2,445 | $1,324,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 23,200 | $1,323,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 22,432 | $1,322,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742A669 | IPATH SHILR CAPE | 11,738 | $1,320,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 35,795 | $1,318,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 16,998 | $1,314,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P863 | CALIF MUN INCM | 26,168 | $1,314,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 30,000 | $1,312,000 | thousands by filing date | put |
| JAZZ INVESTMENTS I LTD | 472145AB7 | NOTE 1.875% 8/1 | 1,350,000 | $1,312,000 | thousands by filing date | principal |
| ISHARES TR | 46429B564 | IBONDS SEP19 ETF | 51,690 | $1,312,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 66,022 | $1,311,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 125,248 | $1,308,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 24,483 | $1,306,000 | thousands by filing date | |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 30,940 | $1,305,000 | thousands by filing date | |
| Etfmg Prime Mobile | 26924G409 | COM | 37,302 | $1,303,000 | thousands by filing date | |
| SWITCH INC | 87105L104 | CL A | 185,769 | $1,300,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 67,590 | $1,299,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 79,036 | $1,297,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 84,200 | $1,295,000 | thousands by filing date | call |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 82,199 | $1,292,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W705 | INT RT HDG C B | 14,234 | $1,291,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 57,437 | $1,288,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 24,233 | $1,283,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 60,932 | $1,282,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 135,840 | $1,274,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 4,894 | $1,272,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 136,991 | $1,270,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 91,991 | $1,269,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 15,453 | $1,265,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V829 | DWA NASDAQ MNT | 14,355 | $1,263,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 93,438 | $1,258,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P876 | US SML CP MLTFCT | 50,216 | $1,258,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT INDUSTRIALS MOMENTUM ETF | 46137V845 | ETF | 24,646 | $1,255,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 39,000 | $1,253,000 | thousands by filing date | call |
| WAFD INC | 938824109 | COM | 46,881 | $1,252,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 565,801 | $1,251,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 66,100 | $1,249,000 | thousands by filing date | call |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 18,617 | $1,244,000 | thousands by filing date | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 27,018 | $1,243,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 81,592 | $1,239,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 205,419 | $1,239,000 | thousands by filing date | |
| INVESCO EXCHNG TRAD SLF INDE | 46139W601 | INVT GRAD VALU | 50,000 | $1,239,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 15,179 | $1,238,000 | thousands by filing date | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 38,834 | $1,235,000 | thousands by filing date | |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 77,815 | $1,233,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 44,082 | $1,231,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 79,463 | $1,230,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V803 | DORSEY WRGT CSMR | 26,325 | $1,229,000 | thousands by filing date | |
| PEABODY ENGR CORP | 704551100 | COM | 40,264 | $1,228,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 237,064 | $1,225,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 55,877 | $1,225,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 101,358 | $1,221,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-19-004295 | this filing | 2019-02-14 | acceptance time not in the bulk data set |