13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2018-12-31, filed 2019-02-14, with 7,322 holding rows worth $569,252,234,000.
- Accession
- 0001567619-19-004235
- Filer
- CIK 70858
- Filed
- 2019-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2018
A holdings report, 21,516 entries on the cover page, a total value of $569,252,234,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $569,252,234,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerU.S. TRUST Co OF DELAWARE028-10270
- included managerMANAGED ACCOUNT ADVISORS LLC028-12631
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 9,370 | $450,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 28,554 | $450,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 37,870 | $449,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 72,887 | $449,000 | thousands by filing date | |
| JPMorgan BetaBuilders Canada E | 46641Q696 | COM | 21,698 | $449,000 | thousands by filing date | |
| Vanguard Total World Bond ETF | 92206C565 | SHS | 5,986 | $448,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 30,204 | $446,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 51,147 | $445,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 50,561 | $445,000 | thousands by filing date | |
| IRHYTHM HOLDINGS INC COM | 450056106 | Stock | 6,400 | $445,000 | thousands by filing date | put |
| IRHYTHM HOLDINGS INC COM | 450056106 | Stock | 6,400 | $445,000 | thousands by filing date | call |
| ARCONIC INC | 03965L100 | COM | 26,400 | $445,000 | thousands by filing date | call |
| VANECK ETF TRUST | 92189H102 | DURABLE HGH DIV | 18,242 | $443,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AP0 | NOTE 1.625%10/1 | 413,000 | $443,000 | thousands by filing date | principal |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 80,329 | $442,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 25,419 | $442,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 790,000 | $442,000 | thousands by filing date | put |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 36,565 | $442,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 27,187 | $442,000 | thousands by filing date | |
| Vanguard ESG U.S. Stock ETF | 921910733 | SHS | 10,248 | $441,000 | thousands by filing date | |
| BJS WHSL CLUB HLDGS INC COM | 05550J101 | Stock | 19,900 | $441,000 | thousands by filing date | put |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 61,036 | $441,000 | thousands by filing date | |
| SEADRILL LTD | G7998G106 | COM | 45,272 | $441,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 88,572 | $440,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 28,634 | $440,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 14,488 | $439,000 | thousands by filing date | |
| COGENT BIOSCIENCES INC COM | 903214104 | COM | 99,545 | $438,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 95,274 | $437,000 | thousands by filing date | |
| J P MORGAN EXCHANGE-TRADED F | 46641Q100 | DIV RTN GLB EQ | 8,034 | $437,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 16,800 | $436,000 | thousands by filing date | put |
| ISHARES TR | 46435G417 | CR 5 10 YR ETF | 9,062 | $435,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 110,177 | $435,000 | thousands by filing date | |
| RELIANT BANCORP INC | 75956B101 | COM | 18,830 | $434,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B537 | HDGD FTSE JAPN | 23,229 | $434,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 58,286 | $431,000 | thousands by filing date | |
| AVALARA INC | 05338G106 | COM | 13,841 | $431,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 27,845 | $431,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 463,660 | $431,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E586 | KBW PPTY CASUT | 7,603 | $430,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 55,229 | $429,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 36,321 | $428,000 | thousands by filing date | |
| COLONY STARWOOD HOMES | 19625XAB8 | NOTE 3.500% 1/1 | 418,000 | $428,000 | thousands by filing date | principal |
| BLACKROCK MASS TAX-EXEMPT TR | 09258E109 | SH BEN INT | 38,258 | $428,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 134,762 | $427,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 85,723 | $426,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 17,079 | $426,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2028 CORPORATE BOND ETF | 46138J643 | ETF | 21,616 | $425,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT BASIC MATERIALS MOMENTUMETF | 46137V704 | ETF | 8,025 | $425,000 | thousands by filing date | |
| PLAYAGS INC | 72814N104 | COM | 18,477 | $425,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 57,126 | $424,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 24,166 | $424,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 6,729 | $420,000 | thousands by filing date | |
| EATON VANCE PA MUN BD FD | 27828W102 | COM | 36,814 | $420,000 | thousands by filing date | |
| Vanguard ESG International Stock ETF | 921910725 | SHS | 9,391 | $418,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 8,532,463 | $418,000 | thousands by filing date | principal |
| HARMONIC INC | 413160102 | COM | 88,155 | $416,000 | thousands by filing date | |
| DOMINION ENERGY MIDSTRM PRTN | 257454108 | COM UT REP LTD | 23,038 | $416,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 8,754 | $414,000 | thousands by filing date | |
| PROSHARES TR | 74347B391 | CMN | 11,119 | $414,000 | thousands by filing date | |
| NINE ENERGY SERVICE INC | 65441V101 | COM | 18,333 | $414,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C740 | EMERGING MKTS | 18,300 | $413,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 5,800 | $412,000 | thousands by filing date | put |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 23,981 | $412,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 97,419 | $412,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 21,406 | $411,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C732 | INTL ULTRA DIV | 19,000 | $411,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H658 | INSPIRE GBL HOPE | 16,911 | $410,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 6,100 | $409,000 | thousands by filing date | call |
| SPDR SER TR | 78468R812 | MSCI USA STRTGIC | 5,595 | $408,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 23,872 | $408,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 3,100 | $408,000 | thousands by filing date | call |
| LAZARD WORLD DIVID & INCOME | 521076109 | COM | 47,762 | $407,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 9,089 | $406,000 | thousands by filing date | |
| BARINGS PARTN INVS | 06761A103 | SH BEN INT | 26,963 | $406,000 | thousands by filing date | |
| BASIC ENERGY SVCS INC NEW | 06985P209 | COM NEW | 105,366 | $405,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 26,700 | $404,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 13,086 | $404,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E552 | MSCI EMRNG MKT | 13,611 | $403,000 | thousands by filing date | |
| VANECK LONG/FLAT TREND ETF | 92189F148 | LONG/FLAT TREND | 16,263 | $400,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 139,932 | $399,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 127,197 | $399,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y400 | Cmn | 18,185 | $399,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 9,681 | $398,000 | thousands by filing date | |
| ISHARES TR | 46432FAK3 | 2020 INVTGR BD | 16,305 | $398,000 | thousands by filing date | |
| RESTORBIO INC | 76133L103 | COM | 46,266 | $398,000 | thousands by filing date | |
| ZILLOW GROUP INC | 98954MAC5 | NOTE 1.500% 7/0 | 462,000 | $397,000 | thousands by filing date | principal |
| ABRDN PLATINUM ETF TRUST | 003260106 | PHYSCL PLATM SHS | 5,256 | $395,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 34,961 | $395,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 552,431 | $395,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 12,489 | $393,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 163,843 | $393,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 134,777 | $393,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 22,200 | $392,000 | thousands by filing date | call |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 6,200 | $391,000 | thousands by filing date | call |
| SSGA ACTIVE TR | 78470P309 | ST STR MARKE ETF | 8,209 | $391,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 38,016 | $390,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 19,472 | $390,000 | thousands by filing date | |
| EVENTBRITE INC | 29975E109 | COM CL A | 14,000 | $389,000 | thousands by filing date | call |
| VANECK VECTORS ETF TR | 92189F510 | PRE REFUNDED MUN | 15,957 | $389,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 7,397 | $388,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 29,908 | $388,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875TAA9 | NOTE | 401,000 | $388,000 | thousands by filing date | principal |
| COCRYSTAL PHARMA INC | 19188J300 | CMN | 107,695 | $388,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 23,130 | $387,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 15,382 | $387,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 26,395 | $387,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 165,824 | $386,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 66,100 | $385,000 | thousands by filing date | call |
| CIENA CORP COM NEW | 171779309 | Stock | 11,300 | $383,000 | thousands by filing date | call |
| VANECK ETF TRUST | 92189F304 | ENVIRONMENTAL SR | 4,599 | $383,000 | thousands by filing date | |
| ISHARES TR | 46435G219 | INVESTMENT GRADE | 8,058 | $382,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 33,803 | $382,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 52,436 | $380,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 29,928 | $380,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 46,172 | $380,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 21,100 | $379,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V290 | S&P500 EQL REL | 14,681 | $379,000 | thousands by filing date | |
| ORIGIN BANCORP INC | 68621T102 | COMMON STOCK | 11,120 | $378,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 24,906 | $378,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 2,500 | $376,000 | thousands by filing date | put |
| EASTERN CO | 276317104 | COM | 15,535 | $376,000 | thousands by filing date | |
| SURFACE ONCOLOGY INC | 86877M209 | COM | 88,773 | $376,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 22,046 | $375,000 | thousands by filing date | |
| ABERDEEN INCOME CR STRATEGIE | 003057106 | COM | 35,774 | $375,000 | thousands by filing date | |
| PROSHARES TR | 74347B813 | mc | 10,347 | $375,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 11,400 | $373,000 | thousands by filing date | call |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 40,514 | $373,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 213,972 | $372,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 92,817 | $372,000 | thousands by filing date | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 8,161 | $371,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V514 | RUSEL 2000 EQL | 10,065 | $368,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q676 | ALERIAN ENERGY | 20,235 | $367,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 80,886 | $367,000 | thousands by filing date | |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 15,726 | $367,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 43,151 | $365,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G847 | GBL CLEAN ENRG | 34,986 | $365,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 30,299 | $364,000 | thousands by filing date | |
| KEY TRONIC CORP | 493144109 | COM | 64,497 | $364,000 | thousands by filing date | |
| PROSHARES TR | 74347X294 | HD REPLICATION | 8,430 | $363,000 | thousands by filing date | |
| VICTORY CAP HLDGS INC DEL COM CL A | 92645B103 | Stock | 35,441 | $362,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 35,000 | $362,000 | thousands by filing date | call |
| HUYA INC ADS EACH REP 1 ORD SHS CL A | 44852D108 | COM | 23,408 | $362,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 33,115 | $362,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q643 | SPROTT GL MINE | 20,732 | $362,000 | thousands by filing date | |
| FIRST TR VALUE LINE 100 ETF | 33735G107 | COM SHS | 19,166 | $360,000 | thousands by filing date | |
| DENALI THERAPEUTICS INC COM | 24823R105 | Stock | 17,367 | $359,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 150,367 | $358,000 | thousands by filing date | |
| DBX ETF TR | 233051408 | FUND | 15,356 | $358,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 185,612 | $356,000 | thousands by filing date | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 18,549 | $355,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 30,411 | $355,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 35,075 | $355,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 31,916 | $355,000 | thousands by filing date | |
| PROSHARES TR | 74347B540 | MSCI EUR DIV | 9,730 | $354,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 28,106 | $354,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 113,279 | $354,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 12,211 | $352,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F635 | ISRAEL ETF | 12,519 | $351,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 513,268 | $351,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 25,950 | $351,000 | thousands by filing date | |
| McCormick & Company Inc | 579780107 | COM | 2,524 | $350,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 23,618 | $349,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 44,099 | $348,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C765 | GLOBAL REV | 14,669 | $348,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 42,997 | $347,000 | thousands by filing date | |
| TESLA INC | 88160RAB7 | NOTE 0.250 3/0 | 334,000 | $347,000 | thousands by filing date | principal |
| WESCO INTL INC COM | 95082P105 | Stock | 7,200 | $346,000 | thousands by filing date | call |
| VANECK ETF TRUST | 92189F825 | DEFENSE ETF | 17,279 | $346,000 | thousands by filing date | |
| FB FINL CORP | 30257X104 | COM | 9,830 | $344,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 13,011 | $344,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 31,337 | $344,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 172,100 | $344,000 | thousands by filing date | put |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 23,737 | $344,000 | thousands by filing date | |
| GLOBAL X FDS GLB X | 37950E499 | FERTIL | 38,789 | $344,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J701 | MLTFACTOR ENRG | 15,074 | $344,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 15,553 | $343,000 | thousands by filing date | |
| JERNIGAN CAP INC | 476405105 | COM | 17,310 | $343,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 353,836 | $343,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 2,149 | $342,000 | thousands by filing date | |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 60,972 | $342,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 79,292 | $339,000 | thousands by filing date | |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 869,152 | $339,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X853 | INTL EQUITY OPP | 11,157 | $338,000 | thousands by filing date | |
| THL CR SR LN FD | 87244R103 | COM | 22,663 | $337,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 5,707 | $336,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 33,097 | $336,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 26,559 | $336,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 14,105 | $336,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 45,345 | $335,000 | thousands by filing date | |
| VANECK DIGITAL NATIVE ECONOMY ETF | 92189F882 | ETF | 10,132 | $335,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 24,352 | $333,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 10,077 | $332,000 | thousands by filing date | |
| OPTINOSE INC | 68404V100 | COM | 53,593 | $332,000 | thousands by filing date | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 13,701 | $331,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 152,668 | $331,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 27,102 | $330,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 24,713 | $330,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 13,160 | $330,000 | thousands by filing date | |
| PACER DATA & ETF INFRASTRUCTURE REAL ESTATE | 69374H741 | ETF | 14,130 | $330,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 25,419 | $329,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 31,438 | $328,000 | thousands by filing date | |
| KINIKSA PHARMACEUTICALS LTD | G5269C101 | COM CL A | 11,631 | $327,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 28,477 | $327,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92837G100 | COM | 37,650 | $326,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 29,945 | $326,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 41,159 | $325,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E804 | NASDQ CHINA TECH | 14,209 | $324,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 19,813 | $324,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 3,699 | $323,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 26,589 | $323,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 50,832 | $323,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 1,631 | $322,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 29,074 | $321,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 18,312 | $320,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 5,334 | $320,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 22,316 | $320,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J833 | BULSHS 2024 HY | 13,637 | $320,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 34,400 | $320,000 | thousands by filing date | put |
| DSP GROUP INC | 23332B106 | COM | 28,398 | $319,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 29,200 | $318,000 | thousands by filing date | |
| ALJ REGIONAL HOLDINGS INC | 001627108 | COM | 240,883 | $316,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 800 | $314,000 | thousands by filing date | put |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 41,509 | $314,000 | thousands by filing date | |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 30,093 | $313,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 87,529 | $312,000 | thousands by filing date | |
| EVERQUOTE INC | 30041R108 | COM CL A | 73,826 | $309,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 10,306 | $309,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A128 | ST STR SP1500VT | 3,363 | $309,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 78,745 | $309,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 24,219 | $307,000 | thousands by filing date | |
| Fluent Co | 34380C102 | COM | 85,397 | $307,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 193,502 | $307,000 | thousands by filing date | |
| DBX ETF TR | 233051747 | XTRCK JP MRG ESG | 14,419 | $307,000 | thousands by filing date | |
| LEGACY RESVS INC COM | 524706108 | Stock | 199,819 | $307,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 49,809 | $306,000 | thousands by filing date | |
| LIVENT CORP | 53814L108 | COM | 22,031 | $305,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 200,000 | $304,000 | thousands by filing date | put |
| INFRA AND ENERGY ALTRNTIVE I | 45686J104 | COM | 37,003 | $304,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H208 | COMMON STOCK | 12,242 | $303,000 | thousands by filing date | |
| JPMorgan BetaBuilders Dev Asia | 46641Q688 | ETF | 13,317 | $303,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 2,300 | $302,000 | thousands by filing date | call |
| MasterCard, Inc | 57636Q104 | COM | 1,600 | $302,000 | thousands by filing date | put |
| NICOLET BANKSHARES INC | 65406E102 | COM | 6,175 | $302,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 26,188 | $302,000 | thousands by filing date | |
| LEGG MASON ETF INVT TR | 52468L703 | GLOBAL INFSTRU | 11,452 | $302,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 11,481 | $301,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 11,398 | $300,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 6,517 | $300,000 | thousands by filing date | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 41,822 | $300,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 10,000 | $300,000 | thousands by filing date | call |
| MVC CAPITAL INC | 553829102 | COM | 36,375 | $299,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 12,831 | $298,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 12,043 | $298,000 | thousands by filing date | |
| UNITY BIOTECHNOLOGY INC | 91381U101 | COM | 18,222 | $297,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338PAB6 | NOTE 4.000% 7/1 | 300,000 | $296,000 | thousands by filing date | principal |
| POPE RES DEL LTD PARTNERSHIP | 732857107 | DEPOSITRY RCPT | 4,493 | $295,000 | thousands by filing date | |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 80,281 | $294,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 20,875 | $294,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES BRITISH | 46138m109 | INDX FD | 2,375 | $294,000 | thousands by filing date | |
| INVSC RAFI US 1500 SML MID ETF | 46137V209 | ETF | 9,140 | $294,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 129,949 | $294,000 | thousands by filing date | |
| SPIRIT OF TEX BANCSHARES INC | 84861D103 | COM | 12,889 | $294,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE-TRA | 74255Y870 | USMC | 11,660 | $293,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 10,000 | $292,000 | thousands by filing date | call |
| INVESCO EXCHANGE TRADED FD T | 46137V472 | S&P MDCP QUALITY | 6,823 | $292,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 29,674 | $292,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 8,444 | $292,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 44,268 | $290,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 10,265 | $290,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19762B301 | I EM QUALITY ETF | 21,842 | $290,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 29,501 | $289,000 | thousands by filing date | |
| BBX CAP CORP NEW | 05491N104 | CL A | 50,339 | $289,000 | thousands by filing date | |
| BOJANGLES INC | 097488100 | COM | 18,023 | $289,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 100,285 | $288,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 32,296 | $288,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 35,328 | $288,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V522 | BLOO AN RATI ETF | 7,855 | $287,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD ARIZ FD | 09254K109 | COM | 23,450 | $286,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 76,662 | $286,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 04545L107 | COM | 79,042 | $286,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 38,671 | $285,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 27,106 | $285,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 16,537 | $285,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 29,448 | $284,000 | thousands by filing date | |
| VANECK VECTORS ETF TRUST | 92189F288 | ENERGY INCOME | 16,507 | $283,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 7,778 | $283,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 18,290 | $283,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 18,314 | $282,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 28,183 | $282,000 | thousands by filing date | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 9,321 | $282,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 50,236 | $281,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 30,428 | $281,000 | thousands by filing date | |
| ANAPTYSBIO INC | 032724106 | COM | 4,397 | $281,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 83,155 | $281,000 | thousands by filing date | |
| FTS INTERNATIONAL INC | 30283W104 | COM | 39,620 | $281,000 | thousands by filing date | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 31,834 | $279,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 23,114 | $279,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762UAC9 | BOND | 291,000 | $279,000 | thousands by filing date | principal |
| STATE STR CORP COM | 857477103 | Stock | 4,400 | $278,000 | thousands by filing date | call |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 30,541 | $278,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 37,037 | $278,000 | thousands by filing date | |
| LUXFER HOLDINGS PLC | G5698W116 | COMMON STOCK | 15,786 | $278,000 | thousands by filing date | |
| ISHARES TR | 46435G839 | MSCI EAFE SMCP | 11,034 | $278,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 10,693 | $278,000 | thousands by filing date | |
| COREPOINT LODGING INC | 21872L104 | COM | 22,759 | $278,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C757 | INTERNATNL REV | 12,158 | $278,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 32,112 | $277,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 10,478 | $277,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 50,000 | $276,000 | thousands by filing date | put |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 25,878 | $276,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 59,260 | $276,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430404 | ACTIVEBETA JAP | 9,585 | $276,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 57,876 | $276,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 75,010 | $276,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 101,544 | $276,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 43,462 | $275,000 | thousands by filing date | |
| QUANTENNA COMMUNICATIONS INC | 74766D100 | COM | 19,188 | $275,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 11,910 | $274,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19762B889 | I INDIA SML CP ETF | 18,367 | $274,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 25,856 | $273,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 12,221 | $273,000 | thousands by filing date | |
| MSB FINL CORP NEW | 55352L101 | COM | 15,259 | $273,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 16,300 | $272,000 | thousands by filing date | call |
| JOHN HANCOCK EXCHANGE TRADED | 47804J602 | mc | 6,926 | $272,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 28,516 | $271,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 25,016 | $270,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 13,244 | $270,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 32,258 | $269,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F627 | CHINE INNOV ETF | 12,859 | $269,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 26,725 | $269,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 8,421 | $269,000 | thousands by filing date | |
| PDVWIRELESS INC | 69290R104 | COM | 7,209 | $269,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 16,846 | $268,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 13,117 | $268,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 19,742 | $268,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 8,320 | $268,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 24,239 | $268,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 18,103 | $267,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 4,420 | $267,000 | thousands by filing date | |
| SAVARA INC | 805111101 | COM | 35,117 | $266,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 62,700 | $266,000 | thousands by filing date | call |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 60,498 | $266,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 7,121 | $265,000 | thousands by filing date | |
| KB HOME 1.375 | 48666KAS8 | NOTE 1.375% 2/0 | 267,000 | $265,000 | thousands by filing date | principal |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 25,884 | $263,000 | thousands by filing date | |
| FRONT YD RESIDENTIAL CORP | 35904G107 | COM | 30,080 | $263,000 | thousands by filing date | |
| ISHARES TR | 46435G144 | 10 YR INVT GRD | 5,818 | $263,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 13,938 | $262,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 10,904 | $262,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 10,349 | $262,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 82,642 | $262,000 | thousands by filing date | |
| NUVEEN HIGH INCOME 2020 TARG | 67075L102 | COM | 26,455 | $262,000 | thousands by filing date | |
| BAYCOM CORP | 07272M107 | COMMON STOCK | 11,315 | $261,000 | thousands by filing date | |
| LINE CORP | 53567X101 | SPONSORED ADR | 7,640 | $261,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 12,060 | $260,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 8,820 | $260,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 32,648 | $260,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 20,097 | $260,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 18,022 | $259,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 23,519 | $258,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 10,128 | $258,000 | thousands by filing date | |
| BSB BANCORP INC MD | 05573H108 | COM | 9,174 | $258,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V829 | DWA NASDAQ MNT | 2,934 | $258,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 21,040 | $257,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 54,795 | $257,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 65,017 | $257,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 49,402 | $256,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 17,929 | $256,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 22,553 | $256,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y509 | Cmn | 9,900 | $256,000 | thousands by filing date | |
| DBX ETF TR XTRACK | 233051812 | MSCI SOUT | 10,000 | $255,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 11,046 | $254,000 | thousands by filing date | |
| ABERDEEN GLOBAL DYNAMIC DIVIDE | 00302M106 | COM | 29,696 | $253,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 35,355 | $253,000 | thousands by filing date | |
| LEAF GROUP LTD | 52177G102 | COM | 37,108 | $253,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 64,378 | $252,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L201 | SUSTNBLE INTL | 10,784 | $252,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 18,700 | $251,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 39,393 | $251,000 | thousands by filing date | |
| GUARDANT HEALTH INC COM | 40131M109 | Stock | 6,642 | $250,000 | thousands by filing date | |
| TALOS ENERGY INC | 87484T108 | COM | 15,302 | $250,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 29,520 | $250,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 15,700 | $249,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E101 | MSCI NORWAY ETF | 12,658 | $249,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 67,148 | $249,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767835 | MSCI ALL CHINA | 14,349 | $248,000 | thousands by filing date | |
| SVMK INC | 78489X103 | COM | 20,159 | $248,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A122 | COM | 44,830 | $248,000 | thousands by filing date | |
| LIVANOVA PLC | G5509L101 | SHS | 2,700 | $247,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V191 | S&P MDCP400 VL | 4,408 | $247,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 24,022 | $247,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 36,357 | $247,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 29,450 | $246,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 28,818 | $246,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 20,898 | $245,000 | thousands by filing date | |
| SI FINL GROUP INC MD | 78425V104 | COM | 19,212 | $245,000 | thousands by filing date | |
| SILICON LABORATORIES INC | 826919AB8 | NOTE 1.375% 3/0 | 231,000 | $244,000 | thousands by filing date | principal |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 10,874 | $244,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 4,234 | $243,000 | thousands by filing date | |
| SUNLANDS ONLINE ED GROUP | 86740P108 | ADS | 80,000 | $243,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 377,341 | $242,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 53,547 | $242,000 | thousands by filing date | |
| HENNESSY ADVISORS INC | 425885100 | COM | 24,078 | $241,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 3,800 | $240,000 | thousands by filing date | put |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 29,380 | $240,000 | thousands by filing date | |
| ISHARES INC | 464286343 | US PWR INFRA ETF | 12,998 | $240,000 | thousands by filing date | |
| SPIRIT MTA REIT | 84861U105 | COM SHS BEN IN | 33,637 | $240,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 42,007 | $240,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 9,542 | $239,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 12,922 | $239,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 6,720 | $238,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 144,258 | $238,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 20,719 | $237,000 | thousands by filing date | |
| COLUMBIA INDIA CONSUMER ETF | 19762B707 | ETF | 5,356 | $237,000 | thousands by filing date | |
| SPDR SER TR | 78468R689 | S&P KENSHO SMART | 10,103 | $236,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 48,319 | $236,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 17,582 | $236,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 32,996 | $236,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 38,391 | $236,000 | thousands by filing date | |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 13,553 | $236,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 26,169 | $236,000 | thousands by filing date | |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 12,723 | $234,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 85,997 | $233,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 17,612 | $233,000 | thousands by filing date | |
| FOUNDATION BLDG MATLS INC | 350392106 | COM | 28,059 | $233,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 17,549 | $232,000 | thousands by filing date | |
| APELLIS PHARMACEUTICALS INC | 03753U106 | COM | 17,533 | $231,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 24,312 | $230,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 128,023 | $229,000 | thousands by filing date | |
| INVESCO S&P SMALLCAP 600PURE VALUE ETF | 46137V167 | ETF | 3,955 | $229,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 41,312 | $228,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 11,826 | $228,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 48,055 | $228,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B806 | INDIA INFRSR ETF | 19,166 | $228,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 5,147 | $227,000 | thousands by filing date | |
| PCSB FINL CORP COM | 69324R104 | Stock | 11,607 | $227,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 10,500 | $226,000 | thousands by filing date | call |
| UMH PPTYS INC | 903002103 | COM | 19,154 | $226,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 34,039 | $226,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 10,000 | $226,000 | thousands by filing date | put |
| GAZIT GLOBE LTD | M4793C102 | SHS | 32,601 | $226,000 | thousands by filing date | |
| ARCUS BIOSCIENCES INC | 03969F109 | COM | 20,811 | $225,000 | thousands by filing date | |
| I3 VERTICALS INC | 46571Y107 | COM CL A | 9,341 | $225,000 | thousands by filing date | |
| BP MIDSTREAM PARTNERS LP | 0556EL109 | UNIT LTD PTNR | 14,437 | $225,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 1,700 | $224,000 | thousands by filing date | put |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 1,700 | $224,000 | thousands by filing date | call |
| COMMAND SEC CORP | 20050L100 | COM | 79,758 | $224,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E701 | CHINA SMALL CP | 9,846 | $223,000 | thousands by filing date | |
| SPDR S&P North American Natural Resources ETF | 78463X152 | SHS | 7,667 | $222,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 12,000 | $222,000 | thousands by filing date | call |
| ACNB CORP | 000868109 | COMMON STOCK | 5,663 | $222,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N667 | VICSHS DV AC ETF | 8,056 | $222,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 155,209 | $222,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 4,100 | $221,000 | thousands by filing date | call |
| EXELON CORP COM | 30161N101 | Stock | 4,900 | $221,000 | thousands by filing date | put |
| STANTEC INC COM | 85472N109 | Stock | 10,111 | $221,000 | thousands by filing date | |
| ISHARES TR | 46435G722 | JPX NIKKEI 400 | 8,753 | $221,000 | thousands by filing date | |
| WISDOMTREE TR DYNAMIC US EQT | 97717X297 | CEF | 8,921 | $221,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 33,020 | $220,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746L422 | IPATH S&P500 VIX | 469,221 | $220,000 | thousands by filing date | principal |
| INDEXIQ ETF TR | 45409B552 | HDGD FTSE EURO | 12,933 | $220,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 8,300 | $218,000 | thousands by filing date | call |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 37,304 | $218,000 | thousands by filing date | |
| APTINYX INC | 03836N103 | COM | 13,213 | $218,000 | thousands by filing date | |
| INPHI CORP | 45772FAB3 | NOTE 1.125%12/0 | 208,000 | $218,000 | thousands by filing date | principal |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 17,719 | $217,000 | thousands by filing date | |
| ALLAKOS INC | 01671P100 | COM | 4,153 | $217,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 21,773 | $217,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 54,529 | $217,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 11,702 | $216,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 22,652 | $216,000 | thousands by filing date | |
| CIVITAS SOLUTIONS INC | 17887R102 | COM | 12,316 | $216,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 41,425 | $216,000 | thousands by filing date | |
| EMC INS GROUP INC | 268664109 | COM | 6,788 | $216,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 15,238 | $215,000 | thousands by filing date | |
| BLACKROCK MD MUNICIPAL BOND | 09249L105 | COM | 16,490 | $215,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 17,162 | $213,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 16,340 | $212,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 16,137 | $211,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 102,215 | $211,000 | thousands by filing date | |
| WIDEOPENWEST INC | 96758W101 | COM | 29,584 | $211,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 56,218 | $210,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 30,713 | $210,000 | thousands by filing date | |
| CITIZENS HLDG CO MISS | 174715102 | COM | 10,007 | $210,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 800 | $209,000 | thousands by filing date | call |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 1,100 | $209,000 | thousands by filing date | call |
| TRICIDA INC | 89610F101 | COM | 8,857 | $209,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 18,849 | $206,000 | thousands by filing date | |
| ISHARES TR | 46435G847 | MSCI ACWI EXUS | 8,734 | $206,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 4,960 | $205,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 14,086 | $205,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 30,488 | $205,000 | thousands by filing date | |
| MERCHANTS BANCORP IND | 58844R108 | COM | 10,242 | $205,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 97,928 | $205,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 6,154 | $204,000 | thousands by filing date | |
| SOUNDTHINKING INC | 82536T107 | COM | 6,540 | $204,000 | thousands by filing date | |
| NORTHERN TECHNOLOGIES INTL C | 665809109 | COM | 6,900 | $204,000 | thousands by filing date | |
| SALISBURY BANCORP INC | 795226109 | COM | 5,638 | $204,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V555 | INSIDER SENMNT | 3,608 | $204,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 8,913 | $203,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-19-004235 | this filing | 2019-02-14 | acceptance time not in the bulk data set |