13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2018-12-31, filed 2019-02-14, with 7,322 holding rows worth $569,252,234,000.
- Accession
- 0001567619-19-004235
- Filer
- CIK 70858
- Filed
- 2019-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2018
A holdings report, 21,516 entries on the cover page, a total value of $569,252,234,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $569,252,234,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerU.S. TRUST Co OF DELAWARE028-10270
- included managerMANAGED ACCOUNT ADVISORS LLC028-12631
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 65,024 | $1,671,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 20,167 | $1,671,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 58,381 | $1,671,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V605 | DJ INDL AVG DV | 50,187 | $1,670,000 | thousands by filing date | |
| MYOKARDIA INC | 62857M105 | COM | 34,094 | $1,666,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V498 | S&P SMLCP MOMENT | 53,959 | $1,665,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 23,166 | $1,662,000 | thousands by filing date | |
| KEANE GROUP INC | 48669A108 | COM | 202,836 | $1,660,000 | thousands by filing date | |
| PROVIDENCE SVC CORP | 743815102 | COM | 27,518 | $1,652,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351X101 | COM | 113,135 | $1,647,000 | thousands by filing date | |
| PACIFIC DRILLING SA LUXEMBOURG COM | L7257P205 | Stock | 123,279 | $1,646,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 42,800 | $1,642,000 | thousands by filing date | call |
| INVESCO EXCHANGE TRADED FD T | 46137V803 | DORSEY WRGT CSMR | 35,076 | $1,637,000 | thousands by filing date | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 92,646 | $1,633,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 185,636 | $1,624,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 128,170 | $1,623,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 105,500 | $1,622,000 | thousands by filing date | call |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 131,926 | $1,620,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 16,830 | $1,619,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 26,725 | $1,618,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 111,141 | $1,612,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 23,570 | $1,605,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 97,296 | $1,601,000 | thousands by filing date | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 65,930 | $1,599,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 65,673 | $1,598,000 | thousands by filing date | |
| TENABLE HLDGS INC | 88025T102 | COM | 71,948 | $1,596,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 117,323 | $1,594,000 | thousands by filing date | |
| SEMPRA ENERGY | 816851505 | PFD | 16,482 | $1,590,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 78,529 | $1,588,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 329,795 | $1,586,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 108,673 | $1,584,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 116,136 | $1,583,000 | thousands by filing date | |
| BRIDGEWATER BANCSHARES INC | 108621103 | COMMON STOCK | 149,976 | $1,582,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 111,559 | $1,581,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 152,277 | $1,578,000 | thousands by filing date | |
| ISHARES TR | 46435G532 | MSCI GBL SUS DEV | 29,692 | $1,574,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 316,478 | $1,573,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 30,007 | $1,571,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R861 | STATE STRET SPDR | 83,173 | $1,570,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 25,006 | $1,569,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A110 | CMN | 18,937 | $1,567,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793400 | COM NEW | 75,828 | $1,567,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 144,824 | $1,565,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R705 | ST STR 1500MOM | 14,502 | $1,564,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 73,100 | $1,564,000 | thousands by filing date | put |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 16,900 | $1,560,000 | thousands by filing date | put |
| RADIUS HEALTH INC | 750469207 | COM NEW | 94,630 | $1,560,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 59,824 | $1,558,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 34,505 | $1,554,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 35,088 | $1,553,000 | thousands by filing date | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 118,066 | $1,553,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 108,543 | $1,552,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 37,078 | $1,550,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 133,902 | $1,550,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 179,577 | $1,548,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 187,427 | $1,542,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 50,235 | $1,540,000 | thousands by filing date | |
| LIBERTY ENERGY INC | 53115L104 | COM CL A | 118,953 | $1,540,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 39,094 | $1,537,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 131,032 | $1,536,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 75,538 | $1,535,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 79,239 | $1,532,000 | thousands by filing date | |
| ISHARES GLOBAL EQUITY FACTOR ETF | 46434V316 | COM | 58,987 | $1,532,000 | thousands by filing date | |
| ANAPLAN INC | 03272L108 | COM | 57,645 | $1,529,000 | thousands by filing date | |
| WOORI BK | 98105T104 | ADR | 36,303 | $1,529,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 424,061 | $1,527,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B305 | LNG SHT TRACK | 77,918 | $1,525,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 125,942 | $1,524,000 | thousands by filing date | |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 502,047 | $1,521,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 50,300 | $1,520,000 | thousands by filing date | call |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 159,425 | $1,519,000 | thousands by filing date | |
| JANUS HENDERSON SMALL/MID CAP GROWTH ALPHA ETF | 47103U209 | ETF | 41,240 | $1,518,000 | thousands by filing date | |
| ISHARES TR | 46429B135 | INT PFD STK FD | 100,514 | $1,518,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 16,800 | $1,517,000 | thousands by filing date | put |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 177,482 | $1,512,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 59,511 | $1,511,000 | thousands by filing date | |
| BLACKROCK FLA MUN 2020 TERM | 09250M109 | COM SHS | 107,461 | $1,509,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 103,255 | $1,508,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 20,000 | $1,507,000 | thousands by filing date | put |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 20,000 | $1,507,000 | thousands by filing date | call |
| SURGERY PARTNERS INC | 86881A100 | COM | 153,781 | $1,505,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 186,000 | $1,505,000 | thousands by filing date | call |
| Surmodics Inc | 868873100 | Common Stock | 31,782 | $1,502,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 1,507,000 | $1,499,000 | thousands by filing date | principal |
| SAFETY INCOME & GROWTH INC | 78649D104 | COM | 79,508 | $1,496,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 37,003 | $1,493,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 10,000 | $1,491,000 | thousands by filing date | put |
| ADDUS HOMECARE CORP | 006739106 | COM | 21,928 | $1,490,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES EURO | 46138K103 | EURO SHS | 13,596 | $1,488,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 976,551 | $1,485,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 75,522 | $1,479,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 99,799 | $1,477,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 118,843 | $1,474,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAK6 | DBCV 1.000%12/1 | 1,700,000 | $1,472,000 | thousands by filing date | principal |
| CROWN CASTLE INC COM | 22822V101 | REIT | 13,500 | $1,467,000 | thousands by filing date | put |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 92,553 | $1,467,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 405,269 | $1,467,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 112,114 | $1,467,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 103,010 | $1,463,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163UAD8 | NOTE 3.250% 6/0 | 1,600,000 | $1,463,000 | thousands by filing date | principal |
| INGREDION INC COM | 457187102 | Stock | 16,000 | $1,462,000 | thousands by filing date | call |
| SSGA ACTIVE TR | 78470P200 | ST STR TOTAL ETF | 30,033 | $1,461,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 200,000 | $1,460,000 | thousands by filing date | call |
| TESLA INC | 88160RAD3 | NOTE 2.375% 3/1 | 1,201,000 | $1,457,000 | thousands by filing date | principal |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 136,363 | $1,456,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 81,000 | $1,455,000 | thousands by filing date | call |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 265,472 | $1,455,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 323,809 | $1,454,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 10,898 | $1,453,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 85,699 | $1,452,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 15,700 | $1,450,000 | thousands by filing date | call |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 105,289 | $1,449,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 148,226 | $1,448,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 184,923 | $1,448,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 92,106 | $1,448,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 35,097 | $1,447,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 80,944 | $1,445,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 55,679 | $1,445,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092790 | QLTY FCTOR ETF | 48,139 | $1,440,000 | thousands by filing date | |
| VERITEX HLDGS INC | 923451108 | COM | 67,271 | $1,439,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 17,342 | $1,436,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 15,600 | $1,434,000 | thousands by filing date | put |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 118,986 | $1,431,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 54,363 | $1,431,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 100,000 | $1,427,000 | thousands by filing date | put |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 117,651 | $1,427,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 122,025 | $1,425,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 1,764,000 | $1,425,000 | thousands by filing date | principal |
| INVESCO DB MULTI-SECTOR COMM | 46140H304 | ENERGY FD | 114,512 | $1,425,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 87,447 | $1,419,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 112,788 | $1,419,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 132,635 | $1,418,000 | thousands by filing date | |
| HFF INC | 40418F108 | CL A | 42,699 | $1,417,000 | thousands by filing date | |
| GREENSKY INC | 39572G100 | CL A | 147,912 | $1,416,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 63,446 | $1,412,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 12,000 | $1,403,000 | thousands by filing date | put |
| INVESCO EXCH TRADED FD TR II | 46138E610 | KBW HIG DV YLD | 70,641 | $1,401,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R829 | S NETWRK E-COM | 67,146 | $1,399,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 2,500,000 | $1,398,000 | thousands by filing date | call |
| ASTRONICS CORP COM | 046433108 | Stock | 45,774 | $1,394,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 30,763 | $1,392,000 | thousands by filing date | |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 25,230 | $1,389,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 74,005 | $1,389,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 22,827 | $1,389,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 187,216 | $1,387,000 | thousands by filing date | |
| ISHARES TR | 46434V712 | MIN VOL JAPN ETF | 21,999 | $1,386,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 239,213 | $1,383,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 9,000 | $1,380,000 | thousands by filing date | put |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 118,140 | $1,378,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 91,123 | $1,377,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 114,871 | $1,376,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 66,941 | $1,376,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 255,629 | $1,375,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N691 | VICTORYSHS US | 51,541 | $1,374,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q308 | DIV RTN EM EQT | 27,006 | $1,373,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 110,047 | $1,373,000 | thousands by filing date | |
| CAMBRIDGE BANCORP | 132152109 | COM | 16,494 | $1,372,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 151,184 | $1,370,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 13,800 | $1,369,000 | thousands by filing date | call |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 162,403 | $1,369,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 216,199 | $1,368,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 29,678 | $1,365,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075AC9 | BOND | 1,489,000 | $1,364,000 | thousands by filing date | principal |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 106,873 | $1,361,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 13,200 | $1,357,000 | thousands by filing date | call |
| TTEC HLDGS INC | 89854H102 | COM | 47,288 | $1,352,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 114,013 | $1,350,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FUND TRUST INVESCO DORSEY WRIGHT UTILITIES MOMENTUM ETF | 46137V795 | ETF | 46,617 | $1,350,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 20,000 | $1,349,000 | thousands by filing date | put |
| BARINGS CORPORATE INVS | 06759X107 | COM | 91,742 | $1,349,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 585,952 | $1,347,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y764 | MILLE CONSU ETF | 68,415 | $1,346,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 121,078 | $1,343,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 223,733 | $1,342,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 118,555 | $1,341,000 | thousands by filing date | |
| GRAFTECH INTL LTD | 384313508 | COM | 117,119 | $1,340,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 797,208 | $1,339,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 193,636 | $1,337,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 115,065 | $1,336,000 | thousands by filing date | |
| ALLIANZGI CONVERTIBLE & INCOME 2024 TARGET TERM FUND | 01883H102 | COM | 167,116 | $1,334,000 | thousands by filing date | |
| CAREDX INC | 14167L103 | COM | 52,955 | $1,331,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 50,231 | $1,330,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 28,877 | $1,329,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 273,199 | $1,327,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 113,630 | $1,327,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 27,900 | $1,326,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 200,337 | $1,326,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 123,696 | $1,323,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 45,201 | $1,322,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 159,885 | $1,321,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 69,969 | $1,319,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 102,572 | $1,319,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 88,501 | $1,317,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 73,411 | $1,316,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 174,749 | $1,310,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 37,584 | $1,309,000 | thousands by filing date | |
| TIER REIT COM | 88650V208 | COM NEW | 63,233 | $1,305,000 | thousands by filing date | |
| PLURALSIGHT INC | 72941B106 | COM CL A | 55,288 | $1,302,000 | thousands by filing date | |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 103,019 | $1,302,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 138,730 | $1,301,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 75,379 | $1,299,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 18,900 | $1,298,000 | thousands by filing date | call |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 51,032 | $1,297,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W471 | BLMBG US BULL | 47,951 | $1,297,000 | thousands by filing date | |
| ISHARES TR | 46434V779 | MSCI QATAR ETF | 70,156 | $1,297,000 | thousands by filing date | |
| Engility Holdings Inc | 29286C107 | COM | 45,545 | $1,296,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 15,200 | $1,295,000 | thousands by filing date | call |
| DISH NETWORK CORPORATION | 25470MAD1 | BOND | 1,626,000 | $1,295,000 | thousands by filing date | principal |
| DUCOMMUN INC DEL | 264147109 | COM | 35,622 | $1,293,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 143,194 | $1,292,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 164,192 | $1,291,000 | thousands by filing date | |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 197,481 | $1,291,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 25,372 | $1,289,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 24,931 | $1,289,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 25,100 | $1,288,000 | thousands by filing date | put |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 462,852 | $1,282,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075AD7 | BOND | 1,365,000 | $1,281,000 | thousands by filing date | principal |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 10,052 | $1,279,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 15,400 | $1,270,000 | thousands by filing date | put |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 101,131 | $1,269,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 165,020 | $1,265,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 33,902 | $1,264,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L508 | DIVERSIFID FXD | 66,836 | $1,261,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 38,756 | $1,261,000 | thousands by filing date | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 76,018 | $1,257,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 105,917 | $1,254,000 | thousands by filing date | |
| INVESCO INVESTMENT GRADE DEFENSIVE ETF | 46139W502 | ETF | 50,000 | $1,253,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 87,442 | $1,250,000 | thousands by filing date | |
| BRANDYWINEGLOBAL GLOBAL INCOME | 10537L104 | COM | 120,210 | $1,248,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 110,248 | $1,248,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 22,344 | $1,244,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 93,977 | $1,241,000 | thousands by filing date | |
| ISHARES MSCI UNITED KINGDOM SMALL-CAP ETF | 46429B416 | ETF | 36,725 | $1,240,000 | thousands by filing date | |
| INVESCO EXCHNG TRAD SLF INDE | 46139W601 | INVT GRAD VALU | 50,000 | $1,239,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J133 | BRAZIL ALPHA | 93,520 | $1,238,000 | thousands by filing date | |
| EMERALD EXPOSITIONS EVENTS I | 29103B100 | COM | 100,126 | $1,236,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 50,000 | $1,227,000 | thousands by filing date | put |
| ALTAIR ENGINEERING INC | 021369103 | COMMON STOCK | 44,284 | $1,222,000 | thousands by filing date | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 54,500 | $1,221,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 59,805 | $1,221,000 | thousands by filing date | |
| ORTHOPEDIATRICS CORP | 68752L100 | COMMON STOCK | 34,894 | $1,218,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 63,420 | $1,218,000 | thousands by filing date | |
| ESSENDANT INC | 296689102 | COM | 96,624 | $1,216,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 179,210 | $1,215,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 92,295 | $1,214,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 22,500 | $1,213,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 105,745 | $1,212,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550AB1 | NOTE 1.000% 3/0 | 1,226,000 | $1,208,000 | thousands by filing date | principal |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 21,500 | $1,207,000 | thousands by filing date | call |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 38,704 | $1,207,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 197,247 | $1,203,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 17,500 | $1,202,000 | thousands by filing date | put |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 185,106 | $1,199,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 1,250,000 | $1,198,000 | thousands by filing date | principal |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 357,300 | $1,196,000 | thousands by filing date | |
| ONESMART INTL ED GROUP LTD | 68276W103 | CMN | 153,354 | $1,196,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 14,400 | $1,194,000 | thousands by filing date | call |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 130,311 | $1,192,000 | thousands by filing date | |
| LENDINGTREE INC NEW | 52603BAA5 | NOTE | 959,000 | $1,188,000 | thousands by filing date | principal |
| LEGG MASON ETF INVT | 52468L505 | FRANKLIN INTL LW | 49,165 | $1,187,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 123,900 | $1,186,000 | thousands by filing date | put |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 174,838 | $1,185,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 49,790 | $1,183,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 330,136 | $1,182,000 | thousands by filing date | |
| Invesco S&P 500 Momentum ETF | 46138E339 | SHS | 34,969 | $1,181,000 | thousands by filing date | |
| YETI HLDGS INC COM | 98585X104 | Stock | 79,494 | $1,180,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 99,592 | $1,180,000 | thousands by filing date | |
| BLOOM ENERGY CORP | 093712107 | COM | 118,035 | $1,179,000 | thousands by filing date | |
| GUARANTY BANCORP | 40075T607 | COM | 56,837 | $1,179,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X194 | SST SPDR MSCI | 14,879 | $1,176,000 | thousands by filing date | |
| NEXTGEN HEALTHCARE INC | 65343C102 | COMMON STOCK | 77,406 | $1,174,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BJ4 | NOTE 1.875% 6/0 | 1,232,000 | $1,174,000 | thousands by filing date | principal |
| MIMECAST LIMITED | G14838109 | ORD SHS | 34,826 | $1,171,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 492,201 | $1,170,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 32,333 | $1,169,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 79,447 | $1,167,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 45,741 | $1,166,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 411,603 | $1,165,000 | thousands by filing date | |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 65,693 | $1,163,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 97,279 | $1,161,000 | thousands by filing date | |
| BRIGHTVIEW HLDGS INC | 10948C107 | COM | 113,733 | $1,161,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 169,367 | $1,161,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 17,700 | $1,160,000 | thousands by filing date | put |
| ONESPAN INC | 68287N100 | COM | 89,455 | $1,159,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 29,350 | $1,159,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 94,377 | $1,158,000 | thousands by filing date | |
| VANECK EMERGING MARKETS HIGH Y | 92189F353 | EMERGING MRKT HI | 51,618 | $1,156,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 233,336 | $1,155,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 22,500 | $1,154,000 | thousands by filing date | call |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 100,504 | $1,154,000 | thousands by filing date | |
| SPDR SER TR | 78468R119 | S&P TECH H | 18,721 | $1,154,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 270,596 | $1,150,000 | thousands by filing date | |
| OOMA INC | 683416101 | COM | 82,557 | $1,146,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 64,996 | $1,146,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 49,714 | $1,145,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V | 62952QAB6 | NOTE 1.000%12/0 | 1,144,000 | $1,145,000 | thousands by filing date | principal |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 78,200 | $1,144,000 | thousands by filing date | put |
| UNIT CORP | 909218109 | COM | 80,140 | $1,144,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 126,325 | $1,143,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 16,987 | $1,135,000 | thousands by filing date | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 80,825 | $1,134,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 49,507 | $1,130,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 26,538 | $1,130,000 | thousands by filing date | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 52,973 | $1,129,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 44,709 | $1,129,000 | thousands by filing date | |
| EATON VANCE NJ MUNI INCOME T | 27826V106 | SH BEN INT | 100,876 | $1,129,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P607 | NUVEEN ESG SMLCP | 45,547 | $1,127,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 87,675 | $1,127,000 | thousands by filing date | |
| PRA GROUP INC | 69354NAB2 | Convertible Debt | 1,335,000 | $1,125,000 | thousands by filing date | principal |
| NABORS INDUSTRIES LTD | G6359F129 | 6% PFD CNV SR A | 62,811 | $1,124,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 32,900 | $1,123,000 | thousands by filing date | call |
| DIGI INTL INC | 253798102 | COM | 111,105 | $1,122,000 | thousands by filing date | |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 97,200 | $1,120,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 20,700 | $1,117,000 | thousands by filing date | put |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 41,056 | $1,116,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 202,100 | $1,114,000 | thousands by filing date | call |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 72,300 | $1,112,000 | thousands by filing date | put |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 71,843 | $1,112,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P207 | EMER MKT COR DIV | 39,416 | $1,112,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 30,901 | $1,111,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P694 | FRANKLN SWZLND | 51,947 | $1,109,000 | thousands by filing date | |
| FIRST TR EXCHANGE ETF TRADED FD VI NASDAQ OIL & GAS | 33738R845 | ETF | 67,509 | $1,107,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 266,485 | $1,106,000 | thousands by filing date | |
| PRESIDIO INC | 74102M103 | COM | 84,784 | $1,106,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R720 | NASDQ ARTFCIAL | 42,838 | $1,102,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B487 | IQ ENCH BD US | 59,103 | $1,099,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 364,702 | $1,098,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 119,265 | $1,097,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 85,457 | $1,095,000 | thousands by filing date | |
| CONSTRUCTION PARTNERS INC | 21044C107 | COM CL A | 123,903 | $1,094,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 63,731 | $1,094,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 149,250 | $1,093,000 | thousands by filing date | |
| BANK SOUTH CAROLINA CORP | 065066102 | COM | 60,019 | $1,093,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 166,542 | $1,090,000 | thousands by filing date | |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 81,741 | $1,090,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 57,383 | $1,089,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 6,152 | $1,088,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 103,910 | $1,085,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 40,300 | $1,084,000 | thousands by filing date | call |
| CIRCOR INTL INC | 17273K109 | COM | 50,927 | $1,084,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 39,600 | $1,083,000 | thousands by filing date | put |
| NN INC | 629337106 | COM | 161,202 | $1,082,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 97,186 | $1,081,000 | thousands by filing date | |
| COMMUNITY USD0.01 | 20369C106 | COM | 37,499 | $1,081,000 | thousands by filing date | |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 14,532 | $1,079,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 41,947 | $1,078,000 | thousands by filing date | |
| C&J ENERGY SVCS INC NEW | 12674R100 | COM | 79,886 | $1,078,000 | thousands by filing date | |
| BLACKROCK MUNI N Y INTER DUR | 09255F109 | COM | 86,614 | $1,076,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 17,226 | $1,075,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 31,769 | $1,074,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 73,089 | $1,074,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 30,549 | $1,071,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V449 | S&P 100 EQL WIGH | 21,991 | $1,070,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 10,694 | $1,070,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 28,162 | $1,068,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J834 | MULTFCTR EMRNG | 45,908 | $1,066,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 167,144 | $1,065,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 25,000 | $1,061,000 | thousands by filing date | call |
| RADIANT LOGISTICS INC | 75025X100 | COM | 248,947 | $1,058,000 | thousands by filing date | |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 27,392 | $1,056,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 15,400 | $1,052,000 | thousands by filing date | put |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 53,442 | $1,052,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 112,924 | $1,050,000 | thousands by filing date | |
| GREEN BANCORP INC | 39260X100 | COM | 61,247 | $1,049,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 155,335 | $1,048,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 33,642 | $1,048,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 101,447 | $1,046,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 107,161 | $1,045,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 34,905 | $1,045,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 150,814 | $1,044,000 | thousands by filing date | |
| INVESCO S&P 500 EQUAL WEIGHT ENERGY ETF | 46137V365 | ETF | 24,198 | $1,044,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R671 | STATE STREET SPD | 35,647 | $1,042,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 59,232 | $1,042,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 78,660 | $1,040,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 6,600 | $1,038,000 | thousands by filing date | put |
| HERON THERAPEUTICS INC | 427746102 | COM | 40,000 | $1,038,000 | thousands by filing date | call |
| ZYNGA INC. | 98986T108 | CL A | 263,850 | $1,038,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167CY1 | NOTE 5.500% 9/1 | 1,290,000 | $1,038,000 | thousands by filing date | principal |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 76,717 | $1,037,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES | 46138W107 | JAPANESE YEN | 11,899 | $1,037,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 26,851 | $1,032,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 31,640 | $1,030,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 91,825 | $1,024,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 43,995 | $1,023,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 84,235 | $1,022,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 27,635 | $1,022,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 34,136 | $1,021,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 93,623 | $1,021,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 21,077 | $1,021,000 | thousands by filing date | |
| SMARTSHEET INC. (CLASS A) | 83200N103 | COM CL A | 41,041 | $1,020,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 100,641 | $1,020,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 229,091 | $1,019,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P805 | NUVEEN ESG INTL | 45,462 | $1,017,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 758,540 | $1,016,000 | thousands by filing date | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 59,029 | $1,011,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 17,100 | $1,009,000 | thousands by filing date | call |
| FIDELITY MERRIMACK STR TR | 316188408 | LOW DURTIN ETF | 20,247 | $1,009,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 163,414 | $1,007,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 97,000 | $1,005,000 | thousands by filing date | call |
| WISDOMTREE TRUST | 97717W828 | ASIA PAC EXJP FD | 16,425 | $1,005,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 26,645 | $1,004,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 114,500 | $1,000,000 | thousands by filing date | call |
| INVESCO DB PRECIOUS METALS FUND | 46140H502 | ETF | 27,378 | $996,000 | thousands by filing date | |
| CARBON BLACK INC | 14081R103 | COM | 74,145 | $995,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 108,485 | $992,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W380 | INTRST RATE HDGE | 20,960 | $991,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 65,446 | $989,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 292,014 | $989,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J842 | MULTIFACTR SML | 43,694 | $988,000 | thousands by filing date | |
| ISHARES TR | 46434V787 | YLD OPTIM BD | 41,817 | $988,000 | thousands by filing date | |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 24,503 | $988,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 219,287 | $987,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 49,053 | $987,000 | thousands by filing date | |
| SOGOU INC ADR REPSTG A | 83409V104 | ADR REPSTG A | 187,967 | $987,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 224,358 | $985,000 | thousands by filing date | |
| ARGENX SE SPONSORED ADR | 04016X101 | ADR | 10,247 | $984,000 | thousands by filing date | |
| CBTX INC | 12481V104 | COM | 33,482 | $984,000 | thousands by filing date | |
| ESSENTIAL PPTYS RLTY TR INC COM | 29670E107 | REIT | 70,873 | $981,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F767 | INDIA GROWTH LDR | 23,130 | $981,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 84,116 | $981,000 | thousands by filing date | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 45,682 | $977,000 | thousands by filing date | |
| INVESCO DB G10 CURRENCY HRVS | 46139B102 | UNIT | 41,524 | $977,000 | thousands by filing date | |
| HIVE | 007786106 | Stock | 299,551 | $976,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 80,624 | $975,000 | thousands by filing date | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 20,540 | $975,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 140,731 | $975,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 412,636 | $974,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 43,060 | $974,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 43,300 | $973,000 | thousands by filing date | put |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 59,951 | $971,000 | thousands by filing date | |
| ACUSHNET HLDGS CORP | 005098108 | COM | 46,149 | $971,000 | thousands by filing date | |
| REV Group Inc | 749527107 | Common Stock | 129,226 | $971,000 | thousands by filing date | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 35,962 | $970,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 76,800 | $969,000 | thousands by filing date | call |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 141,942 | $968,000 | thousands by filing date | |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 68,027 | $967,000 | thousands by filing date | |
| MAXAR TECHNOLOGIES LTD | 57778L103 | COM | 80,730 | $966,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 8,222 | $961,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 135,619 | $961,000 | thousands by filing date | |
| LEGG MASON ETF INVT TR | 52468L604 | EMRG MKTS VOLA | 37,257 | $960,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 27,696 | $958,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 51,500 | $957,000 | thousands by filing date | call |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 21,783 | $955,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 141,748 | $953,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E131 | S&P SMLCAP HIG | 43,223 | $953,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 517,658 | $952,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 71,605 | $951,000 | thousands by filing date | |
| COLONY CR REAL ESTATE INC | 19625T101 | COM CL A | 60,120 | $950,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 98,951 | $950,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 86,141 | $950,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 67,008 | $950,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 38,283 | $950,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 29,000 | $949,000 | thousands by filing date | put |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 100,109 | $949,000 | thousands by filing date | |
| JPMorgan BetaBuilders Europe ETF | 46641Q720 | Exchange Traded Fund | 44,368 | $947,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y673 | US INFR DEV ETF | 70,185 | $946,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 23,600 | $945,000 | thousands by filing date | call |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 75,687 | $945,000 | thousands by filing date | |
| PROSHARES TR | 74347B375 | LONG ONLINE SHRT | 22,621 | $945,000 | thousands by filing date | |
| CISION LTD | G1992S109 | SHS | 80,432 | $941,000 | thousands by filing date | |
| NUVECTRA CORP | 67075N108 | COM | 57,381 | $937,000 | thousands by filing date | |
| ZUORA INC | 98983V106 | COMMON STOCK | 51,576 | $936,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 36,400 | $935,000 | thousands by filing date | call |
| HAYNES INTL INC | 420877201 | COM NEW | 35,377 | $934,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 128,819 | $933,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 70,278 | $932,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F171 | GREEN BOND ETF | 36,251 | $928,000 | thousands by filing date | |
| ELANCO ANIMAL HEALTH INC COM | 28414H103 | Stock | 29,371 | $927,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 81,766 | $927,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V688 | NEXT GEN CON ETF | 19,148 | $926,000 | thousands by filing date | |
| CARDTRONICS INC | 14161HAG3 | NOTE 1.000%12/0 | 1,000,000 | $926,000 | thousands by filing date | principal |
| INTREPID POTASH INC | 46121Y102 | COM | 355,874 | $925,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 71,249 | $925,000 | thousands by filing date | |
| NUVEEN CONNECTICUT PREM INC | 67060D107 | COM | 82,173 | $925,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 50,953 | $921,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 60,592 | $920,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A706 | ST STR GLB DOW | 12,173 | $919,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 27,531 | $919,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 67,811 | $919,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 28,562 | $914,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 31,175 | $914,000 | thousands by filing date | |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 21,631 | $912,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 25,992 | $911,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P870 | NUVEEN ESG US | 37,554 | $911,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 14,783 | $910,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 109,828 | $908,000 | thousands by filing date | |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 14,498 | $908,000 | thousands by filing date | |
| NLIGHT INC | 65487K100 | COM | 50,822 | $903,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 7,000 | $900,000 | thousands by filing date | call |
| ILLUMINA INC | 452327109 | COM | 3,000 | $900,000 | thousands by filing date | call |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 25,473 | $900,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 24,301 | $899,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 10,500 | $898,000 | thousands by filing date | call |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 61,755 | $897,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 47,390 | $895,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E834 | DWA TACTCL MLT | 37,530 | $895,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 50,000 | $894,000 | thousands by filing date | call |
| GLADSTONE LAND CORP | 376549101 | REIT | 77,733 | $892,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 52,766 | $892,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 49,233 | $891,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-19-004235 | this filing | 2019-02-14 | acceptance time not in the bulk data set |