13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2018-12-31, filed 2019-02-14, with 7,322 holding rows worth $569,252,234,000.
- Accession
- 0001567619-19-004235
- Filer
- CIK 70858
- Filed
- 2019-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2018
A holdings report, 21,516 entries on the cover page, a total value of $569,252,234,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $569,252,234,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerU.S. TRUST Co OF DELAWARE028-10270
- included managerMANAGED ACCOUNT ADVISORS LLC028-12631
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SIERRA BANCORP | 82620P102 | COM | 125,385 | $3,013,000 | thousands by filing date | |
| OI SA-ADR | 670851500 | ADR | 1,883,007 | $3,012,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 235,952 | $3,006,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 304,335 | $3,006,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 87,515 | $3,005,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 61,841 | $3,002,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 284,259 | $3,001,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 681,714 | $2,993,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P706 | CMN | 119,441 | $2,985,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 31,860 | $2,981,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 193,541 | $2,971,000 | thousands by filing date | |
| WISDOMTREE DYNAMIC LONG/SHORT | 97717x313 | INDX FD | 102,503 | $2,969,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 230,473 | $2,966,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 1,256,885 | $2,966,000 | thousands by filing date | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 238,512 | $2,958,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 172,091 | $2,950,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V696 | NEXT GEN MEDIA | 103,767 | $2,949,000 | thousands by filing date | |
| CACTUS INC | 127203107 | CL A | 107,440 | $2,944,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 324,113 | $2,943,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 150,000 | $2,937,000 | thousands by filing date | put |
| BMC STK HLDGS INC | 05591B109 | COM | 189,569 | $2,936,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 91,309 | $2,930,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 2,993,000 | $2,930,000 | thousands by filing date | principal |
| CARDLYTICS INC | 14161W105 | COM | 270,025 | $2,924,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 163,910 | $2,921,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 88,893 | $2,912,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 114,394 | $2,912,000 | thousands by filing date | |
| ISHARES TR | 464288216 | EMGR MKT INF ETF | 105,110 | $2,909,000 | thousands by filing date | |
| REGENXBIO INC | 75901B107 | COM | 69,247 | $2,905,000 | thousands by filing date | |
| TRAVELPORT WORLDWIDE LTD | G9019D104 | SHS | 185,878 | $2,904,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 251,460 | $2,903,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 67,355 | $2,901,000 | thousands by filing date | |
| DROPBOX INC CL A | 26210C104 | Stock | 141,754 | $2,896,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 16,288 | $2,889,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 133,228 | $2,880,000 | thousands by filing date | |
| SIMPLY GOOD FOODS CO COM | 82900L102 | Stock | 152,290 | $2,878,000 | thousands by filing date | |
| BLUE HILLS BANCORP INC | 095573101 | COM | 134,634 | $2,873,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 62,834 | $2,872,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 422,976 | $2,868,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y103 | SCIEN BETA | 102,679 | $2,867,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 136,237 | $2,865,000 | thousands by filing date | |
| AXOSFINLINC | 05465C100 | STOK | 113,679 | $2,863,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 29,400 | $2,862,000 | thousands by filing date | put |
| CRA INTL INC | 12618T105 | COM | 67,115 | $2,855,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 114,521 | $2,843,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 88,630 | $2,841,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A143 | SHS NEW | 615,326 | $2,837,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 484,069 | $2,836,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 82,181 | $2,835,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P855 | INSTL PFD SECS | 155,362 | $2,833,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 166,116 | $2,831,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 65,424 | $2,829,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 192,405 | $2,825,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 1,660,395 | $2,823,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 474,930 | $2,821,000 | thousands by filing date | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 25,000 | $2,818,000 | thousands by filing date | call |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 478,558 | $2,818,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 246,900 | $2,812,000 | thousands by filing date | call |
| EBAY INC. COM | 278642103 | Stock | 100,000 | $2,807,000 | thousands by filing date | call |
| ISHARES ESG AWARE USD CORPORATE BOND ETF | 46435G193 | ETF | 117,422 | $2,803,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 62,252 | $2,801,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 107,616 | $2,796,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 67,033 | $2,794,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 516,279 | $2,793,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT INDUSTRIALS MOMENTUM ETF | 46137V845 | ETF | 54,756 | $2,789,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 119,900 | $2,785,000 | thousands by filing date | call |
| FULLER H B CO COM | 359694106 | Stock | 65,225 | $2,783,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 37,500 | $2,779,000 | thousands by filing date | call |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 92,581 | $2,756,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 62,202 | $2,752,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 176,400 | $2,748,000 | thousands by filing date | put |
| VECTOR GROUP LTD | 92240MAY4 | CORPORATE OBLIG | 2,675,000 | $2,745,000 | thousands by filing date | principal |
| BADGER METER INC COM | 056525108 | Stock | 55,764 | $2,743,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 194,632 | $2,741,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 32,225 | $2,737,000 | thousands by filing date | |
| PGIM HIGH YIELD BOND FUND IN | 69346H100 | COM | 210,056 | $2,737,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 31,751 | $2,734,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 68,200 | $2,730,000 | thousands by filing date | put |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 25,000 | $2,728,000 | thousands by filing date | put |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 171,728 | $2,728,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 144,877 | $2,726,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V753 | FOOD & BEVERAGE | 91,854 | $2,725,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 305,337 | $2,723,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N808 | VICOTRYSHS EMG | 123,880 | $2,722,000 | thousands by filing date | |
| SHUTTERFLY INC | 82568P304 | COM | 67,433 | $2,715,000 | thousands by filing date | |
| VISTRA ENERGY CORP | 92840M300 | UNIT 02/02/2024 | 29,771 | $2,715,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 535,458 | $2,714,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 216,416 | $2,714,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 107,345 | $2,713,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 77,717 | $2,711,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 371,200 | $2,710,000 | thousands by filing date | |
| NUVEEN MUN 2021 TARGET TERM | 670687102 | COM | 289,556 | $2,710,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X263 | CURRNCY INT EQ | 104,291 | $2,702,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 250,164 | $2,702,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 95,877 | $2,701,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222AF1 | NOTE 4.125% 9/0 | 3,064,000 | $2,700,000 | thousands by filing date | principal |
| NEWMONT CORP | 651639106 | COM | 77,700 | $2,692,000 | thousands by filing date | put |
| CRAY INC | 225223304 | COM NEW | 123,967 | $2,676,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 127,061 | $2,673,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F684 | RETAIL ETF | 28,469 | $2,673,000 | thousands by filing date | |
| CHENIERE ENERGY INC | U16344AB6 | DEBT 4.875% 5/2 | 2,623,359 | $2,672,000 | thousands by filing date | principal |
| INTL FCSTONE INC | 46116V105 | COM | 73,017 | $2,671,000 | thousands by filing date | |
| HUDSON LTD | G46408103 | COM CL A | 155,422 | $2,666,000 | thousands by filing date | |
| Invesco S&P MidCap Momentum ETF | 46137V464 | SHS | 59,135 | $2,660,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 17,800 | $2,655,000 | thousands by filing date | call |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 60,944 | $2,651,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 144,476 | $2,641,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 239,533 | $2,634,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 55,105 | $2,632,000 | thousands by filing date | |
| ABRDN SILVER ETF TRUST | 003264108 | PHYSCL SILVR SHS | 174,645 | $2,627,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 56,900 | $2,624,000 | thousands by filing date | put |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 15,759 | $2,623,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 163,207 | $2,623,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 147,879 | $2,623,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 50,000 | $2,622,000 | thousands by filing date | put |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 356,904 | $2,616,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 205,181 | $2,616,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y857 | US MULTIFACTOR | 100,000 | $2,612,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 196,153 | $2,610,000 | thousands by filing date | |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 64,267 | $2,609,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 246,842 | $2,608,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 59,436 | $2,606,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q886 | DIVERSFED RTRN | 45,365 | $2,591,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 186,369 | $2,588,000 | thousands by filing date | |
| ARCOSA INC COM | 039653100 | Stock | 93,313 | $2,585,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 18,670 | $2,583,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 240,483 | $2,583,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 1,288,934 | $2,578,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 107,925 | $2,571,000 | thousands by filing date | |
| R1 RCM INC | 749397105 | COM | 323,451 | $2,571,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E859 | DWA MOMENT LOW | 93,412 | $2,571,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 908,519 | $2,562,000 | thousands by filing date | |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 3,683,000 | $2,562,000 | thousands by filing date | principal |
| FIRST TR EXCHNG TRADED FD VI | 33740F508 | FLEXIBL MUN HIGH | 148,643 | $2,561,000 | thousands by filing date | |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 248,541 | $2,560,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 131,953 | $2,557,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 91,400 | $2,556,000 | thousands by filing date | call |
| CASA SYS INC | 14713L102 | COM | 194,576 | $2,555,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 113,200 | $2,552,000 | thousands by filing date | call |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 196,815 | $2,550,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 183,764 | $2,547,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 222,394 | $2,542,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 185,033 | $2,542,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 50,639 | $2,537,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 88,372 | $2,536,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 45,200 | $2,535,000 | thousands by filing date | put |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 155,553 | $2,535,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 275,923 | $2,530,000 | thousands by filing date | |
| QIAGEN NV | N72482AB3 | DEBT 0.875% 3/1 | 2,000,000 | $2,530,000 | thousands by filing date | principal |
| WEATHERFORD INTL LTD | 947075AH0 | NOTE 5.875% 7/0 | 4,027,000 | $2,525,000 | thousands by filing date | principal |
| ORTHOFIX MED INC | 68752M108 | COM | 48,068 | $2,523,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 123,956 | $2,517,000 | thousands by filing date | |
| TORM PLC SHS CL A | G89479102 | Stock | 427,016 | $2,512,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 136,078 | $2,511,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 61,865 | $2,510,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 116,261 | $2,508,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 118,280 | $2,505,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 154,770 | $2,505,000 | thousands by filing date | |
| DBX ETF TR | 233051705 | XTRACK MUN INFRA | 95,303 | $2,504,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 184,100 | $2,493,000 | thousands by filing date | call |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 99,158 | $2,493,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 90,281 | $2,491,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 33,516 | $2,488,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 19,050 | $2,483,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 270,335 | $2,479,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 50,000 | $2,478,000 | thousands by filing date | put |
| UBS GROUP AG SHS | H42097107 | Stock | 200,000 | $2,476,000 | thousands by filing date | call |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 212,528 | $2,475,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 68,600 | $2,471,000 | thousands by filing date | call |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 71,850 | $2,471,000 | thousands by filing date | |
| EATON VANCE HIGH INCOME 2021 | 27829W101 | COM SH BEN INT | 276,979 | $2,471,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 145,291 | $2,470,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P110 | NUVEEN ESG 1-5 | 101,425 | $2,467,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 597,058 | $2,460,000 | thousands by filing date | |
| ENSCO JERSEY FIN LTD | 29359WAB1 | NOTE 3.000% 1/3 | 3,720,000 | $2,460,000 | thousands by filing date | principal |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 204,770 | $2,451,000 | thousands by filing date | |
| INVESCO EXCHNG TRAD SLF INDE | 46139W304 | CORRT INM DEFS | 100,000 | $2,447,000 | thousands by filing date | |
| INSPIRE SMALL/MID CAP ETF | 66538H641 | ETF | 106,810 | $2,440,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 15,400 | $2,436,000 | thousands by filing date | call |
| HILLTOP HLDGS INC | 432748101 | COM | 136,526 | $2,434,000 | thousands by filing date | |
| COLUMBIA ETF TR II BEYOND BRICS ETF | 19762B103 | CEF | 154,742 | $2,431,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 406,257 | $2,425,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 168,508 | $2,424,000 | thousands by filing date | |
| REDFIN CORP | 75737F108 | COM | 168,181 | $2,422,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 77,970 | $2,413,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS FD | 61744G107 | COM | 149,692 | $2,412,000 | thousands by filing date | |
| iShares U.S. Small Cap Equity Factor ETF | 46434V290 | SHS | 67,309 | $2,411,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 50,984 | $2,410,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R811 | NASDQ SEMCNDTR | 93,266 | $2,402,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 148,856 | $2,399,000 | thousands by filing date | |
| DIREXION SHS ETF TR ZACKS MLP | 25459y298 | INDX FD | 202,267 | $2,397,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 57,120 | $2,396,000 | thousands by filing date | |
| Eaton Vance Floating Rate | 27831H100 | ETF | 279,681 | $2,394,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 153,500 | $2,390,000 | thousands by filing date | call |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 40,300 | $2,385,000 | thousands by filing date | call |
| INVESCO EXCH TRD SLF IDX FD | 46138J775 | BLOO PRI PWR ETF | 54,153 | $2,385,000 | thousands by filing date | |
| ARES MANAGEMENT CORPORATION CL A COM STK | 03990B101 | Stock | 133,981 | $2,382,000 | thousands by filing date | |
| ISHARES TR | 46434V266 | INTERNATIONAL SL | 92,069 | $2,382,000 | thousands by filing date | |
| EVOQUA WATER TECHNOLOGIES CO | 30057T105 | COM | 247,742 | $2,378,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 32,200 | $2,373,000 | thousands by filing date | call |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 79,798 | $2,373,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 74,324 | $2,372,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 37,171 | $2,371,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 232,609 | $2,366,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 254,810 | $2,364,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 87,617 | $2,363,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 28,300 | $2,361,000 | thousands by filing date | call |
| BLUEBIRD BIO INC | 09609G100 | COM | 23,800 | $2,361,000 | thousands by filing date | put |
| SPDR S&P 500 Fossil Fuel Reserves Free ETF | 78468R796 | SHS | 38,659 | $2,356,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 44,000 | $2,351,000 | thousands by filing date | call |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 48,249 | $2,349,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 1,874 | $2,347,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AX4 | NOTE 0.900% 9/1 | 2,127,000 | $2,347,000 | thousands by filing date | principal |
| INVESCO EXCHNG TRAD SLF INDE | 46139W403 | CORRT INM VALU | 100,000 | $2,343,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 314,617 | $2,328,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 92,969 | $2,326,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 138,068 | $2,317,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 1,572,340 | $2,311,000 | thousands by filing date | |
| FORESIGHT ENERGY LP | 34552U104 | COM UNT RP INT | 659,926 | $2,310,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 191,261 | $2,309,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 24,200 | $2,307,000 | thousands by filing date | call |
| RE MAX HLDGS INC | 75524W108 | CL A | 75,048 | $2,307,000 | thousands by filing date | |
| VEONEER INC | 92336X109 | COM | 97,447 | $2,297,000 | thousands by filing date | |
| INVESCO HIG INCM 2023 TARG T | 46135X108 | COM | 231,341 | $2,297,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X131 | INTL QULTY DIV | 91,489 | $2,296,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 92,800 | $2,296,000 | thousands by filing date | call |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 112,800 | $2,295,000 | thousands by filing date | put |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 591,706 | $2,290,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 287,260 | $2,286,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 620,970 | $2,285,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J859 | MULTI INTL ETF | 89,520 | $2,284,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 145,000 | $2,284,000 | thousands by filing date | call |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 88,000 | $2,284,000 | thousands by filing date | call |
| STANDEX INTL CORP | 854231107 | COM | 33,952 | $2,281,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 1,041,108 | $2,280,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 155,689 | $2,279,000 | thousands by filing date | |
| NATERA INC COM | 632307104 | Stock | 162,741 | $2,272,000 | thousands by filing date | |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 115,454 | $2,271,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 42,846 | $2,258,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 22,800 | $2,255,000 | thousands by filing date | call |
| EXELIXIS INC COM | 30161Q104 | Stock | 114,500 | $2,252,000 | thousands by filing date | put |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 218,400 | $2,252,000 | thousands by filing date | call |
| PC CONNECTION INC | 69318J100 | COM | 75,625 | $2,248,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 122,415 | $2,248,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A804 | TOTAL RETURN | 44,839 | $2,244,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 91,666 | $2,242,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 92,525 | $2,241,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 129,851 | $2,234,000 | thousands by filing date | |
| CSW INDUSTRIALS INC | 126402106 | COM | 46,206 | $2,234,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 214,100 | $2,233,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V423 | S&P 500 VLU MOMN | 65,120 | $2,227,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N832 | VCSHS US SML CAP | 54,752 | $2,219,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y772 | AGING POPUL ETF | 116,913 | $2,218,000 | thousands by filing date | |
| Direxion All Cap Insider Senti | 25459Y769 | ETF | 65,906 | $2,218,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 63,279 | $2,217,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 330,687 | $2,215,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 87,025 | $2,203,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 44,362 | $2,201,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 40,243 | $2,200,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 61,236 | $2,198,000 | thousands by filing date | |
| ISHARES TR | 46435G268 | RUSEL 2500 ETF | 57,441 | $2,195,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 259,807 | $2,195,000 | thousands by filing date | |
| Canadian $ ETF | 46138T104 | ETF | 30,347 | $2,194,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 163,924 | $2,190,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 89,912 | $2,188,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 50,209 | $2,187,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 73,598 | $2,187,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 82,446 | $2,187,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E529 | NY AMT FRE MUN | 91,890 | $2,186,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 27,000 | $2,186,000 | thousands by filing date | call |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 114,490 | $2,185,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J858 | BULSHS 2023 HY | 88,648 | $2,183,000 | thousands by filing date | |
| SMART GLOBAL HLDGS INC | G8232Y101 | COM | 73,491 | $2,182,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 57,479 | $2,179,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 382,352 | $2,175,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 189,491 | $2,173,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 174,468 | $2,172,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 169,955 | $2,171,000 | thousands by filing date | |
| PROSHARES TR | 74347B847 | MSCI EMRG MKTS | 40,517 | $2,169,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 38,109 | $2,168,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 52,293 | $2,165,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P603 | CMN | 93,323 | $2,159,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 30,000 | $2,158,000 | thousands by filing date | call |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 76,037 | $2,156,000 | thousands by filing date | |
| PETIQ INC | 71639T106 | COMMON STOCK | 91,609 | $2,151,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 100,000 | $2,150,000 | thousands by filing date | call |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 45,325 | $2,144,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 119,620 | $2,129,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 47,392 | $2,129,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 163,912 | $2,123,000 | thousands by filing date | |
| DREYFUS MUN BD INFRSTRCTR FD | 26203D101 | SHS | 178,799 | $2,122,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435AB1 | NOTE 7/0 | 1,250,000 | $2,121,000 | thousands by filing date | principal |
| TANGER INC | 875465106 | COM | 104,800 | $2,119,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137Y401 | CMN | 35,804 | $2,112,000 | thousands by filing date | |
| GOOSEHEAD INS INC | 38267D109 | COM CL A | 80,290 | $2,111,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 103,371 | $2,111,000 | thousands by filing date | |
| Fidelity High Dividend ETF | 316092840 | SHS | 77,329 | $2,109,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRA | 459506309 | UNIT 09/15/2021 | 41,593 | $2,109,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J404 | CMN | 67,318 | $2,108,000 | thousands by filing date | |
| MONGODB INC CL A | 60937P106 | Stock | 25,154 | $2,106,000 | thousands by filing date | |
| STATE STREET SPDR RUSSELL MOMENTU | 78468R762 | ETF | 33,571 | $2,106,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 213,917 | $2,105,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 105,554 | $2,104,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 146,837 | $2,096,000 | thousands by filing date | |
| SOGOU INC ADR REPSTG A | 83409V104 | ADR REPSTG A | 399,200 | $2,096,000 | thousands by filing date | call |
| OASIS MIDSTREAM PARTNERS LP | 67420T206 | COM UNITS REPS | 131,080 | $2,096,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 18,919 | $2,095,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 930,500 | $2,094,000 | thousands by filing date | put |
| APPFOLIO INC | 03783C100 | COM CL A | 35,325 | $2,093,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 40,257 | $2,092,000 | thousands by filing date | |
| ISHARES TR | 464288125 | 3YRTB ETF | 26,227 | $2,092,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 54,578 | $2,091,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 58,760 | $2,085,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 183,100 | $2,085,000 | thousands by filing date | put |
| GATES INDL CORP PLC | G39108108 | ORD SHS | 156,437 | $2,071,000 | thousands by filing date | |
| FORESCOUT TECHNOLOGIES INC | 34553D101 | COM | 79,693 | $2,071,000 | thousands by filing date | |
| INVESCO S&P MIDCAP 400 GARP ETF | 46137V225 | ETF | 37,061 | $2,060,000 | thousands by filing date | |
| DBX ETF TR | 233051515 | XTRACKERS FTSE | 82,192 | $2,058,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 213,088 | $2,057,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 45,592 | $2,057,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 176,444 | $2,054,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 20,000 | $2,051,000 | thousands by filing date | call |
| BANCFIRST CORP | 05945F103 | COM | 41,102 | $2,051,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 87,934 | $2,048,000 | thousands by filing date | |
| ATENTO S A | L0427L105 | SHS | 510,435 | $2,047,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 8,733 | $2,044,000 | thousands by filing date | |
| EVOGENE LTD | M4119S104 | SHS | 1,032,323 | $2,044,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 133,974 | $2,043,000 | thousands by filing date | |
| ISHARES SYSTEMATIC BOND ETF | 46435U796 | COM | 21,291 | $2,039,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 75,183 | $2,038,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 52,570 | $2,038,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 120,485 | $2,037,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 141,208 | $2,032,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 60,657 | $2,031,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 165,985 | $2,031,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 50,733 | $2,020,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R696 | CMN | 97,507 | $2,018,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 92,019 | $2,018,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E669 | GLOBAL EX US HGH | 88,799 | $2,016,000 | thousands by filing date | |
| CERIDIAN HCM HLDG INC | 15677J108 | COM | 58,424 | $2,014,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 29,739 | $2,014,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 64,556 | $2,011,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 154,957 | $2,001,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E127 | REIT ETF | 147,283 | $1,999,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 65,614 | $1,998,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 58,181 | $1,996,000 | thousands by filing date | |
| iShares MSCI Intl Momentum Factor ETF | 46434V449 | SHS | 77,867 | $1,993,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657AK7 | NOTE 2.875% 2/0 | 2,027,000 | $1,992,000 | thousands by filing date | principal |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 391,453 | $1,988,000 | thousands by filing date | |
| Aussie $ ETF | 46090N103 | ETF | 28,220 | $1,988,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 1,907,945 | $1,984,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 67,334 | $1,981,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 110,145 | $1,980,000 | thousands by filing date | |
| NUVEEN PFD & INCOME 2022 TER | 67075T105 | COM | 95,420 | $1,978,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 67,796 | $1,971,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 32,138 | $1,970,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 294,627 | $1,959,000 | thousands by filing date | |
| Goldman Sachs Equal Weight U.S. Large Cap Equity ETF | 381430438 | SHS | 49,680 | $1,957,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 82,366 | $1,957,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 50,000 | $1,957,000 | thousands by filing date | put |
| MESABI TR | 590672101 | CTF BEN INT | 82,286 | $1,949,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 125,265 | $1,943,000 | thousands by filing date | |
| BANK OZK LITTLE ROCK ARK COM | 06417N103 | Stock | 85,075 | $1,942,000 | thousands by filing date | |
| SPDR SER TR | 78468R713 | DORSEY WRGT FI | 87,398 | $1,942,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 31,200 | $1,934,000 | thousands by filing date | call |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 252,609 | $1,932,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 104,613 | $1,932,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 38,142 | $1,931,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 115,674 | $1,931,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II VCSHS EMRG VOLTY | 92647N857 | CEF | 79,900 | $1,930,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 72,643 | $1,927,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 102,714 | $1,923,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 32,500 | $1,918,000 | thousands by filing date | put |
| TEEKAY CORPORATION | Y8564W103 | COM | 573,832 | $1,917,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 118,914 | $1,915,000 | thousands by filing date | |
| EVO PMTS INC | 26927E104 | CL A COM | 77,571 | $1,913,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 262,572 | $1,912,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 73,497 | $1,912,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 203,500 | $1,911,000 | thousands by filing date | put |
| INGLES MKTS INC CL A | 457030104 | Stock | 70,121 | $1,908,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 130,647 | $1,904,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2027 CORPORATE BOND ETF | 46138J783 | ETF | 101,023 | $1,903,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 80,100 | $1,902,000 | thousands by filing date | put |
| ST JOE CO | 790148100 | COM | 144,417 | $1,902,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 46,300 | $1,901,000 | thousands by filing date | call |
| INVESCO EXCH TRADED FD TR II | 46138E842 | DORSEY WRGT SMLC | 43,706 | $1,901,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 165,399 | $1,901,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J505 | EURO ALPHADEX | 55,607 | $1,900,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 57,500 | $1,897,000 | thousands by filing date | call |
| INVESCO EXCHANGE TRADED FD T | 46137V571 | GLOBAL DRGN CN | 60,133 | $1,896,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 158,759 | $1,896,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 37,832 | $1,895,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 70,900 | $1,895,000 | thousands by filing date | call |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 66,644 | $1,895,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q668 | EM SECT DIV DG | 93,764 | $1,891,000 | thousands by filing date | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 111,979 | $1,886,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V860 | DORSEY WRGT FINL | 65,927 | $1,885,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 83,800 | $1,884,000 | thousands by filing date | call |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 59,232 | $1,881,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 60,000 | $1,877,000 | thousands by filing date | put |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 223,148 | $1,873,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 166,615 | $1,871,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 298,844 | $1,864,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 217,986 | $1,861,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 192,957 | $1,861,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 469,705 | $1,860,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 169,690 | $1,860,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 99,847 | $1,859,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 40,300 | $1,858,000 | thousands by filing date | call |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 56,559 | $1,856,000 | thousands by filing date | |
| SLEEP NUMBER CORP | 83125X103 | COM D | 58,443 | $1,855,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W398 | NEGT DUR HIG YLD | 95,813 | $1,854,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V175 | S&P SML600 GWT | 17,765 | $1,851,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 737,604 | $1,851,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 125,426 | $1,850,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33741X201 | INDXX INOVTV ETF | 72,425 | $1,849,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 137,829 | $1,848,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 62,000 | $1,846,000 | thousands by filing date | call |
| PROTECTIVE INSURANCE CORP- B | 74368l203 | COM | 110,585 | $1,842,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E396 | S&P 500 CONC ETF | 59,838 | $1,840,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 159,812 | $1,834,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 52,744 | $1,824,000 | thousands by filing date | |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 69,239 | $1,823,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 83,089 | $1,822,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 67,506 | $1,822,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 164,736 | $1,822,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 127,510 | $1,817,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 63,751 | $1,816,000 | thousands by filing date | |
| CHESAPEAKE LODGING TR | 165240102 | SH BEN INT | 74,550 | $1,814,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 33,955 | $1,812,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 66,396 | $1,811,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V878 | DORSEY WRGT ENRG | 63,640 | $1,807,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 684,628 | $1,801,000 | thousands by filing date | |
| INVESCO ENERGY EXPLORATION & PRODUCTION ETF | 46137V761 | ETF | 103,583 | $1,800,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 93,867 | $1,799,000 | thousands by filing date | |
| THE STARS GROUP INC | 85570W100 | COMMON STOCK-FO | 108,904 | $1,799,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 75,405 | $1,794,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 159,687 | $1,792,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 11,900 | $1,791,000 | thousands by filing date | call |
| CATO CORP NEW | 149205106 | CL A | 125,476 | $1,791,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 154,899 | $1,790,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 21,865 | $1,789,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 69,600 | $1,789,000 | thousands by filing date | put |
| SPRINT CORP | 85207U105 | COM SER 1 | 307,200 | $1,788,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 100,861 | $1,787,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 31,291 | $1,786,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 529,898 | $1,786,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 31,995 | $1,780,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 279,930 | $1,778,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 133,697 | $1,777,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 22,363 | $1,776,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 42,375 | $1,774,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 59,289 | $1,772,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P202 | EME MRK BD ETF | 47,757 | $1,768,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 626,200 | $1,766,000 | thousands by filing date | put |
| RITEAID CORP | 767754104 | COM | 2,492,462 | $1,764,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 13,200 | $1,764,000 | thousands by filing date | put |
| FIRST LONG IS CORP | 320734106 | COM | 88,344 | $1,762,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 119,045 | $1,762,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y888 | SPECTRUM PFD | 19,529 | $1,759,000 | thousands by filing date | |
| ARCH COAL INC | 039380407 | COMMON STOCK | 21,173 | $1,757,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 22,386 | $1,756,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 51,670 | $1,756,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 138,091 | $1,751,000 | thousands by filing date | |
| EURONET WORLDWIDE INC | 298736AH2 | NOTE 1.50010/0 | 1,233,000 | $1,751,000 | thousands by filing date | principal |
| VERACYTE INC COM | 92337F107 | Stock | 139,118 | $1,750,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 40,000 | $1,749,000 | thousands by filing date | call |
| ARES CAPITAL CORP | 04010LAT0 | NOTE 3.750% 2/0 | 1,748,000 | $1,747,000 | thousands by filing date | principal |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 35,000 | $1,745,000 | thousands by filing date | call |
| PEOPLES BANCORP INC | 709789101 | COM | 57,923 | $1,743,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 105,853 | $1,743,000 | thousands by filing date | |
| SILVERBOW RES INC | 82836G102 | COM | 73,722 | $1,743,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 112,463 | $1,740,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 86,426 | $1,739,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 53,776 | $1,739,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 114,700 | $1,738,000 | thousands by filing date | call |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 156,920 | $1,736,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 822,800 | $1,728,000 | thousands by filing date | put |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 91,977 | $1,726,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 84,355 | $1,722,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 37,862 | $1,720,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 332,335 | $1,713,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 179,261 | $1,709,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 100,000 | $1,709,000 | thousands by filing date | put |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 179,939 | $1,707,000 | thousands by filing date | |
| IVC 4 1/2 6/1/22 | 461203AH4 | CONVERTIBLE BOND | 2,550,000 | $1,707,000 | thousands by filing date | principal |
| INVESCO EXCH TRADED FD TR II | 46138E156 | S&P SMLCP FINL | 35,564 | $1,705,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 22,722 | $1,704,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 61,307 | $1,704,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 94,871 | $1,703,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 114,522 | $1,699,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 87,243 | $1,697,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 20,900 | $1,694,000 | thousands by filing date | put |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 82,597 | $1,693,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E370 | S&P 500 HB ETF | 47,975 | $1,693,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 12,800 | $1,691,000 | thousands by filing date | put |
| HERC HLDGS INC COM | 42704L104 | Stock | 65,004 | $1,689,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G888 | SHORT TERM ETF | 16,024 | $1,689,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 79,190 | $1,681,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 85,589 | $1,673,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-19-004235 | this filing | 2019-02-14 | acceptance time not in the bulk data set |